0000918537-14-000005.txt : 20141114 0000918537-14-000005.hdr.sgml : 20141114 20141114105707 ACCESSION NUMBER: 0000918537-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 141221446 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 09-30-2014 09-30-2014 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin (212) 752-7345 Timothy E Ladin New York NY 11-14-2014 1 104 801451 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 price13f3q14xmldata.xml PRICE13F3Q14 Advanced Emissions Solutions Inc. COM 00770C101 3616 170000 SH DFND 1 0 170000 0 Aegerion Pharmaceuticals, Inc. COM 00767E102 8011 240000 SH DFND 1 0 240000 0 Alamos Gold Inc. COM 011527108 1596 200000 SH DFND 1 0 200000 0 Allscripts Healthcare Solutn COM 01988P108 6406 477500 SH DFND 1 0 477500 0 Ally Financial Inc. COM 02005N100 16372 707500 SH DFND 1 0 707500 0 American River Bankshares COM 029326105 2333 255000 SH DFND 1 0 255000 0 American Woodmark Corp. COM 030506109 82 2213 SH DFND 1 0 2213 0 APCO Oil and Gas Intl SHS G0471F109 799 62000 SH DFND 1 0 62000 0 Bank of America Corporation COM 060505104 853 50000 SH SOLE 50000 0 0 Barnes & Noble Inc. COM 067774109 8538 432500 SH DFND 1 0 432500 0 Becton, Dickinson & Co. COM 075887109 15364 135000 SH DFND 1 0 135000 0 Belmond Ltd. Class A COM CL A G1154H107 1049 90000 SH DFND 1 0 90000 0 Big 5 Sporting Goods Corp. COM 08915P101 1472 157138 SH DFND 1 0 157138 0 Blount International, Inc. COM 095180105 10617 701700 SH DFND 1 0 701700 0 Boeing Co. COM 097023105 2548 20000 SH SOLE 20000 0 0 Boston Scientific Corp. COM 101137107 23620 2000000 SH DFND 1 0 2000000 0 BRT Realty Trust SH BEN INT NEW 055645303 1263 168369 SH DFND 1 0 168369 0 Cache, Inc. COM NEW 127150308 2036 4072350 SH DFND 1 0 4072350 0 Callon Pete Co Del COM 13123X102 881 100000 SH DFND 1 0 100000 0 Cape Bancorp Inc. COM 139209100 2444 259200 SH DFND 1 0 259200 0 Castle A M & Co. COM 148411101 5487 642500 SH DFND 1 0 642500 0 CIT Group Inc. COM NEW 125581801 20912 455000 SH DFND 1 0 455000 0 Clifton Savings Bancorp, Inc. COM 18712Q103 3696 293568 SH DFND 1 0 293568 0 Columbia Banking System, Inc. COM 197236102 31013 1250000 SH DFND 1 0 1250000 0 Columbus McKinnon Corp. COM 199333105 732 33268 SH DFND 1 0 33268 0 Demand Media, Inc. COM 24802N109 2677 302500 SH DFND 1 0 302500 0 Dolby Laboratories Inc. COM 25659T107 29357 702500 SH DFND 1 0 702500 0 Donegal Group Inc. COM CL A 257701201 2304 150000 SH DFND 1 0 150000 0 Du Pont E I De Nemours & Co COM 263534109 34114 475397 SH DFND 1 0 475397 0 Du Pont E I De Nemours & Co COM 263534109 1435 20000 SH SOLE 20000 0 0 EMC Corporation COM 268648102 20482 700000 SH DFND 1 0 700000 0 EMC Corporation COM 268648102 3658 125000 SH SOLE 125000 0 0 Enzon Pharmaceuticals Inc. COM 293904108 367 340000 SH DFND 1 0 340000 0 Express, Inc. COM 30219E103 1610 103159 SH DFND 1 0 103159 0 Exxon Mobil Corp. COM 30231G102 1129 12000 SH SOLE 12000 0 0 Farmer Bros Co. COM 307675108 10575 365300 SH DFND 1 0 365300 0 Farmer Bros Co. COM 307675108 81 2800 SH SOLE 2800 0 0 First Security Group Inc. COM NEW 336312025 12038 6080000 SH DFND 1 0 6080000 0 FMC Corp. COM 302491303 11724 205000 SH DFND 1 0 205000 0 FMC Corp. COM 302491303 2860 50000 SH SOLE 50000 0 0 Forest City Enterprises Inc. CL A 345550107 13496 690000 SH DFND 1 0 690000 0 Franklin Financial Corp VA COM 35353C102 15121 812500 SH DFND 1 0 812500 0 FXCM Inc COM CL A 302693106 27153 1713100 SH DFND 1 0 1713100 0 GAMCO Investors Inc. COM 361438104 1521 21500 SH DFND 1 0 21500 0 Gencorp Inc. COM 368682100 11802 739000 SH DFND 1 0 739000 0 Gencorp Inc. COM 368682100 396 24794 SH SOLE 24794 0 0 General Electric Co. COM 369604103 769 30000 SH SOLE 30000 0 0 General Motors Co. W EXP 7/10/2019 37045V126 2892 200000 SH DFND 1 0 200000 0 General Motors Corp. COM 37045V100 5590 175000 SH DFND 1 0 175000 0 Getty Realty