General Counsel

0000918537-16-000008.txt : 20160516 0000918537-16-000008.hdr.sgml : 20160516 20160516103615 ACCESSION NUMBER: 0000918537-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 161651408 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 03-31-2016 03-31-2016 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin General Counsel 212 752-7345 Timothy E Ladin New York NY 05-16-2016 1 137 711958 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F1Q16xmldata.xml Adelphia Recovery Trust COM 00685R102 30 1478658 SH DFND 1 0 1478658 0 Advanced Emissions Solutions Inc. COM 00770C101 5320 800000 SH DFND 1 0 800000 0 Aerojet Rocketdyne Holdings Inc COM 007800105 4095 250000 SH DFND 1 0 250000 0 Aerojet Rocketdyne Holdings Inc. COM 007800105 406 24794 SH SOLE 0 24794 0 0 Allison Transmission Holdings, Inc. COM 01973R101 8094 300000 SH DFND 1 0 300000 0 Allscripts Healtcare Solutions, Inc. COM 01988PAD0 6308 477500 SH DFND 1 0 477500 0 Ally Financial Inc. COM 02005N100 4680 250000 SH DFND 1 0 250000 0 Ally Financial Inc. COM 02005N100 412 22000 SH SOLE 0 22000 0 0 American Midstream Partners LP COM UNITS 02752P100 3547 512500 SH DFND 1 0 512500 0 American Midstream Partners LP COM UNITS 02752P100 69 10000 SH SOLE 0 10000 0 0 American River Bankshares COM 029326105 1849 182000 SH DFND 1 0 182000 0 Anadarko Petroleum Corp. COM 032511107 2887 62000 SH DFND 1 0 62000 0 Ariad Pharmaceuticals, Inc. COM 04033A100 6869 1075000 SH DFND 1 0 1075000 0 Atlantic Capital Bancshares COM 048269203 13269 951893 SH DFND 1 0 951893 0 Axiall Corp COM 05463D100 2512 115000 SH DFND 1 0 115000 0 Baker Hughes Inc. COM 057224107 877 20000 SH SOLE 0 20000 0 0 Bank of America Corporation COM 060505104 1352 100000 SH SOLE 0 100000 0 0 Barnes & Noble Edu. Inc. COM 06777U101 54 5554 SH SOLE 0 5554 0 0 Belmond Ltd. Class A CL A G1154H107 2183 230000 SH DFND 1 0 230000 0 BKF Capital Group, Inc. COM 05548G102 209 293800 SH DFND 1 0 293800 0 Blount International, Inc. COM 095180105 10138 1015800 SH DFND 1 0 1015800 0 BMC Stock Holdings Inc. COM 05591B109 59475 3578527 SH DFND 1 0 3578527 0 Boardwalk Pipeline Partners, LP UT LTD PARTNER 096627104 2011 136417 SH DFND 1 0 136417 0 Boeing Co. COM 097023105 2539 20000 SH SOLE 0 20000 0 0 Boston Scientific Corp. COM 101137107 32729 1740000 SH DFND 1 0 1740000 0 BRT Realty Trust COM 055645303 1170 168369 SH DFND 1 0 168369 0 Capital Properties, Inc. COM 140430109 235 23149 SH DFND 1 0 23149 0 Carbon Natural Gas Co. COM 14115T109 844 4222222 SH DFND 1 0 4222222 0 Carrizo Oil & Gas, Inc. COM 144577103 3278 106000 SH DFND 1 0 106000 0 Central Steel & Wire Company COM 155411101 44 108 SH DFND 1 0 108 0 Chubb Limited COM B3BQMF6 4016 33706 SH DFND 1 0 33706 0 CIBL, Inc. COM 12543Y104 279 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 15515 500000 SH DFND 1 0 500000 0 CIT Group Inc. COM NEW 125581801 621 20000 SH SOLE 0 20000 0 0 Citizens Financial Group COM 174610105 2514 120000 SH DFND 1 0 120000 0 Clifton Bancorp, Inc. COM 186873105 4439 293568 SH DFND 1 0 293568 0 Columbus McKinnon Corp. COM 199333105 2443 155000 SH DFND 1 0 155000 0 Continental Resources Inc. COM 212015101 3461 114000 SH DFND 1 0 114000 0 Continental Resources Inc. COM 212015101 6072 200000 SH SOLE 0 200000 0 0 Crimson Wine Group Ltd. COM 22662X100 6911 824678 SH DFND 1 0 824678 0 Devon Energy Corp. New COM 25179M103 1921 