General Counsel and Vice President

0000918537-16-000007.txt : 20160216 0000918537-16-000007.hdr.sgml : 20160215 20160216093247 ACCESSION NUMBER: 0000918537-16-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 161423800 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 12-31-2015 12-31-2015 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin General Counsel and Vice President 212 752-7345 Timothy E Ladin New York NY 02-16-2016 1 145 811383 false 1 0001105685 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F4Q15xmldata.xml Belmond Ltd. Class A CL A G1154H107 1520 160000 SH DFND 1 0 160000 0 Adelphia Recovery Trust COM 00685R102 3 1478658 SH DFND 1 0 1478658 0 Advanced Emissions Solutions Inc. COM 00770C101 5712 800000 SH DFND 1 0 800000 0 Aerojet Rocketdyne Holdings Inc COM 007800105 3915 250000 SH DFND 1 0 250000 0 Aerojet Rocketdyne Holdings Inc COM 007800105 388 24794 SH SOLE 0 24794 0 0 Allison Transmission Holdings, Inc. COM 01973R101 6470 250000 SH DFND 1 0 250000 0 Allscripts Healtcare Solutions, Inc. COM 01988PAD0 7344 477500 SH DFND 1 0 477500 0 Ally Financial Inc. COM 02005N100 13195 707500 SH DFND 1 0 707500 0 Ally Financial Inc. COM 02005N100 187 10000 SH SOLE 0 10000 0 0 American Midstream Partners LP COM UNITS 02752P100 3671 455500 SH DFND 1 0 455500 0 American Midstream Partners LP COM UNITS 02752P100 81 10000 SH SOLE 0 10000 0 0 American River Bankshares COM 029326105 2899 274000 SH DFND 1 0 274000 0 Anadarko Petroleum Corp. COM 032511107 3012 62000 SH DFND 1 0 62000 0 Anchor BanCorp COM 03283P106 18496 425000 SH DFND 1 0 425000 0 Ariad Pharmaceuticals, Inc. COM 04033A100 5125 820000 SH DFND 1 0 820000 0 Associated Capital Group Inc CL A 045528106 503 16500 SH DFND 1 0 16500 0 Atlantic Capital Bancshares COM 048269203 14259 951893 SH DFND 1 0 951893 0 BKF Capital Group, Inc. COM 05548G102 235 293800 SH DFND 1 0 293800 0 BRT Realty Trust COM 055645303 1067 168369 SH DFND 1 0 168369 0 BMC Stock Holdings Inc. COM 05591B109 59940 3578527 SH DFND 1 0 3578527 0 Baker Hughes Inc. COM 057224107 923 20000 SH SOLE 0 20000 0 0 The Bancorp Bank COM 05969A105 2596 407500 SH DFND 1 0 407500 0 Bank of America Corporation COM 060505104 842 50000 SH SOLE 0 50000 0 0 Barnes & Noble Edu. Inc COM 06777U101 498 50000 SH DFND 1 0 50000 0 Barnes & Noble Edu. Inc COM 06777U101 55 5554 SH SOLE 0 5554 0 0 Beneficial Bancorp, Inc. COM 08171T102 2331 175000 SH DFND 1 0 175000 0 Big 5 Sporting Goods Corp. COM 08915P101 277 27700 SH DFND 1 0 27700 0 Blount International, Inc. COM 095180105 10486 1068912 SH DFND 1 0 1068912 0 Boardwalk Pipeline Partners, LP UT LTD PARTNER 096627104 1771 136417 SH DFND 1 0 136417 0 Boeing Co. COM 097023105 2892 20000 SH SOLE 0 20000 0 0 Boston Scientific Corp. COM 101137107 36521 1980000 SH DFND 1 0 1980000 0 CIBL, Inc. COM 12543Y104 280 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 18059 455000 SH DFND 1 0 455000 0 CIT Group Inc. COM NEW 125581801 397 10000 SH SOLE 0 10000 0 0 Cape Bancorp, Inc. COM 139209100 3222 259200 SH DFND 1 0 259200 0 Capital Properties, Inc. COM 140430109 256 23149 SH DFND 1 0 23149 0 Carbon Natural Gas Co. COM 14115T109 2533 4222222 SH DFND 1 0 4222222 0 Carrizo Oil & Gas, Inc. COM 144577103 3135 106000 SH DFND 1 0 106000 0 Central Steel & Wire Company COM 155411101 61 108 SH DFND 1 0 108 0 Chubb Corp. COM 171232101 7428 56000 SH DFND 1 0 56000 0 Citizens Financial Group COM 174610105 3140 120000 SH DFND 1 0 120000 0 Clifton Bancorp, Inc. COM 186873105 4210 293568 SH DFND 1 0 293568 0 Columbia Banking System, Inc. COM 197236102 21072 648184 SH DFND 1 0 648184 