General Counsel and Vice President

0000918537-16-000009.txt : 20160812 0000918537-16-000009.hdr.sgml : 20160812 20160812105809 ACCESSION NUMBER: 0000918537-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 161826822 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0000918537 XXXXXXXX 06-30-2016 06-30-2016 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E. Ladin General Counsel and Vice President (212) 752-7345 Timothy E. Ladin New York NY 08-12-2016 1 137 752853 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F2Q16xmldata.xml PRICEQ2DATAFILE Adelphia Recovery Trust COM 00685R102 15 1478658 SH DFND 1 0 1478658 0 Advanced Emissions Solutions Inc. COM 00770C101 5680 800000 SH DFND 1 0 800000 0 Aerojet Rocketdyne Holdings Inc COM 007800105 732 40020 SH DFND 1 0 40020 0 Aerojet Rocketdyne Holdings Inc COM 007800105 453 24794 SH SOLE 0 24794 0 0 Allison Transmission Holdings, Inc. COM 01973R101 8469 300000 SH DFND 1 0 300000 0 Allscripts Healtcare Solutions, Inc. COM 01988PAD0 6071 477500 SH DFND 1 0 477500 0 Ally Financial Inc. COM 02005N100 8919 522500 SH DFND 1 0 522500 0 Ally Financial Inc. COM 02005N100 2083 122000 SH SOLE 0 122000 0 0 American Midstream Partners LP COM UNITS 02752P100 6063 512500 SH DFND 1 0 512500 0 American Midstream Partners LP COM UNITS 02752P100 118 10000 SH SOLE 0 10000 0 0 American River Bankshares COM 029326105 1745 170000 SH DFND 1 0 170000 0 Anadarko Petroleum Corp. COM 032511107 3302 62000 SH DFND 1 0 62000 0 Ariad Pharmaceuticals, Inc. COM 04033A100 7944 1075000 SH DFND 1 0 1075000 0 Atlantic Capital Bancshares COM 048269203 13764 951893 SH DFND 1 0 951893 0 Axiall Corp COM 05463D100 6196 190000 SH DFND 1 0 190000 0 BKF Capital Group, Inc. COM 05548G102 220 293800 SH DFND 1 0 293800 0 BRT Realty Trust COM 055645303 1204 168369 SH DFND 1 0 168369 0 BMC Stock Holdings Inc. COM 05591B109 63769 3578527 SH DFND 1 0 3578527 0 Baker Hughes Inc. COM 057224107 903 20000 SH SOLE 0 20000 0 0 The Bancorp Bank COM 05969A105 2453 407500 SH DFND 1 0 407500 0 Bank of America Corporation COM 060505104 1327 100000 SH SOLE 0 100000 0 0 Barnes & Noble Edu. Inc COM 06777U101 56 5554 SH SOLE 0 5554 0 0 Boardwalk Pipeline Partners, LP UT LTD PARTNER 096627104 2380 136417 SH DFND 1 0 136417 0 Boeing Co. COM 097023105 2597 20000 SH SOLE 0 20000 0 0 Boston Scientific Corp. COM 101137107 21033 900000 SH DFND 1 0 900000 0 CIBL, Inc. COM 12543Y104 280 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 15955 500000 SH DFND 1 0 500000 0 CIT Group Inc. COM NEW 125581801 638 20000 SH SOLE 0 20000 0 0 Capital Properties, Inc. COM 140430109 231 23149 SH DFND 1 0 23149 0 Carbon Natural Gas Co. COM 14115T109 844 4222222 SH DFND 1 0 4222222 0 Carrizo Oil & Gas, Inc. COM 144577103 3800 106000 SH DFND 1 0 106000 0 Central Steel & Wire Company COM 155411101 45 108 SH DFND 1 0 108 0 Cenveo Inc. COM 15670S105 82 100000 SH DFND 1 0 100000 0 Citizens Financial Group COM 174610105 6394 320000 SH DFND 1 0 320000 0 Clifton Bancorp, Inc. COM 186873105 4424 293568 SH DFND 1 0 293568 0 Columbus McKinnon Corp. COM 199333105 2193 155000 SH DFND 1 0 155000 0 Continental Resources Inc. COM 212015101 2716 60000 SH DFND 1 0 60000 0 Continental Resources Inc. COM 212015101 9054 200000 SH SOLE 0 200000 0 0 Crimson Wine Group Ltd. COM 22662X100 7762 928500 SH DFND 1 0 928500 0 Devon Energy Corp. New COM 25179M103 2538 70000 SH SOLE 0 