0000918537-14-000003.txt : 20140818
0000918537-14-000003.hdr.sgml : 20140818
20140818105753
ACCESSION NUMBER: 0000918537-14-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140818
DATE AS OF CHANGE: 20140818
EFFECTIVENESS DATE: 20140818
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRICE MICHAEL F
CENTRAL INDEX KEY: 0000918537
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13081
FILM NUMBER: 141048160
MAIL ADDRESS:
STREET 1: C/O MFP INVESTORS LLC
STREET 2: 667 MADISON AVE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
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0000918537
XXXXXXXX
06-30-2014
06-30-2014
PRICE MICHAEL F
C/O MFP INVESTORS LLC
667 MADISON AVE, 25TH FLOOR
NEW YORK
NY
10065
13F HOLDINGS REPORT
028-13081
N
Timothy E. Ladin
General Counsel and Vice President
212 752-7345
Timothy E Ladin
New York
NY
08-14-2014
1
97
815792
false
1
0001105685
028-05359
MFP INVESTORS LLC
INFORMATION TABLE
2
Price13F2Q14xmldata.xml
PRICE13F2Q14
Orient Express Hotels Ltd
COM CL A
G67743107
1381
95000
SH
DFND
1
0
95000
0
ALCO Stores Inc.
COM
001600105
2013
264919
SH
DFND
1
0
264919
0
Aegerion Pharmaceuticals, Inc.
COM
00767E102
7702
240000
SH
DFND
1
0
240000
0
Alamos Gold Inc.
COM
011527108
2023
200000
SH
DFND
1
0
200000
0
Allscripts Healthcare Solutn
COM
01988P108
7664
477500
SH
DFND
1
0
477500
0
Ally Financial Inc.
COM
02005N100
16916
707500
SH
DFND
1
0
707500
0
American River Bankshares
COM
029326105
2229
255000
SH
DFND
1
0
255000
0
American Woodmark Corp.
COM
030506109
71
2213
SH
DFND
1
0
2213
0
BRT Realty Trust
SH BEN INT NEW
055645303
1243
168369
SH
DFND
1
0
168369
0
The Bancorp Bank
COM
05969F104
7742
650000
SH
DFND
1
0
650000
0
Bank of America Corporation
COM
060505104
769
50000
SH
SOLE
50000
0
0
Barnes & Noble Inc.
COM
067774109
9857
432500
SH
DFND
1
0
432500
0
Becton, Dickinson & Co.
COM
075887109
15971
135000
SH
DFND
1
0
135000
0
Big 5 Sporting Goods Corp.
COM
08915P101
2883
235000
SH
DFND
1
0
235000
0
Blount International, Inc.
COM
095180105
9901
701700
SH
DFND
1
0
701700
0
Boeing Co.
COM
097023105
2544
20000
SH
SOLE
20000
0
0
Boston Scientific Corp.
COM
101137107
25540
2000000
SH
DFND
1
0
2000000
0
CIT Group Inc.
COM NEW
125581801
20821
455000
SH
DFND
1
0
455000
0
Cache, Inc.
COM NEW
127150308
5245
4072350
SH
DFND
1
0
4072350
0
Callon Pete Co Del
COM
13123X102
1165
100000
SH
DFND
1
0
100000
0
Cape Bancorp Inc.
COM
139209100
2781
259200
SH
DFND
1
0
259200
0
Castle A M & Co.
COM
148411101
7093
642500
SH
DFND
1
0
642500
0
Clifton Savings Bancorp, Inc.
COM
18712Q103
3720
293568
SH
DFND
1
0
293568
0
Columbia Banking System, Inc.
COM
197236102
34990
1329907
SH
DFND
1
0
1329907
0
Demand Media, Inc.
COM
24802N109
4820
1000000
SH
DFND
1
0
1000000
0
Dolby Laboratories Inc.
COM
25659T107
30348
702500
SH
DFND
1
0
702500
0
Donegal Group Inc.
COM CL A
257701201
2295
150000
SH
DFND
1
0
150000
0
Du Pont E I De Nemours & Co
COM
263534109
25540
375000
SH
DFND
1
0
375000
0
Du Pont E I De Nemours & Co
COM
263534109
1309
20000
SH
SOLE
20000
0
0
Enzon Pharmaceuticals Inc.
COM
293904108
778
748200
SH
DFND
1
0
748200
0
Express, Inc.
COM
30219E103
852
50000
SH
DFND
1
0
50000
0
Exxon Mobil Corp.
COM
30231G102
1208
12000
SH
SOLE
12000
0
0
FXCM Inc
COM CL A
302693106
25628
1713100
SH
DFND
1
0
1713100
0
Farmer Bros Co.
COM
307675108
7894
365300
SH
DFND
1
0
365300
0
Farmer Bros Co.
COM
307675108
61
2800
SH
SOLE
2800
0
0
First Security Group Inc.
COM NEW
336312025
13194
6080000
SH
DFND
1
0
6080000
0
Forest City Enterprises Inc.
CL A
345550107
17188
865000
SH
DFND
1
0
865000
0
Franklin Financial Corp VA
COM
35353C102
15489
713798
SH
DFND
1
0
713798
0
GAMCO Investors Inc.
COM
361438104
1810
21800
SH
DFND
1
0
21800
0
Gencorp Inc.
COM
368682100
14114
739000
SH
DFND
1
0
739000
0
Gencorp Inc.
COM
368682100
474
24794
SH
SOLE
24794
0
0
General Electric Co.
COM
369604103
1314
50000
SH
SOLE
50000
0
0
General Motors Corp.
COM
37045V100
6353
175000
SH
DFND
1
0
175000
0
General Motors Co.