0 Columbus McKinnon Corp. COM 199333105 1478 78190 SH DFND 1 0 78190 0 Continental Resources Inc. COM 212015101 2620 114000 SH DFND 1 0 114000 0 Continental Resources Inc. COM 212015101 4596 200000 SH SOLE 0 200000 0 0 Crimson Wine Group Ltd. COM 22662X100 5580 634129 SH DFND 1 0 634129 0 Devon Energy Corp. New COM 25179M103 2240 70000 SH SOLE 0 70000 0 0 Dolby Laboratories Inc. COM 25659T107 34461 1024420 SH DFND 1 0 1024420 0 Dolby Laboratories Inc. COM 25659T107 278 8255 SH SOLE 0 8255 0 0 Donegal Group Inc., Cl. A CL A 257701201 2112 150000 SH DFND 1 0 150000 0 Du Pont E I De Nemours & Co COM 263534109 7658 115000 SH DFND 1 0 115000 0 Du Pont E I De Nemours & Co COM 263534109 1998 30000 SH SOLE 0 30000 0 0 EMC Corporation COM 268648102 11042 430000 SH DFND 1 0 430000 0 EMC Corporation EMC 268648102 5393 210000 SH SOLE 0 210000 0 0 Enable Midstream Partners, LP COM UNIT RP IN 292480100 920 100000 SH DFND 1 0 100000 0 Enable Midstream Partners, LP COM UNIT RP IN 292480100 92 10000 SH SOLE 0 10000 0 0 Exxon Mobil Corp. COM 30231G102 1559 20000 SH SOLE 0 20000 0 0 Farmer Brothers Co. COM 307675108 8332 258189 SH DFND 1 0 258189 0 Farmer Brothers Co. COM 307675108 90 2800 SH SOLE 0 2800 0 0 First Guaranty Bancshares, Inc. COM 32043P106 1115 59459 SH DFND 1 0 59459 0 First Northwest Bancorp COM 335834107 4245 300000 SH DFND 1 0 300000 0 FMC Corp. COM NEW 30249U101 9783 250000 SH DFND 1 0 250000 0 FMC Corp. COM NEW 30249U101 1957 50000 SH SOLE 0 50000 0 0 FMC Technologies, Inc. COM 30249U101 9715 335000 SH DFND 1 0 335000 0 Forest City Enterprises, Inc. CL A 345550107 6072 277500 SH DFND 1 0 277500 0 Fossil Group, Inc. COM 34988V106 7952 217500 SH DFND 1 0 217500 0 Franklin Resources Inc. COM 354613101 2025 55000 SH DFND 1 0 55000 0 GAMCO Investors, Inc. COM 361438104 512 16500 SH DFND 1 0 16500 0 General Electric Co. COM 369604103 312 10000 SH SOLE 0 10000 0 0 General Motors Corp. COM 37045V100 6348 186657 SH DFND 1 0 186657 0 Getty Realty Corp. COM 374297109 5483 319703 SH DFND 1 0 319703 0 Getty Realty Corp. COM 374297109 617 35969 SH SOLE 0 35969 0 0 GM '16 WRNT *W EXP 07/10/201 37045V118 258 10597 SH DFND 1 0 10597 0 GM '19 WRNT *W EXP 07/10/201 37045V126 173 10597 SH DFND 1 0 10597 0 Gyrodyne, LLC COM 403829104 1072 41971 SH DFND 1 0 41971 0 Gyrodyne, LLC COM 403829104 119 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 681 20000 SH SOLE 0 20000 0 0 Hardinge, Inc. COM 412324303 2749 295000 SH DFND 1 0 295000 0 Helmerich & Payne Inc. COM 423452101 4418 82500 SH DFND 1 0 82500 0 Heritage Commerce Corp. COM 426927109 2691 225000 SH DFND 1 0 225000 0 Heritage Oaks Bancorp COM 42724R107 9070 1132300 SH DFND 1 0 1132300 0 Hess Corporation COM 42809H107 21821 450000 SH DFND 1 0 450000 0 Hess Corporation COM 42809H107 8728 180000 SH SOLE 0 180000 0 0 Highland Bankshares Inc. COM 430893107 1861 383714 SH DFND 1 0 383714 0 HomeTrust Bancshares, Inc. COM 437872104 5257 259622 SH DFND 1 0 259622 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 266 165940 SH SOLE 0 165940 0 0 ICTC Group COM 44931F108 93 3575 SH DFND 1 0 3575 0 Intel Corp. COM 458140100 17220 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 46494 1350000 SH SOLE 0 1350000 0 0 Investar Holding Corporation COM 46134L105 3080 175000 SH DFND 1 0 175000 0 Investors Bancorp, Inc. COM 46146L101 6220 500000 SH DFND 1 0 500000 0 Johnson & Johnson COM 478160104 2568 25000 SH SOLE 0 25000 0 0 JP Energy Partners, LP UNT REPST LTD 46643C109 802 163000 SH DFND 1 0 163000 0 JP Energy Partners, LP UNT REPST LTD 46643C109 49 10000 SH SOLE 0 10000 