General Counsel and Vice President

0000918537-15-000001.txt : 20150218 0000918537-15-000001.hdr.sgml : 20150216 20150217101104 ACCESSION NUMBER: 0000918537-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 EFFECTIVENESS DATE: 20150217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 15618802 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 12-31-2014 12-31-2014 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E. Ladin General Counsel and Vice President 212 752-7345 Timothy E. Ladin New York NY 02-17-2015 1 105 818851 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 price13f4q14xmldata.xml 13F4Q14DATAFILE Advanced Emissions Solutions Inc. COM 00770C101 6324 277500 SH DFND 1 0 277500 0 Allscripts Healtcare Solutions, Inc. COM 01988PAD0 6098 477500 SH DFND 1 0 477500 0 Ally Financial Inc. COM 02005N100 16711 707500 SH DFND 1 0 707500 0 American Realty Cap. PPTYS Inc COM 02917T104 3331 368050 SH DFND 1 0 368050 0 American River Bankshares COM 029326105 2402 255000 SH DFND 1 0 255000 0 Anchor BanCorp COM 032838104 14637 425000 SH DFND 1 0 425000 0 Apache Corporation COM 037411105 627 10000 SH SOLE 0 10000 0 0 APCO Oil and Gas Intl SHS G0471F109 1436 102323 SH DFND 1 0 102323 0 Bank of America Corporation COM 060505104 895 50000 SH SOLE 0 50000 0 0 Barnes & Noble, Inc. COM 067774109 8359 360000 SH DFND 1 0 360000 0 Becton, Dickinson and Co. COM 075887109 5566 40000 SH DFND 1 0 40000 0 Belmond Ltd. Class A COM CL A G1154H107 1113 90000 SH DFND 1 0 90000 0 Big 5 Sporting Goods Corp. COM 08915P101 1878 128338 SH DFND 1 0 128338 0 Blount International, Inc. COM 095180105 12329 701700 SH DFND 1 0 701700 0 Boeing Co. COM 097023105 2600 20000 SH SOLE 0 20000 0 0 Boston Scientific Corp. COM 101137107 26235 1980000 SH DFND 1 0 1980000 0 BRT Realty Trust SH BEN INT NEW 055645303 1175 168369 SH DFND 1 0 168369 0 Cache, Inc. COM NEW 127150308 41 4072350 SH DFND 1 0 4072350 0 Cape Bancorp, Inc. COM 139209100 2439 259200 SH DFND 1 0 259200 0 CIT Group Inc. COM NEW 125581801 21763 455000 SH DFND 1 0 455000 0 Clifton Bancorp, Inc. COM 186373105 3990 293568 SH DFND 1 0 293568 0 Columbia Banking System, Inc. COM 197236102 33886 1227300 SH DFND 1 0 1227300 0 Columbus McKinnon Corp. COM 199333105 2128 75900 SH DFND 1 0 75900 0 ConocoPhillips COM 20825C104 691 10000 SH SOLE 0 10000 0 0 Continental Resources Inc. COM 212015101 7672 200000 SH SOLE 0 200000 0 0 Demand Media, Inc. COM 24802N208 1851 302500 SH DFND 1 0 302500 0 Devon Energy Corp. New COM 25179M103 1836 30000 SH SOLE 0 30000 0 0 Dolby Laboratories Inc. COM 25659T107 30292 702500 SH DFND 1 0 702500 0 Donegal Group Inc., Cl. A COM CL A 257701201 2397 150000 SH DFND 1 0 150000 0 Du Pont E I De Nemours & Co COM 263534109 36970 500000 SH DFND 1 0 500000 0 Du Pont E I De Nemours & Co COM 263534109 3697 50000 SH SOLE 0 50000 0 0 EMC Corporation COM 268648102 14870 500000 SH DFND 1 0 500000 0 EMC Corporation COM 268648102 5948 200000 SH SOLE 0 200000 0 0 Express, Inc. COM 30219E103 1515 103159 SH DFND 1 0 103159 0 Exxon Mobil Corp. COM 30231G102 1109 12000 SH SOLE 0 12000 0 0 Farmer Brothers Co. COM 307675108 10679 362600 SH DFND 1 0 362600 0 Farmer Brothers Co. COM 307675108 82 2800 SH SOLE 0 2800 0 0 First Security Group Inc. COM NEW 336312202 13741 6080000 SH DFND 1 0 6080000 0 FMC Corp. COM 302491303 28515 500000 SH DFND 1 0 500000 0 FMC Corp. COM 302491303 2852 50000 SH SOLE 0 50000 0 0 Forest City Enterprises, Inc. COM 345550107 11928 560000 SH DFND 1 0 560000 0 Franklin Financial Corp COM 35353C102 17275 815625 SH DFND 1 0 815625 0 FXCM Inc., Cl. A COM CL A 302693106 26194 1580828 SH DFND 1 0 1580828 0 GAMCO Investors, Inc. COM 361438104 1468 16500 SH DFND 1 0 16500 0 Gencorp Inc. COM 368682100 13524 739000 SH DFND 1 0 739000 0 Gencorp Inc. COM 368682100 454 24794 SH SOLE 0 24794 0 0 General Electric Co. COM 369604103 758 30000 SH SOLE 0 30000 0 0 General Motors Corp. COM 37045V100 6516 186657 SH DFND 1 0 186657 0 Getty Realty Corp. COM 374297109 5463 300000 SH DFND 1 0 300000 0 Getty Realty