-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QrZt9WXWaesHIxTCydmLpjpEY9zBrkTD0HKVs9L5f6AuX/PpRxIPmHLxFmMuS3m/ y1pE3VdCtEJwciuL6HZhrA== 0000950123-10-080807.txt : 20100825 0000950123-10-080807.hdr.sgml : 20100825 20100825145058 ACCESSION NUMBER: 0000950123-10-080807 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100825 DATE AS OF CHANGE: 20100825 EFFECTIVENESS DATE: 20100825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB ANNUITY PORTFOLIOS CENTRAL INDEX KEY: 0000918266 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08314 FILM NUMBER: 101037514 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 0000918266 S000006545 Schwab Money Market Portfolio C000017880 Schwab Money Market Portfolio SWPXX 0000918266 S000006546 Schwab MarketTrack Growth Portfolio II C000017881 Schwab MarketTrack Growth Portfolio II SWH1Z 0000918266 S000006547 Schwab S&P 500 Index Portfolio C000017882 Schwab S&P 500 Index Portfolio SWP1Z N-PX 1 f56531nvpx.txt FORM N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-08314 Schwab Annuity Portfolios (Exact name of registrant as specified in charter) c/o Schwab Annuity Portfolios 211 Main Street San Francisco CA 94105 (Address of principal executive offices) (Zip code) Randall W. Merk Schwab Annuity Portfolios 211 Main Street San Francisco CA 94105 (Name and address of agent for service) Registrant's telephone number, including area code: (415) 627-7000 Date of fiscal year end: 12/31 Date of reporting period: July 1, 2009 - June 30, 2010 ICA File Number: 811-08314 Reporting Period: 07/01/2009 - 06/30/2010 Schwab Annuity Portfolios Item 1: Proxy Voting Record - Registrant Name : Fund Name : Schwab Money Market Portfolio In all markets, for all statuses, for Key- There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. Item 1: Proxy Voting Record - Registrant Name : Fund Name : Schwab MarketTrack Growth Portfolio II In all markets, for all statuses, for Key- 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For Against Against 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Abbott Laboratories Inc Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Abercrombie & Fitch Company Ticker Security ID: Meeting Date Meeting Status ANF CUSIP 002896207 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Limato Mgmt For Against Against 2 Elect Robert Rosholt Mgmt For For For 3 Elect Craig Stapleton Mgmt For Against Against 4 Elect Elizabeth Lee Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Long-Term Incentive Plan Mgmt For Against Against 7 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 8 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board 9 Shareholder Proposal Regarding ShrHoldr Against Against For Vendor Code of Conduct
Adobe Systems Inc Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Barnholt Mgmt For For For 2 Elect Michael Cannon Mgmt For For For 3 Elect James Daley Mgmt For For For 4 Elect Charles Geschke Mgmt For For For 5 Elect Shantanu Narayen Mgmt For For For 6 Amendment of the 2003 Equity Mgmt For For For Incentive Plan 7 Ratification of Auditor Mgmt For For For
Advanced Micro Devices Ticker Security ID: Meeting Date Meeting Status AMD CUSIP 007903107 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bruce Claflin Mgmt For For For 2 Elect W. Michael Barnes Mgmt For For For 3 Elect John Caldwell Mgmt For Against Against 4 Elect Craig Conway Mgmt For For For 5 Elect Nicholas Donofrio Mgmt For For For 6 Elect H. Paulett Eberhart Mgmt For Against Against 7 Elect Derrick Meyer Mgmt For For For 8 Elect Waleed Al Mokarrab Al Muhairi Mgmt For For For 9 Elect Robert Palmer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Equity Mgmt For For For Incentive Plan
AES Corp. Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Samuel Bodman Mgmt For For For 1.2 Elect Paul Hanrahan Mgmt For For For 1.3 Elect Tarun Khanna Mgmt For For For 1.4 Elect John Koskinen Mgmt For For For 1.5 Elect Philip Lader Mgmt For For For 1.6 Elect Sandra Moose Mgmt For For For 1.7 Elect John Morse, Jr. Mgmt For For For 1.8 Elect Philip Odeen Mgmt For For For 1.9 Elect Charles Rossotti Mgmt For Withhold Against 1.10 Elect Sven Sandstrom Mgmt For For For 2 Amendment to the 2003 Long-Term Mgmt For For For Compensation Plan 3 Reapproval of the Performance Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
Aetna Inc Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Clark, Jr. Mgmt For Against Against 2 Elect Betsy Cohen Mgmt For Against Against 3 Elect Molly Coye Mgmt For For For 4 Elect Roger Farah Mgmt For Against Against 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jeffrey Garten Mgmt For Against Against 7 Elect Earl Graves Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Elect Ronald Williams Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2010 Stock Incentive Plan Mgmt For For For 16 2010 Non-Employee Director Mgmt For For For Compensation Plan 17 2001 Annual Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Affiliated Computer Services Inc Ticker Security ID: Meeting Date Meeting Status ACS CUSIP 008190 02/05/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Aflac Inc Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos, II Mgmt For For For 3 Elect Paul Amos, II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger, III Mgmt For Against Against 6 Elect Joe Harris Mgmt For For For 7 Elect Elizabeth Hudson Mgmt For For For 8 Elect Douglas Johnson Mgmt For For For 9 Elect Robert Johnson Mgmt For For For 10 Elect Charles Knapp Mgmt For For For 11 Elect E. Stephen Purdom Mgmt For For For 12 Elect Barbara Rimer Mgmt For For For 13 Elect Marvin Schuster Mgmt For For For 14 Elect David Thompson Mgmt For For For 15 Elect Robert Wright Mgmt For For For 16 Elect Takuro Yoshida Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Ratification of Auditor Mgmt For For For
Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director William L. Davis, III Management For For For 1.2 Elect Director W. Douglas Ford Management For For For 1.3 Elect Director Evert Henkes Management For For For 1.4 Elect Director Margaret G. McGlynn Management For For For 2 Ratify Auditors Management For For For 3 Amend Omnibus Stock Plan Management For For For
AK Steel Holdings Corp. Ticker Security ID: Meeting Date Meeting Status AKS CUSIP 001547108 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Abdoo Mgmt For Withhold Against 1.2 Elect John Brinzo Mgmt For For For 1.3 Elect Dennis Cuneo Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Bonnie Hill Mgmt For For For 1.6 Elect Robert Jenkins Mgmt For For For 1.7 Elect Ralph Michael, III Mgmt For Withhold Against 1.8 Elect Shirley Peterson Mgmt For For For 1.9 Elect James Thomson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Material Terms of Mgmt For For For the Long-Term Performance Plan 4 Reapproval of the Material Terms of Mgmt For For For the Performance Goals under the Stock Incentive Plan 5 Amendment to the Stock Incentive Plan Mgmt For Against Against
Akamai Technologies Inc Ticker Security ID: Meeting Date Meeting Status AKAM CUSIP 00971T101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Alcoa Inc Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013817101 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Collins, Jr. Mgmt For For For 1.2 Elect Carlos Ghosn Mgmt For For For 1.3 Elect Michael Morris Mgmt For For For 1.4 Elect E. Stanley O'Neal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Elimination of Supermajority Mgmt For For For Requirement Relating to Fair Price Protection 5 Elimination of Supermajority Mgmt For For For Requirement Relating to Director Elections 6 Elimination of Supermajority Mgmt For For For Requirement Relating to Removal of Directors 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Allegheny Energy Inc Ticker Security ID: Meeting Date Meeting Status AYE CUSIP 017361106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Furlong Baldwin Mgmt For For For 2 Elect Eleanor Baum Mgmt For Against Against 3 Elect Paul Evanson Mgmt For For For 4 Elect Cyrus Freidheim, Jr. Mgmt For Against Against 5 Elect Julia Johnson Mgmt For Against Against 6 Elect Ted Kleisner Mgmt For For For 7 Elect Christopher Pappas Mgmt For For For 8 Elect Steven Rice Mgmt For For For 9 Elect Gunnar Sarsten Mgmt For Against Against 10 Elect Michael Sutton Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Allegheny Technologies Inc Ticker Security ID: Meeting Date Meeting Status ATI CUSIP 01741R102 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Barbara Jeremiah Mgmt For For For 1.3 Elect John Turner Mgmt For For For 2 Amendment to the 2007 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Allergan Inc Ticker Security ID: Meeting Date Meeting Status AGN CUSIP 018490102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate Mgmt For For For of Incorporation
Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP 020002101 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect W. James Farrell Mgmt For For For 4 Elect Jack Greenberg Mgmt For For For 5 Elect Ronald LeMay Mgmt For For For 6 Elect Andrea Redmond Mgmt For For For 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For For For 11 Elect Thomas Wilson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Altera Corp. Ticker Security ID: Meeting Date Meeting Status ALTR CUSIP 021441100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 10 Amendment to the 1987 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Altria Group Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For Against Against 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For Against Against 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 PERFORMANCE INCENTIVE PLAN Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 14 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
Amazon.com Inc Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For Against Against 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Ameren Corp. Ticker Security ID: Meeting Date Meeting Status AEE CUSIP 023608102 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Brauer Mgmt For For For 1.2 Elect Ellen Fitzsimmons Mgmt For For For 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Gayle Jackson Mgmt For For For 1.5 Elect James Johnson Mgmt For For For 1.6 Elect Steven Lipstein Mgmt For For For 1.7 Elect Charles Mueller Mgmt For For For 1.8 Elect Harvey Saligman Mgmt For For For 1.9 Elect Patrick Stokes Mgmt For For For 1.10 Elect Thomas Voss Mgmt For For For 1.11 Elect Stephen Wilson Mgmt For For For 1.12 Elect Jack Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Nuclear Facility
American Electric Power Company Inc Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For
American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Akerson Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For Withhold Against 1.3 Elect Ursula Burns Mgmt For For For 1.4 Elect Kenneth Chenault Mgmt For For For 1.5 Elect Peter Chernin Mgmt For Withhold Against 1.6 Elect Jan Leschly Mgmt For Withhold Against 1.7 Elect Richard Levin Mgmt For For For 1.8 Elect Richard McGinn Mgmt For Withhold Against 1.9 Elect Edward Miller Mgmt For Withhold Against 1.10 Elect Steven Reinemund Mgmt For For For 1.11 Elect Robert Walter Mgmt For For For 1.12 Elect Ronald Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
American International Group Inc Ticker Security ID: Meeting Date Meeting Status AIG CUSIP 026874784 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Benmosche Mgmt For For For 2 Elect Harvey Golub Mgmt For For For 3 Elect Laurette Koellner Mgmt For For For 4 Elect Christopher Lynch Mgmt For For For 5 Elect Arthur Martinez Mgmt For For For 6 Elect George Miles, Jr. Mgmt For Against Against 7 Elect Henry Miller Mgmt For For For 8 Elect Robert Miller Mgmt For For For 9 Elect Suzanne Nora Johnson Mgmt For For For 10 Elect Morris Offit Mgmt For Against Against 11 Elect Douglas Steenland Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 2010 Stock Incentive Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Political Contributions
American Tower Corp. Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 029912201 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Ameriprise Financial Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For
Amerisourcebergen Corp. Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 03/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Gochnauer Mgmt For For For 2 Elect Edward Hagenlocker Mgmt For For For 3 Elect Henry McGee Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Ratification of Auditor Mgmt For For For
Amgen Inc Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Amphenol Corp. Ticker Security ID: Meeting Date Meeting Status APH CUSIP 032095101 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stanley Clark Mgmt For For For 1.2 Elect Andrew Lietz Mgmt For For For 1.3 Elect Martin Loeffler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Anadarko Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Paulett Eberhart Mgmt For For For 2 Elect Preston Geren III Mgmt For For For 3 Elect James Hackett Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 6 Shareholder Proposal Reimbursement ShrHoldr Against For Against of Solicitation Expenses
Analog Devices Inc Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 07/20/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Stock Option Exchange Program Management For For For
AON Corp. Ticker Security ID: Meeting Date Meeting Status AON CUSIP 037389103 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Edgar Jannotta Mgmt For For For 5 Elect Jan Kalff Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect R. Eden Martin Mgmt For Against Against 8 Elect Andrew McKenna Mgmt For For For 9 Elect Robert Morrison Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Richard Notebaert Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For Against Against 13 Elect Gloria Santona Mgmt For For For 14 Elect Carolyn Woo Mgmt For For For 15 Ratification of Auditor Mgmt For For For
Apache Corp. Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Eugene Fiedorek Mgmt For For For 2 Elect Patricia Graham Mgmt For Against Against 3 Elect F. H. Merelli Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Apartment Investment and Management Co. Ticker Security ID: Meeting Date Meeting Status AIV CUSIP 03748R101 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Richard Ellwood Mgmt For For For 4 Elect Thomas Keltner Mgmt For For For 5 Elect J. Landis Martin Mgmt For For For 6 Elect Robert Miller Mgmt For For For 7 Elect Kathleen Nelson Mgmt For For For 8 Elect Michael Stein Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Apple Computers Inc Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee
Archer-Daniels-Mi dland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director George W. Buckley Management For For For 1.2 Elect Director Mollie Hale Carter Management For For For 1.3 Elect Director Donald E. Felsinger Management For For For 1.4 Elect Director Victoria F. Haynes Management For For For 1.5 Elect Director Antonio Maciel Neto Management For For For 1.6 Elect Director Patrick J. Moore Management For For For 1.7 Elect Director Thomas F. O'Neill Management For For For 1.8 Elect Director Kelvin R. Westbrook Management For For For 1.9 Elect Director Patricia A. Woertz Management For For For 2 Approve Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For 4 Adopt ILO Based Code of Conduct Shareholder Against For Against
Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Mark C. Rohr Management For For For 1.2 Elect Director Theodore M. Solso Management For For For 1.3 Elect Director Michael J. Ward Management For For For 2 Ratify Auditors Management For For For
Assurant Inc Ticker Security ID: Meeting Date Meeting Status AIZ CUSIP 04621X108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Carver Mgmt For For For 1.2 Elect Juan Cento Mgmt For For For 1.3 Elect Allen Freedman Mgmt For For For 1.4 Elect Elaine Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the Long Term Equity Mgmt For Against Against Incentive Plan
AT&T INC. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHoldr Against For Against Pension Credit Policy 16 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Autodesk Inc Ticker Security ID: Meeting Date Meeting Status ADSK CUSIP 052769106 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford Beveridge Mgmt For For For 3 Elect J. Hallam Dawson Mgmt For For For 4 Elect Per-Kristian Halvorsen Mgmt For Against Against 5 Elect Sean Maloney Mgmt For Against Against 6 Elect Mary McDowell Mgmt For For For 7 Elect Charles Robel Mgmt For For For 8 Elect Steven West Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Executive Incentive Plan Mgmt For For For 11 Amendments to the 2008 Employee Mgmt For Against Against Stock Plan
Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Gregory D. Brenneman Management For For For 1.2 Elect Director Leslie A. Brun Management For For For 1.3 Elect Director Gary C. Butler Management For For For 1.4 Elect Director Leon G. Cooperman Management For For For 1.5 Elect Director Eric C. Fast Management For For For 1.6 Elect Director Linda R. Gooden Management For For For 1.7 Elect Director R. Glenn Hubbard Management For For For 1.8 Elect Director John P. Jones Management For For For 1.9 Elect Director Charles H. Noski Management For For For 1.10 Elect Director Sharon T. Rowlands Management For For For 1.11 Elect Director Gregory L. Summe Management For For For 2 Ratify Auditors Management For For For
Autonation Inc Ticker Security ID: Meeting Date Meeting Status AN CUSIP 05329W102 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mike Jackson Mgmt For For For 1.2 Elect Robert Brown Mgmt For For For 1.3 Elect Rick Burdick Mgmt For For For 1.4 Elect William Crowley Mgmt For For For 1.5 Elect David Edelson Mgmt For For For 1.6 Elect Robert Grusky Mgmt For For For 1.7 Elect Michael Larson Mgmt For For For 1.8 Elect Michael Maroone Mgmt For For For 1.9 Elect Carlos Migoya Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director William C. Crowley Management For For For 1.2 Elect Director Sue E. Gove Management For For For 1.3 Elect Director Earl G. Graves, Jr. Management For For For 1.4 Elect Director Robert R. Grusky Management For For For 1.5 Elect Director J. R. Hyde, III Management For For For 1.6 Elect Director W. Andrew McKenna Management For For For 1.7 Elect Director George R. Mrkonic, Jr. Management For For For 1.8 Elect Director Luis P. Nieto Management For For For 1.9 Elect Director William C. Rhodes, III Management For For For 1.10 Elect Director Theodore W. Ullyot Management For For For 2 Approve Executive Incentive Bonus Management For For For Plan 3 Ratify Auditors Management For For For
Avalonbay Communities Inc Ticker Security ID: Meeting Date Meeting Status AVB CUSIP 053484101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Avery Dennison Corp. Ticker Security ID: Meeting Date Meeting Status AVY CUSIP 053611109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For Against Against 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan
Avon Products Inc Ticker Security ID: Meeting Date Meeting Status AVP CUSIP 054303102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 03/31/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For Withhold Against 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Ball Corp. Ticker Security ID: Meeting Date Meeting Status BLL CUSIP 058498106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Hayes Mgmt For For For 1.2 Elect Hanno Fiedler Mgmt For For For 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHoldr Against For Against Redemption of Poison Pill
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 02/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For Against Against 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Bank Of New York Mellon Corp. Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For Withhold Against 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes
Bard CR Inc Ticker Security ID: Meeting Date Meeting Status BCR CUSIP 067383109 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Baxter International Inc Ticker Security ID: Meeting Date Meeting Status BAX CUSIP 071813109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
BB & T Corp. Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For Withhold Against 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect Barry Fitzpatrick Mgmt For For For 1.7 Elect J. Littleton Glover, Jr. Mgmt For Withhold Against 1.8 Elect L. Vincent Hackley Mgmt For For For 1.9 Elect Jane Helm Mgmt For For For 1.10 Elect John Howe, III Mgmt For For For 1.11 Elect Kelly King Mgmt For For For 1.12 Elect James Maynard Mgmt For For For 1.13 Elect Albert McCauley Mgmt For For For 1.14 Elect J. Holmes Morrison Mgmt For For For 1.15 Elect Nido Qubein Mgmt For Withhold Against 1.16 Elect Thomas Skains Mgmt For For For 1.17 Elect Thomas Thompson Mgmt For For For 1.18 Elect Stephen Williams Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Overdraft Policies
Becton Dickinson & Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Becton, Jr. Mgmt For For For 1.2 Elect Edward DeGraan Mgmt For For For 1.3 Elect Claire Fraser-Liggett Mgmt For For For 1.4 Elect Edward Ludwig Mgmt For For For 1.5 Elect Adel Mahmoud Mgmt For For For 1.6 Elect James Orr Mgmt For For For 1.7 Elect Willard Overlock, Jr. Mgmt For For For 1.8 Elect Bertram Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 4 Amendment to the 2004 Employee and Mgmt For For For Director Equity-Based Compensation Plan 5 Approval of Material Terms of Mgmt For For For Performance Goals under the Performance Incentive Plan 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Bed Bath & Beyond Inc Ticker Security ID: Meeting Date Meeting Status BBBY CUSIP 075896100 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Warren Eisenberg Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For Against Against 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Bemis Company Inc Ticker Security ID: Meeting Date Meeting Status BMS CUSIP 081437105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Curler Mgmt For For For 1.2 Elect Roger O'Shaughnessy Mgmt For For For 1.3 Elect David Haffner Mgmt For For For 1.4 Elect Holly Van Deursen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between CEO and Employee Pay
Berkshire Hathaway Inc Ticker Security ID: Meeting Date Meeting Status BRKA CUSIP 084670702 05/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Warren Buffett Mgmt For For For 1.2 Elect Charles Munger Mgmt For For For 1.3 Elect Howard Buffett Mgmt For For For 1.4 Elect Stephen Burke Mgmt For For For 1.5 Elect Susan Decker Mgmt For For For 1.6 Elect William Gates III Mgmt For For For 1.7 Elect David Gottesman Mgmt For For For 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Donald Keough Mgmt For For For 1.10 Elect Thomas Murphy Mgmt For Withhold Against 1.11 Elect Ronald Olson Mgmt For For For 1.12 Elect Walter Scott, Jr. Mgmt For For For
Best Buy Company Inc Ticker Security ID: Meeting Date Meeting Status BBY CUSIP 086516101 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Kathy Higgins Victor Mgmt For For For 1.4 Elect Rogelio Rebolledo Mgmt For For For 1.5 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Big Lots Inc Ticker Security ID: Meeting Date Meeting Status BIG CUSIP 089302103 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For For For 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 3 Amendment to the 2006 Bonus Plan Mgmt For For For 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Adoption of Advance Notice Mgmt For Against Against Requirement 6 Ratification of Auditor Mgmt For For For
Biogen Idec Inc Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan
BJ Services Co Ticker Security ID: Meeting Date Meeting Status BJS CUSIP 055482103 03/31/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Black & Decker Corp. Ticker Security ID: Meeting Date Meeting Status CUSIP 091797100 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
BMC Software, Inc. Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921100 07/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert E. Beauchamp Management For For For 1.2 Elect Director B. Garland Cupp Management For For For 1.3 Elect Director Jon E. Barfield Management For For For 1.4 Elect Director Gary L. Bloom Management For Withhold Against 1.5 Elect Director Meldon K. Gafner Management For Withhold Against 1.6 Elect Director P. Thomas Jenkins Management For Withhold Against 1.7 Elect Director Louis J. Lavigne, Jr. Management For For For 1.8 Elect Director Kathleen A. O'Neil Management For For For 1.9 Elect Director Tom C. Tinsley Management For Withhold Against 2 Ratify Auditors Management For For For 3 Amend Omnibus Stock Plan Management For For For
Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Biggs Mgmt For For For 2 Elect John Bryson Mgmt For Against Against 3 Elect David Calhoun Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Linda Cook Mgmt For For For 6 Elect William Daley Mgmt For For For 7 Elect Kenneth Duberstein Mgmt For For For 8 Elect Edmund Giambastiani, Jr. Mgmt For For For 9 Elect John McDonnell Mgmt For For For 10 Elect W. James McNerney, Jr. Mgmt For For For 11 Elect Susan Schwab Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Military Contracts/Sales 15 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Boston Properties Ticker Security ID: Meeting Date Meeting Status BXP CUSIP 101121101 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mortimer Zuckerman Mgmt For For For 1.2 Elect Carol Einiger Mgmt For For For 1.3 Elect Jacob Frenkel Mgmt For For For 2 Repeal of Classified Board and Mgmt For For For Adoption of Majority Voting for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Boston Scientific Corp. Ticker Security ID: Meeting Date Meeting Status BSX CUSIP 101137107 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Abele Mgmt For For For 2 Elect Katharine Bartlett Mgmt For For For 3 Elect Bruce Byrnes Mgmt For For For 4 Elect Nelda Connors Mgmt For For For 5 Elect J. Raymond Elliott Mgmt For For For 6 Elect Marye Anne Fox Mgmt For For For 7 Elect Ray Groves Mgmt For Abstain Against 8 Elect Ernest Mario Mgmt For Abstain Against 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Pete Nicholas Mgmt For For For 11 Elect Uwe Reinhardt Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against
Bristol Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For Against Against 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
Broadcom Corp. Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Burlington Northern Santa Fe Corp Ticker Security ID: Meeting Date Meeting Status BNI CUSIP 12189T 02/11/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
CA, Inc. Ticker Security ID: Meeting Date Meeting Status CA CUSIP 12673P105 09/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Raymond J. Bromark Management For For For 2 Elect Director Gary J. Fernandes Management For For For 3 Elect Director Kay Koplovitz Management For For For 4 Elect Director Christopher B. Lofgren Management For For For 5 Elect Director William E. McCracken Management For For For 6 Elect Director John A. Swainson Management For For For 7 Elect Director Laura S. Unger Management For For For 8 Elect Director Arthur F. Weinbach Management For For For 9 Elect Director Renato (Ron) Zambonini Management For For For 10 Ratify Auditors Management For For For 11 Amend Executive Bonus Program Shareholder Against For Against
Cabot Oil & Gas Corp. Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David M. Carmichael Mgmt For For For 2 Elect Robert L. Keiser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
Cameron International Corp. Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Patrick Mgmt For For For 2 Elect Jon Erik Reinhardsen Mgmt For For For 3 Elect Bruce Wilkinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Campbell Soup Co. Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429109 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Edmund M. Carpenter Management For For For 1.2 Elect Director Paul R. Charron Management For For For 1.3 Elect Director Douglas R. Conant Management For For For 1.4 Elect Director Bennett Dorrance Management For For For 1.5 Elect Director Harvey Golub Management For For For 1.6 Elect Director Lawrence C. Karlson Management For For For 1.7 Elect Director Randall W. Larrimore Management For For For 1.8 Elect Director Mary Alice D. Malone Management For For For 1.9 Elect Director Sara Mathew Management For For For 1.10 Elect Director William D. Perez Management For For For 1.11 Elect Director Charles R. Perrin Management For For For 1.12 Elect Director A. Barry Rand Management For For For 1.13 Elect Director Nick Schreiber Management For For For 1.14 Elect Director Archbold D. Van Beuren Management For For For 1.15 Elect Director Les C. Vinney Management For For For 1.16 Elect Director Charlotte C. Weber Management For For For 2 Ratify Auditors Management For For For 3 Amend Executive Incentive Bonus Plan Management For For For
Capital One Financial Corp. Ticker Security ID: Meeting Date Meeting Status COF CUSIP 14040H105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Colleen F. Arnold Management For For For 1.2 Elect Director George S. Barrett Management For For For 1.3 Elect Director Glenn A. Britt Management For For For 1.4 Elect Director Calvin Darden Management For For For 1.5 Elect Director Bruce L. Downey Management For For For 1.6 Elect Director John F. Finn Management For For For 1.7 Elect Director Gregory B. Kenny Management For For For 1.8 Elect Director Richard C. Notebaert Management For For For 1.9 Elect Director David W. Raisbeck Management For For For 1.10 Elect Director Jean G. Spaulding Management For For For 2 Ratify Auditors Management For For For 3 Amend Executive Incentive Bonus Plan Management For For For 4 Performance-Based Equity Awards Shareholder Against For Against 5 Require Independent Board Chairman Shareholder Against Against For
Carnival Corp. Ticker Security ID: Meeting Date Meeting Status CCL CUSIP 143658300 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement
Caterpillar Inc Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 8 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
CB Richard Ellis Group Inc Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12497T101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Blum Mgmt For For For 1.2 Elect Curtis Feeny Mgmt For For For 1.3 Elect Bradford Freeman Mgmt For Withhold Against 1.4 Elect Michael Kantor Mgmt For Withhold Against 1.5 Elect Frederic Malek Mgmt For Withhold Against 1.6 Elect Jane Su Mgmt For Withhold Against 1.7 Elect Laura Tyson Mgmt For For For 1.8 Elect Brett White Mgmt For For For 1.9 Elect Gary Wilson Mgmt For For For 1.10 Elect Ray Wirta Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Celgene Corp. Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Centerpoint Energy Inc Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Campbell Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect Derrill Cody Mgmt For For For 4 Elect Michael Johnson Mgmt For For For 5 Elect David McClanahan Mgmt For For For 6 Elect Robert O'Connell Mgmt For For For 7 Elect Susan O. Rheney Mgmt For For For 8 Elect R.A. Walker Mgmt For For For 9 Elect Peter Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Centex Corp. Ticker Security ID: Meeting Date Meeting Status CTX CUSIP 152312104 08/18/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Merger Agreement Management For For For 2 Adjourn Meeting Management For For For
Centurytel Inc Ticker Security ID: Meeting Date Meeting Status CTL CUSIP 156700106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Bruce Hanks Mgmt For Withhold Against 1.2 Elect C. G. Melville, Jr. Mgmt For For For 1.3 Elect William Owens Mgmt For For For 1.4 Elect Glen Post III Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Company Name Change Mgmt For For For 4 2010 Executive Officer Short Term Mgmt For For For Incentive Plan 5 Shareholder Proposal Regarding ShrHoldr Against Against For Network Management Practices 6 Shareholder Proposal Regarding ShrHoldr Against Against For Limitations on Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Cephalon Inc Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Baldino, Jr. Mgmt For Against Against 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Cf Industries Holdings Inc Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Arzbaecher Mgmt For For For 1.2 Elect Edward Schmitt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CH Robinson Worldwide Inc Ticker Security ID: Meeting Date Meeting Status CHRW CUSIP 12541W209 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Polacek Mgmt For For For 2 Elect ReBecca Roloff Mgmt For For For 3 Elect Michael Wickham Mgmt For For For 4 2010 Non-Equity Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Chesapeake Energy Corp. Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Keating Mgmt For Withhold Against 1.2 Elect Merrill Miller, Jr. Mgmt For For For 1.3 Elect Frederick Whittemore Mgmt For Withhold Against 2 Amendment to the Long Term Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Responsible Use of Company Stock 6 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 9 Shareholder Proposal Regarding ShrHoldr Against For Against Sustainability Report
Chevron Corp. Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee
Chubb Corp. Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Cigna Corp. Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Cordani Mgmt For For For 2 Elect Isaiah Harris, Jr. Mgmt For For For 3 Elect Jane Henney Mgmt For For For 4 Elect Donna Zarcone Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Long-Term Incentive Mgmt For For For Plan 7 Directors Equity Plan Mgmt For Against Against
Cincinnati Finance Ticker Security ID: Meeting Date Meeting Status CINF CUSIP 172062101 05/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Bier Mgmt For For For 1.2 Elect Linda Clement-Holmes Mgmt For For For 1.3 Elect Douglas Skidmore Mgmt For For For 1.4 Elect Larry Webb Mgmt For Withhold Against 2 Repeal of Classified Board Mgmt For For For 3 Adoption of Advance Notice Mgmt For Against Against Requirement 4 Ratification of Auditor Mgmt For For For
Cintas Corp. Ticker Security ID: Meeting Date Meeting Status CTAS CUSIP 172908105 10/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Gerald S. Adolph Management For For For 2 Elect Director Paul R. Carter Management For For For 3 Elect Director Gerald V. Dirvin Management For For For 4 Elect Director Richard T. Farmer Management For For For 5 Elect Director Scott D. Farmer Management For For For 6 Elect Director Joyce Hergenhan Management For For For 7 Elect Director James J. Johnson Management For For For 8 Elect Director Robert J. Kohlhepp Management For For For 9 Elect Director David C. Phillips Management For For For 10 Elect Director Ronald W. Tysoe Management For For For 11 Ratify Auditors Management For For For 12 Adopt Principles for Health Care Shareholder Against Against For Reform
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Carol A. Bartz Management For For For 2 Elect Director M. Michele Burns Management For For For 3 Elect Director Michael D. Capellas Management For For For 4 Elect Director Larry R. Carter Management For For For 5 Elect Director John T. Chambers Management For For For 6 Elect Director Brian L. Halla Management For For For 7 Elect Director John L. Hennessy Management For For For 8 Elect Director Richard M. Kovacevich Management For For For 9 Elect Director Roderick C. McGeary Management For For For 10 Elect Director Michael K. Powell Management For For For 11 Elect Director Arun Sarin Management For For For 12 Elect Director Steven M. West Management For For For 13 Elect Director Jerry Yang Management For For For 14 Amend Omnibus Stock Plan Management For For For 15 Amend Qualified Employee Stock Management For For For Purchase Plan 16 Ratify Auditors Management For For For 17 Amend Bylaws to Establish a Board Shareholder Against Against For Committee on Human Rights 18 Advisory Vote to Ratify Named Shareholder Against For Against Executive Officers' Compensation 19 Report on Internet Fragmentation Shareholder Against For Against
Citigroup Inc Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967101 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For Against Against 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For Against Against 5 Elect Andrew Liveris Mgmt For Against Against 6 Elect Michael O'Neill Mgmt For For For 7 Elect Vikram Pandit Mgmt For For For 8 Elect Richard Parsons Mgmt For Against Against 9 Elect Lawrence Ricciardi Mgmt For For For 10 Elect Judith Rodin Mgmt For Against Against 11 Elect Robert Ryan Mgmt For For For 12 Elect Anthony Santomero Mgmt For For For 13 Elect Diana Taylor Mgmt For For For 14 Elect William Thompson Mgmt For For For 15 Elect Ernesto Zedillo Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 18 Approval of the TARP Repayment Shares Mgmt For For For 19 Advisory Vote on Executive Mgmt For Against Against Compensation 20 Ratification of the Tax Benefits Mgmt For For For Preservation Plan 21 Reverse Stock Split Extension Mgmt For For For 22 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 24 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 25 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 26 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 27 Shareholder Proposal Reimbursement ShrHoldr Against For Against of Solicitation Expenses
Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967101 07/24/2009 Voted Meeting Type Country of Trade Written Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amend Certificate of Incorporation Management For For For to Approve Dividend Blocker Amendment 2 Amend Certificate of Incorporation Management For For For to Approve Director Amendment 3 Amend Certificate of Incorporation Management For Against Against to Approve Retirement Amendment 4 Increase Authorized Preferred Stock Management For Against Against
Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967101 09/02/2009 Voted Meeting Type Country of Trade Written Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase Authorized Common Stock Management For For For 2 Approve Reverse Stock Split Management For For For 3 Amend Certificate of Incorporation Management For Against Against to Eliminate Voting Rights of Common Stock that Relates to Outstanding Series of Preferred Stock
Citrix Systems Inc Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP 177376100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Templeton Mgmt For For For 2 Elect Stephen Dow Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 AMENDMENT TO THE 2005 EQUITY Mgmt For For For INCENTIVE PLAN 5 Ratification of Auditor Mgmt For For For
Cliffs Natural Resources Inc Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 18683K101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Cambre Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Susan Cunningham Mgmt For For For 1.4 Elect Barry Eldridge Mgmt For For For 1.5 Elect Susan Green Mgmt For For For 1.6 Elect Janice Henry Mgmt For For For 1.7 Elect James Kirsch Mgmt For For For 1.8 Elect Francis McAllister Mgmt For For For 1.9 Elect Roger Phillips Mgmt For For For 1.10 Elect Richard Riederer Mgmt For For For 1.11 Elect Alan Schwartz Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Amendment to the 2007 Incentive Mgmt For For For Equity Plan 4 Ratification of Auditor Mgmt For For For
CME GROUP Ticker Security ID: Meeting Date Meeting Status CME CUSIP 12572Q105 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Terrence Duffy Mgmt For For For 1.2 Elect Charles Carey Mgmt For For For 1.3 Elect Mark Cermak Mgmt For For For 1.4 Elect Martin Gepsman Mgmt For For For 1.5 Elect Leo Melamed Mgmt For For For 1.6 Elect Joseph Niciforo Mgmt For For For 1.7 Elect C.C. Odom II Mgmt For For For 1.8 Elect John Sandner Mgmt For For For 1.9 Elect Dennis Suskind Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CMS Energy Corp. Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For For For 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 4 Shareholder Proposal Regarding ShrHoldr Against For Against Report on Coal Combustion Waste
Coach, Inc. Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754104 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Lew Frankfort Management For For For 1.2 Elect Director Susan Kropf Management For Withhold Against 1.3 Elect Director Gary Loveman Management For Withhold Against 1.4 Elect Director Ivan Menezes Management For Withhold Against 1.5 Elect Director Irene Miller Management For Withhold Against 1.6 Elect Director Michael Murphy Management For Withhold Against 1.7 Elect Director Jide Zeitlin Management For Withhold Against 2 Amend Omnibus Stock Plan Management For For For 3 Report on Ending Use of Animal Fur Shareholder Against Against For in Products
Coca Cola Company Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Herbert Allen Mgmt For Against Against 2 Elect Ronald Allen Mgmt For For For 3 Elect Cathleen Black Mgmt For For For 4 Elect Barry Diller Mgmt For Against Against 5 Elect Alexis Herman Mgmt For For For 6 Elect Muhtar Kent Mgmt For For For 7 Elect Donald Keough Mgmt For For For 8 Elect Maria Lagomasino Mgmt For For For 9 Elect Donald McHenry Mgmt For For For 10 Elect Sam Nunn Mgmt For For For 11 Elect James Robinson III Mgmt For For For 12 Elect Peter Ueberroth Mgmt For For For 13 Elect Jacob Wallenberg Mgmt For For For 14 Elect James Williams Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHoldr Against For Against Performance Based Restricted Equity Compensation 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Bisphenol-A
Coca Cola Enterprises Ticker Security ID: Meeting Date Meeting Status CCE CUSIP 191219104 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect L. Phillip Humann Mgmt For For For 1.2 Elect Suzanne Labarge Mgmt For For For 1.3 Elect Veronique Morali Mgmt For For For 1.4 Elect Phoebe Wood Mgmt For For For 2 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Severance Agreements
Cognizant Technology Solutions Ticker Security ID: Meeting Date Meeting Status CTSH CUSIP 192446102 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Klein Mgmt For For For 2 Elect Lakshmi Narayanan Mgmt For For For 3 Elect Maureen Breakiron-Evans Mgmt For For For 4 Amendment to the 2004 Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For
Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cahill Mgmt N/A For N/A 2 Elect Ian Cook Mgmt N/A For N/A 3 Elect Helene Gayle Mgmt N/A For N/A 4 Elect Ellen Hancock Mgmt N/A For N/A 5 Elect Joseph Jimenez Mgmt N/A For N/A 6 Elect David Johnson Mgmt N/A For N/A 7 Elect Richard Kogan Mgmt N/A For N/A 8 Elect Delano Lewis Mgmt N/A For N/A 9 Elect J. Pedro Reinhard Mgmt N/A For N/A 10 Elect Stephen Sadove Mgmt N/A For N/A 11 Ratification of Auditor Mgmt N/A For N/A 12 Advisory Vote on Executive Mgmt N/A For N/A Compensation 13 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Reviewing Charitable Spending 14 Shareholder Proposal Regarding Right ShrHoldr N/A Against N/A to Call a Special Meeting
Comcast Corp. Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For Withhold Against 1.2 Elect Kenneth Bacon Mgmt For Withhold Against 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For Withhold Against 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For Withhold Against 1.13 Elect Michael Sovern Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Comerica Inc Ticker Security ID: Meeting Date Meeting Status CMA CUSIP 200340107 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 9 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHoldr Against Against For for Superior Performance
Computer Sciences Corporation Ticker Security ID: Meeting Date Meeting Status CSC CUSIP 205363104 08/03/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Irving W. Bailey, II Management For For For 1.2 Elect Director David J. Barram Management For For For 1.3 Elect Director Stephen L. Baum Management For For For 1.4 Elect Director Rodney F. Chase Management For For For 1.5 Elect Director Judith R. Haberkorn Management For For For 1.6 Elect Director Michael W. Laphen Management For For For 1.7 Elect Director F. Warren McFarlan Management For For For 1.8 Elect Director Chong Sup Park Management For For For 1.9 Elect Director Thomas H. Patrick Management For For For 2 Ratify Auditors Management For For For
Compuware Corp. Ticker Security ID: Meeting Date Meeting Status CPWR CUSIP 205638109 08/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Dennis W. Archer Management For Withhold Against 1.2 Elect Director Gurminder S. Bedi Management For For For 1.3 Elect Director William O. Grabe Management For For For 1.4 Elect Director William R. Halling Management For For For 1.5 Elect Director Peter Karmanos, Jr. Management For For For 1.6 Elect Director Faye Alexander Nelson Management For For For 1.7 Elect Director Glenda D. Price Management For For For 1.8 Elect Director W. James Prowse Management For Withhold Against 1.9 Elect Director G. Scott Romney Management For Withhold Against 2 Ratify Auditors Management For For For 3 Amend Shareholder Rights Plan Management For For For (Poison Pill)
Conagra Foods Inc. Ticker Security ID: Meeting Date Meeting Status CAG CUSIP 205887102 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Mogens C. Bay Management For For For 1.2 Elect Director Stephen G. Butler Management For For For 1.3 Elect Director Steven F. Goldstone Management For For For 1.4 Elect Director Joie A. Gregor Management For For For 1.5 Elect Director Rajive Johri Management For For For 1.6 Elect Director W.g. Jurgensen Management For For For 1.7 Elect Director Richard H. Lenny Management For For For 1.8 Elect Director Ruth Ann Marshall Management For For For 1.9 Elect Director Gary M. Rodkin Management For For For 1.10 Elect Director Andrew J. Schindler Management For For For 1.11 Elect Director Kenneth E. Stinson Management For For For 2 Approve Omnibus Stock Plan Management For For For 3 Approve Executive Incentive Bonus Management For For For Plan 4 Ratify Auditors Management For For For
Conocophillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Consol Energy Inc Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Whitmire Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect James Altmeyer, Sr. Mgmt For Withhold Against 1.4 Elect Philip Baxter Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Consolidated Edison Inc Ticker Security ID: Meeting Date Meeting Status ED CUSIP 209115104 05/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kevin Burke Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect George Campbell, Jr. Mgmt For Against Against 4 Elect Gordon Davis Mgmt For For For 5 Elect Michael Del Giudice Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect John Hennessy III Mgmt For For For 8 Elect Sally Hernandez Mgmt For For For 9 Elect John Killian Mgmt For For For 10 Elect Eugene McGrath Mgmt For For For 11 Elect Michael Ranger Mgmt For For For 12 Elect L. Frederick Sutherland Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Executive Compensation
Constellation Brands, Inc. Ticker Security ID: Meeting Date Meeting Status STZ CUSIP 21036P108 07/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Barry A. Fromberg Management For For For 1.2 Elect Director Jeananne K. Hauswald Management For For For 1.3 Elect Director James A. Locke III Management For Withhold Against 1.4 Elect Director Peter M. Perez Management For For For 1.5 Elect Director Richard Sands Management For For For 1.6 Elect Director Robert Sands Management For For For 1.7 Elect Director Paul L. Smith Management For For For 1.8 Elect Director Peter H. Soderberg Management For For For 1.9 Elect Director Mark Zupan Management For For For 2 Ratify Auditors Management For For For 3 Increase Authorized Common Stock Management For For For 4 Amend Omnibus Stock Plan Management For Against Against
Constellation Energy Ticker Security ID: Meeting Date Meeting Status CEG CUSIP 210371100 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Yves de Balmann Mgmt For For For 2 Elect Ann Berzin Mgmt For For For 3 Elect James Brady Mgmt For For For 4 Elect Daniel Camus Mgmt For For For 5 Elect James Curtiss Mgmt For For For 6 Elect Freeman Hrabowski III Mgmt For For For 7 Elect Nancy Lampton Mgmt For For For 8 Elect Robert Lawless Mgmt For For For 9 Elect Mayo Shattuck III Mgmt For For For 10 Elect John Skolds Mgmt For For For 11 Elect Michael Sullivan Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Cooper Industries plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 08/31/2009 Voted Meeting Type Country of Trade Court United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Reincorporation from Bermuda Management For For For to Ireland through Scheme of Arrangement 2 Approve the Creation of Management For For For Distributable Reserves
Corning Inc Ticker Security ID: Meeting Date Meeting Status GLW CUSIP 219350105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Cummings, Jr. Mgmt For For For 2 Elect Carlos Gutierrez Mgmt For For For 3 Elect William Smithburg Mgmt For For For 4 Elect Hansel Tookes, II Mgmt For For For 5 Elect Wendell Weeks Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Variable Compensation Plan Mgmt For For For 8 2010 Equity Plan for Non-Employee Mgmt For For For Directors 9 Repeal of Classified Board Mgmt For For For 10 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Costco Wholesale Corporation Ticker Security ID: Meeting Date Meeting Status COST CUSIP 22160K105 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director B.S. Carson, Sr., M.D. Management For For For 1.2 Elect Director William H. Gates Management For For For 1.3 Elect Director Hamilton E. James Management For For For 1.4 Elect Director Jill S. Ruckelshaus Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For
Coventry Healthcare Inc Com Ticker Security ID: Meeting Date Meeting Status CVH CUSIP 222862104 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dale Crandall Mgmt For Against Against 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHoldr Against For Against Multiple Metrics For Executive Performance Measures
CSX Corp. Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For Against Against 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For
