General Counsel

0000918537-16-000011.txt : 20161114 0000918537-16-000011.hdr.sgml : 20161111 20161114170406 ACCESSION NUMBER: 0000918537-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 161995825 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 09-30-2016 09-30-2016 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E. Ladin General Counsel (212) 752-7345 Timothy E. Ladin New York NY 11-14-2016 1 132 752584 false 1 0001105685 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F3Q16xmldata.xml 3Q16DATAFILE American River Bankshares COM 029326105 1843 170000 SH DFND 1 0 170000 0 Anadarko Petroleum Corp. COM 032511107 3928 62000 SH DFND 1 0 62000 0 Atlantic Capital Bancshares COM 048269203 14259 951893 SH DFND 1 0 951893 0 BRT Realty Trust COM 055645303 1347 168369 SH DFND 1 0 168369 0 Baker Hughes Inc. COM 057224107 1009 20000 SH SOLE 0 20000 0 0 Bank of America Corporation COM 060505104 1565 100000 SH SOLE 0 100000 0 0 Boardwalk Pipeline Partners, LP UT LTD PARTNER 096627104 2341 136417 SH DFND 1 0 136417 0 Boeing Co. COM 097023105 2635 20000 SH SOLE 0 20000 0 0 Boston Scientific Corp. COM 101137107 16660 700000 SH DFND 1 0 700000 0 CIT Group Inc. COM NEW 125581801 18150 500000 SH DFND 1 0 500000 0 CIT Group Inc. COM NEW 125581801 726 20000 SH SOLE 0 20000 0 0 Capital Properties, Inc. COM 140430109 247 22949 SH DFND 1 0 22949 0 Carrizo Oil & Gas, Inc. COM 144577103 4306 106000 SH DFND 1 0 106000 0 Central Steel & Wire Company COM 155411101 44 108 SH DFND 1 0 108 0 Citizens Financial Group COM 174610105 8649 350000 SH DFND 1 0 350000 0 Clifton Bancorp, Inc. COM 186873105 4489 293568 SH DFND 1 0 293568 0 Columbus McKinnon Corp. COM 199333105 2765 155000 SH DFND 1 0 155000 0 Continental Resources Inc. COM 212015101 3118 60000 SH DFND 1 0 60000 0 Continental Resources Inc. COM 212015101 10392 200000 SH SOLE 0 200000 0 0 Du Pont E I De Nemours & Co COM 263534109 7702 115000 SH DFND 1 0 115000 0 Du Pont E I De Nemours & Co COM 263534109 2009 30000 SH SOLE 0 30000 0 0 Enable Midstream Partners, LP COM UNIT RP IN 292480100 1525 100000 SH DFND 1 0 100000 0 Enable Midstream Partners, LP COM UNIT RP IN 292480100 153 10000 SH SOLE 0 10000 0 0 Farmer Brothers Co. COM 307675108 4476 125900 SH DFND 1 0 125900 0 Farmer Brothers Co. COM 307675108 100 2800 SH SOLE 0 2800 0 0 First Northwest Bancorp COM 335834107 1443 107000 SH DFND 1 0 107000 0 Franklin Resources Inc. COM 354613101 4179 117500 SH DFND 1 0 117500 0 GAMCO Investors, Inc. COM 361438104 470 16500 SH DFND 1 0 16500 0 General Electric Co. COM 369604103 296 10000 SH SOLE 0 10000 0 0 Getty Realty Corp. COM 374297109 2249 94000 SH DFND 1 0 94000 0 Getty Realty Corp. COM 374297109 872 36427 SH SOLE 0 36427 0 0 Gyrodyne, LLC COM 403829104 1321 71238 SH DFND 1 0 71238 0 Gyrodyne, LLC COM 403829104 86 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 898 20000 SH SOLE 0 20000 0 0 Helmerich & Payne Inc. COM 423452101 5552 82500 SH DFND 1 0 82500 0 Highland Bankshares Inc. COM 430893107 1804 396458 SH DFND 1 0 396458 0 HomeTrust Bancshares, Inc. COM 437872104 1295 70000 SH DFND 1 0 70000 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 453 190440 SH SOLE 0 190440 0 0 Intel Corp. COM 458140100 18875 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 