Corp. COM 374297109 655 35969 SH SOLE 0 35969 0 0 GM '16 WRNT W EXP 7/10/2016 37045V118 266 10597 SH DFND 1 0 10597 0 GM '19 WRNT W EXP 7/10/2019 37045V126 180 10597 SH DFND 1 0 10597 0 Gulf Coast Ultra Deep Rty Trust Unit ROYALTY TR UNT 40222T104 161 127119 SH SOLE 0 127119 0 0 GulfMark Offshore, Inc. CL A NEW 402629208 12210 500000 SH DFND 1 0 500000 0 GulfMark Offshore, Inc. CL A NEW 402629208 1221 50000 SH SOLE 0 50000 0 0 Halliburton Co. COM 406216101 393 10000 SH SOLE 0 10000 0 0 Hardinge, Inc. COM 412324303 3516 295000 SH DFND 1 0 295000 0 Helmerich & Payne Inc. COM 423452101 6742 100000 SH DFND 1 0 100000 0 Heritage Commerce Corp. COM 426927109 3974 450000 SH DFND 1 0 450000 0 Heritage Oaks Bancorp COM 42724R107 9788 1166575 SH DFND 1 0 1166575 0 Hess Corporation COM 42809H107 34142 462500 SH DFND 1 0 462500 0 Hess Corporation COM 42809H107 13288 180000 SH SOLE 0 180000 0 0 Highland Bankshares Inc. COM 430893107 1343 383714 SH DFND 1 0 383714 0 HomeTrust Bancshares, Inc. COM 437872104 4325 259622 SH DFND 1 0 259622 0 Hospira, Inc. COM 441060100 24500 400000 SH DFND 1 0 400000 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 296 35000 SH SOLE 0 35000 0 0 Installed Building Products, Inc. COM 45780R101 2673 150000 SH DFND 1 0 150000 0 Intel Corp. COM 458140100 18145 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 48992 1350000 SH SOLE 0 1350000 0 0 International Game Technology COM 459902102 6900 400000 SH DFND 1 0 400000 0 Investar Holding Corporation COM 46134L105 2424 175000 SH DFND 1 0 175000 0 Investors Bancorp, Inc. COM 46146L101 5613 500000 SH DFND 1 0 500000 0 Johnson & Johnson COM 478160104 3660 35000 SH SOLE 0 35000 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 16429 230000 SH DFND 1 0 230000 0 Kemper Corp. COM 488401100 361 10000 SH SOLE 0 10000 0 0 Meridian Bancorp, Inc. COM 58958U103 1122 100000 SH DFND 1 0 100000 0 Motors Liquidation Company COM 62010U101 1925 100009 SH DFND 1 0 100009 0 National Presto Industries, Inc. COM 637215104 7835 135000 SH DFND 1 0 135000 0 News Corp COM 65249B109 6394 407500 SH DFND 1 0 407500 0 Northeast Bancorp COM NEW 663904209 3470 360000 SH DFND 1 0 360000 0 Northfield Bancorp Inc COM 66611T108 7400 500000 SH DFND 1 0 500000 0 Old Republic Interrnational Corp. COM 680223104 309 21093 SH SOLE 0 21093 0 0 Peapack-Gladstone Financial Corp. COM 704699107 1856 100000 SH DFND 1 0 100000 0 Plains All American Pipeline UNIT LTD PARTN 726503105 737 14363 SH SOLE 0 14363 0 0 Plains GP Holdings LP SHS A REP LTPN 72651A108 2568 100000 SH DFND 1 0 100000 0 Polypore International, Inc. COM 73179V103 1176 25000 SH DFND 1 0 25000 0 Popular, Inc. COM NEW 733174700 9364 275000 SH DFND 1 0 275000 0 Prudential Bancorp Inc. COM 74431A101 1516 121287 SH DFND 1 0 121287 0 Realogy Holdings Corp. COM 75605Y106 4449 100000 SH DFND 1 0 100000 0 Resolute Forest Products COM 76117w109 8511 483306 SH DFND 1 0 483306 0 Rightside Group, Ltd. COM 76658B100 672 100000 SH DFND 1 0 100000 0 Royal Dutch Shell PLC Spon ADR A 780259206 1003 14979 SH SOLE 0 14979 0 0 Ruth's Hospitality Group, Inc. COM 783332109 17175 1145000 SH DFND 1 0 1145000 0 Sanofi-Aventis SA, CVR RIGHT 12/31/2020 80105N113 770 975000 SH DFND 1 0 975000 0 Sanofi-Aventis SA, CVR RIGHT 12/31/2020 80105N113 237 300000 SH SOLE 0 300000 0 0 SI Financial Group COM 78425V104 2517 222125 SH DFND 1 0 222125 0 Symetra Financial Corp. COM 87151Q106 6915 300000 SH DFND 1 0 300000 0 Symetra Financial Corp. COM 87151Q106 5763 250000 SH SOLE 0 250000 0 0 Tejon Ranch Co. COM 879080109 15319 520000 SH DFND 1 0 520000 0 Tejon Ranch Warrant W EXP 8/31/2016 879080133 188 76809 SH DFND 1 0 76809 0 Teva Pharmaceutical Industries Ltd. COM 881624209 25736 447500 SH DFND 1 0 447500 0 The Bancorp Bank COM 05969A105 4438 407500 SH DFND 1 0 407500 0 Time Warner Cable Inc. COM 88732J207 15206 100000 SH DFND 1 0 100000 0 Waterstone Financial Inc. COM 94188P101 16428 1249300 SH DFND 1 0 1249300 0 Wright Investors Service Holdings COM 982345100 1395 825691 SH DFND 1 0 825691 0