70000 0 0 Dolby Laboratories Inc. COM 25659T107 48172 1006720 SH DFND 1 0 1006720 0 Dolby Laboratories Inc. COM 25659T107 395 8255 SH SOLE 0 8255 0 0 Du Pont E I De Nemours & Co COM 263534109 7452 115000 SH DFND 1 0 115000 0 Du Pont E I De Nemours & Co COM 263534109 1944 30000 SH SOLE 0 30000 0 0 EMC Corporation COM 268648102 11820 435026 SH DFND 1 0 435026 0 EMC Corporation COM 268648102 5706 210000 SH SOLE 0 210000 0 0 Enable Midstream Partners, LP COM UNIT RP IN 292480100 1351 100000 SH DFND 1 0 100000 0 Enable Midstream Partners, LP COM UNIT RP IN 292480100 135 10000 SH SOLE 0 10000 0 0 Exxon Mobil Corp. COM 30231G102 1875 20000 SH SOLE 0 20000 0 0 FMC Corp. COM NEW 30249U101 11578 250000 SH DFND 1 0 250000 0 FMC Corp. COM NEW 30249U101 2316 50000 SH SOLE 0 50000 0 0 FMC Technologies, Inc. COM 30249U101 11601 435000 SH DFND 1 0 435000 0 Farmer Brothers Co. COM 307675108 5091 158800 SH DFND 1 0 158800 0 Farmer Brothers Co. COM 307675108 90 2800 SH SOLE 0 2800 0 0 First Guaranty Bancshares, Inc. COM 32043P106 951 59459 SH DFND 1 0 59459 0 First Northwest Bancorp COM 335834107 1624 127500 SH DFND 1 0 127500 0 Forest City Enterprises, Inc. COM 345550107 6191 277500 SH DFND 1 0 277500 0 Fossil Group, Inc. COM 34988V106 7986 279900 SH DFND 1 0 279900 0 Franklin Resources Inc. COM 354613101 3921 117500 SH DFND 1 0 117500 0 GAMCO Investors, Inc. COM 361438104 541 16500 SH DFND 1 0 16500 0 General Electric Co. COM 369604103 315 10000 SH SOLE 0 10000 0 0 General Motors Corp. COM 37045V100 5282 186657 SH DFND 1 0 186657 0 GM '16 WRNT *W EXP 07/10/201 37045V118 195 10597 SH DFND 1 0 10597 0 GM '19 WRNT *W EXP 07/10/201 37045V126 111 10597 SH DFND 1 0 10597 0 Getty Realty Corp. COM 374297109 6607 308000 SH DFND 1 0 308000 0 Getty Realty Corp. COM 374297109 781 36427 SH SOLE 0 36427 0 0 Gulf Coast Ultra Deep Rty Trust Unit COM 40222T104 52 721942 SH SOLE 0 721942 0 0 Gyrodyne, LLC COM 403829104 1436 71138 SH DFND 1 0 71138 0 Gyrodyne, LLC COM 403829104 94 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 906 20000 SH SOLE 0 20000 0 0 Hardinge, Inc. COM 412324303 551 54813 SH DFND 1 0 54813 0 Helmerich & Payne Inc. COM 423452101 5538 82500 SH DFND 1 0 82500 0 Heritage Oaks Bancorp COM 42724R107 6352 800000 SH DFND 1 0 800000 0 Hess Corporation COM 42809H107 21035 350000 SH DFND 1 0 350000 0 Hess Corporation COM 42809H107 10818 180000 SH SOLE 0 180000 0 0 Highland Bankshares Inc. COM 430893107 2276 396458 SH DFND 1 0 396458 0 HomeTrust Bancshares, Inc. COM 437872104 1295 70000 SH DFND 1 0 70000 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 449 190440 SH SOLE 0 190440 0 0 ICTC Group COM 44931F108 79 3602 SH DFND 1 0 3602 0 Intel Corp. COM 458140100 16405 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 44294 1350000 SH SOLE 0 1350000 0 0 Investar Holding Corporation COM 46134L105 2692 175000 SH DFND 1 0 175000 0 Investors Bancorp, Inc. COM 46146L101 5540 500000 SH DFND 1 0 500000 0 JP Energy Partners, LP UNT REPST LTD 46643C109 1983 235000 SH DFND 1 0 235000 0 JP Energy Partners, LP UNT REPST LTD 46643C109 84 10000 SH SOLE 0 10000 0 0 Johnson & Johnson COM 478160104 3033 25000 SH SOLE 0 25000 0 0 KLX Inc. COM 482539103 3100 100000 SH DFND 1 0 100000 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 19732 218200 SH DFND 1 0 218200 0 Kearny Financial Corp. COM 48716P108 17927 1425000 SH DFND 1 0 1425000 0 Kemper Corp. COM 