0000918537-14-000001.txt : 20140214 0000918537-14-000001.hdr.sgml : 20140214 20140214130431 ACCESSION NUMBER: 0000918537-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 14613770 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 12-31-2013 12-31-2013 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E. Ladin (212) 752-7345 Timothy E. Ladin New York NY 02-14-2014 1 98 774296 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 price13f4q13xmldata.xml PRICEDATA4Q13 ALCO Stores Inc. COM 001600105 2503 264919 SH DFND 1 0 264919 0 Alleghany Corp. COM 017175100 29797 74500 SH DFND 1 0 74500 0 Allscripts Healthcare Solutn COM 01988P108 7382 477500 SH DFND 1 0 477500 0 American River Bankshares COM 029326105 2410 255000 SH DFND 1 0 255000 0 Axiall Corp COM 05463D100 949 20000 SH DFND 1 0 20000 0 BRT Realty Trust SH BEN INT NEW 055645303 1190 168369 SH DFND 1 0 168369 0 The Bancorp Bank COM 05969F104 5642 315000 SH DFND 1 0 315000 0 Bank of America Corporation COM 060505104 779 50000 SH SOLE 50000 0 0 Barnes & Noble Inc. COM 067774109 10166 680000 SH DFND 1 0 680000 0 Becton, Dickinson & Co. COM 075887109 22098 200000 SH DFND 1 0 200000 0 Big 5 Sporting Goods Corp. COM 08915P101 4113 207500 SH DFND 1 0 207500 0 Blount International, Inc. COM 095180105 8320 575000 SH DFND 1 0 575000 0 Boeing Co. COM 097023105 2730 20000 SH SOLE 20000 0 0 Boston Scientific Corp. COM 101137107 24040 2000000 SH DFND 1 0 2000000 0 CIT Group Inc. COM NEW 125581801 18636 357500 SH DFND 1 0 357500 0 Cache, Inc. COM NEW 127150308 20561 3786635 SH DFND 1 0 3786635 0 Cape Bancorp Inc. COM 139209100 2633 259200 SH DFND 1 0 259200 0 Castle A M & Co. COM 148411101 8382 567500 SH DFND 1 0 567500 0 Charter Financial Corporation MD COM 16122W108 492 45725 SH DFND 1 0 45725 0 Clearwater Paper Corp. COM 18538R103 525 10000 SH DFND 1 0 10000 0 Clifton Savings Bancorp, Inc. COM 18712Q103 2531 197700 SH DFND 1 0 197700 0 Columbia Banking System, Inc. COM 197236102 19793 720000 SH DFND 1 0 720000 0 Crocs, Inc. COM 227046109 1433 90000 SH DFND 1 0 90000 0 Demand Media, Inc. COM 24802N109 3606 625000 SH DFND 1 0 625000 0 Dolby Laboratories Inc. COM 25659T107 16203 420200 SH DFND 1 0 420200 0 Donegal Group Inc. COM CL A 257701201 2385 150000 SH DFND 1 0 150000 0 Du Pont E I De Nemours & Co COM 263534109 19491 300000 SH DFND 1 0 300000 0 Du Pont E I De Nemours & Co COM 263534109 1299 20000 SH SOLE 20000 0 0 Enzon Pharmaceuticals Inc. COM 293904108 868 748200 SH DFND 1 0 748200 0 Exxon Mobil Corp. COM 30231G102 1214 12000 SH SOLE 12000 0 0 FXCM Inc COM CL A 302693106 29986 1680828 SH DFND 1 0 1680828 0 FTD Companies, Inc. COM 30281V108 2444 75000 SH DFND 1 0 75000 0 Farmer Bros Co. COM 307675108 8500 365300 SH DFND 1 0 365300 0 Farmer Bros Co. COM 307675108 62 2800 SH SOLE 2800 0 0 First Security Group Inc. COM NEW 336312025 13984 6080000 SH DFND 1 0 6080000 0 Forest City Enterprises Inc. CL A 345550107 17095 895000 SH DFND 1 0 895000 0 Franklin Financial Corp VA COM 35353C102 14119 713798 SH DFND 1 0 713798 0 GAMCO Investors Inc. COM 361438104 1931 22200 SH DFND 1 0 22200 0 Gencorp Inc. COM 368682100 13317 739000 SH DFND 1 0 739000 0 Gencorp Inc. COM 368682100 447 24794 SH SOLE 24794 0 0 General Electric Co. COM 369604103 1402 50000 SH SOLE 50000 0 0 General Motors Co. W EXP 7/10/2019 37045V126 1156 50000 SH DFND 1 0 50000 0 Getty Realty Corp. COM 374297109 3247 176756 SH DFND 1 0 176756 0 Getty Realty Corp. COM 374297109 665 36218 SH SOLE 36218 0 0 Great Florida Bk Miami Lakes Fla CL A 390528107 92 28469 SH SOLE 28469 0 0 GulfMark Offshore, Inc. CL A NEW 402629208 16260 345000 SH DFND 