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 19242 230000 SH DFND 1 0 230000 0 Kearny Financial Corp. COM 48716P108 20589 1625000 SH DFND 1 0 1625000 0 Kemper Corp. COM 488401100 373 10000 SH SOLE 0 10000 0 0 Keysight Technologies, Inc. COM 49338L103 1700 60000 SH DFND 1 0 60000 0 LICT Corp. COM 50187G104 1540 275 SH DFND 1 0 275 0 MB Bancorp Inc. COM 55280E104 1234 91559 SH DFND 1 0 91559 0 MSB Financial COM 55352L101 2186 174897 SH DFND 1 0 174897 0 The Macerich Company COM 554382101 3075 38100 SH DFND 1 0 38100 0 Meridian Bancorp, Inc. COM 58958U103 1410 100000 SH DFND 1 0 100000 0 Motors Liquidation Company COM 62010U101 1455 100009 SH DFND 1 0 100009 0 National Presto Industries, Inc. COM 637215104 6717 81082 SH DFND 1 0 81082 0 News Corp CL A 65249B109 5878 440000 SH DFND 1 0 440000 0 Northeast Bancorp COM NEW 663904209 3799 361800 SH DFND 1 0 361800 0 Oasis Petroleum Inc COM 674215108 442 60000 SH DFND 1 0 60000 0 Old Republic Interrnational Corp. COM 680223104 393 21093 SH SOLE 0 21093 0 0 Peapack-Gladstone Financial Corp. COM 704699107 2062 100000 SH DFND 1 0 100000 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 121 23841 SH SOLE 0 23841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 9417 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 256 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP SHS A REP LTPN 72651A108 4181 442400 SH DFND 1 0 442400 0 Plains GP Holdings LP SHS A REP LTPN 72651A108 236 25000 SH SOLE 0 25000 0 0 Popular, Inc. COM NEW 733174700 7794 275000 SH DFND 1 0 275000 0 Popular, Inc. COM NEW 733174700 283 10000 SH SOLE 0 10000 0 0 Precision Castparts Corp. COM 740189105 2901 12500 SH DFND 1 0 12500 0 Prudential Bancorp Inc. COM 74431A101 1844 121287 SH DFND 1 0 121287 0 Realogy Holdings Corp. COM 75605Y106 3667 100000 SH DFND 1 0 100000 0 Resolute Forest Products COM 76117w109 4871 643500 SH DFND 1 0 643500 0 Ruth's Hospitality Group, Inc. COM 783332109 9052 568600 SH DFND 1 0 568600 0 SI Financial Group COM 78425V104 3077 225419 SH DFND 1 0 225419 0 S&W Seed Company COM 785135104 10443 2474722 SH DFND 1 0 2474722 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 214 51639 SH SOLE 0 51639 0 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 152 1348950 SH DFND 1 0 1348950 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 39 348043 SH SOLE 0 348043 0 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 95 5773 SH SOLE 0 5773 0 0 Symetra Financial Corp. COM 87151Q106 5242 165000 SH DFND 1 0 165000 0 Symetra Financial Corp. COM 87151Q106 6354 200000 SH SOLE 0 200000 0 0 Tejon Ranch Co. Common Stock 879080109 9963 520000 SH DFND 1 0 520000 0 Tejon Ranch Warrant *W EXP 08/31/201 879080133 1 76809 SH DFND 1 0 76809 0 Teva Pharmaceutical Industries Ltd. ADR 881624209 28892 440300 SH DFND 1 0 440300 0 TowneBank Portsmouth VA COM 89214P109 23762 1138575 SH DFND 1 0 1138575 0 Trinity Place Holdings Inc. COM 89656D101 17903 2920577 SH DFND 1 0 2920577 0 Universal Stainless & Alloy Products, Inc. COM 913837100 2764 297500 SH DFND 1 0 297500 0 Vereit Inc. COM 92339V100 5551 700000 SH DFND 1 0 700000 0 Vmware, Inc. CL A COM 928563402 283 5000 SH SOLE 0 5000 0 0 Waterstone Financial Inc. COM 94188P101 17615 1249300 SH DFND 1 0 1249300 0 Westlake Chemical Corp. COM 960413102 679 12500 SH DFND 1 0 12500 0 Wheeler Real Estate Investment Trust COM 963025101 5187 2687500 SH DFND 1 0 2687500 0 Whiting Petroleum COM 966387102 378 40000 SH DFND 1 0 40000 0 William H. Sadlier, Inc. COM 786327106 1146 21217 SH DFND 1 0 21217 0 Wright Investors Service Holdings COM 982345100 1643 825691 SH DFND 1 0 825691 0