488401100 310 10000 SH SOLE 0 10000 0 0 Keysight Technologies, Inc. COM 49338L103 5818 200000 SH DFND 1 0 200000 0 LICT Corp. COM 50187G104 1348 275 SH DFND 1 0 275 0 MB Bancorp Inc. COM 55280E104 2294 170559 SH DFND 1 0 170559 0 MSB Financial COM 55352L101 2412 174897 SH DFND 1 0 174897 0 The Macerich Company COM 554382101 3253 38100 SH DFND 1 0 38100 0 Meridian Bancorp, Inc. COM 58958U103 1478 100000 SH DFND 1 0 100000 0 National Presto Industries, Inc. COM 637215104 7650 81082 SH DFND 1 0 81082 0 News Corp COM 65249B109 5221 460000 SH DFND 1 0 460000 0 Northeast Bancorp COM NEW 663904209 4070 361800 SH DFND 1 0 361800 0 Old Republic Interrnational Corp. COM 680223104 407 21093 SH SOLE 0 21093 0 0 Outerwall Inc. COM 690070107 8644 205800 SH DFND 1 0 205800 0 Peapack-Gladstone Financial Corp. COM 704699107 1851 100000 SH DFND 1 0 100000 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 175 23841 SH SOLE 0 23841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 11202 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 305 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP SHS A REP LTPN 72651A108 4614 442400 SH DFND 1 0 442400 0 Plains GP Holdings LP SHS A REP LTPN 72651A108 261 25000 SH SOLE 0 25000 0 0 Popular, Inc. COM NEW 733174700 8790 300000 SH DFND 1 0 300000 0 Popular, Inc. COM NEW 733174700 293 10000 SH SOLE 0 10000 0 0 Prudential Bancorp Inc. COM 74431A101 1710 121287 SH DFND 1 0 121287 0 Realogy Holdings Corp. COM 75605Y106 2902 100000 SH DFND 1 0 100000 0 Resolute Forest Products COM 76117w109 3404 643500 SH DFND 1 0 643500 0 Ruth's Hospitality Group, Inc. COM 783332109 2389 149800 SH DFND 1 0 149800 0 SI Financial Group COM 78425V104 1446 109241 SH DFND 1 0 109241 0 S&W Seed Company COM 785135104 13575 3113423 SH DFND 1 0 3113423 0 William H. Sadlier, Inc. COM 786327106 1167 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 729 100240 SH SOLE 0 100240 0 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 777 3235625 SH DFND 1 0 3235625 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 84 348043 SH SOLE 0 348043 0 0 Seaboard Corp. COM 811543107 144 50 SH DFND 1 0 50 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 85 5773 SH SOLE 0 5773 0 0 Tejon Ranch Co. COM 879080109 12293 520000 SH DFND 1 0 520000 0 Tejon Ranch Warrant *W EXP 08/31/201 879080133 0 76809 SH DFND 1 0 76809 0 Teva Pharmaceutical Industries Ltd. ADR 881624209 22116 440300 SH DFND 1 0 440300 0 TowneBank Portsmouth VA COM 89214P109 10825 500000 SH DFND 1 0 500000 0 Trinity Place Holdings Inc. COM 89656D101 22459 2920577 SH DFND 1 0 2920577 0 Universal Stainless & Alloy Products, Inc. COM 913837100 3243 297500 SH DFND 1 0 297500 0 Vereit Inc. COM 92339V100 5780 570000 SH DFND 1 0 570000 0 Vmware, Inc. CL A COM 928563402 286 5000 SH SOLE 0 5000 0 0 Vornado Realty Trust SH BEN INT 929042109 260 2600 SH DFND 1 0 2600 0 Waterstone Financial Inc. COM 94188P101 18237 1189617 SH DFND 1 0 1189617 0 Westlake Chemical Corp. COM 960413102 9945 231700 SH DFND 1 0 231700 0 Wheeler Real Estate Investment Trust COM 963025101 4139 2687500 SH DFND 1 0 2687500 0 Wright Investors Service Holdings COM 982345100 950 825691 SH DFND 1 0 825691 0 Navigator Holdings Limited SHS B7KN3P3 2444 212500 SH DFND 1 0 212500 0 Belmond Ltd. Class A COM G1154H107 2508 253300 SH DFND 1 0 253300 0 Chubb Limited COM h1467j104 4406 33706 SH DFND 1 0 33706 0