Corp. COM 374297109 5100 300000 SH DFND 1 0 300000 0 Getty Realty Corp. COM 374297109 611 35969 SH SOLE 35969 0 0 GulfMark Offshore, Inc. CL A NEW 402629208 13324 425000 SH DFND 1 0 425000 0 Hardinge, Inc. COM 412324303 3227 295000 SH DFND 1 0 295000 0 Heritage Commerce Corp. COM 426927109 4105 500000 SH DFND 1 0 500000 0 Heritage Oaks Bancorp COM 42724R107 8166 1166575 SH DFND 1 0 1166575 0 Hess Corporation COM 42809H107 42444 450000 SH DFND 1 0 450000 0 Hess Corporation COM 42809H107 16978 180000 SH SOLE 180000 0 0 HomeTrust Bancshares, Inc. COM 437872104 3793 259622 SH DFND 1 0 259622 0 Hospira Inc. COM 441060100 20812 400000 SH DFND 1 0 400000 0 Hugoton RTY TR TEX UNIT BEN INT 444717102 314 35000 SH SOLE 35000 0 0 Installed Building Products, Inc. COM 45780R101 2108 150000 SH DFND 1 0 150000 0 Intel Corp. COM 458140100 17410 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 47007 1350000 SH SOLE 1350000 0 0 International Game Technology COM 459902102 6748 400000 SH DFND 1 0 400000 0 Investar Holding Corporation COM 46134L105 2328 175000 SH DFND 1 0 175000 0 Investors Bancorp, Inc. NEW COM 46146L101 5065 500000 SH DFND 1 0 500000 0 Johnson & Johnson COM 478160104 3731 35000 SH SOLE 35000 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 21136 277300 SH DFND 1 0 277300 0 Kemper Corp. Del COM 488401100 342 10000 SH SOLE 10000 0 0 Liberty Interactive Corp INT COM SER A 53071M104 2353 82500 SH DFND 1 0 82500 0 Meridian Bancorp COM 58958U103 1056 100000 SH DFND 1 0 100000 0 Mohawk Industries, Inc. COM 608190104 3371 25000 SH DFND 1 0 25000 0 National Presto Industries, Inc. COM 637215104 7614 125415 SH DFND 1 0 125415 0 News Corp CL A 65248E104 6540 400000 SH DFND 1 0 400000 0 Northeast Bancorp COM NEW 663904209 3119 336861 SH DFND 1 0 336861 0 Northfield Bancorp Inc COM 66611T105 9534 700000 SH DFND 1 0 700000 0 Old Republic Intl Corp. COM 680223104 301 21093 SH SOLE 21093 0 0 Pfizer Inc. COM 717081103 1393 47100 SH SOLE 47100 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 845 14363 SH SOLE 14363 0 0 Polypore International, Inc. COM 73179V103 973 25000 SH DFND 1 0 25000 0 Popular, Inc. COM NEW 733174700 7432 252500 SH DFND 1 0 252500 0 Prudential Bancorp Inc. PA COM 744319104 1483 121287 SH DFND 1 0 121287 0 QEP resources Inc. COM 74733V100 12312 400000 SH DFND 1 0 400000 0 Quanex Building Products COM 747619104 1085 60000 SH DFND 1 0 60000 0 Realogy Holdings Corp. COM 75605Y106 3720 100000 SH DFND 1 0 100000 0 Resolute Forest Products Inc. COM 76117W109 7559 483306 SH DFND 1 0 483306 0 Rightside Group, Ltd. COM 76658B100 975 100000 SH DFND 1 0 100000 0 Royal Dutch Shell PLC Spon ADR A 780259206 1140 14979 SH SOLE 14979 0 0 Ruths Hospitality Group Inc. COM 783332109 15346 1390000 SH DFND 1 0 1390000 0 SandRidge Energy, Inc. COM 80007P307 2145 500000 SH DFND 1 0 500000 0 Sanofi RIGHT 12/31/2020 80105N113 453 975000 SH DFND 1 0 975000 0 Sanofi RIGHT 12/31/2020 80105N113 141 300000 SH SOLE 300000 0 0 SI Financial Group Inc MD COM 78425V104 2486 222125 SH DFND 1 0 222125 0 Symetra Financial Corp. COM 87151Q106 8049 345000 SH DFND 1 0 345000 0 Symetra Financial Corp. COM 87151Q106 5833 250000 SH SOLE 250000 0 0 Tejon Ranch Co. COM 879080109 14581 520000 SH DFND 1 0 520000 0 Tejon Ranch Co. W EXP 8/31/2016 879080133 156 76809 SH DFND 1 0 76809 0 Teva Pharmaceutical Inds Ltd. ADR 881624209 26875 500000 SH DFND 1 0 500000 0 The Bancorp Bank COM 05969F104 6443 750000 SH DFND 1 0 750000 0 Time Warner Cable Inc. COM 88732J207 14349 100000 SH DFND 1 0 100000 0 Titan International, Inc ILL. COM 88830M102 3546 300000 SH DFND 1 0 300000 0 Waterstone Financial Inc. MD COM 94188P101 14429 1249300 SH DFND 1 0 1249300 0 Wright Investors Service Holdings COM 982345100 1437 825691 SH DFND 1 0 825691 0 Yadkin Valley Financial Corp COM 984314104 2737 150700 SH DFND 1 0 150700 0