General Counsel

0000918537-15-000006.txt : 20151116 0000918537-15-000006.hdr.sgml : 20151116 20151116095306 ACCESSION NUMBER: 0000918537-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 151232136 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 09-30-2015 09-30-2015 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin General Counsel 212 752-7345 Timothy E Ladin New York NY 11-16-2015 1 122 669059 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F3Q15xmldata.xml Actuant Corporation CL A NEW 00508X203 4136 224900 SH DFND 1 0 224900 0 Advanced Emissions Solutions Inc. COM 00770C101 5280 800000 SH DFND 1 0 800000 0 Aerojet Rocketdyne Holdings Inc COM 007800105 4045 250000 SH DFND 1 0 250000 0 Aerojet Rocketdyne Holdings Inc COM 007800105 401 24794 SH SOLE 0 24794 0 0 Allison Transmission Holdings, Inc. COM 01973R101 667 25000 SH DFND 1 0 25000 0 Allscripts Healtcare Solutions, Inc. COM 01988PAD0 5921 477500 SH DFND 1 0 477500 0 Ally Financial Inc. COM 02005N100 14419 707500 SH DFND 1 0 707500 0 American Midstream Partners LP COM UNITS 02752P100 3878 350000 SH DFND 1 0 350000 0 American River Bankshares COM 029326105 2453 255000 SH DFND 1 0 255000 0 Anchor BanCorp COM 03283P106 18101 425000 SH DFND 1 0 425000 0 Apache Corporation COM 037411105 392 10000 SH SOLE 0 10000 0 0 Ariad Pharmaceuticals, Inc. COM 04033A100 4184 716500 SH DFND 1 0 716500 0 Astoria Financial Corp COM 046265104 1369 85000 SH DFND 1 0 85000 0 Avon Products Inc. COM 054303102 1511 465000 SH DFND 1 0 465000 0 BRT Realty Trust COM 055645303 1194 168369 SH DFND 1 0 168369 0 Baker Hughes Inc. COM 057224107 4554 87500 SH DFND 1 0 87500 0 Baker Hughes Inc. COM 057224107 1041 20000 SH SOLE 0 20000 0 0 The Bancorp Bank COM 05969A105 3105 407500 SH DFND 1 0 407500 0 Bank of America Corporation COM 060505104 779 50000 SH SOLE 0 50000 0 0 Barnes & Noble, Inc. COM 067774109 1211 100000 SH DFND 1 0 100000 0 Barnes & Noble Edu. Inc COM 06777U101 636 50000 SH DFND 1 0 50000 0 Beneficial Bancorp, Inc. SH BEN INT NEW 08173R104 2321 175000 SH DFND 1 0 175000 0 Big 5 Sporting Goods Corp. COM 08915P101 288 27700 SH DFND 1 0 27700 0 Blount International, Inc. COM 095180105 5918 1062500 SH DFND 1 0 1062500 0 Boardwalk Pipeline Partners, LP UT LTD PARTNER 096627104 1177 100000 SH DFND 1 0 100000 0 Boeing Co. COM 097023105 2619 20000 SH SOLE 0 20000 0 0 Boston Scientific Corp. COM 101137107 32492 1980000 SH DFND 1 0 1980000 0 CIT Group Inc. COM NEW 125581801 18214 455000 SH DFND 1 0 455000 0 Cape Bancorp, Inc. COM 139209100 3217 259200 SH DFND 1 0 259200 0 Chubb Corp. COM 171232101 6868 56000 SH DFND 1 0 56000 0 Clifton Bancorp, Inc. COM 186373105 4075 293568 SH DFND 1 0 293568 0 Columbia Banking System, Inc. COM 197236102 20230 648184 SH DFND 1 0 648184 0 Columbus McKinnon Corp. COM 199333105 1420 78190 SH DFND 1 0 78190 0 ConocoPhillips COM 20825C104 480 10000 SH SOLE 0 10000 0 0 Continental Resources Inc. COM 212015101 5794 200000 SH SOLE 0 200000 0 0 Devon Energy Corp. New COM 25179M103 1484 40000 SH SOLE 0 40000 0 0 Dolby