1 0 345000 0 Gyrodyne Co. America Inc. COM 403820103 78 6110 SH SOLE 6110 0 0 Hardinge, Inc. COM 412324303 4269 295000 SH DFND 1 0 295000 0 Harris Corp Del COM 413875105 22688 325000 SH DFND 1 0 325000 0 Heritage Commerce Corp. COM 426927109 5338 647794 SH DFND 1 0 647794 0 Heritage Oaks Bancorp COM 42724R107 8749 1166575 SH DFND 1 0 1166575 0 Hess Corporation COM 42809H107 45443 547500 SH DFND 1 0 547500 0 Hess Corporation COM 42809H107 12450 150000 SH SOLE 150000 0 0 HomeTrust Bancshares, Inc. COM 437872104 4797 300000 SH DFND 1 0 300000 0 Hospira Inc. COM 441060100 16512 400000 SH DFND 1 0 400000 0 Hugoton RTY TR TEX UNIT BEN INT 444717102 263 35000 SH SOLE 35000 0 0 Intel Corp. COM 458140100 12978 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 35039 1350000 SH SOLE 1350000 0 0 Johnson & Johnson COM 478160104 3206 35000 SH SOLE 35000 35000 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 21353 304002 SH DFND 1 0 304002 0 Kemper Corp. Del COM 488401100 409 10000 SH SOLE 10000 10000 0 Liberty Interactive Corp INT COM SER A 53071M104 734 25000 SH DFND 1 0 25000 0 MVC Capital Inc. COM 553829102 140 10400 SH SOLE 10400 0 0 National Presto Industries, Inc. COM 637215104 7889 98000 SH DFND 1 0 98000 0 News Corp CL A 65248E104 7208 400000 SH DFND 1 0 400000 0 Northeast Bancorp COM NEW 663904209 2748 286800 SH DFND 1 0 286800 0 Northfield Bancorp Inc COM 66611T105 9240 700000 SH DFND 1 0 700000 0 Novagold Resources Inc. COM NEW 66987E206 254 100000 SH DFND 1 0 100000 0 Old Republic Intl Corp. COM 680223104 364 21093 SH SOLE 21093 0 0 OmniAmerican Bancorp Inc COM 68216R107 11819 552800 SH DFND 1 0 552800 0 Oneok Inc. COM 682680103 18654 300000 SH DFND 1 0 300000 0 Orient Express Hotels Ltd COM CL A G67743107 1435 95000 SH DFND 1 0 95000 0 Penford Corp. COM 707051108 320 24935 SH DFND 1 0 24935 0 Penny JC Inc. COM 708160106 3337 364700 SH DFND 1 0 364700 0 Pfizer Inc. COM 717081103 5820 190000 SH DFND 1 0 190000 0 Pfizer Inc. COM 717081103 4812 157100 SH SOLE 157100 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 733 14363 SH SOLE 14363 0 0 Prudential Bancorp Inc. PA COM 744319104 970 89887 SH DFND 1 0 89887 0 Quanex Building Products COM 747619104 1494 75000 SH DFND 1 0 75000 0 Resolute Forest Products Inc. COM 76117W109 7743 483306 SH DFND 1 0 483306 0 Royal Dutch Shell PLC Spon ADR A 780259206 1068 14979 SH SOLE 14979 0 0 Ruths Hospitality Group Inc. COM 783332109 19954 1404200 SH DFND 1 0 1404200 0 SI Financial Group Inc MD COM 78425V104 628 52152 SH DFND 1 0 52152 0 SandRidge Energy, Inc. COM 80007P307 1518 250000 SH DFND 1 0 250000 0 Sanofi RIGHT 12/31/2020 80105N113 1700 5000000 SH DFND 1 0 5000000 0 Sanofi RIGHT 12/31/2020 80105N113 102 300000 SH SOLE 300000 0 0 Seacoast Banking Corp of Florida COM NEW 811707801 3405 279070 SH DFND 1 0 279070 0 Symetra Financial Corp. COM 87151Q106 14030 740000 SH DFND 1 0 740000 0 Symetra Financial Corp. COM 87151Q106 9196 485000 SH SOLE 485000 0 0 Tejon Ranch Co. COM 879080109 19115 520000 SH DFND 1 0 520000 0 Tejon Ranch Co. W EXP 8/31/2016 879080133 422 76809 SH DFND 1 0 76809 0 Teva Pharmaceutical Inds Ltd. ADR 881624209 16032 400000 SH DFND 1 0 400000 0 United Financial Bancorp, Inc. COM 91030T109 1517 80300 SH DFND 1 0 80300 0 Universal Stainless & Alloy Inc. COM 913837100 2990 82909 SH DFND 1 0 82909 0 ViroPharma Inc. COM 928241108 19940 400000 SH DFND 1 0 400000 0 Vornado Realty Trust SH BEN INT 929042109 8879 100000 SH DFND 1 0 100000 0 Wright Medical Group Inc. COM 98235T107 1550 774852 SH DFND 1 0 774852 0 Yadkin Valley Financial Corp COM 984314104 6086 357140 SH DFND 1 0 357140 0