49075 1300000 SH SOLE 0 1300000 0 0 Johnson & Johnson COM 478160104 2363 20000 SH SOLE 0 20000 0 0 KLX Inc. COM 482539103 3520 100000 SH DFND 1 0 100000 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 17765 205400 SH DFND 1 0 205400 0 Kemper Corp. COM 488401100 393 10000 SH SOLE 0 10000 0 0 The Macerich Company COM 554382101 3081 38100 SH DFND 1 0 38100 0 National Presto Industries, Inc. COM 637215104 6628 75500 SH DFND 1 0 75500 0 Northeast Bancorp COM 663904209 4190 361800 SH DFND 1 0 361800 0 Old Republic Interrnational Corp. COM 680223104 372 21093 SH SOLE 0 21093 0 0 Peapack-Gladstone Financial Corp. COM 704699107 2259 100800 SH DFND 1 0 100800 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 166 23841 SH SOLE 0 23841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 12800 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 348 11081 SH SOLE 0 11081 0 0 Popular, Inc. COM NEW 733174700 11466 300000 SH DFND 1 0 300000 0 Popular, Inc. COM NEW 733174700 382 10000 SH SOLE 0 10000 0 0 Randolph Bancorp, Inc. COM 752378109 780 57200 SH DFND 1 0 57200 0 Ruth's Hospitality Group, Inc. COM 783332109 1947 137900 SH DFND 1 0 137900 0 S&W Seed Company COM 785135104 16309 3197838 SH DFND 1 0 3197838 0 William H. Sadlier, Inc. COM 786327106 1166 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 591 100240 SH SOLE 0 100240 0 0 Seaboard Corp. COM 811543107 172 50 SH DFND 1 0 50 0 Tejon Ranch Co. COM 879080109 12646 520000 SH DFND 1 0 520000 0 Teva Pharmaceutical Industries Ltd. ADR 881624209 20258 440300 SH DFND 1 0 440300 0 Teva Pharmaceutical Industries Ltd. ADR 881624209 1334 29000 SH SOLE 0 29000 0 0 Universal Stainless & Alloy Products, Inc. COM 913837100 3124 297500 SH DFND 1 0 297500 0 Vmware, Inc. CL A COM 928563402 367 5000 SH SOLE 0 5000 0 0 Vornado Realty Trust SH BEN INT 929042109 263 2600 SH DFND 1 0 2600 0 Westlake Chemical Corp. COM 960413102 13375 250000 SH DFND 1 0 250000 0 Wheeler Real Estate Investment Trust COM 963025101 4362 2492356 SH DFND 1 0 2492356 0 Whitewave Foods Co. COM 966244105 4627 85000 SH DFND 1 0 85000 0 Wright Investors Service Holdings COM 982345100 578 825691 SH DFND 1 0 825691 0 Forest City Realty Trust A Shares COM CL A 345605109 5436 235000 SH DFND 1 0 235000 0 MB Bancorp Inc. COM 55280E104 2285 170559 SH DFND 1 0 170559 0 Accuride Corp. COM NEW 00439T206 1831 715237 SH DFND 1 0 715237 0 Adelphia Recovery Trust COM 00685R102 15 1478658 SH DFND 1 0 1478658 0 Advanced Emissions Solutions Inc. COM 00770C101 6016 800000 SH DFND 1 0 800000 0 Allison Transmission Holdings, Inc. COM 01973R101 8604 300000 SH DFND 1 0 300000 0 Allscripts Healtcare Solutions, Inc. COM 01988PAD0 6289 477500 SH DFND 1 0 477500 0 Ally Financial Inc. COM 02005N100 10173 522500 SH DFND 1 0 522500 0 Ally Financial Inc. COM 02005N100 2375 122000 SH SOLE 0 122000 0 0 American Midstream Partners LP COM UNITS 02752P100 7570 512500 SH DFND 1 0 512500 0 American Midstream Partners LP COM UNITS 02752P100 148 10000 SH SOLE 0 10000 0 0 Ariad Pharmaceuticals, Inc. COM 04033A100 12869 940000 SH DFND 1 0 940000 0 BKF Capital Group, Inc. COM 05548G201 193 293800 SH DFND 1 0 293800 0 BMC Stock Holdings Inc. COM 05591B109 60637 3420000 SH DFND 1 0 3420000 0 The Bancorp Bank COM 05969A105 2616 407500 SH DFND 1 