Cummins Inc Ticker Security ID: Meeting Date Meeting Status CMI CUSIP 231021106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bernhard Mgmt For For For 2 Elect Franklin Chang-Diaz Mgmt For For For 3 Elect Robert Herdman Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect William Miller Mgmt For For For 7 Elect Georgia Nelson Mgmt For For For 8 Elect Theodore Solso Mgmt For For For 9 Elect Carl Ware Mgmt For For For 10 Ratification of Auditor Mgmt For For For
CVS Corp. Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For Against Against 3 Elect David Dorman Mgmt For Against Against 4 Elect Kristen Gibney Williams Mgmt For For For 5 Elect Marian Heard Mgmt For For For 6 Elect William Joyce Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For Against Against 8 Elect Terrence Murray Mgmt For Against Against 9 Elect C.A. Lance Piccolo Mgmt For Against Against 10 Elect Sheli Rosenberg Mgmt For Against Against 11 Elect Thomas Ryan Mgmt For For For 12 Elect Richard Swift Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles
D.R. Horton, Inc. Ticker Security ID: Meeting Date Meeting Status DHI CUSIP 23331A109 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Donald R. Horton Management For For For 1.2 Elect Director Bradley S. Anderson Management For For For 1.3 Elect Director Michael R. Buchanan Management For For For 1.4 Elect Director Michael W. Hewatt Management For For For 1.5 Elect Director Bob G. Scott Management For For For 1.6 Elect Director Donald J. Tomnitz Management For For For 1.7 Elect Director Bill W. Wheat Management For For For 2 Approve Shareholder Rights Plan Management For Against Against (Poison Pill) 3 Ratify Auditors Management For For For
Danaher Corp. Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Darden Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status DRI CUSIP 237194105 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Leonard L. Berry Management For For For 1.2 Elect Director Odie C. Donald Management For For For 1.3 Elect Director Christopher J. Management For For For Fraleigh 1.4 Elect Director David H. Hughes Management For For For 1.5 Elect Director Charles A Ledsinger, Management For For For Jr 1.6 Elect Director William M. Lewis, Jr. Management For For For 1.7 Elect Director Senator Connie Mack Management For For For III 1.8 Elect Director Andrew H. (Drew) Management For For For Madsen 1.9 Elect Director Clarence Otis, Jr. Management For For For 1.10 Elect Director Michael D. Rose Management For For For 1.11 Elect Director Maria A. Sastre Management For For For 2 Ratify Auditors Management For For For
Dean Foods Corp. New Ticker Security ID: Meeting Date Meeting Status DF CUSIP 242370104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tom Davis Mgmt For For For 2 Elect Gregg Engles Mgmt For For For 3 Elect Jim Turner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Restricting Tax Gross-up Payments
Dell Inc. Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R101 07/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director James W. Breyer Management For For For 1.2 Elect Director Donald J. Carty Management For For For 1.3 Elect Director Michael S. Dell Management For For For 1.4 Elect Director William H. Gray, III Management For Withhold Against 1.5 Elect Director Sallie L. Krawcheck Management For For For 1.6 Elect Director Judy C. Lewent Management For For For 1.7 Elect Director Thomas W. Luce, III Management For For For 1.8 Elect Director Klaus S. Luft Management For For For 1.9 Elect Director Alex J. Mandl Management For For For 1.10 Elect Director Sam Nunn Management For Withhold Against 2 Ratify Auditors Management For For For 3 Reimburse Proxy Contest Expenses Shareholder Against For Against 4 Reduce Supermajority Vote Requirement Shareholder Against For Against
Denbury Resources Inc Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 03/09/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Denbury Resources Inc Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gareth Roberts Mgmt For For For 1.2 Elect Wieland Wettstein Mgmt For For For 1.3 Elect Michael Beatty Mgmt For For For 1.4 Elect Michael Decker Mgmt For For For 1.5 Elect Ronald Greene Mgmt For For For 1.6 Elect David Heather Mgmt For For For 1.7 Elect Gregory McMichael Mgmt For For For 1.8 Elect Randy Stein Mgmt For For For 2 Increase in Shares Available Under Mgmt For For For the 2004 Omnibus Stock and Incentive Plan 3 Reapproval of Performance Measures Mgmt For For For Under the 2004 Omnibus Stock and Incentive Plan 4 Increase to Section 162(m) Based Cap Mgmt For For For on Performance Awards Under the 2004 Omnibus Stock and Incentive Plan 5 Ratification of Auditor Mgmt For For For
Dentsply International Inc Ticker Security ID: Meeting Date Meeting Status XRAY CUSIP 249030107 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paula Cholmondeley Mgmt For For For 2 Elect Michael Coleman Mgmt For For For 3 Elect John Miles II Mgmt For For For 4 Elect John Miclot Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For
Devon Energy Corp. Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Richels Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Devry Inc. Ticker Security ID: Meeting Date Meeting Status DV CUSIP 251893103 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Darren R. Huston Management For For For 1.2 Elect Director William T. Keevan Management For For For 1.3 Elect Director Lyle Logan Management For For For 1.4 Elect Director Julia A. McGee Management For For For 2 Ratify Auditors Management For For For 3 Adopt Policy Prohibiting Medically Shareholder Against Against For Unnecessary Veterinary Training Surgeries
Diamond Offshore Drilling Inc Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271C102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Tisch Mgmt For For For 1.2 Elect Lawrence Dickerson Mgmt For For For 1.3 Elect John Bolton Mgmt For For For 1.4 Elect Charles Fabrikant Mgmt For For For 1.5 Elect Paul Gaffney II Mgmt For For For 1.6 Elect Edward Grebow Mgmt For For For 1.7 Elect Herbert Hofmann Mgmt For For For 1.8 Elect Arthur Rebell Mgmt For For For 1.9 Elect Raymond Troubh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Dillards Inc Ticker Security ID: Meeting Date Meeting Status DDS CUSIP 254067101 05/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Brad Martin Mgmt For For For 1.2 Elect Frank Mori Mgmt For For For 1.3 Elect J.C. Watts, Jr. Mgmt For For For 1.4 Elect Nick White Mgmt For For For 2 Ratification of Auditor Mgmt For For For
DIRECTV Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A101 11/19/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Merger Agreement Management For For For 2 Approve Voting and Right of First Management For For For Refusal 3 Adjourn Meeting Management For For For
DISCOVER FINANCIAL SERVICES Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 04/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For
discovery communications Ticker Security ID: Meeting Date Meeting Status DISCA CUSIP 25470F104 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Gould Mgmt For For For 1.2 Elect John Hendricks Mgmt For For For 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Dominion Resources Inc Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Jr. Mgmt For For For 4 Elect Thomas Farrell, II Mgmt For For For 5 Elect John Harris Mgmt For For For 6 Elect Robert Jepson, Jr. Mgmt For For For 7 Elect Mark Kington Mgmt For For For 8 Elect Margeret McKenna Mgmt For For For 9 Elect Frank Royal Mgmt For For For 10 Elect Robert Spilman, Jr. Mgmt For For For 11 Elect David Wollard Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement to Amend Articles of Incorporation 14 Elimination of Supermajority Mgmt For For For Requirement to Amend the Bylaws 15 Elimination of Supermajority Mgmt For For For Requirement Regarding Setting the Exact Number of Directors 16 Elimination of Supermajority Mgmt For For For Requirement Regarding Removal of a Director for Cause 17 Clarifying Amendments to Articles of Mgmt For For For Incorporation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of 20% Renewable Energy Goal 19 Shareholder Proposal Regarding ShrHoldr Against Against For Nuclear Power Plant Construction 20 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Donnelley RR & Sons Company Ticker Security ID: Meeting Date Meeting Status RRD CUSIP 257867101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Quinlan, III Mgmt For For For 2 Elect Stephen Wolf Mgmt For For For 3 Elect Lee Chaden Mgmt For For For 4 Elect Judith Hamilton Mgmt For Against Against 5 Elect Susan Ivey Mgmt For For For 6 Elect Thomas Johnson Mgmt For Against Against 7 Elect John Pope Mgmt For For For 8 Elect Michael Riordan Mgmt For Against Against 9 Elect Oliver Sockwell Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding a ShrHoldr Against Against For Sustainable Procurement Policy 12 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation in the Event of a Change of Control
Dover Corp. Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Dow Chemicals Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For Against Against 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect John Hess Mgmt For Against Against 7 Elect Andrew Liveris Mgmt For For For 8 Elect Paul Polman Mgmt For For For 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect James Ringler Mgmt For Against Against 11 Elect Ruth Shaw Mgmt For Against Against 12 Elect Paul Stern Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 15 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Remediation in the Midland Area 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
DR PEPPER SNAPPLE GROUP INC Ticker Security ID: Meeting Date Meeting Status DPS CUSIP 26138E109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Adams Mgmt For For For 2 Elect Terence Martin Mgmt For For For 3 Elect Ronald Rogers Mgmt For For For 4 Ratification of Auditor Mgmt For For For
DTE Energy Company Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 233331107 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Earley, Jr. Mgmt For For For 1.2 Elect Allan Gilmour Mgmt For For For 1.3 Elect Frank Hennessey Mgmt For For For 1.4 Elect Gail McGovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For For For 4 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 5 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Du Pont EI De Nemours Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHoldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights
Duke Energy Corp. Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Barnet, III Mgmt For For For 1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For 1.3 Elect Michael Browning Mgmt For For For 1.4 Elect Daniel DiMicco Mgmt For For For 1.5 Elect John Forsgren Mgmt For For For 1.6 Elect Ann Maynard Gray Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect E. James Reinsch Mgmt For For For 1.9 Elect James Rhodes Mgmt For For For 1.10 Elect James Rogers Mgmt For For For 1.11 Elect Philip Sharp Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Dun & Bradstreet Corp. Ticker Security ID: Meeting Date Meeting Status DNB CUSIP 26483E100 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alden Mgmt For For For 2 Elect Christopher Coughlin Mgmt For For For 3 Elect Sara Mathew Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr For For For Simple Majority Vote
E Trade Financial Corp. Ticker Security ID: Meeting Date Meeting Status ETFC CUSIP 269246104 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ronald Fisher Mgmt For Against Against 2 Elect Stephen Freiberg Mgmt For For For 3 Elect Kenneth Griffin Mgmt For For For 4 Elect Joseph Velli Mgmt For For For 5 Elect Donna Weaver Mgmt For For For 6 Reverse Stock Split Mgmt For For For 7 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 8 Ratification of Auditor Mgmt For For For
E*Trade Financial Corp. Ticker Security ID: Meeting Date Meeting Status ETFC CUSIP 269246104 08/19/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase Authorized Common Stock Management For For For 2 Approve Conversion of Securities Management For For For 3 Approve Conversion of Securities Management For Against Against 4 Adjourn Meeting Management For Against Against 5 Advisory Vote to Retain Shareholder Management None Against N/A Rights Plan (Poison Pill) Until Scheduled Expiration
Eastman Chemicals Company Ticker Security ID: Meeting Date Meeting Status EMN CUSIP 277432100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gary Anderson Mgmt For For For 2 Elect Renee Hornbaker Mgmt For For For 3 Elect Thomas McLain Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Eastman Kodak Company Ticker Security ID: Meeting Date Meeting Status EK CUSIP 277461109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Braddock Mgmt For Against Against 2 Elect Herald Chen Mgmt For For For 3 Elect Adam Clammer Mgmt For For For 4 Elect Timothy Donahue Mgmt For For For 5 Elect Michael Hawley Mgmt For Against Against 6 Elect William Hernandez Mgmt For For For 7 Elect Douglas Lebda Mgmt For Against Against 8 Elect Debra Lee Mgmt For For For 9 Elect Delano Lewis Mgmt For Against Against 10 Elect William Parrett Mgmt For Against Against 11 Elect Antonio Perez Mgmt For For For 12 Elect Joel Seligman Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Laura Tyson Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2005 Omnibus Mgmt For Against Against Long-Term Compensation Plan 17 Amendment to the Executive Mgmt For Against Against Compensation for Excellence and Leadership Plan
Eaton Corp. Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For Against Against 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Ebay Inc Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For
Ecolab Inc Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arthur Higgins Mgmt For For For 2 Elect Joel Johnson Mgmt For For For 3 Elect C. Scott O'Hara Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Approval of the 2010 Stock Incentive Mgmt For For For Plan 6 Repeal of Classified Board Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Edison International Inc Ticker Security ID: Meeting Date Meeting Status EIX CUSIP 281020107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jagjeet Bindra Mgmt For For For 1.2 Elect Vanessa Chang Mgmt For For For 1.3 Elect France Cordova Mgmt For For For 1.4 Elect Theodore Craver, Jr. Mgmt For For For 1.5 Elect Charles Curtis Mgmt For For For 1.6 Elect Bradford Freeman Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Ronald Olson Mgmt For Withhold Against 1.9 Elect James Rosser Mgmt For For For 1.10 Elect Richard Schlosberg, III Mgmt For For For 1.11 Elect Thomas Sutton Mgmt For For For 1.12 Elect Brett White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
El Paso Corp. Ticker Security ID: Meeting Date Meeting Status EP CUSIP 28336L109 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Juan Braniff Mgmt For For For 2 Elect David Crane Mgmt For For For 3 Elect Douglas Foshee Mgmt For For For 4 Elect Robert Goldman Mgmt For For For 5 Elect Anthony Hall, Jr. Mgmt For For For 6 Elect Thomas Hix Mgmt For For For 7 Elect Ferrell McClean Mgmt For For For 8 Elect Timothy Probert Mgmt For Against Against 9 Elect Steven Shapiro Mgmt For For For 10 Elect J. Michael Talbert Mgmt For For For 11 Elect Robert Vagt Mgmt For For For 12 Elect John Whitmire Mgmt For For For 13 Amendment to the 2005 Omnibus Mgmt For For For Incentive Compensation Plan 14 Ratification of Auditor Mgmt For For For
Electronic Arts Inc. Ticker Security ID: Meeting Date Meeting Status ERTS CUSIP 285512109 07/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Leonard S. Coleman Management For For For 2 Elect Director Jeffrey T. Huber Management For For For 3 Elect Director Gary M. Kusin Management For For For 4 Elect Director Geraldine B. Laybourne Management For For For 5 Elect Director Gregory B. Maffei Management For For For 6 Elect Director Vivek Paul Management For For For 7 Elect Director Lawrence F. Probst III Management For For For 8 Elect Director John S. Riccitiello Management For For For 9 Elect Director Richard A. Simonson Management For For For 10 Elect Director Linda J. Srere Management For For For 11 Approve Stock Option Exchange Program Management For For For 12 Amend Omnibus Stock Plan Management For For For 13 Amend Qualified Employee Stock Management For For For Purchase Plan 14 Ratify Auditors Management For For For
ELI Lilly & Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For Against Against 3 Elect R. David Hoover Mgmt For Against Against 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
EMC Corp. Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Emerson Electric Company Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.3 Elect Walter Galvin Mgmt For Withhold Against 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Measures Mgmt For For For under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For
ENSCO International Plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 12/22/2009 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Change State of Incorporation [from Management For For For Delaware to England] 2 Adjourn Meeting Management For For For
Entergy Corp. Ticker Security ID: Meeting Date Meeting Status ETR CUSIP 29364G103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For For For 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan
EOG Resources Inc Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Triggering Event
Equifax Inc Ticker Security ID: Meeting Date Meeting Status EFX CUSIP 294429105 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Daleo Mgmt For For For 2 Elect Walter Driver Mgmt For For For 3 Elect L. Phillip Humann Mgmt For Against Against 4 Elect Mark Templeton Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Equitable Resources Inc Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vicky Bailey Mgmt For For For 1.2 Elect Murry Gerber Mgmt For For For 1.3 Elect George Miles, Jr. Mgmt For Withhold Against 1.4 Elect James Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHoldr Against For Against Sustainability Report
Equity Residential Ticker Security ID: Meeting Date Meeting Status EQR CUSIP 29476L107 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Alexander Mgmt For Withhold Against 1.2 Elect Charles Atwood Mgmt For Withhold Against 1.3 Elect Linda Bynoe Mgmt For For For 1.4 Elect Boone Knox Mgmt For For For 1.5 Elect John Neal Mgmt For For For 1.6 Elect David Neithercut Mgmt For For For 1.7 Elect Mark Shapiro Mgmt For For For 1.8 Elect Gerald Spector Mgmt For For For 1.9 Elect B. Joseph White Mgmt For Withhold Against 1.10 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Exelon Corp. Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For Against Against 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For
Expedia Inc Ticker Security ID: Meeting Date Meeting Status EXPE CUSIP 30212P105 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. George Battle Mgmt For For For 1.2 Elect Barry Diller Mgmt For Withhold Against 1.3 Elect Jonathan Dolgen Mgmt For For For 1.4 Elect William Fitzgerald Mgmt For For For 1.5 Elect Craig Jacobson Mgmt For For For 1.6 Elect Victor Kaufman Mgmt For For For 1.7 Elect Peter Kern Mgmt For For For 1.8 Elect Dara Khosrowshahi Mgmt For For For 1.9 Elect John Malone Mgmt For Withhold Against 1.10 Elect Jose Tazon Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Expediators International Of Washington Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP 302130109 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For Against Against 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For Against Against 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Express Scripts Inc Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 302182100 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gary Benanav Mgmt For For For 2 Elect Frank Borelli Mgmt For For For 3 Elect Maura Breen Mgmt For For For 4 Elect Nicholas LaHowchic Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow Myers, Jr. Mgmt For For For 8 Elect John Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Samuel Skinner Mgmt For For For 11 Elect Seymour Sternberg Mgmt For For For 12 Elect Barrett Toan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditures Report 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Exxon Mobil Corp. Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For Withhold Against 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For Withhold Against 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against For Against Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 8 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHoldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Future Energy Trends
Family Dollar Stores, Inc. Ticker Security ID: Meeting Date Meeting Status FDO CUSIP 307000109 01/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Mark R. Bernstein Management For For For 1.2 Elect Director Pamela L. Davies Management For For For 1.3 Elect Director Sharon Allred Decker Management For For For 1.4 Elect Director Edward C. Dolby Management For For For 1.5 Elect Director Glenn A. Eisenberg Management For For For 1.6 Elect Director Howard R. Levine Management For For For 1.7 Elect Director George R. Mahoney, Jr. Management For For For 1.8 Elect Director James G. Martin Management For For For 1.9 Elect Director Harvey Morgan Management For For For 1.10 Elect Director Dale C. Pond Management For For For 2 Ratify Auditors Management For For For
Fastenal Company Ticker Security ID: Meeting Date Meeting Status FAST CUSIP 311900104 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Kierlin Mgmt For For For 1.2 Elect Stephen Slaggie Mgmt For For For 1.3 Elect Michael Gostomski Mgmt For For For 1.4 Elect Hugh Miller Mgmt For Withhold Against 1.5 Elect Willard Oberton Mgmt For For For 1.6 Elect Michael Dolan Mgmt For Withhold Against 1.7 Elect Reyne Wisecup Mgmt For For For 1.8 Elect Michael Ancius Mgmt For For For 1.9 Elect Scott Satterlee Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against
FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director James L. Barksdale Management For For For 1.2 Elect Director John A. Edwardson Management For For For 1.3 Elect DirectorJudith L. Estrin Management For For For 1.4 Elect Director J.R. Hyde, III Management For For For 1.5 Elect Director Shirley A. Jackson Management For Against Against 1.6 Elect Director Steven R. Loranger Management For Against Against 1.7 Elect Director Gary W. Loveman Management For For For 1.8 Elect Director Susan C. Schwab Management For For For 1.9 Elect Director Frederick W. Smith Management For For For 1.10 Elect Director Joshua I. Smith Management For For For 1.11 Elect Director David P. Steiner Management For For For 1.12 Elect Director Paul S. Walsh Management For Against Against 2 Ratify Auditors Management For For For 3 Require Independent Board Chairman Shareholder Against Against For 4 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings 5 Advisory Vote to Ratify Named Shareholder Against For Against Executive Officers' Compensation 6 Adopt Principles for Health Care Shareholder Against Against For Reform
FIDELITY NAT'L INFORMATIONS SERVICES Ticker Security ID: Meeting Date Meeting Status FIS CUSIP 31620M106 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephan James Mgmt For For For 1.2 Elect James Neary Mgmt For For For 1.3 Elect Frank Martire Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Fidelity National Information Services Inc Ticker Security ID: Meeting Date Meeting Status FIS CUSIP 31620M106 09/04/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issue Shares in Connection with Management For For For Acquisition 2 Approve Issuance of Shares for a Management For For For Private Placement 3 Approve Issuance of Shares for a Management For For For Private Placement 4 Adjourn Meeting Management For For For
Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For For For 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
First Horizon National Corp. Ticker Security ID: Meeting Date Meeting Status FHN CUSIP 320517105 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Carter Mgmt For Withhold Against 1.2 Elect Mark Emkes Mgmt For Withhold Against 1.3 Elect D. Bryan Jordan Mgmt For For For 1.4 Elect R. Brad Martin Mgmt For For For 1.5 Elect Vicki Palmer Mgmt For Withhold Against 1.6 Elect Michael Rose Mgmt For For For 1.7 Elect William Sansom Mgmt For For For 1.8 Elect Luke Yancy III Mgmt For Withhold Against 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Approval of Amendments to the 2003 Mgmt For For For Equity Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For Against Against