Laboratories Inc. COM 25659T107 33396 1024420 SH DFND 1 0 1024420 0 Donegal Group Inc., Cl. A COM CL A 257701201 2109 150000 SH DFND 1 0 150000 0 Du Pont E I De Nemours & Co COM 263534109 7211 149603 SH DFND 1 0 149603 0 Du Pont E I De Nemours & Co COM 263534109 1446 30000 SH SOLE 0 30000 0 0 EMC Corporation COM 268648102 9785 405000 SH DFND 1 0 405000 0 EMC Corporation COM 268648102 4832 200000 SH SOLE 0 200000 0 0 Exxon Mobil Corp. COM 30231G102 1487 20000 SH SOLE 0 20000 0 0 FMC Corp. COM 302491303 15701 463017 SH DFND 1 0 463017 0 FMC Corp. COM 302491303 1696 50000 SH SOLE 0 50000 0 0 FMC Technologies, Inc. COM 30249U101 5890 190000 SH DFND 1 0 190000 0 Farmer Brothers Co. COM 307675108 8323 305416 SH DFND 1 0 305416 0 Farmer Brothers Co. COM 307675108 76 2800 SH SOLE 0 2800 0 0 First Northwest Bancorp COM 335834107 3714 300000 SH DFND 1 0 300000 0 First Security Group Inc. COM NEW 336312202 15139 6080000 SH DFND 1 0 6080000 0 Forest City Enterprises, Inc. COM 345550107 5586 277500 SH DFND 1 0 277500 0 GAMCO Investors, Inc. COM 361438104 906 16500 SH DFND 1 0 16500 0 General Electric Co. COM 369604103 504 20000 SH SOLE 0 20000 0 0 General Motors Corp. COM 37045V100 5603 186657 SH DFND 1 0 186657 0 GM '16 WRNT W EXP 7/10/2016 37045V118 216 10597 SH DFND 1 0 10597 0 GM '19 WRNT W EXP 7/10/2019 37045V126 140 10597 SH DFND 1 0 10597 0 Getty Realty Corp. COM 374297109 5051 319703 SH DFND 1 0 319703 0 Getty Realty Corp. COM 374297109 568 35969 SH SOLE 0 35969 0 0 Gulf Coast Ultra Deep Rty Trust Unit ROYALTY TR UNT 40222T104 177 611942 SH SOLE 0 611942 0 0 Gyrodyne, LLC COM 403829104 864 30807 SH DFND 1 0 30807 0 Gyrodyne, LLC COM 403829104 131 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 707 20000 SH SOLE 0 20000 0 0 Hardinge, Inc. COM 412324303 2705 295000 SH DFND 1 0 295000 0 Helmerich & Payne Inc. COM 423452101 6262 132500 SH DFND 1 0 132500 0 Heritage Commerce Corp. COM 426927109 2552 225000 SH DFND 1 0 225000 0 Heritage Oaks Bancorp COM 42724R107 9286 1166575 SH DFND 1 0 1166575 0 Hess Corporation COM 42809H107 22527 450000 SH DFND 1 0 450000 0 Hess Corporation COM 42809H107 9011 180000 SH SOLE 0 180000 0 0 Highland Bankshares Inc. COM 430893107 1631 383714 SH DFND 1 0 383714 0 HomeTrust Bancshares, Inc. COM 437872104 4816 259622 SH DFND 1 0 259622 0 Hugoton Realty Trust TEX Unit Ben Int COM 444717102 372 125940 SH SOLE 0 125940 0 0 Intel Corp. COM 458140100 15070 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 40689 1350000 SH SOLE 0 1350000 0 0 Investar Holding Corporation COM 46134L105 2711 175000 SH DFND 1 0 175000 0 Investors Bancorp, Inc. COM 46146L101 6170 500000 SH DFND 1 0 500000 0 Johnson & Johnson COM 478160104 2334 25000 SH SOLE 0 25000 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 18458 230000 SH DFND 1 0 230000 0 Kearny Financial Corp. COM 48716P108 18639 1625000 SH DFND 1 0 1625000 0 Kemper Corp. COM 488401100 354 10000 SH SOLE 0 10000 0 0 Keysight Technologies, Inc. COM 49338L103 1045 33900 SH DFND 1 0 33900 0 MB Bancorp Inc. COM 55280E104 1144 91559 