0 407500 0 Barnes & Noble Edu. Inc COM 06777U101 53 5554 SH SOLE 0 5554 0 0 CIBL, Inc. COM 12543Y104 290 215 SH DFND 1 0 215 0 Carbon Natural Gas Co. COM 14115T109 844 4222222 SH DFND 1 0 4222222 0 Crimson Wine Group Ltd. COM 22662X100 8032 928500 SH DFND 1 0 928500 0 Dell Technologies Inc. COM CL V 24703L103 3274 68487 SH DFND 1 0 68487 0 Dell Technologies Inc. COM CL V 24703L103 1119 23405 SH SOLE 0 23405 0 0 Devon Energy Corp. New COM 25179M103 3088 70000 SH SOLE 0 70000 0 0 Dolby Laboratories Inc. COM 25659T107 50093 922700 SH DFND 1 0 922700 0 Dolby Laboratories Inc. COM 25659T107 448 8255 SH SOLE 0 8255 0 0 Exxon Mobil Corp. COM 30231G102 1746 20000 SH SOLE 0 20000 0 0 FMC Corp. COM NEW 30249U101 12085 250000 SH DFND 1 0 250000 0 FMC Corp. COM NEW 30249U101 2417 50000 SH SOLE 0 50000 0 0 FMC Technologies, Inc. COM 30249U101 12906 435000 SH DFND 1 0 435000 0 FSB Bancorp COM 30289C102 673 53382 SH DFND 1 0 53382 0 First Guaranty Bancshares, Inc. COM 32043P106 966 59459 SH DFND 1 0 59459 0 Fossil Group, Inc. COM 34988V106 7773 279900 SH DFND 1 0 279900 0 General Motors Corp. COM 37045V100 6149 193560 SH DFND 1 0 193560 0 GM '19 WRNT *W EXP 07/10/201 37045V126 148 10597 SH DFND 1 0 10597 0 Gulf Coast Ultra Deep Rty Trust Unit COM 40222T104 48 721942 SH SOLE 0 721942 0 0 Heritage Oaks Bancorp COM 42724R107 6557 799600 SH DFND 1 0 799600 0 Hess Corporation COM 42809H107 18767 350000 SH DFND 1 0 350000 0 Hess Corporation COM 42809H107 9652 180000 SH SOLE 0 180000 0 0 ICTC Group COM 44931F108 88 3687 SH DFND 1 0 3687 0 Investar Holding Corporation COM 46134L105 2686 175000 SH DFND 1 0 175000 0 Investors Bancorp, Inc. COM 46146L101 6005 500000 SH DFND 1 0 500000 0 JP Energy Partners, LP UNT REPST LTD 46643C109 1739 235000 SH DFND 1 0 235000 0 JP Energy Partners, LP UNT REPST LTD 46643C109 74 10000 SH SOLE 0 10000 0 0 Kearny Financial Corp. COM 48716P108 13610 1000000 SH DFND 1 0 1000000 0 Keysight Technologies, Inc. COM 49338L103 6338 200000 SH DFND 1 0 200000 0 LICT Corp. COM 50187G104 1519 275 SH DFND 1 0 275 0 MSB Financial COM 55352L101 2363 174897 SH DFND 1 0 174897 0 Meridian Bancorp, Inc. COM 58958U103 1557 100000 SH DFND 1 0 100000 0 News Corp COM 65249B109 6431 460000 SH DFND 1 0 460000 0 Plains GP Holdings LP SHS A REP LTPN 72651A108 5725 442400 SH DFND 1 0 442400 0 Plains GP Holdings LP SHS A REP LTPN 72651A108 324 25000 SH SOLE 0 25000 0 0 Prudential Bancorp Inc. COM 74431A101 1756 121287 SH DFND 1 0 121287 0 Regions Financial Corp. COM 7591EP100 5147 521500 SH DFND 1 0 521500 0 Resolute Forest Products COM 76117w109 3044 643500 SH DFND 1 0 643500 0 SI Financial Group COM 78425V104 1442 109241 SH DFND 1 0 109241 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 874 3235625 SH DFND 1 0 3235625 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 94 348043 SH SOLE 0 348043 0 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 83 5773 SH SOLE 0 5773 0 0 TowneBank Portsmouth VA COM 89214P109 9612 400000 SH DFND 1 0 400000 0 Trinity Place Holdings Inc. COM 89656D101 28563 2920577 SH DFND 1 0 2920577 0 Waterstone Financial Inc. COM 94188P101 20212 1189617 SH DFND 1 0 1189617 0 Belmond Ltd. Class A COM G1154H107 3940 310000 SH DFND 1 0 310000 0 Chubb Limited COM h1467j104 4235 33706 SH DFND 1 0 33706 0