First Solar Inc Ticker Security ID: Meeting Date Meeting Status FSLR CUSIP 336433107 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Ahearn Mgmt For For For 1.2 Elect Robert Gillette Mgmt For For For 1.3 Elect Craig Kennedy Mgmt For For For 1.4 Elect James Nolan Mgmt For For For 1.5 Elect William Post Mgmt For For For 1.6 Elect J. Thomas Presby Mgmt For For For 1.7 Elect Paul Stebbins Mgmt For For For 1.8 Elect Michael Sweeney Mgmt For For For 1.9 Elect Jose Villarreal Mgmt For For For 2 2010 Omnibus Incentive Compensation Mgmt For Against Against Plan 3 Associate Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Firstenergy Corp. Ticker Security ID: Meeting Date Meeting Status FE CUSIP 337932107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Fiserv Inc Ticker Security ID: Meeting Date Meeting Status FISV CUSIP 337738108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kim Robak Mgmt For For For 1.2 Elect Thomas Wertheimer Mgmt For For For 1.3 Elect Doyle Simons Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Flir Systems Inc Ticker Security ID: Meeting Date Meeting Status FLIR CUSIP 302445101 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Carter Mgmt For For For 1.2 Elect Michael Smith Mgmt For For For 1.3 Elect John Wood, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Flowserve Corporation Ticker Security ID: Meeting Date Meeting Status FLS CUSIP 34354P105 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gayla Delly Mgmt For For For 1.2 Elect Rick Mills Mgmt For For For 1.3 Elect Charles Rampacek Mgmt For For For 1.4 Elect William Rusnack Mgmt For For For 1.5 Elect Mark Blinn Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Fluor Corp. Ticker Security ID: Meeting Date Meeting Status FLR CUSIP 343412102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Hackett Mgmt For For For 2 Elect Kent Kresa Mgmt For Against Against 3 Elect Nader Sultan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
FMC CORP COM Ticker Security ID: Meeting Date Meeting Status FMCPRC CUSIP 302491303 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For
FMC Technologies Inc Ticker Security ID: Meeting Date Meeting Status FTI CUSIP 30249U101 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thorleif Enger Mgmt For For For 1.2 Elect Claire Farley Mgmt For For For 1.3 Elect Joseph Netherland Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status FPRB CUSIP 345370860 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For Withhold Against 1.4 Elect Edsel Ford II Mgmt For Withhold Against 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For For For 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For Withhold Against 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Carbon Dioxide Reduction
Forest Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838106 08/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Howard Solomon Management For For For 1.2 Elect Director Lawrence S. Olanoff Management For For For 1.3 Elect Director Nesli Basgoz Management For For For 1.4 Elect Director William J. Candee Management For For For 1.5 Elect Director George S. Cohan Management For For For 1.6 Elect Director Dan L. Goldwasser Management For For For 1.7 Elect Director Kenneth E. Goodman Management For For For 1.8 Elect Director Lester B. Salans Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Ratify Auditors Management For For For
Fortune Brands Inc Ticker Security ID: Meeting Date Meeting Status FO CUSIP 349631101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Anne Tatlock Mgmt For Against Against 2 Elect Norman Wesley Mgmt For For For 3 Elect Peter Wilson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 2010 Non-Employee Director Stock Plan Mgmt For For For 7 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
FPL Group Inc Ticker Security ID: Meeting Date Meeting Status FPL CUSIP 302571104 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For
Freeport-McMoran Copper & Gold Ticker Security ID: Meeting Date Meeting Status FCXPRA CUSIP 35671D857 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
FRONTIER COMMUNICATIONS CORP Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Peter Bynoe Mgmt For For For 1.3 Elect Jeri Finard Mgmt For For For 1.4 Elect Lawton Whele Fitt Mgmt For For For 1.5 Elect William Kraus Mgmt For For For 1.6 Elect Howard Schrott Mgmt For For For 1.7 Elect Larraine Segil Mgmt For For For 1.8 Elect David Ward Mgmt For For For 1.9 Elect Myron Wick III Mgmt For For For 1.10 Elect Mary Agnes Wilderotter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 4 Ratification of Auditor Mgmt For For For
Frontier Communications Corp. Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 10/27/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Merger Agreement Management For For For 2 Increase Authorized Common Stock Management For For For 3 Issue Shares in Connection with Management For For For Acquisition
GAMESTOP CORP Ticker Security ID: Meeting Date Meeting Status GME CUSIP 36467W109 06/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Richard Fontaine Mgmt For For For 1.2 Elect Jerome Davis Mgmt For For For 1.3 Elect Steven Koonin Mgmt For For For 1.4 Elect Stephanie Shern Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Gannett Inc Ticker Security ID: Meeting Date Meeting Status GCI CUSIP 364730101 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Craig Dubow Mgmt For For For 1.2 Elect Howard Elias Mgmt For For For 1.3 Elect Arthur Harper Mgmt For For For 1.4 Elect John Louis Mgmt For For For 1.5 Elect Marjorie Magner Mgmt For For For 1.6 Elect Scott McCune Mgmt For For For 1.7 Elect Duncan McFarland Mgmt For For For 1.8 Elect Donna Shalala Mgmt For For For 1.9 Elect Neal Shapiro Mgmt For For For 1.10 Elect Karen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2001 Omnibus Mgmt For For For Incentive Compensation Plan 4 Shareholder Proposal Regarding ShrHoldr Against For Against Restricting Tax Gross-up Payments
Gap Inc Ticker Security ID: Meeting Date Meeting Status GPS CUSIP 364760108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Management Incentive Compensation Award Plan
General Dynamics Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nicholas Chabraja Mgmt For For For 2 Elect James Crown Mgmt For For For 3 Elect William Fricks Mgmt For For For 4 Elect Jay Johnson Mgmt For For For 5 Elect George Joulwan Mgmt For For For 6 Elect Paul Kaminski Mgmt For For For 7 Elect John Keane Mgmt For For For 8 Elect Lester Lyles Mgmt For For For 9 Elect William Osborn Mgmt For For For 10 Elect Robert Walmsley Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Space ShrHoldr Against Against For Weapons
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For Against Against 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Bradbury H. Anderson Management For For For 2 Elect Director R. Kerry Clark Management For For For 3 Elect Director Paul Danos Management For For For 4 Elect Director William T. Esrey Management For For For 5 Elect Director Raymond V. Gilmartin Management For For For 6 Elect Director Judith Richards Hope Management For For For 7 Elect Director Heidi G. Miller Management For For For 8 Elect Director Hilda Management For For For Ochoa-Brillembourg 9 Elect Director Steve Odland Management For For For 10 Elect Director Kendall J. Powell Management For For For 11 Elect Director Lois E. Quam Management For For For 12 Elect Director Michael D. Rose Management For For For 13 Elect Director Robert L. Ryan Management For For For 14 Elect Director Dorothy A. Terrell Management For For For 15 Approve Omnibus Stock Plan Management For For For 16 Ratify Auditors Management For For For 17 Advisory Vote to Ratify Named Shareholder Against For Against Executive Officers' Compensation
Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Johns Mgmt For For For 1.6 Elect Michael Johns Mgmt For For For 1.7 Elect J. Hicks Lanier Mgmt For For For 1.8 Elect Wendy Needham Mgmt For For For 1.9 Elect Jerry Nix Mgmt For Withhold Against 1.10 Elect Larry Prince Mgmt For For For 1.11 Elect Gary Rollins Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Genworth Financial Inc Ticker Security ID: Meeting Date Meeting Status GNW CUSIP 37247D106 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Alesio Mgmt For For For 2 Elect Michael Fraizer Mgmt For For For 3 Elect Nancy Karch Mgmt For Against Against 4 Elect J. Robert Kerrey Mgmt For For For 5 Elect Risa Lavizzo-Mourey Mgmt For For For 6 Elect Christine Mead Mgmt For For For 7 Elect Thomas Moloney Mgmt For For For 8 Elect James Parke Mgmt For For For 9 Elect James Riepe Mgmt For Against Against 10 Re-approval of the 2004 Omnibus Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For
Genzyme Corp. Ticker Security ID: Meeting Date Meeting Status GENZ CUSIP 372917104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Berthiaume Mgmt For For For 1.2 Elect Robert Bertolini Mgmt For For For 1.3 Elect Gail Boudreaux Mgmt For For For 1.4 Elect Robert Carpenter Mgmt For For For 1.5 Elect Charles Cooney Mgmt For For For 1.6 Elect Victor Dzau Mgmt For For For 1.7 Elect Connie Mack III Mgmt For For For 1.8 Elect Richard Syron Mgmt For Withhold Against 1.9 Elect Henri Termeer Mgmt For For For 1.10 Elect Ralph Whitworth Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Amendment to the 2009 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 2007 Director Mgmt For For For Equity Plan 5 Amendment to Articles of Mgmt For For For Organization Regarding the Right to Call a Special Meeting 6 Ratification of Auditor Mgmt For For For
Gilead Sciences Inc Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Goldman Sachs Group Inc Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For Against Against 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Goodrich Corp. Ticker Security ID: Meeting Date Meeting Status GR CUSIP 382388106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carolyn Corvi Mgmt For For For 1.2 Elect Diane Creel Mgmt For For For 1.3 Elect George Davidson, Jr. Mgmt For For For 1.4 Elect Harris Deloach, Jr. Mgmt For For For 1.5 Elect James Griffith Mgmt For For For 1.6 Elect William Holland Mgmt For For For 1.7 Elect John Jumper Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For For For 1.9 Elect Lloyd Newton Mgmt For For For 1.10 Elect Douglas Olesen Mgmt For For For 1.11 Elect Alfred Rankin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For For For Management Incentive Plan
Goodyear Tire & Rubber Company Ticker Security ID: Meeting Date Meeting Status GT CUSIP 382550101 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Boland Mgmt For For For 2 Elect James Firestone Mgmt For For For 3 Elect Robert Keegan Mgmt For For For 4 Elect Richard Kramer Mgmt For For For 5 Elect W. Alan McCollough Mgmt For For For 6 Elect Denise Morrison Mgmt For For For 7 Elect Rodney O'Neal Mgmt For For For 8 Elect Shirley Peterson Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Thomas Weidemeyer Mgmt For For For 12 Elect Michael Wessel Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Google Inc Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For Withhold Against 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights in China
Grainger WW Inc Ticker Security ID: Meeting Date Meeting Status GWW CUSIP 384802104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Wilbur Gantz Mgmt For For For 1.3 Elect V. Ann Hailey Mgmt For For For 1.4 Elect William Hall Mgmt For For For 1.5 Elect Stuart Levenick Mgmt For For For 1.6 Elect John McCarter, Jr. Mgmt For For For 1.7 Elect Neil Novich Mgmt For For For 1.8 Elect Michael Roberts Mgmt For For For 1.9 Elect Gary Rogers Mgmt For For For 1.10 Elect James Ryan Mgmt For For For 1.11 Elect E. Scott Santi Mgmt For For For 1.12 Elect James Slavik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Incentive Plan Mgmt For For For
H&R Block, Inc. Ticker Security ID: Meeting Date Meeting Status HRB CUSIP 093671105 09/24/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Alan M. Bennett Management For For For 1.2 Elect Director Thomas M. Bloch Management For For For 1.3 Elect Director Richard C. Breeden Management For For For 1.4 Elect Director Robert A. Gerard Management For For For 1.5 Elect Director Len J. Lauer Management For For For 1.6 Elect Director David B. Lewis Management For For For 1.7 Elect Director Tom D. Seip Management For For For 1.8 Elect Director L. Edward Shaw, Jr. Management For For For 1.9 Elect Director Russell P. Smyth Management For For For 1.10 Elect Director Christianna Wood Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Amend Omnibus Stock Plan Management For For For 4 Ratify Auditors Management For For For
H. J. Heinz Co. Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director W.R. Johnson Management For For For 2 Elect Director C.E. Bunch Management For For For 3 Elect Director L.S. Coleman, Jr. Management For For For 4 Elect Director J.G. Drosdick Management For For For 5 Elect Director E.E. Holiday Management For For For 6 Elect Director C. Kendle Management For For For 7 Elect Director D.R. O Hare Management For For For 8 Elect Director N. Peltz Management For For For 9 Elect Director D.H. Reilley Management For For For 10 Elect Director L.C. Swann Management For For For 11 Elect Director T.J. Usher Management For For For 12 Elect Director M.F. Weinstein Management For For For 13 Ratify Auditors Management For For For 14 Provide Right to Call Special Meeting Management For For For
Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For Against Against 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For 6 Elect James Hackett Mgmt For Against Against 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For Against Against 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 13 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Harley-Davidson Inc Ticker Security ID: Meeting Date Meeting Status HOG CUSIP 412822108 04/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect Richard Beattie Mgmt For For For 1.3 Elect Judson Green Mgmt For For For 1.4 Elect N. Thomas Linebarger Mgmt For Withhold Against 2 Repeal of Classified Board Mgmt For For For 3 Employee Incentive Plan Mgmt For For For 4 Amendment to the Director Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Harman International Industries, Inc. Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413086109 12/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Dinesh C. Paliwal Management For For For 1.2 Elect Director Edward H. Meyer Management For For For 1.3 Elect Director Gary G. Steel Management For For For
Harris Corp. Ticker Security ID: Meeting Date Meeting Status HRS CUSIP 413875105 10/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Terry D. Growcock Management For For For 1.2 Elect Director Leslie F. Kenne Management For For For 1.3 Elect Director David B. Rickard Management For For For 1.4 Elect Director Gregory T. Swienton Management For For For 2 Ratify Auditors Management For For For 3 Require Independent Board Chairman Shareholder Against Against For
Harris Stratex Networks, Inc. Ticker Security ID: Meeting Date Meeting Status HSTX CUSIP 41457P106 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Charles D. Kissner Management For For For 1.2 Elect Director Harald J. Braun Management For For For 1.3 Elect Director Eric C. Evans Management For For For 1.4 Elect Director William A. Hasler Management For For For 1.5 Elect Director Clifford H. Higgerson Management For For For 1.6 Elect Director Dr. Mohsen Sohi Management For For For 1.7 Elect Director Dr. James C. Stoffel Management For For For 1.8 Elect Director Edward F. Thompson Management For For For 2 Ratify Auditors Management For For For 3 Approve Qualified Employee Stock Management For For For Purchase Plan 4 Amend Omnibus Stock Plan Management For For For 5 Eliminate Class of Common Stock Management For For For
Hartford Financial Services Group Ticker Security ID: Meeting Date Meeting Status HIG CUSIP 416515104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement ShrHoldr Against For Against of Solicitation Expenses
Hasbro Inc Ticker Security ID: Meeting Date Meeting Status HAS CUSIP 418056107 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Brian Goldner Mgmt For For For 1.8 Elect Jack Greenberg Mgmt For For For 1.9 Elect Alan Hassenfeld Mgmt For For For 1.10 Elect Tracy Leinbach Mgmt For For For 1.11 Elect Edward Philip Mgmt For For For 1.12 Elect Alfred Verrecchia Mgmt For For For 2 Amendment to the Restated 2003 Stock Mgmt For Against Against Incentive Performance Plan 3 Ratification of Auditor Mgmt For For For
HCP, INC. Ticker Security ID: Meeting Date Meeting Status HCP CUSIP 40414L109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Healthcare Real Estate Investment Inc Ticker Security ID: Meeting Date Meeting Status HCN CUSIP 42217K106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Hess Corp. Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For Against Against 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation
Home Depot Inc Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For Against Against 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Honeywell International Inc Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights
Hormel Foods Corp. Ticker Security ID: Meeting Date Meeting Status HRL CUSIP 440452100 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Terrell K. Crews Management For For For 1.2 Elect Director Jeffrey M. Ettinger Management For For For 1.3 Elect Director Jody H. Feragen Management For For For 1.4 Elect Director Susan I. Marvin Management For For For 1.5 Elect Director John L. Morrison Management For For For 1.6 Elect Director Elsa A. Murano Management For For For 1.7 Elect Director Robert C. Nakasone Management For For For 1.8 Elect Director Susan K. Nestergard Management For For For 1.9 Elect Director Ronald D. Pearson Management For For For 1.10 Elect Director Dakota A. Pippins Management For For For 1.11 Elect Director Huch C. Smith Management For For For 1.12 Elect Director John G. Turner Management For For For 2 Ratify Auditors Management For For For 3 Implement Specific Animal Welfare Shareholder Against Against For Policies and Practices for Suppliers
Hospira Inc Ticker Security ID: Meeting Date Meeting Status HSP CUSIP 441060100 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Connie Curran Mgmt For For For 2 Elect Heino von Prondzynski Mgmt For For For 3 Elect Mark Wheeler Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Host Marriott Corp. Ticker Security ID: Meeting Date Meeting Status HST CUSIP 44107P104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For For For 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Hudson City Bancorp Inc Ticker Security ID: Meeting Date Meeting Status HCBK CUSIP 443683107 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Quest Mgmt For For For 2 Elect Joseph Sponholz Mgmt For For For 3 Executive Officer Annual Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
Humana Inc Ticker Security ID: Meeting Date Meeting Status HUM CUSIP 444859102 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Jones Jr. Mgmt For For For 2 Elect Frank D'Amelio Mgmt For For For 3 Elect W. Roy Dunbar Mgmt For For For 4 Elect Kurt Hilzinger Mgmt For For For 5 Elect Michael McCallister Mgmt For For For 6 Elect William McDonald Mgmt For For For 7 Elect William Mitchell Mgmt For For For 8 Elect David Nash Mgmt For For For 9 Elect James O'Brien Mgmt For For For 10 Elect Marissa Peterson Mgmt For For For 11 Elect W. Ann Reynolds Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Huntington Bancshares Inc Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP 446150104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Lauer Mgmt For For For 1.2 Elect Gerard Mastroianni Mgmt For For For 1.3 Elect Richard Neu Mgmt For For For 1.4 Elect Kathleen Ransier Mgmt For For For 1.5 Elect William Robertson Mgmt For For For 2 Amendment to the 2007 Stock and Mgmt For For For Long-Term Incentive Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Illinois Tool Works Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
IMS Health Inc Ticker Security ID: Meeting Date Meeting Status RX CUSIP 449934 02/08/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Integrys Energy Group, Inc Ticker Security ID: Meeting Date Meeting Status TEG CUSIP 45822P105 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Bailey Mgmt For For For 1.2 Elect Pastora Cafferty Mgmt For For For 1.3 Elect Ellen Carnahan Mgmt For For For 1.4 Elect Kathryn Hasselblad-Pascale Mgmt For For For 1.5 Elect John Higgins Mgmt For For For 1.6 Elect James Kemerling Mgmt For For For 1.7 Elect Michael Lavin Mgmt For For For 1.8 Elect William Protz, Jr. Mgmt For For For 1.9 Elect Charles Schrock Mgmt For For For 2 2010 Omnibus Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Intel Corp. Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For Against Against 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION
InterContinental Exchange Inc Ticker Security ID: Meeting Date Meeting Status ICE CUSIP 45865V100 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For Withhold Against 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For Withhold Against 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
International Business Machine Corp. Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For Against Against 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For Against Against 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
International Flavours & Fragrances Ticker Security ID: Meeting Date Meeting Status IFF CUSIP 459506101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Margaret Adame Mgmt For For For 2 Elect Marcello Bottoli Mgmt For Against Against 3 Elect Linda Buck Mgmt For For For 4 Elect J. Michael Cook Mgmt For Against Against 5 Elect Roger Ferguson, Jr. Mgmt For For For 6 Elect Peter Georgescu Mgmt For For For 7 Elect Alexandra Herzan Mgmt For Against Against 8 Elect Henry Howell, Jr. Mgmt For For For 9 Elect Katherine Hudson Mgmt For For For 10 Elect Arthur Martinez Mgmt For For For 11 Elect Douglas Tough Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock Award and Incentive Plan Mgmt For Against Against
International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902102 09/30/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Stock Option Exchange Program Management For For For
International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Bronczek Mgmt For For For 2 Elect Lynn Elsenhans Mgmt For For For 3 Elect John Faraci Mgmt For For For 4 Elect Stacey Mobley Mgmt For For For 5 Elect John Townsend, III Mgmt For For For 6 Elect William Walter Mgmt For For For 7 Elect J. Steven Whisler Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call a Special Meeting
Interpublic Group Companies Inc Ticker Security ID: Meeting Date Meeting Status IPG CUSIP 460690100 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Reginald Brack Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Jill Considine Mgmt For For For 4 Elect Richard Goldstein Mgmt For For For 5 Elect Mary Steele Guilfoile Mgmt For For For 6 Elect H. John Greeniaus Mgmt For For For 7 Elect William Kerr Mgmt For For For 8 Elect Michael Roth Mgmt For For For 9 Elect David Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU CUSIP 461202103 12/15/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director David H. Batchelder Management For For For 1.2 Elect Director Christopher W. Brody Management For For For 1.3 Elect Director William V. Campbell Management For For For 1.4 Elect Director Scott D. Cook Management For For For 1.5 Elect Director Diane B. Greene Management For For For 1.6 Elect Director Michael R. Hallman Management For For For 1.7 Elect Director Edward A. Kangas Management For For For 1.8 Elect Director Suzanne Nora Johnson Management For For For 1.9 Elect Director Dennis D. Powell Management For For For 1.10 Elect Director Stratton D. Sclavos Management For For For 1.11 Elect Director Brad D. Smith Management For For For 2 Ratify Auditors Management For For For 3 Amend Omnibus Stock Plan Management For For For 4 Amend Qualified Employee Stock Management For For For Purchase Plan
Intuitive Surgical Inc Ticker Security ID: Meeting Date Meeting Status ISRG CUSIP 46120E602 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Levy Mgmt For For For 1.2 Elect Eric Halvorson Mgmt For For For 1.3 Elect Amal Johnson Mgmt For For For 2 2010 Incentive Award Plan Mgmt For Against Against
INVESCO LTD Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Iron Mountain Inc Ticker Security ID: Meeting Date Meeting Status IRM CUSIP 462846106 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Clarke Bailey Mgmt For For For 2 Elect Constantin Boden Mgmt For For For 3 Elect Robert Brennan Mgmt For For For 4 Elect Kent Dauten Mgmt For For For 5 Elect Per-Kristian Halvorsen Mgmt For For For 6 Elect Michael Lamach Mgmt For For For 7 Elect Arthur Little Mgmt For For For 8 Elect C. Richard Reese Mgmt For For For 9 Elect Vincent Ryan Mgmt For For For 10 Elect Laurie Tucker Mgmt For For For 11 Elect Alfred Verrecchia Mgmt For For For 12 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 13 Amendment to the 2006 Senior Mgmt For For For Executive Incentive Program 14 Amendment to the 2003 Senior Mgmt For For For Executive Incentive Program 15 Ratification of Auditor Mgmt For For For
ITT Industries Inc Ticker Security ID: Meeting Date Meeting Status ITT CUSIP 450911102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For Withhold Against 1.4 Elect Ralph Hake Mgmt For Withhold Against 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For Withhold Against 1.8 Elect Surya Mohapatra Mgmt For Withhold Against 1.9 Elect Linda Sanford Mgmt For Withhold Against 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