70000 SH SOLE 0 70000 0 0 Dolby Laboratories Inc. COM 25659T107 44521 1024420 SH DFND 1 0 1024420 0 Dolby Laboratories Inc. COM 25659T107 359 8255 SH SOLE 0 8255 0 0 Du Pont E I De Nemours & Co COM 263534109 7282 115000 SH DFND 1 0 115000 0 Du Pont E I De Nemours & Co COM 263534109 1900 30000 SH SOLE 0 30000 0 0 EMC Corporation COM 268648102 11460 430000 SH DFND 1 0 430000 0 EMC Corporation COM 268648102 5597 210000 SH SOLE 0 210000 0 0 Enable Midstream Partners, LP COM UNIT RP IN 292480100 856 100000 SH DFND 1 0 100000 0 Enable Midstream Partners, LP COM UNIT RP IN 292480100 86 10000 SH SOLE 0 10000 0 0 Exxon Mobil Corp. COM 30231G102 1672 20000 SH SOLE 0 20000 0 0 Farmer Brothers Co. COM 307675108 5750 206300 SH DFND 1 0 206300 0 Farmer Brothers Co. COM 307675108 78 2800 SH SOLE 0 2800 0 0 First Guaranty Bancshares, Inc. COM 32043P106 922 59459 SH DFND 1 0 59459 0 First Northwest Bancorp COM 335834107 3218 250000 SH DFND 1 0 250000 0 FMC Corp. COM NEW 30249U101 10093 250000 SH DFND 1 0 250000 0 FMC Corp. COM NEW 30249U101 2019 50000 SH SOLE 0 50000 0 0 FMC Technologies, Inc. COM 30249U101 10055 367500 SH DFND 1 0 367500 0 Forest City Enterprises, Inc. COM 345550107 5852 277500 SH DFND 1 0 277500 0 Fossil Group, Inc. COM 34988V106 10212 229900 SH DFND 1 0 229900 0 Franklin Resources Inc. COM 354613101 2343 60000 SH DFND 1 0 60000 0 GAMCO Investors, Inc. COM 361438104 611 16500 SH DFND 1 0 16500 0 General Electric Co. COM 369604103 318 10000 SH SOLE 0 10000 0 0 General Motors Corp. COM 37045V100 5867 186657 SH DFND 1 0 186657 0 Getty Realty Corp. COM 374297109 6375 321477 SH DFND 1 0 321477 0 Getty Realty Corp. COM 374297109 722 36427 SH SOLE 0 36427 0 0 GM '16 WRNT *W EXP 07/10/201 37045V118 230 10597 SH DFND 1 0 10597 0 GM '19 WRNT *W EXP 07/10/201 37045V126 145 10597 SH DFND 1 0 10597 0 Gulf Coast Ultra Deep Rty Trust Unit COM 40222T104 55 611942 SH SOLE 0 611942 0 0 Gyrodyne, LLC COM 403829104 1230 45642 SH DFND 1 0 45642 0 Gyrodyne, LLC COM 403829104 126 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 714 20000 SH SOLE 0 20000 0 0 Hardinge, Inc. COM 412324303 3129 250900 SH DFND 1 0 250900 0 Heartware International COM 422368100 943 30000 SH DFND 1 0 30000 0 Helmerich & Payne Inc. COM 423452101 4844 82500 SH DFND 1 0 82500 0 Heritage Oaks Bancorp COM 42724R107 6244 801486 SH DFND 1 0 801486 0 Hess Corporation COM 42809H107 20534 390000 SH DFND 1 0 390000 0 Hess Corporation COM 42809H107 9477 180000 SH SOLE 0 180000 0 0 Highland Bankshares Inc. COM 430893107 2181 396458 SH DFND 1 0 396458 0 HomeTrust Bancshares, Inc. COM 437872104 2264 123500 SH DFND 1 0 123500 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 227 165940 SH SOLE 0 165940 0 0 ICTC Group COM 44931F108 79 3575 SH DFND 1 0 3575 0 Intel Corp. COM 458140100 16175 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 43673 1350000 SH SOLE 0 1350000 0 0 Investar Holding Corporation COM 46134L105 2567 175000 SH DFND 1 0 175000 0 Investors Bancorp, Inc. COM 46146L101 5820 500000 SH DFND 1 0 500000 0 Johnson & Johnson COM 478160104 2705 25000 SH SOLE 0 25000 0 0 JP Energy Partners, LP UNT REPST LTD 46643C109 1262 235000 SH DFND 1 0 235000 0 JP Energy Partners, LP UNT REPST LTD 46643C109 54 10000 SH SOLE 0 10000 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 19444 230000 SH DFND 1 0 230000 0 Kearny Financial Corp. COM 48716P108 17599 