SH DFND 1 0 91559 0 MSB Financial COM 55352L101 1973 170100 SH DFND 1 0 170100 0 The Macerich Company COM 554382101 2927 38100 SH DFND 1 0 38100 0 Meridian Bancorp, Inc. COM 58958U103 1367 100000 SH DFND 1 0 100000 0 Motors Liquidation Company COM 62010U101 1519 100009 SH DFND 1 0 100009 0 National Presto Industries, Inc. COM 637215104 11207 133000 SH DFND 1 0 133000 0 News Corp COM 65249B109 5553 440000 SH DFND 1 0 440000 0 Northeast Bancorp COM NEW 663904209 3810 361800 SH DFND 1 0 361800 0 Old Republic Interrnational Corp. COM 680223104 330 21093 SH SOLE 0 21093 0 0 Peapack-Gladstone Financial Corp. COM 704699107 2117 100000 SH DFND 1 0 100000 0 Plains All American Pipeline UNIT LTD PARTN 726503105 351 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP SHS A REP LTPN 72651A108 1619 92500 SH DFND 1 0 92500 0 Plains GP Holdings LP SHS A REP LTPN 72651A108 438 25000 SH SOLE 0 25000 0 0 Popular, Inc. COM NEW 733174700 8313 275000 SH DFND 1 0 275000 0 Precision Castparts Corp. COM 740189105 2871 12500 SH DFND 1 0 12500 0 Prudential Bancorp Inc. COM 74431A101 1748 121287 SH DFND 1 0 121287 0 Realogy Holdings Corp. COM 75605Y106 3763 100000 SH DFND 1 0 100000 0 Resolute Forest Products COM 76117w109 6136 738400 SH DFND 1 0 738400 0 Royal Dutch Shell PLC COM 780259206 710 14979 SH SOLE 0 14979 0 0 Ruth's Hospitality Group, Inc. COM 783332109 9234 568600 SH DFND 1 0 568600 0 SI Financial Group COM 78425V104 2682 225419 SH DFND 1 0 225419 0 S&W Seed Company COM 785135104 5952 1294000 SH DFND 1 0 1294000 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 131 13800 SH DFND 1 0 13800 0 San Juan Basin Realty Trust Unit COM 798241105 383 40439 SH SOLE 0 40439 0 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 186 975000 SH DFND 1 0 975000 0 Sanofi-Aventis SA, CVR COM 80105N113 66 348043 SH SOLE 0 348043 0 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 95 5773 SH SOLE 0 5773 0 0 Symetra Financial Corp. COM 87151Q106 5221 165000 SH DFND 1 0 165000 0 Symetra Financial Corp. COM 87151Q106 6328 200000 SH SOLE 0 200000 0 0 Tejon Ranch Co. COM 879080109 11341 520000 SH DFND 1 0 520000 0 Tejon Ranch Warrant W EXP 8/31/2016 879080133 12 76809 SH DFND 1 0 76809 0 Teva Pharmaceutical Industries Ltd. ADR 881624209 24859 440300 SH DFND 1 0 440300 0 TowneBank Portsmouth VA COM 89214P109 21462 1138575 SH DFND 1 0 1138575 0 United States Steel Corp. COM 912909108 6252 600000 SH DFND 1 0 600000 0 United States Steel Corp. COM 912909108 2605 250000 SH SOLE 0 250000 0 0 Universal Stainless & Alloy Products, Inc. COM 913837100 2593 245123 SH SOLE 0 245123 0 0 Vereit Inc. COM 92339V100 5404 700000 SH DFND 1 0 700000 0 Waterstone Financial Inc. COM 94188P101 16841 1249300 SH DFND 1 0 1249300 0 Westlake Chemical Corp. COM 960413102 649 12500 SH DFND 1 0 12500 0 Wheeler Real Estate Investment Trust CV PFD SER B 963025101 5106 2687500 SH DFND 1 0 2687500 0 Wright Investors Service Holdings COM 982345100 1087 825691 SH DFND 1 0 825691 0 Belmond Ltd. Class A COM CL A G1154H107 910 90000 SH DFND 1 0 90000 0