J.C. Penney Co., Inc. Ticker Security ID: Meeting Date Meeting Status JCP CUSIP 708160106 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Barrett Mgmt For Against Against 2 Elect M. Anthony Burns Mgmt For Against Against 3 Elect Maxine Clark Mgmt For Against Against 4 Elect Thomas Engibous Mgmt For For For 5 Elect Kent Foster Mgmt For For For 6 Elect Geraldine Laybourne Mgmt For For For 7 Elect Burl Osborne Mgmt For Against Against 8 Elect Leonard Roberts Mgmt For For For 9 Elect Javier Teruel Mgmt For For For 10 Elect R. Gerald Turner Mgmt For Against Against 11 Elect Myron Ullman III Mgmt For For For 12 Elect Mary Beth West Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Jabil Circuit, Inc. Ticker Security ID: Meeting Date Meeting Status JBL CUSIP 466313103 01/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Mel S. Lavitt Management For For For 1.2 Elect Director Timothy L. Main Management For For For 1.3 Elect Director William D. Morean Management For Withhold Against 1.4 Elect Director Lawrence J. Murphy Management For For For 1.5 Elect Director Frank A. Newman Management For For For 1.6 Elect Director Steven A. Raymund Management For For For 1.7 Elect Director Thomas A. Sansone Management For For For 1.8 Elect Director David M. Stout Management For For For 1.9 Elect Director Kathleen A. Walters Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For 4 Other Business Management For Against Against
Jacobs Engineering Group Inc. Ticker Security ID: Meeting Date Meeting Status JEC CUSIP 469814107 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert C. Davidson, Management For For For Jr. 1.2 Elect Director Edward V. Fritzky Management For For For 1.3 Elect Director Benjamin F. Montoya Management For For For 1.4 Elect Director Peter J. Robertson Management For For For 2 Ratify Auditors Management For For For
Janus Capital Group Ticker Security ID: Meeting Date Meeting Status JNS CUSIP 47102X105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Weil Mgmt For For For 2 Elect G. Andrew Cox Mgmt For Against Against 3 Elect Deborah Gatzek Mgmt For For For 4 Elect Robert Parry Mgmt For For For 5 Elect Jock Patton Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 2010 Long Term Incentive Stock Plan Mgmt For Against Against
JDS Uniphase Corp. Ticker Security ID: Meeting Date Meeting Status JDSU CUSIP 46612J507 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Richard E. Belluzzo Management For For For 1.2 Elect Director Harold L. Covert Management For For For 1.3 Elect Director Penelope A. Herscher Management For For For 1.4 Elect Director Masood Jabbar Management For For For 2 Approve Stock Option Exchange Program Management For For For 3 Amend Qualified Employee Stock Management For For For Purchase Plan 4 Ratify Auditors Management For For For
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For Against Against 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director David P. Abney Management For For For 1.2 Elect Director Robert L. Barnett Management For For For 1.3 Elect Director Eugenio Clariond Management For For For Reyes-Retana 1.4 Elect Director Jeffrey A. Joerres Management For Withhold Against 2 Ratify Auditors Management For For For 3 Require a Majority Vote for the Shareholder Against For Against Election of Directors
Jones Apparel Group Inc Ticker Security ID: Meeting Date Meeting Status JNY CUSIP 480074103 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Card Mgmt For For For 2 Elect Sidney Kimmel Mgmt For For For 3 Elect Matthew Kamens Mgmt For Against Against 4 Elect J. Robert Kerrey Mgmt For Against Against 5 Elect Ann Reese Mgmt For Against Against 6 Elect Gerald Crotty Mgmt For Against Against 7 Elect Lowell Robinson Mgmt For Against Against 8 Elect Donna Zarcone Mgmt For Against Against 9 Elect Robert Mettler Mgmt For For For 10 Elect Margaret Georgiadis Mgmt For Against Against 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For Against Against Compensation
JP Morgan Chase & Company Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Juniper Networks Inc Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For Withhold Against 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
Kellogg Company Ticker Security ID: Meeting Date Meeting Status K CUSIP 487836108 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Benjamin Carson, Sr. Mgmt For For For 1.2 Elect Gordon Gund Mgmt For For For 1.3 Elect Dorothy Johnson Mgmt For For For 1.4 Elect Ann Korologos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Keycorp Ticker Security ID: Meeting Date Meeting Status KEY CUSIP 493267108 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bares Mgmt For Withhold Against 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For Withhold Against 1.4 Elect Alexander Cutler Mgmt For Withhold Against 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For Withhold Against 1.9 Elect Henry Meyer III Mgmt For Withhold Against 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For Withhold Against 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Preferred Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation
Kimberly-Clark Corp. Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For Against Against 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Kimco Realty Corp. Ticker Security ID: Meeting Date Meeting Status KIM CUSIP 49446R109 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Milton Cooper Mgmt For For For 1.2 Elect Philip Coviello Mgmt For Withhold Against 1.3 Elect Richard Dooley Mgmt For For For 1.4 Elect Joe Grills Mgmt For Withhold Against 1.5 Elect David Henry Mgmt For For For 1.6 Elect F. Patrick Hughes Mgmt For Withhold Against 1.7 Elect Frank Lourenso Mgmt For Withhold Against 1.8 Elect Richard Saltzman Mgmt For Withhold Against 2 2010 Equity Participation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
King Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status KG CUSIP 495582108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For Withhold Against 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
KLA-Tencor Corp. Ticker Security ID: Meeting Date Meeting Status KLAC CUSIP 482480100 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert P. Akins Management For For For 1.2 Elect Director Robert T. Bond Management For For For 1.3 Elect Director Kiran M. Patel Management For For For 1.4 Elect Director David C. Wang Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Approve Executive Incentive Bonus Management For For For Plan 4 Ratify Auditors Management For For For
Kohls Corp. Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For Against Against 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Kraft Foods Inc Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajaypal Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For Against Against 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Kroger Company Ticker Security ID: Meeting Date Meeting Status KR CUSIP 501044101 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change
L3 Communications Holdings Inc Ticker Security ID: Meeting Date Meeting Status LLL CUSIP 502424104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Claude Canizares Mgmt For For For 1.2 Elect Thomas Corcoran Mgmt For For For 1.3 Elect Lewis Kramer Mgmt For For For 1.4 Elect Alan Washkowitz Mgmt For For For 2 Amendment to the 2008 Long Term Mgmt For For For Performance Plan 3 Ratification of Auditor Mgmt For For For
Laboratory Corp American Ticker Security ID: Meeting Date Meeting Status LH CUSIP 50540R409 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David King Mgmt For For For 2 Elect Kerrii Anderson Mgmt For For For 3 Elect Jean-Luc Belingard Mgmt For Against Against 4 Elect Wendy Lane Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Robert Mittelstaedt, Jr. Mgmt For For For 7 Elect Arthur Rubenstein Mgmt For For For 8 Elect M. Keith Weikel Mgmt For For For 9 Elect R. Sanders Williams Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Legg Mason, Inc. Ticker Security ID: Meeting Date Meeting Status LM CUSIP 524901105 07/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert E. Angelica Management For For For 1.2 Elect Director Barry W. Huff Management For For For 1.3 Elect Director John E. Koerner, III Management For Withhold Against 1.4 Elect Director Cheryl Gordon Krongard Management For Withhold Against 1.5 Elect Director Scott C. Nuttall Management For Withhold Against 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For 4 Compensation- Make Changes to the Shareholder Against For Against Executive Incentive Compensation Plan (EICP) as Applied to Senior Executives 5 Require a Majority Vote for the Shareholder Against For Against Election of Directors
Leggett & Platt Inc Ticker Security ID: Meeting Date Meeting Status LEG CUSIP 524660107 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe, III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For Against Against 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Flexible Stock Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against For Against Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
Lennar Corp. Ticker Security ID: Meeting Date Meeting Status LEN CUSIP 526057104 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Irving Bolotin Mgmt For Withhold Against 1.2 Elect Steven Gerard Mgmt For Withhold Against 1.3 Elect Sherrill Hudson Mgmt For Withhold Against 1.4 Elect R. Kirk Landon Mgmt For Withhold Against 1.5 Elect Sidney Lapidus Mgmt For For For 1.6 Elect Stuart Miller Mgmt For For For 1.7 Elect Donna Shalala Mgmt For For For 1.8 Elect Jeffrey Sonnenfeld Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions
Leucadia National Corp. Ticker Security ID: Meeting Date Meeting Status LUK CUSIP 527288104 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Cumming Mgmt For Withhold Against 1.2 Elect Paul Dougan Mgmt For For For 1.3 Elect Alan Hirschfield Mgmt For For For 1.4 Elect James Jordan Mgmt For For For 1.5 Elect Jeffrey Keil Mgmt For For For 1.6 Elect Jesse Nichols, III Mgmt For For For 1.7 Elect Michael Sorkin Mgmt For For For 1.8 Elect Joseph Steinberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Lexmark International Group A Ticker Security ID: Meeting Date Meeting Status LXK CUSIP 529771107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Curlander Mgmt For For For 2 Elect Kathi Seifert Mgmt For For For 3 Elect Jean-Paul Montupet Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Life Technologies Corp Ticker Security ID: Meeting Date Meeting Status LIFE CUSIP 53217V109 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Adam Mgmt For For For 1.2 Elect Raymond Dittamore Mgmt For For For 1.3 Elect Arnold Levine Mgmt For For For 1.4 Elect Bradley Lorimier Mgmt For For For 1.5 Elect David U'Prichard Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Adoption of Majority Vote for Election of Directors) 4 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Elimination of Supermajority Requirement) 5 Amendment to the Bylaws of the Mgmt For For For Company (Adoption of Majority Vote for Election of Directors) 6 Amendment to the Bylaws of the Mgmt For For For Company (Elimination of Supermajority Provisions) 7 2010 Incentive Compensation Plan Mgmt For For For
Limited Brands Inc Ticker Security ID: Meeting Date Meeting Status LTD CUSIP 532716107 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Hersch Mgmt For For For 2 Elect David Kollat Mgmt For For For 3 Elect William Loomis, Jr. Mgmt For For For 4 Elect Leslie Wexner Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Lincoln National Corp. Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Avery Mgmt For For For 1.2 Elect William Cunningham Mgmt For Withhold Against 1.3 Elect William Payne Mgmt For For For 1.4 Elect Patrick Pittard Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation
Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert H. Swanson, Jr. Management For For For 1.2 Elect Director David S. Lee Management For Withhold Against 1.3 Elect Director Lothar Maier Management For For For 1.4 Elect Director Richard M. Moley Management For Withhold Against 1.5 Elect Director Thomas S. Volpe Management For Withhold Against 2 Amend Qualified Employee Stock Management For For For Purchase Plan 3 Approve Executive Incentive Bonus Management For For For Plan 4 Ratify Auditors Management For For For
Liz Claiborne Inc Ticker Security ID: Meeting Date Meeting Status LIZ CUSIP 539320101 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raul Fernandez Mgmt For Against Against 2 Elect Kenneth Kopelman Mgmt For Against Against 3 Elect Arthur Martinez Mgmt For Against Against 4 Elect Doreen Toben Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Restoration of Right to Call a Mgmt For For For Special Meeting 7 2010 Long-Term Performance Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Lockheed Martin Corp. Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. C. Aldridge, Jr. Mgmt For Against Against 2 Elect Nolan Archibald Mgmt For Against Against 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Gwendolyn King Mgmt For For For 6 Elect James Loy Mgmt For Against Against 7 Elect Douglas McCorkindale Mgmt For Against Against 8 Elect Joseph Ralston Mgmt For Against Against 9 Elect James Schneider Mgmt For Against Against 10 Elect Anne Stevens Mgmt For Against Against 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Space ShrHoldr Against Against For Weapons
Loews Corp Carolina Group Ticker Security ID: Meeting Date Meeting Status L CUSIP 540424108 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berman Mgmt For For For 2 Elect Joseph Bower Mgmt For Against Against 3 Elect Charles Diker Mgmt For For For 4 Elect Jacob Frenkel Mgmt For For For 5 Elect Paul Fribourg Mgmt For For For 6 Elect Walter Harris Mgmt For For For 7 Elect Philip Laskawy Mgmt For Against Against 8 Elect Ken Miller Mgmt For For For 9 Elect Gloria Scott Mgmt For For For 10 Elect Andrew Tisch Mgmt For For For 11 Elect James Tisch Mgmt For For For 12 Elect Jonathan Tisch Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
LORILLARD INC Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Virgis Colbert Mgmt For Withhold Against 1.2 Elect Richard Roedel Mgmt For Withhold Against 1.3 Elect David Taylor Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Lowe's Companies Inc Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
LSI Logic Corp. Ticker Security ID: Meeting Date Meeting Status LSI CUSIP 502161102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Haggerty Mgmt For For For 2 Elect Richard Hill Mgmt For For For 3 Elect John Miner Mgmt For For For 4 Elect Arun Netravali Mgmt For For For 5 Elect Matthew O'Rourke Mgmt For For For 6 Elect Gregorio Reyes Mgmt For For For 7 Elect Michael Strachan Mgmt For For For 8 Elect Abhijit Talwalkar Mgmt For For For 9 Elect Susan Whitney Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 12 Amendment to the Employee Stock Mgmt For For For Purchase Plan
M & T Bank Corp. Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Colm Doherty Mgmt For For For 1.9 Elect Gary Geisel Mgmt For For For 1.10 Elect Patrick Hodgson Mgmt For For For 1.11 Elect Richard King Mgmt For Withhold Against 1.12 Elect Jorge Pereira Mgmt For For For 1.13 Elect Michael Pinto Mgmt For For For 1.14 Elect Melinda Rich Mgmt For For For 1.15 Elect Robert Sadler, Jr. Mgmt For For For 1.16 Elect Herbert Washington Mgmt For For For 1.17 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For
Macy`s Inc Ticker Security ID: Meeting Date Meeting Status M CUSIP 55616P104 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For Withhold Against 1.3 Elect Meyer Feldberg Mgmt For Withhold Against 1.4 Elect Sara Levinson Mgmt For Withhold Against 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For Withhold Against 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For Withhold Against 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Marathon Oil Corp. Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For Against Against 2 Elect Clarence Cazalot, Jr. Mgmt For For For 3 Elect David Daberko Mgmt For Against Against 4 Elect William Davis, III Mgmt For Against Against 5 Elect Shirley Jackson Mgmt For Against Against 6 Elect Philip Lader Mgmt For Against Against 7 Elect Charles Lee Mgmt For Against Against 8 Elect Michael Phelps Mgmt For Against Against 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect Seth Schofield Mgmt For Against Against 11 Elect John Snow Mgmt For Against Against 12 Elect Thomas Usher Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Executive Compensation (Say on Pay)
Marriott International Inc Ticker Security ID: Meeting Date Meeting Status MAR CUSIP 571903202 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For For For 3 Elect Mary Bush Mgmt For For For 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For For For 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For For For 8 Elect Steven Reinemund Mgmt For For For 9 Elect W. Mitt Romney Mgmt For For For 10 Elect William Shaw Mgmt For For For 11 Elect Lawrence Small Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Marsh & McLennan Companies Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Baker Mgmt For For For 2 Elect Zachary Carter Mgmt For For For 3 Elect Brian Duperreault Mgmt For For For 4 Elect Oscar Fanjul Mgmt For Against Against 5 Elect H. Edward Hanway Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Marshall & Ilsley Corp. Ticker Security ID: Meeting Date Meeting Status MI CUSIP 571837103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jon Chait Mgmt For For For 1.2 Elect John Daniels, Jr. Mgmt For Withhold Against 1.3 Elect Mark Furlong Mgmt For For For 1.4 Elect Ted Kellner Mgmt For Withhold Against 1.5 Elect Dennis Kuester Mgmt For For For 1.6 Elect David Lubar Mgmt For For For 1.7 Elect Katharine Lyall Mgmt For For For 1.8 Elect John Mellowes Mgmt For For For 1.9 Elect San Orr, Jr. Mgmt For For For 1.10 Elect Robert O'Toole Mgmt For For For 1.11 Elect Peter Platten III Mgmt For For For 1.12 Elect John Shiely Mgmt For For For 1.13 Elect George Wardeberg Mgmt For For For 1.14 Elect James Wigdale Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Masco Corp. Ticker Security ID: Meeting Date Meeting Status MAS CUSIP 574599106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Archer Mgmt For For For 2 Elect Anthony Earley, Jr. Mgmt For Against Against 3 Elect Lisa Payne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Long-Term Mgmt For Against Against Stock Incentive Plan
Massey Energy Company Ticker Security ID: Meeting Date Meeting Status MEE CUSIP 576206106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Gabrys Mgmt For Withhold Against 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board
Mattel Inc Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For
McAfee Inc Ticker Security ID: Meeting Date Meeting Status MFE CUSIP 579064106 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For
McDonalds Corp. Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHoldr Against Against For Cage-Free Eggs
McGraw-Hill Companies Inc Ticker Security ID: Meeting Date Meeting Status MHP CUSIP 580645109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pedro Aspe Mgmt For For For 2 Elect Robert McGraw Mgmt For For For 3 Elect Hilda Ochoa-Brillembourg Mgmt For For For 4 Elect Edward Rust, Jr. Mgmt For Against Against 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement Related to Classified Board 7 Elimination of Supermajority Mgmt For For For Requirement Regarding Mergers or Consolidations 8 Elimination of Supermajority Mgmt For For For Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business 9 Elimination of Supermajority Mgmt For For For Requirement Regarding Plan for the Exchange of Shares 10 Elimination of Supermajority Mgmt For For For Requirement Regarding Authorization of Dissolution 11 Elimination of the "Fair Price" Mgmt For For For Provision 12 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
McKesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/22/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Andy D. Bryant Management For For For 1.2 Elect Director Wayne A. Budd Management For For For 1.3 Elect Director John H. Hammergren Management For For For 1.4 Elect Director Alton F. Irby, III Management For For For 1.5 Elect Director M. Christine Jacobs Management For For For 1.6 Elect Director Marie L. Knowles Management For For For 1.7 Elect Director David M. Lawrence Management For For For 1.8 Elect Director Edward A. Mueller Management For For For 1.9 Elect Director Jane E. Shaw Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For 4 Stock Retention/Holding Period Shareholder Against For Against 5 Adopt a Policy in which the Company Shareholder Against For Against will not Make or Promise to Make Any Death Benefit Payments to Senior Executives
Mead Johnson Nutrition Company Ticker Security ID: Meeting Date Meeting Status MJN CUSIP 582839106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Golsby Mgmt For For For 1.2 Elect Steven Altschuler Mgmt For For For 1.3 Elect Howard Bernick Mgmt For For For 1.4 Elect James Cornelius Mgmt For For For 1.5 Elect Peter Ratcliffe Mgmt For For For 1.6 Elect Elliott Sigal Mgmt For For For 1.7 Elect Robert Singer Mgmt For For For 1.8 Elect Kimberly Casiano Mgmt For For For 1.9 Elect Anna Catalano Mgmt For For For 2 Amendment to the 2009 Stock Award Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For
Meadwestvaco Corp. Ticker Security ID: Meeting Date Meeting Status MWV CUSIP 583334107 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Campbell Mgmt For For For 2 Elect Thomas Cole, Jr. Mgmt For For For 3 Elect James Kaiser Mgmt For For For 4 Elect Richard Kelson Mgmt For For For 5 Elect James Kilts Mgmt For For For 6 Elect Susan Kropf Mgmt For For For 7 Elect Douglas Luke Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Robert McCormack Mgmt For For For 10 Elect Timothy Powers Mgmt For For For 11 Elect Edward Straw Mgmt For For For 12 Elect Jane Warner Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Medco Health Solutions Inc Ticker Security ID: Meeting Date Meeting Status MHS CUSIP 58405U102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For Against Against 4 Elect Charles Lillis Mgmt For Against Against 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For Against Against 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings
Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Richard H. Anderson Management For For For 1.2 Elect Director Victor J. Dzau Management For For For 1.3 Elect Director William A. Hawkins Management For For For 1.4 Elect Director S. Ann Jackson Management For For For 1.5 Elect Director Denise M. O'Leary Management For For For 1.6 Elect Director Robert C. Pozen Management For For For 1.7 Elect Director Jean-pierre Rosso Management For For For 1.8 Elect Director Jack W. Schuler Management For For For 2 Ratify Auditors Management For For For 3 Amend Qualified Employee Stock Management For For For Purchase Plan 4 Amend Omnibus Stock Plan Management For For For
Memc Electronic Materials Ticker Security ID: Meeting Date Meeting Status WFR CUSIP 552715104 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Emmanuel Hernandez Mgmt For For For 2 Elect John Marren Mgmt For For For 3 Elect William Stevens Mgmt For For For 4 Elect James Williams Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Acquisition Management For For For
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Meredith Corporation Ticker Security ID: Meeting Date Meeting Status MDP CUSIP 589433101 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director James R. Craigie Management For For For 1.2 Elect Director William T. Kerr Management For For For 1.3 Elect Director Frederick B. Henry Management For Withhold Against 2 Ratify Auditors Management For For For 3 Amend Omnibus Stock Plan Management For For For 4 Amend Omnibus Stock Plan Management For Against Against
Metlife Inc Ticker Security ID: Meeting Date Meeting Status MET CUSIP 59156R108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
METROPCS COMMUNICATIONS INC Ticker Security ID: Meeting Date Meeting Status PCS CUSIP 591708102 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Kevin Landry Mgmt For For For 1.2 Elect Arthur Patterson Mgmt For For For 1.3 Elect James Perry, Jr. Mgmt For For For 2 2010 Equity Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Microchip Technology Incorporated Ticker Security ID: Meeting Date Meeting Status MCHP CUSIP 595017104 08/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Steve Sanghi Management For For For 1.2 Elect Director Albert J. Management For Withhold Against Hugo-martinez 1.3 Elect Director L.b. Day Management For Withhold Against 1.4 Elect Director Matthew W. Chapman Management For For For 1.5 Elect Director Wade F. Meyercord Management For Withhold Against 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For
Micron Technology, Inc. Ticker Security ID: Meeting Date Meeting Status MU CUSIP 595112103 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Steven R. Appleton Management For For For 2 Elect Director Teruaki Aoki Management For For For 3 Elect Director James W. Bagley Management For For For 4 Elect Director Robert L. Bailey Management For For For 5 Elect Director Mercedes Johnson Management For For For 6 Elect Director Lawrence N. Mondry Management For For For 7 Elect Director Robert E. Switz Management For For For 8 Approve Executive Incentive Bonus Management For For For Plan 9 Ratify Auditors Management For For For
Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director William H. Gates, III Management For For For 2 Elect Director Steven A. Ballmer Management For For For 3 Elect Director Dina Dublon Management For For For 4 Elect Director Raymond V. Gilmartin Management For For For 5 Elect Director Reed Hastings Management For For For 6 Elect Director Maria Klawe Management For For For 7 Elect Director David F. Marquardt Management For For For 8 Elect Director Charles H. Noski Management For For For 9 Elect Director Helmut Panke Management For For For 10 Ratify Auditors Management For For For 11 Permit Right to Call Special Meeting Management For For For 12 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 13 Adopt Principles for Health Care Shareholder Against Against For Reform 14 Report on Charitable Contributions Shareholder Against Against For
Millipore Corp. Ticker Security ID: Meeting Date Meeting Status MIL CUSIP 601073109 06/03/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Molex Incorporated Ticker Security ID: Meeting Date Meeting Status MOLX CUSIP 608554101 10/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Michelle L. Collins Management For For For 1.2 Elect Director Fred L. Krehbiel Management For For For 1.3 Elect Director David L. Landsittel Management For For For 1.4 Elect Director Joe W. Laymon Management For For For 1.5 Elect Director James S. Metcalf Management For For For 2 Ratify Auditors Management For For For
Molson Coors Brewing Company Ticker Security ID: Meeting Date Meeting Status TAPA CUSIP 60871R209 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For Withhold Against
Monsanto Co. Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Frank V. AtLee III Management For For For 2 Elect Director David L. Chicoine Management For For For 3 Elect Director Arthur H. Harper Management For For For 4 Elect Director Gwendolyn S. King Management For For For 5 Ratify Auditors Management For For For 6 Amend Omnibus Stock Plan Management For For For
Monster Worldwide Inc Ticker Security ID: Meeting Date Meeting Status MWW CUSIP 611742107 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect Robert Chrenc Mgmt For For For 3 Elect John Gaulding Mgmt For For For 4 Elect Edmund Giambastiani, Jr. Mgmt For For For 5 Elect Cynthia McCague Mgmt For For For 6 Elect Jeffrey Rayport Mgmt For For For 7 Elect Roberto Tunioli Mgmt For For For 8 Elect Timothy Yates Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For
Moodys Corp. Ticker Security ID: Meeting Date Meeting Status MCO CUSIP 615369105 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Darrell Duffie Mgmt For For For 3 Elect Raymond McDaniel, Jr. Mgmt For For For 4 Amendment to the 2001 Key Employees' Mgmt For For For Stock Incentive Plan 5 Amendment to the 2004 Covered Mgmt For For For Employee Cash Incentive Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MPQ CUSIP 617446448 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roy Bostock Mgmt For Against Against 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Motorola Inc Ticker Security ID: Meeting Date Meeting Status MOT CUSIP 620076109 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For Against Against 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For Against Against 8 Elect James Stengel Mgmt For Against Against 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Murphy Oil Corp. Ticker Security ID: Meeting Date Meeting Status MUR CUSIP 626717102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Blue Mgmt For For For 1.2 Elect Claiborne Deming Mgmt For For For 1.3 Elect Robert Hermes Mgmt For Withhold Against 1.4 Elect James Kelley Mgmt For For For 1.5 Elect R. Madison Murphy Mgmt For For For 1.6 Elect William Nolan, Jr. Mgmt For For For 1.7 Elect Neal Schmale Mgmt For For For 1.8 Elect David Smith Mgmt For For For 1.9 Elect Caroline Theus Mgmt For For For 1.10 Elect David Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Mylan Laboratories Inc Ticker Security ID: Meeting Date Meeting Status MYL CUSIP 628530107 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Wendy Cameron Mgmt For For For 1.4 Elect Neil Dimick Mgmt For Withhold Against 1.5 Elect Douglas Leech Mgmt For Withhold Against 1.6 Elect Joseph Maroon Mgmt For For For 1.7 Elect Mark Parrish Mgmt For For For 1.8 Elect C. B. Todd Mgmt For For For 1.9 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Nabors Industries Limited Ticker Security ID: Meeting Date Meeting Status NBR CUSIP G6359F103 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Lombardi Mgmt For Withhold Against 1.2 Elect James Payne Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Pay ShrHoldr Against For Against for Superior Performance 4 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Nasdaq Stock Market Inc Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Lon Gorman Mgmt For For For 5 Elect Robert Greifeld Mgmt For For For 6 Elect Glenn Hutchins Mgmt For For For 7 Elect Birgitta Kantola Mgmt For For For 8 Elect Essa Kazim Mgmt For For For 9 Elect John Markese Mgmt For For For 10 Elect Hans Nielsen Mgmt For For For 11 Elect Thomas O'Neill Mgmt For Against Against 12 Elect James Riepe Mgmt For For For 13 Elect Michael Splinter Mgmt For For For 14 Elect Lars Wedenborn Mgmt For For For 15 Elect Deborah Wince-Smith Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the Equity Incentive Mgmt For For For Plan 18 Amendment to the Equity Incentive Mgmt For For For Plan to Allow for a One-Time Stock Option Exchange Program 19 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 20 2010 Executive Corporate Incentive Mgmt For For For Plan 21 Conversion of Series A Preferred Mgmt For For For Stock into Common Stock
National Oilwell Varco Inc Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
National Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status NSM CUSIP 637640103 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Brian L. Halla Management For For For 1.2 Elect Director Steven R. Appleton Management For For For 1.3 Elect Director Gary P. Arnold Management For For For 1.4 Elect Director Richard J. Danzig Management For For For 1.5 Elect Director John T. Dickson Management For For For 1.6 Elect Director Robert J. Frankenberg Management For For For 1.7 Elect Director Modesto A. Maidique Management For For For 1.8 Elect Director Edward R. McCracken Management For For For 1.9 Elect Director Roderick C. McGeary Management For For For 2 Ratify Auditors Management For For For 3 Approve Executive Incentive Bonus Management For For For Plan 4 Approve Omnibus Stock Plan Management For For For 5 Approve Repricing of Options Management For For For
NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Daniel J. Warmenhoven Management For For For 1.2 Elect Director Donald T. Valentine Management For For For 1.3 Elect Director Jeffry R. Allen Management For Withhold Against 1.4 Elect Director Alan L. Earhart Management For For For 1.5 Elect Director Thomas Georgens Management For For For 1.6 Elect Director Mark Leslie Management For For For 1.7 Elect Director Nicholas G. Moore Management For For For 1.8 Elect Director George T. Shaheen Management For For For 1.9 Elect Director Robert T. Wall Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Amend Omnibus Stock Plan Management For For For 4 Amend Qualified Employee Stock Management For For For Purchase Plan 5 Amend Executive Incentive Bonus Plan Management For For For 6 Ratify Auditors Management For For For
NEW YORK TIMES CO CL B CONV Ticker Security ID: Meeting Date Meeting Status NYT CUSIP 650111107 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raul Cesan Mgmt For For For 1.2 Elect Robert Denham Mgmt For For For 1.3 Elect James Kohlberg Mgmt For For For 1.4 Elect Dawn Lepore Mgmt For For For 2 2010 Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Newell Rubbermaid Inc Ticker Security ID: Meeting Date Meeting Status NWL CUSIP 651229106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Scott Cowen Mgmt For For For 2 Elect Cynthia Montgomery Mgmt For For For 3 Elect Michael B. Polk Mgmt For For For 4 Elect Michael Todman Mgmt For For For 5 2010 Stock Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Newmont Mining Corp. Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For Withhold Against 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Nicor Inc Ticker Security ID: Meeting Date Meeting Status GAS CUSIP 654086107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Beavers, Jr. Mgmt For For For 1.2 Elect Bruce Bickner Mgmt For For For 1.3 Elect John Birdsall, lll Mgmt For For For 1.4 Elect Norman Bobins Mgmt For For For 1.5 Elect Brenda Gaines Mgmt For For For 1.6 Elect Raymond Jean Mgmt For For For 1.7 Elect Dennis Keller Mgmt For For For 1.8 Elect R. Eden Martin Mgmt For Withhold Against 1.9 Elect Georgia Nelson Mgmt For For For 1.10 Elect Armando Olivera Mgmt For For For 1.11 Elect John Rau Mgmt For For For 1.12 Elect John Staley Mgmt For For For 1.13 Elect Russ Strobel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Jill K. Conway Management For For For 1.2 Elect Director Alan B. Graf, Jr. Management For For For 1.3 Elect Director John C. Lechleiter Management For For For 2 Amend Qualified Employee Stock Management For For For Purchase Plan 3 Ratify Auditors Management For For For
Nisource Inc Ticker Security ID: Meeting Date Meeting Status NI CUSIP 65473P105 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Abdoo Mgmt For For For 2 Elect Steven Beering Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Mike Jesanis Mgmt For For For 5 Elect Marty Kittrell Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Deborah Parker Mgmt For For For 8 Elect Ian Rolland Mgmt For For For 9 Elect Robert Skaggs, Jr. Mgmt For For For 10 Elect Richard Thompson Mgmt For For For 11 Elect Carolyn Woo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting 14 2010 Omnibus Incentive Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Noble Energy Inc Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For Against Against 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Nordstrom Inc Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For For For 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Norfolk Southern Corp. Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Bell, Jr. Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Landon Hilliard Mgmt For Against Against 4 Elect Burton Joyce Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Articles of Mgmt For For For Incorporation to Declassify the Board 7 Amendment to the Long-Term Incentive Mgmt For For For Plan 8 Amendment to the Executive Mgmt For For For Management Incentive Plan 9 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Northern Trust Corp. Ticker Security ID: Meeting Date Meeting Status NTRS CUSIP 665859104 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Linda Bynoe Mgmt For For For 1.2 Elect Nicholas Chabraja Mgmt For For For 1.3 Elect Susan Crown Mgmt For For For 1.4 Elect Dipak Jain Mgmt For For For 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Robert McCormack Mgmt For For For 1.7 Elect Edward Mooney Mgmt For For For 1.8 Elect John Rowe Mgmt For For For 1.9 Elect David Smith, Jr. Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 1.12 Elect Charles Tribbett III Mgmt For For For 1.13 Elect Frederick Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Northrop Grumman Corp. Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Thomas Fargo Mgmt For For For 4 Elect Victor Fazio Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Stephen Frank Mgmt For Against Against 7 Elect Bruce Gordon Mgmt For For For 8 Elect Madeleine Kleiner Mgmt For For For 9 Elect Karl Krapek Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Aulana Peters Mgmt For Against Against 12 Elect Kevin Sharer Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate Regarding Mgmt For For For to the Right to Call a Special Meeting 15 Amendment Certificate of Northrop Mgmt For For For Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions 16 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Novell Inc Ticker Security ID: Meeting Date Meeting Status NOVL CUSIP 670006105 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Albert Aiello Mgmt For For For 2 Elect Fred Corrado Mgmt For For For 3 Elect Richard Crandall Mgmt For For For 4 Elect Gary Greenfield Mgmt For For For 5 Elect Judith Hamilton Mgmt For For For 6 Elect Ronald Hovsepian Mgmt For For For 7 Elect Patrick Jones Mgmt For For For 8 Elect Richard Nolan Mgmt For For For 9 Elect John Poduska, Sr. Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For
Novellus Systems Inc Ticker Security ID: Meeting Date Meeting Status NVLS CUSIP 670008101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For Withhold Against 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For Withhold Against 1.6 Elect Ann Rhoads Mgmt For Withhold Against 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against
Nucor Corp. Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Nvidia Corp. Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Gaither Mgmt For For For 2 Elect Jen-Hsun Huang Mgmt For For For 3 Elect A. Brooke Seawell Mgmt For For For 4 Ratification of Auditor Mgmt For For For
NYSE EURONEXT, INC Ticker Security ID: Meeting Date Meeting Status NYX CUSIP 629491101 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andre Bergen Mgmt For For For 1.2 Elect Ellyn Brown Mgmt For For For 1.3 Elect Marshall Carter Mgmt For For For 1.4 Elect Patricia Cloherty Mgmt For For For 1.5 Elect George Cox Mgmt For For For 1.6 Elect Sylvain Hefes Mgmt For For For 1.7 Elect Jan-Michiel Hessels Mgmt For For For 1.8 Elect Duncan McFarland Mgmt For For For 1.9 Elect James McNulty Mgmt For For For 1.10 Elect Duncan Niederauer Mgmt For For For 1.11 Elect Ricardo Espirito Santo Salgado Mgmt For For For 1.12 Elect Robert Scott Mgmt For For For 1.13 Elect Jackson Tai Mgmt For For For 1.14 Elect Jean-Francois Theodore Mgmt For For For 1.15 Elect Rijnhard van Tets Mgmt For For For 1.16 Elect Brian Williamson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Abstain For Against Simple Majority Vote 4 Shareholder Proposal Regarding ShrHoldr Against Against For Certificated Shares
O'Reilly Automotive Inc Ticker Security ID: Meeting Date Meeting Status ORLY CUSIP 686091109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lawrence O'Reilly Mgmt For Against Against 2 Elect Rosalie O'Reilly-Wooten Mgmt For Against Against 3 Elect Thomas Hendrickson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
Occidental Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For Against Against 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHoldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation in the Event of a Change of Control
Office Depot Inc Ticker Security ID: Meeting Date Meeting Status ODP CUSIP 676220106 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lee Ault, III Mgmt For Against Against 2 Elect Neil Austrian Mgmt For For For 3 Elect Justin Bateman Mgmt For For For 4 Elect David Bernauer Mgmt For For For 5 Elect Thomas Colligan Mgmt For For For 6 Elect Marsha Evans Mgmt For Against Against 7 Elect David Fuente Mgmt For For For 8 Elect Brenda Gaines Mgmt For Against Against 9 Elect Myra Hart Mgmt For For For 10 Elect W. Scott Hedrick Mgmt For For For 11 Elect Kathleen Mason Mgmt For For For 12 Elect Steve Odland Mgmt For For For 13 Elect James Rubin Mgmt For For For 14 Elect Raymond Svider Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the Long-Term Incentive Mgmt For Against Against Plan to Permit a Stock Option Exchange
Office Depot, Inc. Ticker Security ID: Meeting Date Meeting Status ODP CUSIP 676220106 10/14/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Conversion of Securities Management For For For 2 Approve Conversion of Securities Management For For For 3 Adjourn Meeting Management For For For
Omnicom Group Inc Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal Reimbursement ShrHoldr Against For Against of Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHoldr Against For Against Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Oneok Inc Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect David Kyle Mgmt For For For 6 Elect Bert Mackie Mgmt For For For 7 Elect Jim Mogg Mgmt For For For 8 Elect Jim Mogg Mgmt For For For 9 Elect Gary Parker Mgmt For For For 10 Elect Eduardo Rodriguez Mgmt For For For 11 Elect Gerald Smith Mgmt For For For 12 Elect David Tippeconnic Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Oracle Corp. Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 10/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Jeffrey S. Berg Management For Withhold Against 1.2 Elect Director H. Raymond Bingham Management For For For 1.3 Elect Director Michael J. Boskin Management For For For 1.4 Elect Director Safra A. Catz Management For For For 1.5 Elect Director Bruce R. Chizen Management For For For 1.6 Elect Director George H. Conrades Management For For For 1.7 Elect Director Lawrence J. Ellison Management For For For 1.8 Elect Director Hector Garcia-Molina Management For Withhold Against 1.9 Elect Director Jeffrey O. Henley Management For For For 1.10 Elect Director Donald L. Lucas Management For For For 1.11 Elect Director Charles E. Phillips, Management For For For Jr. 1.12 Elect Director Naomi O. Seligman Management For Withhold Against 2 Approve Executive Incentive Bonus Management For For For Plan 3 Ratify Auditors Management For For For 4 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings 5 Advisory Vote to Ratify Named Shareholder Against For Against Executive Officers' Compensation 6 Stock Retention/Holding Period Shareholder Against For Against
Owens-Illinois, Inc. Ticker Security ID: Meeting Date Meeting Status OI CUSIP 690768403 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Paccar Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alison Carnwath Mgmt For For For 1.2 Elect Robert Parry Mgmt For For For 1.3 Elect John Pigott Mgmt For For For 1.4 Elect Gregory Spierkel Mgmt For For For 2 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee
Pactiv Corp. Ticker Security ID: Meeting Date Meeting Status PTV CUSIP 695257105 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Pall Corp. Ticker Security ID: Meeting Date Meeting Status PLL CUSIP 696429307 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Daniel J. Carroll Management For For For 1.2 Elect Director Robert B. Coutts Management For For For 1.3 Elect Director Cheryl W. Grise Management For For For 1.4 Elect Director Ulric S. Haynes Management For For For 1.5 Elect Director Ronald L. Hoffman Management For For For 1.6 Elect Director Eric Krasnoff Management For For For 1.7 Elect Director Dennis N. Longstreet Management For For For 1.8 Elect Director Edwin W. Martin, Jr. Management For For For 1.9 Elect Director Katharine L. Plourde Management For For For 1.10 Elect Director Edward L. Snyder Management For For For 1.11 Elect Director Edward Travaglianti Management For For For 2 Ratify Auditors Management For For For 3 Approve Executive Incentive Bonus Management For For For Plan 4 Amend Qualified Employee Stock Management For For For Purchase Plan 5 Amend Management Stock Purchase Plan Management For For For 6 Amend Omnibus Stock Plan Management For For For 7 Other Business Management For Against Against
Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director William E. Kassling Management For For For 1.2 Elect Director Robert J. Kohlhepp Management For For For 1.3 Elect Director Giulio Mazzalupi Management For For For 1.4 Elect Director Klaus-Peter Muller Management For For For 1.5 Elect Director Joseph M. Scaminace Management For For For 1.6 Elect Director Wolfgang R. Schmitt Management For For For 1.7 Elect Director Markos I. Tambakeras Management For For For 1.8 Elect Director James L. Wainscott Management For For For 2 Ratify Auditors Management For For For 3 Approve Omnibus Stock Plan Management For For For 4 Require Independent Board Chairman Shareholder Against Against For
Patterson Companies Inc. Ticker Security ID: Meeting Date Meeting Status PDCO CUSIP 703395103 09/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Ellen A. Rudnick Management For For For 1.2 Elect Director Harold C. Slavkin Management For For For 1.3 Elect Director James W. Wiltz Management For For For 1.4 Elect Director Les C. Vinney Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For
Paychex, Inc. Ticker Security ID: Meeting Date Meeting Status PAYX CUSIP 704326107 10/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director B. Thomas Golisano Management For For For 2 Elect Director David J.S. Flaschen Management For For For 3 Elect Director Grant M. Inman Management For For For 4 Elect Director Pamela A. Joseph Management For For For 5 Elect Director Jonathan J. Judge Management For For For 6 Elect Director Joseph M. Tucci Management For For For 7 Elect Director Joseph M. Velli Management For For For 8 Ratify Auditors Management For For For
Peabody Energy Corp. Ticker Security ID: Meeting Date Meeting Status BTU CUSIP 704549104 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PEOPLES UNITED FINANCIAL, INC Ticker Security ID: Meeting Date Meeting Status PBCT CUSIP 712704105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dwight Mgmt For For For 1.2 Elect Janet Hansen Mgmt For For For 1.3 Elect Mark Richards Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr N/A For N/A Majority Vote for Election of Directors
Pepco Holdings Inc Ticker Security ID: Meeting Date Meeting Status POM CUSIP 713291102 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Dunn IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For Withhold Against 1.12 Elect Lester Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Pepsico Inc Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Public Policy Issues
Perkinelmer Inc Ticker Security ID: Meeting Date Meeting Status PKI CUSIP 714046109 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Friel Mgmt For For For 2 Elect Nicholas Lopardo Mgmt For For For 3 Elect Alexis Michas Mgmt For For For 4 Elect James Mullen Mgmt For For For 5 Elect Vicki Sato Mgmt For For For 6 Elect Gabriel Schmergel Mgmt For Against Against 7 Elect Kenton Sicchitano Mgmt For For For 8 Elect Patrick Sullivan Mgmt For For For 9 Elect G. Robert Tod Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
PG & E Corp. Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For Against Against 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Key ShrHoldr Against Against For Committee Membership 17 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Philip Morris International Inc Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
Pinnacle West Capital Corp. Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Clark-Johnson Mgmt For For For 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For Withhold Against 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Humberto Lopez Mgmt For For For 1.9 Elect Kathryn Munro Mgmt For For For 1.10 Elect Bruce Nordstrom Mgmt For For For 1.11 Elect W. Douglas Parker Mgmt For For For 2 Restoration of Right to Call a Mgmt For For For Special Meeting 3 Ratification of Auditor Mgmt For For For
Pioneer National Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Lundquist Mgmt For For For 1.2 Elect Charles Ramsey, Jr. Mgmt For For For 1.3 Elect Frank Risch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Abstain For Against Majority Vote for Election of Directors
Pitney-Bowes Inc Ticker Security ID: Meeting Date Meeting Status PBI CUSIP 724479100 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect Ernie Green Mgmt For For For 3 Elect John McFarlane Mgmt For For For 4 Elect Eduardo Menasce Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Declassify the Board Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr For For For Simple Majority Vote
Plum Creek Timber Company Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rick Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For Against Against 3 Elect John McDonald Mgmt For For For 4 Elect Robert McLeod Mgmt For Against Against 5 Elect John Morgan, Sr. Mgmt For For For 6 Elect Marc Racicot Mgmt For For For 7 Elect John Scully Mgmt For For For 8 Elect Stephen Tobias Mgmt For Against Against 9 Elect Martin White Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
PNC Financial Services Group Inc Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For Against Against 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation
Polo Ralph Lauren Corp. Ticker Security ID: Meeting Date Meeting Status RL CUSIP 731572103 08/06/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Frank A. Bennack, Jr Management For Withhold Against 1.2 Elect Director Joel L. Fleishman Management For Withhold Against 1.3 Elect Director Steven P. Murphy Management For Withhold Against 2 Ratify Auditors Management For For For
PPG Industries Inc Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Accountability Report
PPL Corp. Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stuart Graham Mgmt For For For 1.2 Elect Stuart Heydt Mgmt For For For 1.3 Elect Craig Rogerson Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Praxair Inc Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Mark Donegan Management For Withhold Against 1.2 Elect Director Vernon E. Oechsle Management For Withhold Against 1.3 Elect Director Rick Schmidt Management For Withhold Against 2 Ratify Auditors Management For For For