1425000 SH DFND 1 0 1425000 0 Kemper Corp. COM 488401100 296 10000 SH SOLE 0 10000 0 0 Keysight Technologies, Inc. COM 49338L103 4161 150000 SH DFND 1 0 150000 0 LICT Corp. COM 50187G104 1451 275 SH DFND 1 0 275 0 MB Bancorp Inc. COM 55280E104 1154 91559 SH DFND 1 0 91559 0 Meridian Bancorp, Inc. COM 58958U103 1392 100000 SH DFND 1 0 100000 0 MSB Financial COM 55352L101 2248 174897 SH DFND 1 0 174897 0 National Presto Industries, Inc. COM 637215104 6790 81082 SH DFND 1 0 81082 0 News Corp COM 65249B109 5619 440000 SH DFND 1 0 440000 0 Northeast Bancorp COM NEW 663904209 3839 361800 SH DFND 1 0 361800 0 Oasis Petroleum Inc COM 674215108 728 100000 SH DFND 1 0 100000 0 Old Republic Interrnational Corp. COM 680223104 386 21093 SH SOLE 0 21093 0 0 Peapack-Gladstone Financial Corp. COM 704699107 1690 100000 SH DFND 1 0 100000 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 147 23841 SH SOLE 0 23841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 8545 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 232 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP SHS A REP LTPN 72651A108 3844 442400 SH DFND 1 0 442400 0 Plains GP Holdings LP SHS A REP LTPN 72651A108 217 25000 SH SOLE 0 25000 0 0 Popular, Inc. COM NEW 733174700 8583 300000 SH DFND 1 0 300000 0 Popular, Inc. COM NEW 733174700 286 10000 SH SOLE 0 10000 0 0 Prudential Bancorp Inc. COM 74431A101 1737 121287 SH DFND 1 0 121287 0 Realogy Holdings Corp. COM 75605Y106 3611 100000 SH DFND 1 0 100000 0 Resolute Forest Products COM 76117w109 3546 643500 SH DFND 1 0 643500 0 Ruth's Hospitality Group, Inc. COM 783332109 4292 233136 SH DFND 1 0 233136 0 S&W Seed Company COM 785135104 13014 3113423 SH DFND 1 0 3113423 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 266 51639 SH SOLE 0 51639 0 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 369 3235625 SH DFND 1 0 3235625 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 40 348043 SH SOLE 0 348043 0 0 Seaboard Corp. COM 811543107 150 50 SH DFND 1 0 50 0 SI Financial Group COM 78425V104 1672 120000 SH DFND 1 0 120000 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 88 5773 SH SOLE 0 5773 0 0 Tejon Ranch Co. COM 879080109 10696 520000 SH DFND 1 0 520000 0 Tejon Ranch Warrant *W EXP 08/31/201 879080133 0 76809 SH DFND 1 0 76809 0 Teva Pharmaceutical Industries Ltd. COM 881624209 23560 440300 SH DFND 1 0 440300 0 The Bancorp Bank COM 05969A105 2331 407500 SH DFND 1 0 407500 0 The Macerich Company COM 554382101 3019 38100 SH DFND 1 0 38100 0 TowneBank Portsmouth VA COM 89214P109 9595 500000 SH DFND 1 0 500000 0 Trinity Place Holdings Inc. COM 89656D101 20152 2920577 SH DFND 1 0 2920577 0 Universal Stainless & Alloy Products, Inc. COM 913837100 3032 297500 SH DFND 1 0 297500 0 Vereit Inc. COM 92339V100 6209 700000 SH DFND 1 0 700000 0 Vmware, Inc. CL A COM 928563402 262 5000 SH SOLE 0 5000 0 0 Vornado Realty Trust SH BEN INT 929042109 246 2600 SH DFND 1 0 2600 0 Waterstone Financial Inc. COM 94188P101 16274 1189617 SH DFND 1 0 1189617 0 Westlake Chemical Corp. COM 960413102 4630 100000 SH DFND 1 0 100000 0 Wheeler Real Estate Investment Trust COM 963025101 3359 2687500 SH DFND 1 0 2687500 0 Whiting Petroleum COM 966387102 319 40000 SH DFND 1 0 40000 0 William H. Sadlier, Inc. COM 786327106 1209 21217 SH DFND 1 0 21217 0 Wright Investors Service Holdings COM 982345100 1106 825691 SH DFND 1 0 825691 0