W EXP 7/10/2019
37045V126
3712
200000
SH
DFND
1
0
200000
0
Getty Realty Corp.
COM
374297109
5414
283778
SH
DFND
1
0
283778
0
Getty Realty Corp.
COM
374297109
686
35969
SH
SOLE
35969
0
0
GulfMark Offshore, Inc.
CL A NEW
402629208
14593
323000
SH
DFND
1
0
323000
0
Hardinge, Inc.
COM
412324303
3732
295000
SH
DFND
1
0
295000
0
Heritage Commerce Corp.
COM
426927109
4341
531390
SH
DFND
1
0
531390
0
Heritage Oaks Bancorp
COM
42724R107
8901
1166575
SH
DFND
1
0
1166575
0
Hess Corporation
COM
42809H107
57356
580000
SH
DFND
1
0
580000
0
Hess Corporation
COM
42809H107
19778
200000
SH
SOLE
200000
0
0
HomeTrust Bancshares, Inc.
COM
437872104
4094
259622
SH
DFND
1
0
259622
0
Hospira Inc.
COM
441060100
20548
400000
SH
DFND
1
0
400000
0
Hugoton RTY TR TEX
UNIT BEN INT
444717102
384
35000
SH
SOLE
35000
0
0
Installed Building Products, Inc.
COM
45780R101
1470
120000
SH
DFND
1
0
120000
0
Intel Corp.
COM
458140100
15450
500000
SH
DFND
1
0
500000
0
Intel Corp.
COM
458140100
41715
1350000
SH
SOLE
1350000
0
0
International Game Technology
COM
459902102
3182
200000
SH
DFND
1
0
200000
0
Investors Bancorp, Inc. NEW
COM
46146L101
5525
500000
SH
DFND
1
0
500000
0
Johnson & Johnson
COM
478160104
3662
35000
SH
SOLE
35000
0
0
Kaiser Aluminum Corp.
COM PAR $0.01
483007704
22153
304002
SH
DFND
1
0
304002
0
Kemper Corp. Del
COM
488401100
369
10000
SH
SOLE
10000
0
0
Liberty Interactive Corp
INT COM SER A
53071M104
2422
82500
SH
DFND
1
0
82500
0
National Presto Industries, Inc.
COM
637215104
7138
98000
SH
DFND
1
0
98000
0
News Corp
CL A
65248E104
7176
400000
SH
DFND
1
0
400000
0
Northeast Bancorp
COM NEW
663904209
3224
336861
SH
DFND
1
0
336861
0
Northfield Bancorp Inc
COM
66611T105
9177
700000
SH
DFND
1
0
700000
0
Old Republic Intl Corp.
COM
680223104
349
21093
SH
SOLE
21093
0
0
OmniAmerican Bancorp Inc
COM
68216R107
3088
123500
SH
DFND
1
0
123500
0
Oneok Inc.
COM
682680103
20424
300000
SH
DFND
1
0
300000
0
Pfizer Inc.
COM
717081103
3179
107100
SH
SOLE
107100
0
0
Polypore International, Inc.
COM
73179V103
1193
25000
SH
DFND
1
0
25000
0
Plains All American Pipeline
UNIT LTD PARTN
726503105
855
14363
SH
SOLE
14363
0
0
Popular, Inc.
COM NEW
733174700
8630
252500
SH
DFND
1
0
252500
0
Prudential Bancorp Inc. PA
COM
744319104
1396
121287
SH
DFND
1
0
121287
0
QEP resources Inc.
COM
74733V100
13800
400000
SH
DFND
1
0
400000
0
Quanex Building Products
COM
747619104
1072
60000
SH
DFND
1
0
60000
0
Realogy Holdings Corp.
COM
75605Y106
3771
100000
SH
DFND
1
0
100000
0
Resolute Forest Products Inc.
COM
76117W109
8110
483306
SH
DFND
1
0
483306
0
Royal Dutch Shell PLC
Spon ADR A
780259206
1234
14979
SH
SOLE
14979
0
0
Ruths Hospitality Group Inc.
COM
783332109
17167
1390000
SH
DFND
1
0
1390000
0
SI Financial Group Inc MD
COM
78425V104
2142
186100
SH
DFND
1
0
186100
0
SandRidge Energy, Inc.
COM
80007P307
1788
250000
SH
DFND
1
0
250000
0
Sanofi
RIGHT 12/31/2020
80105N113
2488
4975000
SH
DFND
1
0
4975000
0
Sanofi
RIGHT 12/31/2020
80105N113
150
300000
SH
SOLE
300000
0
0
Seacoast Banking Corp of Florida
COM NEW
811707801
1936
178100
SH
DFND
1
0
178100
0
Symetra Financial Corp.
COM
87151Q106
10233
450000
SH
DFND
1
0
450000
0
Symetra Financial Corp.
COM
87151Q106
11029
485000
SH
SOLE
485000
0
0
Tejon Ranch Co.
COM
879080109
16739
520000
SH
DFND
1
0
520000
0
Tejon Ranch Co.
W EXP 8/31/2016
879080133
214
76809
SH
DFND
1
0
76809
0
Teva Pharmaceutical Inds Ltd.
ADR
881624209
26210
500000
SH
DFND
1
0
500000
0
Time Warner Cable Inc.
COM
88732J207
5156
35000
SH
DFND
1
0
35000
0
Titan International, Inc ILL.
COM
88830M102
5046
300000
SH
DFND
1
0
300000
0
Waterstone Financial Inc. MD
COM
94188P101
14255
1249300
SH
DFND
1
0
1249300
0
Wright Medical Group Inc.
COM
98235T107
1478
825691
SH
DFND
1
0
825691
0
Yadkin Valley Financial Corp
COM
984314104
3525
187100
SH
DFND
1
0
187100
0