Priceline.com Inc Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Principal Financial Group Inc Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Progress Energy Inc Ticker Security ID: Meeting Date Meeting Status PGN CUSIP 743263105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect James Bostic, Jr. Mgmt For For For 3 Elect Harris DeLoach Mgmt For For For 4 Elect James Hyler, Jr. Mgmt For For For 5 Elect William Johnson Mgmt For For For 6 Elect Robert Jones Mgmt For For For 7 Elect W. Steven Jones Mgmt For For For 8 Elect Melquiades Martinez Mgmt For For For 9 Elect E. Marie McKee Mgmt For For For 10 Elect John Mullin, III Mgmt For For For 11 Elect Charles Pryor, Jr. Mgmt For For For 12 Elect Carlos Saladrigas Mgmt For For For 13 Elect Theresa Stone Mgmt For For For 14 Elect Alfred Tollison, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Progressive Corp. Ohio Ticker Security ID: Meeting Date Meeting Status PGR CUSIP 743315103 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Burgdoerfer Mgmt For For For 2 Elect Lawton Fitt Mgmt For For For 3 Elect Peter Lewis Mgmt For For For 4 Elect Patrick Nettles Mgmt For For For 5 Elect Glenn Renwick Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Prologis Ticker Security ID: Meeting Date Meeting Status PLD CUSIP 743410102 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Feinberg Mgmt For For For 1.2 Elect George Fotiades Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 1.4 Elect Lawrence Jackson Mgmt For For For 1.5 Elect Donald Jacobs Mgmt For For For 1.6 Elect Irving Lyons, III Mgmt For For For 1.7 Elect Walter Rakowich Mgmt For For For 1.8 Elect D. Michael Steuert Mgmt For For For 1.9 Elect J. Andre Teixeira Mgmt For For For 1.10 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Option Exchange Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Prudential Financial Inc Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation
Public Service Enterprise Group Inc Ticker Security ID: Meeting Date Meeting Status PEG CUSIP 744573106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Albert Gamper, Jr. Mgmt For For For 2 Elect Conrad Harper Mgmt For For For 3 Elect William Hickey Mgmt For For For 4 Elect Ralph Izzo Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect David Lilley Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Hak Cheol Shin Mgmt For For For 9 Elect Richard Swift Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Public Storage Inc Ticker Security ID: Meeting Date Meeting Status PSA CUSIP 74460D109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
Pulte Homes Inc Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Schoewe Mgmt For For For 1.2 Elect Timothy Eller Mgmt For For For 1.3 Elect Clint Murchison III Mgmt For For For 1.4 Elect Richard Dugas, Jr. Mgmt For For For 1.5 Elect David McCammon Mgmt For Withhold Against 1.6 Elect James Postl Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Amendment to Shareholder Rights Mgmt For Against Against Agreement 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against For Against Performance-Based Equity Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 9 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 10 Shareholder Proposal Reimbursement ShrHoldr Against For Against of Solicitation Expenses
Pulte Homes Inc. Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 08/18/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issue Shares in Connection with Management For For For Acquisition 2 Increase Authorized Common Stock Management For For For 3 Change Company Name Management For For For 4 Adjourn Meeting Management For For For
QLogic Corp. Ticker Security ID: Meeting Date Meeting Status QLGC CUSIP 747277101 08/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director H.K. Desai Management For For For 2 Elect Director Joel S. Birnbaum Management For For For 3 Elect Director James R. Fiebiger Management For For For 4 Elect Director Balakrishnan S. Iyer Management For For For 5 Elect Director Kathryn B. Lewis Management For For For 6 Elect Director George D. Wells Management For For For 7 Amend Omnibus Stock Plan Management For For For 8 Ratify Auditors Management For For For
Qualcomm Inc Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Quanta Services Inc Ticker Security ID: Meeting Date Meeting Status PWR CUSIP 74762E102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Ball Mgmt For For For 1.2 Elect John Colson Mgmt For For For 1.3 Elect John Conaway Mgmt For For For 1.4 Elect Ralph DiSibio Mgmt For For For 1.5 Elect Bernard Fried Mgmt For For For 1.6 Elect Louis Golm Mgmt For For For 1.7 Elect Worthing Jackman Mgmt For For For 1.8 Elect Bruce Ranck Mgmt For For For 1.9 Elect John Wilson Mgmt For For For 1.10 Elect Pat Wood, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Quest Diagnostics Inc Ticker Security ID: Meeting Date Meeting Status DGX CUSIP 74834L100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baldwin Mgmt For For For 2 Elect Surya Mohapatra Mgmt For For For 3 Elect Gary Pfeiffer Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Questar Corp. Ticker Security ID: Meeting Date Meeting Status STR CUSIP 748356102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Teresa Beck Mgmt For For For 1.2 Elect R. D. Cash Mgmt For For For 1.3 Elect James Harmon Mgmt For For For 1.4 Elect Robert McKee III Mgmt For For For 1.5 Elect Gary Michael Mgmt For For For 1.6 Elect Charles Stanley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Long-Term Stock Mgmt For Against Against Incentive Plan 5 Amendment to the Annual Management Mgmt For For For Incentive Plan II 6 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Qwest Communications International Ticker Security ID: Meeting Date Meeting Status Q CUSIP 749121109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For Against Against 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Radioshack Corp. Ticker Security ID: Meeting Date Meeting Status RSH CUSIP 750438103 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Belatti Mgmt For Against Against 2 Elect Julian Day Mgmt For For For 3 Elect Daniel Feehan Mgmt For For For 4 Elect H. Eugene Lockhart Mgmt For For For 5 Elect Jack Messman Mgmt For For For 6 Elect Thomas Plaskett Mgmt For For For 7 Elect Edwina Woodbury Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Range Resources Corp. Commerce Ticker Security ID: Meeting Date Meeting Status RRC CUSIP 75281A109 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Blackburn Mgmt For For For 2 Elect Anthony Dub Mgmt For For For 3 Elect V. Richard Eales Mgmt For For For 4 Elect Allen Finkelson Mgmt For For For 5 Elect James Funk Mgmt For For For 6 Elect Jonathan Linker Mgmt For For For 7 Elect Kevin McCarthy Mgmt For For For 8 Elect John Pinkerton Mgmt For For For 9 Elect Jeffrey Ventura Mgmt For For For 10 Amendment to the 2005 Equity-Based Mgmt For Against Against Compensation Plan 11 Ratification of Auditor Mgmt For For For
Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For Against Against 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Regions Financial Corp. Ticker Security ID: Meeting Date Meeting Status RF CUSIP 7591EP100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Bartholomew, Jr. Mgmt For Against Against 2 Elect George Bryan Mgmt For For For 3 Elect David Cooper, Sr. Mgmt For Against Against 4 Elect Earnest Deavenport, Jr. Mgmt For For For 5 Elect Don DeFosset Mgmt For For For 6 Elect O. B. Grayson Hall, Jr. Mgmt For For For 7 Elect Charles McCrary Mgmt For For For 8 Elect James Malone Mgmt For For For 9 Elect Susan Matlock Mgmt For For For 10 Elect John Maupin, Jr. Mgmt For For For 11 Elect John Roberts Mgmt For For For 12 Elect Lee Styslinger III Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Approval of the 2010 Long Term Mgmt For Against Against Incentive Plan 15 Increase of Authorized Common Stock Mgmt For For For and Approval of Certain Technical Changes to the Certificate of Incorporation Regarding Boad Declassification 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against For Against Restricting Tax Gross-up Payments 18 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Republic Services Inc Ticker Security ID: Meeting Date Meeting Status RSG CUSIP 760759100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James O'Connor Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect James Crownover Mgmt For For For 4 Elect William Flynn Mgmt For For For 5 Elect David Foley Mgmt For For For 6 Elect Michael Larson Mgmt For For For 7 Elect Nolan Lehmann Mgmt For For For 8 Elect W. Lee Nutter Mgmt For For For 9 Elect Ramon Rodriguez Mgmt For For For 10 Elect Allan Sorensen Mgmt For For For 11 Elect John Trani Mgmt For For For 12 Elect Michael Wickham Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Reviewing Political Contributions and Expenditure Report
Reynolds American Inc Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Martin Feinstein Mgmt For For For 1.2 Elect Susan Ivey Mgmt For For For 1.3 Elect Lionel Nowell, III Mgmt For For For 1.4 Elect Neil Withington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board 4 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Health Risks of Tobacco 6 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
Robert Half International Ticker Security ID: Meeting Date Meeting Status RHI CUSIP 770323103 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Berwick, Jr. Mgmt For Withhold Against 1.2 Elect Edward Gibbons Mgmt For For For 1.3 Elect Harold Messmer, Jr. Mgmt For For For 1.4 Elect Barbara Novogradac Mgmt For For For 1.5 Elect Robert Pace Mgmt For For For 1.6 Elect Fredrick Richman Mgmt For Withhold Against 1.7 Elect J. Stephen Schaub Mgmt For For For 1.8 Elect M. Keith Waddell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Annual Performance Bonus Plan Mgmt For Against Against
Rockwell Automation Inc Ticker Security ID: Meeting Date Meeting Status ROK CUSIP 773903 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Johnson Mgmt For For For 1.2 Elect William McCormick, Jr. Mgmt For For For 1.3 Elect Keith Nosbusch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentives Plan
Rockwell Collins Inc Ticker Security ID: Meeting Date Meeting Status COL CUSIP 774341 02/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Beall Mgmt For For For 1.2 Elect Mark Donegan Mgmt For For For 1.3 Elect Andrew Policano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentives Plan 4 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Roper Industries Income Ticker Security ID: Meeting Date Meeting Status ROP CUSIP 776696106 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ross Stores Inc Ticker Security ID: Meeting Date Meeting Status ROST CUSIP 778296103 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Bush Mgmt For For For 1.2 Elect Norman Ferber Mgmt For Withhold Against 1.3 Elect Gregory Quesnel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Rowan Companies Income Ticker Security ID: Meeting Date Meeting Status RDC CUSIP 779382100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Fox III Mgmt For For For 2 Elect Graham Hearne Mgmt For For For 3 Elect H. E. Lentz Mgmt For For For 4 Elect P. Dexter Peacock Mgmt For Against Against 5 Elimination of Supermajority Mgmt For For For Requirement 6 Ratification of Auditor Mgmt For For For
Ryder System Inc Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Fuente Mgmt For For For 2 Elect Eugene Renna Mgmt For For For 3 Elect Abbie Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Equity Mgmt For For For Compensation 6 Amendment to the Stock Purchase Plan Mgmt For For For for Employees
Safeway Incorporated Ticker Security ID: Meeting Date Meeting Status SWY CUSIP 786514208 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Burd Mgmt For For For 2 Elect Janet Grove Mgmt For For For 3 Elect Mohan Gyani Mgmt For For For 4 Elect Paul Hazen Mgmt For For For 5 Elect Frank Herringer Mgmt For For For 6 Elect Kenneth Oder Mgmt For For For 7 Elect Arun Sarin Mgmt For For For 8 Elect Michael Shannon Mgmt For For For 9 Elect William Tauscher Mgmt For For For 10 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Special Shareholder Meetings 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles 14 Shareholder Proposal Regarding Death ShrHoldr Against For Against Benefits (Golden Coffins) 15 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing
Saic Inc Ticker Security ID: Meeting Date Meeting Status SAI CUSIP 78390X101 06/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect France Cordova Mgmt For For For 1.2 Elect Jere Drummond Mgmt For For For 1.3 Elect Thomas Frist III Mgmt For For For 1.4 Elect John Hamre Mgmt For For For 1.5 Elect Walter Havenstein Mgmt For For For 1.6 Elect Miriam John Mgmt For For For 1.7 Elect Anita Jones Mgmt For For For 1.8 Elect John Jumper Mgmt For For For 1.9 Elect Harry Kraemer, Jr. Mgmt For For For 1.10 Elect Edward Sanderson, Jr. Mgmt For For For 1.11 Elect Louis Simpson Mgmt For For For 1.12 Elect A. Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Saint Jude Medical Income Ticker Security ID: Meeting Date Meeting Status STJ CUSIP 790849103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Salesforce.com Inc Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stratton Sclavos Mgmt For For For 1.2 Elect Lawrence Tomlinson Mgmt For For For 1.3 Elect Shirley Young Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
Sandisk Corp. Ticker Security ID: Meeting Date Meeting Status SNDK CUSIP 80004C101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eli Harari Mgmt For For For 1.2 Elect Kevin DeNuccio Mgmt For For For 1.3 Elect Irwin Federman Mgmt For For For 1.4 Elect Steve Gomo Mgmt For For For 1.5 Elect Eddy Hartenstein Mgmt For For For 1.6 Elect Chenming Hu Mgmt For For For 1.7 Elect Catherine Lego Mgmt For For For 1.8 Elect Michael Marks Mgmt For For For 1.9 Elect James Meindl Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sara Lee Corp. Ticker Security ID: Meeting Date Meeting Status SLE CUSIP 803111103 10/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Brenda C. Barnes Management For For For 2 Elect Director Christopher B. Begley Management For For For 3 Elect Director Crandall C. Bowles Management For Against Against 4 Elect Director Virgis W. Colbert Management For For For 5 Elect Director James S. Crown Management For Against Against 6 Elect Director Laurette T. Koellner Management For For For 7 Elect Director Cornelis J.A. Van Lede Management For For For 8 Elect Director Dr. John McAdam Management For For For 9 Elect Director Sir Ian Prosser Management For For For 10 Elect Director Norman R. Sorensen Management For Against Against 11 Elect Director Jeffrey W. Ubben Management For For For 12 Elect Director Jonathan P. Ward Management For Against Against 13 Ratify Auditors Management For For For
Scana Corp. Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Martin, III Mgmt For For For 1.2 Elect James Micali Mgmt For For For 1.3 Elect Harold Stowe Mgmt For For For 2 Amendment to the Long-Term Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Schering-Plough Corp. Ticker Security ID: Meeting Date Meeting Status SGP CUSIP 806605101 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issue Shares in Connection with Management For For For Acquisition 2 Adjourn Meeting Management For For For
Schlumberger Limited Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For
Charles Schwab Corp. Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/13/2010 Echo Vote Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arun Sarin Mgmt For Echo Vote N/A 2 Elect Paula Sneed Mgmt For Echo Vote N/A 3 Ratification of Auditor Mgmt For Echo Vote N/A 4 Amendment to the Corporate Executive Mgmt For Echo Vote N/A Bonus Plan 5 Shareholder Proposal Regarding ShrHoldr Against Echo Vote N/A Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHoldr Against Echo Vote N/A Approval Survivor Benefits (Golden Coffins)
SCRIPPS NETWORKS INTERACTIVE INC Ticker Security ID: Meeting Date Meeting Status SNI CUSIP 811065101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Galloway Mgmt For For For 1.2 Elect Dale Pond Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For Withhold Against
Sealed Air Corp. Ticker Security ID: Meeting Date Meeting Status SEE CUSIP 81211K100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect Charles Farrell, Jr. Mgmt For Against Against 7 Elect William Hickey Mgmt For For For 8 Elect Jacqueline Kosecoff Mgmt For For For 9 Elect Kenneth Manning Mgmt For Against Against 10 Elect William Marino Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Sears Holdings Corp. Ticker Security ID: Meeting Date Meeting Status SHLD CUSIP 812350106 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Bruce Johnson Mgmt For For For 1.2 Elect William Kunkler Mgmt For For For 1.3 Elect Edward Lampert Mgmt For For For 1.4 Elect Steven Mnuchin Mgmt For For For 1.5 Elect Ann Reese Mgmt For Withhold Against 1.6 Elect Emily Scott Mgmt For For For 1.7 Elect Thomas Tisch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Brocksmith, Jr. Mgmt For For For 2 Elect Donald Felsinger Mgmt For For For 3 Elect Wilford Godbold, Jr. Mgmt For For For 4 Elect William Jones Mgmt For For For 5 Elect William Ouchi Mgmt For For For 6 Elect Carlos Ruiz Mgmt For For For 7 Elect William Rusnack Mgmt For For For 8 Elect William Rutledge Mgmt For For For 9 Elect Lynn Schenk Mgmt For For For 10 Elect Neal Schmale Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Amendment to the 2006 Equity and Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Sigma Aldrich Corp. Ticker Security ID: Meeting Date Meeting Status SIAL CUSIP 826552101 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rebecca Bergman Mgmt For Against Against 2 Elect George Church Mgmt For For For 3 Elect David Harvey Mgmt For For For 4 Elect W. Lee McCollum Mgmt For Against Against 5 Elect Jai Nagarkatti Mgmt For For For 6 Elect Avi Nash Mgmt For Against Against 7 Elect Steven Paul Mgmt For Against Against 8 Elect J. Pedro Reinhard Mgmt For For For 9 Elect D. Dean Spatz Mgmt For For For 10 Elect Barrett Toan Mgmt For Against Against 11 Amendment to the Cash Bonus Plan Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Simon Property Group Inc Ticker Security ID: Meeting Date Meeting Status SPG CUSIP 828806109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For For For 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For Against Against 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For
SLM Corp. Ticker Security ID: Meeting Date Meeting Status SLM CUSIP 78442P106 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Bates Mgmt For For For 2 Elect William Diefenderfer III Mgmt For For For 3 Elect Diane Gilleland Mgmt For For For 4 Elect Earl Goode Mgmt For For For 5 Elect Ronald Hunt Mgmt For For For 6 Elect Albert Lord Mgmt For For For 7 Elect Michael Martin Mgmt For For For 8 Elect Barry Munitz Mgmt For For For 9 Elect Howard Newman Mgmt For For For 10 Elect A. Alexander Porter, Jr. Mgmt For Against Against 11 Elect Frank Puleo Mgmt For For For 12 Elect Wolfgang Schoellkopf Mgmt For For For 13 Elect Steven Shapiro Mgmt For For For 14 Elect J. Terry Strange Mgmt For For For 15 Elect Anthony Terracciano Mgmt For For For 16 Elect Barry Williams Mgmt For For For 17 Amendment to Equity Compensation Mgmt For For For Plans to Allow a One-Time Stock Option Exchange Program 18 Ratification of Auditor Mgmt For For For
Snap-On Inc Ticker Security ID: Meeting Date Meeting Status SNA CUSIP 833034101 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Fiedler Mgmt For For For 2 Elect James Holden Mgmt For For For 3 Elect W. Dudley Lehman Mgmt For For For 4 Elect Edward Rensi Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Juanita Baranco Mgmt For For For 1.2 Elect Jon Boscia Mgmt For For For 1.3 Elect Henry Clark III Mgmt For For For 1.4 Elect H. William Habermeyer, Jr. Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Warren Hood, Jr. Mgmt For For For 1.7 Elect Donald James Mgmt For Withhold Against 1.8 Elect J. Neal Purcell Mgmt For For For 1.9 Elect David Ratcliffe Mgmt For For For 1.10 Elect William Smith, Jr. Mgmt For For For 1.11 Elect Larry Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Elimination of Cumulative Voting Mgmt For For For 5 Increase of Authorized Common Stock Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emissions Goals 7 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Coal Combustion Waste
Southwest Airlines Company Ticker Security ID: Meeting Date Meeting Status LUV CUSIP 844741108 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Biegler Mgmt For For For 2 Elect Douglas Brooks Mgmt For For For 3 Elect William Cunningham Mgmt For For For 4 Elect John Denison Mgmt For For For 5 Elect Travis Johnson Mgmt For For For 6 Elect Gary Kelly Mgmt For For For 7 Elect Nancy Loeffler Mgmt For For For 8 Elect John Montford Mgmt For For For 9 Elect Daniel Villanueva Mgmt For For For 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Southwest Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Spectra Energy Corp. Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Esrey Mgmt For For For 1.2 Elect Gregory Ebel Mgmt For For For 1.3 Elect Pamela Carter Mgmt For For For 1.4 Elect Peter Hamilton Mgmt For For For 1.5 Elect Dennis Hendrix Mgmt For For For 1.6 Elect Michael Phelps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Sprint Nextel Corp. Ticker Security ID: Meeting Date Meeting Status S CUSIP 852061100 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bennett Mgmt For For For 2 Elect Gordon Bethune Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect James Hance, Jr. Mgmt For For For 5 Elect Daniel Hesse Mgmt For For For 6 Elect Janet Hill Mgmt For Against Against 7 Elect Frank Ianna Mgmt For For For 8 Elect Sven-Christer Nilsson Mgmt For For For 9 Elect William Nuti Mgmt For Against Against 10 Elect Rodney O'Neal Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment of the 2007 Omnibus Mgmt For For For Incentive Plan to Permit a One-Time Option Exchange Program 13 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Stanley Black & Decker Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nolan Archibald Mgmt For Withhold Against 1.2 Elect John Breen Mgmt For For For 1.3 Elect George Buckley Mgmt For For For 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For For For 1.6 Elect Benjamin Griswold, IV Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect John Lundgren Mgmt For For For 1.9 Elect Robert Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stanley Works Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854616109 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Staples Inc Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Long Term Cash Incentive Plan Mgmt For For For 14 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Starwood Hotels & Resorts Ticker Security ID: Meeting Date Meeting Status HOT CUSIP 85590A401 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adam Aron Mgmt For Withhold Against 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Incentive Mgmt For For For Plan for Certain Executives
State Street Corp. Ticker Security ID: Meeting Date Meeting Status STT CUSIP 857477103 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For Against Against 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay
Stericycle Inc Ticker Security ID: Meeting Date Meeting Status SRCL CUSIP 858912108 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Miller Mgmt For For For 1.2 Elect Jack Schuler Mgmt For For For 1.3 Elect Thomas Brown Mgmt For For For 1.4 Elect Rod Dammeyer Mgmt For For For 1.5 Elect William Hall Mgmt For For For 1.6 Elect Jonathan Lord Mgmt For For For 1.7 Elect John Patience Mgmt For For For 1.8 Elect James W.P. Reid-Anderson Mgmt For For For 1.9 Elect Ronald Spaeth Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stryker Corp. Ticker Security ID: Meeting Date Meeting Status SYK CUSIP 863667101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Cox, Jr. Mgmt For For For 1.2 Elect Srikant Datar Mgmt For For For 1.3 Elect Donald Engelman Mgmt For Withhold Against 1.4 Elect Louis Francesconi Mgmt For For For 1.5 Elect Howard Lance Mgmt For For For 1.6 Elect Stephen MacMillan Mgmt For For For 1.7 Elect William Parfet Mgmt For Withhold Against 1.8 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sun Microsystems, Inc. Ticker Security ID: Meeting Date Meeting Status JAVA CUSIP 866810203 07/16/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Merger Agreement Management For For For 2 Adjourn Meeting Management For For For
Sun Microsystems, Inc. Ticker Security ID: Meeting Date Meeting Status JAVA CUSIP 866810203 12/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Scott G. McNealy Management For For For 1.2 Elect Director James L. Barksdale Management For For For 1.3 Elect Director Stephen M. Bennett Management For Against Against 1.4 Elect Director Peter L.S. Currie Management For For For 1.5 Elect Director Robert J. Finocchio, Management For For For Jr. 1.6 Elect Director James H. Greene, Jr. Management For For For 1.7 Elect Director Michael E. Marks Management For For For 1.8 Elect Director Rahul N. Merchant Management For For For 1.9 Elect Director Patricia E. Mitchell Management For For For 1.10 Elect Director M. Kenneth Oshman Management For Against Against 1.11 Elect Director P. Anthony Ridder Management For Against Against 1.12 Elect Director Jonathan I. Schwartz Management For For For 2 Ratify Auditors Management For For For
Sunoco Inc Ticker Security ID: Meeting Date Meeting Status SUN CUSIP 86764P109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Edwards Mgmt For For For 1.2 Elect Lynn Elsenhans Mgmt For For For 1.3 Elect Ursula Fairbairn Mgmt For For For 1.4 Elect Rosemarie Greco Mgmt For For For 1.5 Elect John Jones, III Mgmt For Withhold Against 1.6 Elect James Kaiser Mgmt For For For 1.7 Elect John Rowe Mgmt For For For 1.8 Elect John Wulff Mgmt For Withhold Against 2 Senior Executive Incentive Plan Mgmt For For For 3 Long-Term Performance Enhancement Mgmt For For For Plan III 4 Ratification of Auditor Mgmt For For For
Suntrust Banks Inc Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beall, II Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Jeffrey Crowe Mgmt For For For 4 Elect Patricia Frist Mgmt For For For 5 Elect Blake Garrett Mgmt For For For 6 Elect David Hughes Mgmt For For For 7 Elect M. Douglas Ivester Mgmt For For For 8 Elect J. Hicks Lanier Mgmt For For For 9 Elect William Linnenbringer Mgmt For For For 10 Elect G. Gilmer Minor, III Mgmt For For For 11 Elect Larry Prince Mgmt For For For 12 Elect Frank Royal Mgmt For For For 13 Elect Thomas Watjen Mgmt For For For 14 Elect James Wells III Mgmt For For For 15 Elect Karen Williams Mgmt For Against Against 16 Elect Phail Wynn, Jr. Mgmt For For For 17 Amendment to the Management Mgmt For For For Incentive Plan 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Supervalu Inc Ticker Security ID: Meeting Date Meeting Status SVU CUSIP 868536103 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Chappel Mgmt For For For 2 Elect Irwin Cohen Mgmt For For For 3 Elect Ronald Daly Mgmt For Against Against 4 Elect Susan Engel Mgmt For Against Against 5 Elect Craig Herkert Mgmt For For For 6 Elect Charles Lillis Mgmt For Against Against 7 Elect Steven Rogers Mgmt For For For 8 Elect Matthew Rubel Mgmt For For For 9 Elect Wayne Sales Mgmt For Against Against 10 Elect Kathi Seifert Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Adoption of Triennial Advisory Vote Mgmt For For For on Executive Compensation
Symantec Corporation Ticker Security ID: Meeting Date Meeting Status SYMC CUSIP 871503108 09/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Michael A. Brown Management For For For 1.2 Elect Director William T. Coleman Management For For For 1.3 Elect Director Frank E. Dangeard Management For For For 1.4 Elect Director Geraldine B. Laybourne Management For For For 1.5 Elect Director David L. Mahoney Management For For For 1.6 Elect Director Robert S. Miller Management For For For 1.7 Elect Director Enrique Salem Management For For For 1.8 Elect Director Daniel H. Schulman Management For For For 1.9 Elect Director John W. Thompson Management For For For 1.10 Elect Director V. Paul Unruh Management For For For 2 Ratify Auditors Management For For For 3 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings
SYSCO Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Jonathan Golden Management For For For 2 Elect Director Joseph A. Hafner. Jr. Management For For For 3 Elect Director Nancy S. Newcomb Management For For For 4 Elect Director Kenneth F. Spitler Management For For For 5 Approve Non-Employee Director Management For For For Omnibus Stock Plan 6 Amend Omnibus Stock Plan Management For For For 7 Approve Executive Incentive Bonus Management For For For Plan 8 Ratify Auditors Management For For For 9 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 10 Adopt Principles for Health Care Shareholder Against Against For Reform
T Rowe Price Group Inc Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For Against Against 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Target Corp. Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For Against Against 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Teco Energy Inc Ticker Security ID: Meeting Date Meeting Status TE CUSIP 872375100 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Ramil Mgmt For For For 2 Elect Tom Rankin Mgmt For For For 3 Elect William Rockford Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2010 Equity Incentive Plan Mgmt For Against Against 6 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
Tellabs Inc Ticker Security ID: Meeting Date Meeting Status TLAB CUSIP 879664100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Birck Mgmt For For For 2 Elect Linda Kahangi Mgmt For For For 3 Elect Robert Pullen Mgmt For For For 4 Elect Vincent Tobkin Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against
Tenet Healthcare Corp. Ticker Security ID: Meeting Date Meeting Status THC CUSIP 88033G100 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Bush Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Brenda Gaines Mgmt For Against Against 4 Elect Karen Garrison Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect J. Robert Kerrey Mgmt For For For 7 Elect Floyd Loop Mgmt For For For 8 Elect Richard Pettingill Mgmt For For For 9 Elect James Unruh Mgmt For For For 10 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 11 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 12 Ratification of Auditor Mgmt For For For
TERADATA CORPORATION Ticker Security ID: Meeting Date Meeting Status TDC CUSIP 88076W103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Boykin Mgmt For For For 2 Elect Cary Fu Mgmt For For For 3 Elect Victor Lund Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Teradyne Inc Ticker Security ID: Meeting Date Meeting Status TER CUSIP 880770102 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Tesoro Corp. Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rodney Chase Mgmt For Withhold Against 1.2 Elect Gregory Goff Mgmt For For For 1.3 Elect Robert Goldman Mgmt For For For 1.4 Elect Steven Grapstein Mgmt For For For 1.5 Elect William Johnson Mgmt For Withhold Against 1.6 Elect Jim Nokes Mgmt For Withhold Against 1.7 Elect Donald Schmude Mgmt For For For 1.8 Elect Michael Wiley Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Texas Instruments Inc Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Textron Inc Ticker Security ID: Meeting Date Meeting Status TXT CUSIP 883203101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For Against Against 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Mgmt For For For Program 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For
The Clorox Company Ticker Security ID: Meeting Date Meeting Status CLX CUSIP 189054109 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Daniel Boggan, Jr. Management For For For 1.2 Elect Director Richard H. Carmona Management For For For 1.3 Elect Director Tully M. Friedman Management For For For 1.4 Elect Director George J. Harad Management For For For 1.5 Elect Director Donald R. Knauss Management For For For 1.6 Elect Director Robert W. Matschullat Management For For For 1.7 Elect Director Gary G. Michael Management For For For 1.8 Elect Director Edward A. Mueller Management For For For 1.9 Elect Director Jan L. Murley Management For For For 1.10 Elect Director Pamela Thomas-Graham Management For For For 1.11 Elect Director Carolyn M. Ticknor Management For For For 2 Ratify Auditors Management For For For 3 Require Independent Board Chairman Shareholder Against Against For
The Directv Group Inc Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Austrian Mgmt For For For 1.2 Elect Ralph Boyd, Jr. Mgmt For For For 1.3 Elect Paul Gould Mgmt For For For 1.4 Elect Charles Lee Mgmt For For For 1.5 Elect Peter Lund Mgmt For For For 1.6 Elect Gregory Maffei Mgmt For Withhold Against 1.7 Elect John Malone Mgmt For Withhold Against 1.8 Elect Nancy Newcomb Mgmt For For For 1.9 Elect Haim Saban Mgmt For For For 1.10 Elect Michael White Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Stock Plan Mgmt For For For 4 Executive Officer Cash Bonus Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
The Estee Lauder Companies Inc. Ticker Security ID: Meeting Date Meeting Status EL CUSIP 518439104 11/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Rose Marie Bravo Management For For For 1.2 Elect Director Paul J. Fribourg Management For For For 1.3 Elect Director Mellody Hobson Management For For For 1.4 Elect Director Irvine O. Hockaday, Management For For For Jr. 1.5 Elect Director Barry S. Sternlicht Management For For For 2 Ratify Auditors Management For For For
The Hershey Company Ticker Security ID: Meeting Date Meeting Status HSY CUSIP 427866108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pamela Arway Mgmt For For For 1.2 Elect Robert Cavanaugh Mgmt For Withhold Against 1.3 Elect Charles Davis Mgmt For For For 1.4 Elect James Nevels Mgmt For For For 1.5 Elect Thomas Ridge Mgmt For For For 1.6 Elect David Shedlarz Mgmt For For For 1.7 Elect David West Mgmt For For For 1.8 Elect LeRoy Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The J. M. Smucker Co. Ticker Security ID: Meeting Date Meeting Status SJM CUSIP 832696405 08/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Paul J. Dolan Management For Against Against 2 Elect Director Nancy Lopez Knight Management For Against Against 3 Elect Director Gary A. Oatey Management For Against Against 4 Elect Director Alex Shumate Management For Against Against 5 Elect Director Timothy P. Smucker Management For Against Against 6 Ratify Auditors Management For For For 7 Eliminate Cumulative Voting Management For For For 8 Adopt Majority Voting for Management For For For Uncontested Election of Directors 9 Approve Board to Amend the Amendment Management For For For Regulations to the Extent Permitted By Law
The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Kenneth I. Chenault Management For For For 2 Elect Director Scott D. Cook Management For For For 3 Elect Director Rajat K. Gupta Management For For For 4 Elect Director A.G. Lafley Management For For For 5 Elect Director Charles R. Lee Management For For For 6 Elect Director Lynn M. Martin Management For For For 7 Elect Director Robert A. McDonald Management For For For 8 Elect Director W. James McNerney, Jr. Management For For For 9 Elect Director Johnathan A. Rodgers Management For For For 10 Elect Director Ralph Snyderman Management For For For 11 Elect Director Mary Agnes Wilderotter Management For For For 12 Elect Director Patricia A. Woertz Management For For For 13 Elect Director Ernesto Zedillo Management For For For 14 Ratify Auditors Management For For For 15 Amend Code of Regulations Management For For For 16 Approve Omnibus Stock Plan Management For For For 17 Provide for Cumulative Voting Shareholder Against For Against 18 Advisory Vote to Ratify Named Shareholder Against For Against Executive Officers' Compensation
The Travelers Companies, Inc Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For Against Against 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For
The Washington Post Company Ticker Security ID: Meeting Date Meeting Status WPO CUSIP 939640108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lee Bollinger Mgmt For For For 1.2 Elect Christopher Davis Mgmt For For For 1.3 Elect John Dotson, Jr. Mgmt For For For 2 Amendment to the Incentive Mgmt For Against Against Compensation Plan
Thermo Electron Corp. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP 883556102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Tiffany & Co Ticker Security ID: Meeting Date Meeting Status TIF CUSIP 886547108 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Kowalski Mgmt For For For 2 Elect Rose Marie Bravo Mgmt For Against Against 3 Elect Gary Costley Mgmt For For For 4 Elect Lawrence Fish Mgmt For For For 5 Elect Abby Kohnstamm Mgmt For For For 6 Elect Charles Marquis Mgmt For For For 7 Elect Peter May Mgmt For For For 8 Elect J. Thomas Presby Mgmt For For For 9 Elect William Shutzer Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Time Warner Cable Inc Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For Against Against 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Time Warner Inc Ticker Security ID: Meeting Date Meeting Status TWX CUSIP 887317303 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For Against Against 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For Against Against 11 Elect Kenneth Novack Mgmt For Against Against 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Titanium Metals Corp. Ticker Security ID: Meeting Date Meeting Status TIE CUSIP 888339207 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Coogan Mgmt For For For 1.2 Elect Glenn Simmons Mgmt For For For 1.3 Elect Harold Simmons Mgmt For Withhold Against 1.4 Elect Thomas Stafford Mgmt For Withhold Against 1.5 Elect Steven Watson Mgmt For Withhold Against 1.6 Elect Terry Worrell Mgmt For For For 1.7 Elect Paul Zucconi Mgmt For For For
TJX Companies Inc Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect David Brandon Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Elect Fletcher Wiley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Torchmark Corp. Ticker Security ID: Meeting Date Meeting Status TMK CUSIP 891027104 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Adair Mgmt For For For 1.2 Elect Lloyd Newton Mgmt For For For 1.3 Elect Darren Rebelez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Repeal of Fair Price Provision Mgmt For For For
Total System Services Inc Ticker Security ID: Meeting Date Meeting Status TSS CUSIP 891906109 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anthony Mgmt For For For 2 Elect Sidney Harris Mgmt For For For 3 Elect Mason Lampton Mgmt For For For 4 Elect John Turner Mgmt For For For 5 Elect M. Woods Mgmt For For For 6 Elect James Yancey Mgmt For Against Against 7 Elect Rebecca Yarbrough Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Tyson Foods Inc Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494 02/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Don Tyson Mgmt For For For 1.2 Elect John Tyson Mgmt For For For 1.3 Elect Lloyd Hackley Mgmt For For For 1.4 Elect Jim Kever Mgmt For For For 1.5 Elect Kevin McNamara Mgmt For For For 1.6 Elect Brad Sauer Mgmt For For For 1.7 Elect Robert Thurber Mgmt For For For 1.8 Elect Barbara Tyson Mgmt For For For 1.9 Elect Albert Zapanta Mgmt For For For 2 Amendment to the Annual Incentive Mgmt For For For Compensation Plan for Senior Executive Officers 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Report on Prevention of Water Pollution 5 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Reducing Environmental Impact 6 Shareholder Proposal Regarding ShrHoldr Against Against For Antibiotics in Animal Agriculture
Union Pacific Corp. Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For Against Against 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
United Parcel Service Inc Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
United States Steel Corp. Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Drosdick Mgmt For For For 1.2 Elect Charles Lee Mgmt For For For 1.3 Elect Jeffrey Lipton Mgmt For For For 1.4 Elect Dan Dinges Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 4 2010 Annual Incentive Compensation Mgmt For For For Plan
United Technologies Corp. Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For Against Against 2 Elect Richard Burke Mgmt For Against Against 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For Against Against 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For Against Against 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Unumprovident Corp. Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Urban Outfitters Inc Ticker Security ID: Meeting Date Meeting Status URBN CUSIP 917047102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Belair Mgmt For Withhold Against 1.2 Elect Robert Strouse Mgmt For For For 2 Executive Incentive Plan Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Workplace Human Rights Report
US Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation
Valero Energy Corp. Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ruben Escobedo Mgmt For Against Against 2 Elect Bob Marbut Mgmt For Against Against 3 Elect Robert Profusek Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Varian Medical Systems Inc Ticker Security ID: Meeting Date Meeting Status VAR CUSIP 92220P 02/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Ventas Inc Ticker Security ID: Meeting Date Meeting Status VTR CUSIP 92276F100 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Debra Cafaro Mgmt For For For 1.2 Elect Douglas Crocker, ll Mgmt For For For 1.3 Elect Ronald Geary Mgmt For For For 1.4 Elect Jay Gellert Mgmt For For For 1.5 Elect Robert Reed Mgmt For For For 1.6 Elect Sheli Rosenberg Mgmt For For For 1.7 Elect James Shelton Mgmt For For For 1.8 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Verisign Inc Ticker Security ID: Meeting Date Meeting Status VRSN CUSIP 92343E102 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. James Bidzos Mgmt For For For 1.2 Elect William Chenevich Mgmt For For For 1.3 Elect Kathleen Cote Mgmt For For For 1.4 Elect Mark McLaughlin Mgmt For For For 1.5 Elect Roger Moore Mgmt For Withhold Against 1.6 Elect John Roach Mgmt For For For 1.7 Elect Louis Simpson Mgmt For For For 1.8 Elect Timothy Tomlinson Mgmt For For For 2 Annual Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Verizon Communications Inc Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For Against Against 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy 17 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHoldr Against For Against Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares after Retirement
VF Corp. Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Vornado Realty Trust Ticker Security ID: Meeting Date Meeting Status VNO CUSIP 929042109 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Candace Beinecke Mgmt For Withhold Against 1.2 Elect Robert Kogod Mgmt For For For 1.3 Elect David Mandelbaum Mgmt For Withhold Against 1.4 Elect Richard West Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Share Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Vulcan Materials Corp. Ticker Security ID: Meeting Date Meeting Status VMC CUSIP 929160109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas McGregor Mgmt For For For 1.2 Elect Vincent Trosino Mgmt For For For 1.3 Elect Philip Carroll, Jr. Mgmt For Withhold Against 1.4 Elect James Napier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Wal Mart Stores Inc Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For For For 19 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report
Walgreen Co. Ticker Security ID: Meeting Date Meeting Status WAG CUSIP 931422109 01/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Steven A. Davis Management For For For 1.2 Elect Director William C. Foote Management For For For 1.3 Elect Director Mark P. Frissora Management For For For 1.4 Elect Director Alan G. McNally Management For For For 1.5 Elect Director Nancy M. Schlichting Management For For For 1.6 Elect Director David Y. Schwartz Management For For For 1.7 Elect Director Alejandro Silva Management For For For 1.8 Elect Director James A. Skinner Management For For For 1.9 Elect Director Gregory D. Wasson Management For For For 2 Ratify Auditors Management For For For 3 Amend Stock Option Plan Management For For For 4 Reduce Supermajority Vote Requirement Shareholder Against For Against 5 Performance-Based Equity Awards Shareholder Against For Against 6 Report on Charitable Contributions Shareholder Against Against For
Waste Management Inc Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For Against Against 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Elimination of the Supermajority Mgmt For For For Requirement 11 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 12 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Waters Corp. Ticker Security ID: Meeting Date Meeting Status WAT CUSIP 941848103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Watson Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status WPI CUSIP 942683103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Bisaro Mgmt For For For 2 Elect Christopher Bodine Mgmt For For For 3 Elect Michel Feldman Mgmt For For For 4 Elect Fred Weiss Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Wellpoint Inc Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Sheila Burke Mgmt For For For 2 Elect George Schaefer, Jr. Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Conversion to Nonprofit Status 6 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Wells Fargo & Co Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For Against Against 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For Against Against 9 Elect Cynthia Milligan Mgmt For Against Against 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For Against Against Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Peter D. Behrendt Management For For For 2 Elect Director Kathleen A. Cote Management For For For 3 Elect Director John F. Coyne Management For For For 4 Elect Director Henry T. DeNero Management For For For 5 Elect Director William L. Kimsey Management For For For 6 Elect Director Michael D. Lambert Management For For For 7 Elect Director Matthew E. Massengill Management For For For 8 Elect Director Roger H. Moore Management For For For 9 Elect Director Thomas E. Pardun Management For For For 10 Elect Director Arif Shakeel Management For For For 11 Amend Omnibus Stock Plan Management For For For 12 Ratify Auditors Management For For For
Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Sinkfield Mgmt For Against Against 2 Elect D. Michael Steuert Mgmt For For For 3 Elect Kim Williams Mgmt For For For 4 Repeal of Classified Board and Mgmt For For For Removal of Supermajority Voting Provisions 5 Issuance of Common Stock Mgmt For For For 6 Increase Authorized Shares Mgmt For For For 7 Amendment to the Articles to Impose Mgmt For For For Ownership and Transfer Restrictions 8 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 9 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainable Forestry 10 Ratification of Auditor Mgmt For For For
Whirlpool Corp. Ticker Security ID: Meeting Date Meeting Status WHR CUSIP 963320106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Johnston Mgmt For For For 2 Elect William Kerr Mgmt For For For 3 Elect William Perez Mgmt For For For 4 Elect Janice Stoney Mgmt For For For 5 Elect Michael White Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Omnibus Stock and Incentive Plan Mgmt For For For
Williams Companies Inc Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathleen Cooper Mgmt For For For 2 Elect William Granberry Mgmt For For For 3 Elect William Lowrie Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2007 Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 8 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Windstream Corporation Ticker Security ID: Meeting Date Meeting Status WIN CUSIP 97381W104 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Samuel Beall III Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Francis Frantz Mgmt For For For 5 Elect Jeffrey Gardner Mgmt For For For 6 Elect Jeffrey Hinson Mgmt For For For 7 Elect Judy Jones Mgmt For For For 8 Elect William Montgomery Mgmt For For For 9 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Wisconsin Energy Corp. Ticker Security ID: Meeting Date Meeting Status WEC CUSIP 976657106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect Barbara Bowles Mgmt For For For 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For For For 1.8 Elect Ulice Payne, Jr. Mgmt For For For 1.9 Elect Frederick Stratton, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024100 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Merger Agreement Management For For For 2 Adjourn Meeting Management For For For 3.1 Elect Director Robert M. Amen Management For Against Against 3.2 Elect Director Michael J. Critelli Management For Against Against 3.3 Elect Director Frances D. Fergusson Management For For For 3.4 Elect Director Victor F. Ganzi Management For Against Against 3.5 Elect Director Robert Langer Management For For For 3.6 Elect Director John P. Mascotte Management For Against Against 3.7 Elect Director Raymond J. McGuire Management For Against Against 3.8 Elect Director Mary Lake Polan Management For For For 3.9 Elect Director Bernard Poussot Management For For For 3.10 Elect Director Gary L. Rogers Management For Against Against 3.11 Elect Director John R. Torell III Management For For For 4 Ratify Auditors Management For For For 5 Report on Political Contributions Shareholder Against For Against 6 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings
Wyndham Worldwide Corp. Ticker Security ID: Meeting Date Meeting Status WYN CUSIP 98310W108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Mulroney Mgmt For For For 1.2 Elect Michael Wargotz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity and Mgmt For Against Against Incentive Plan
Wynn Resorts Limited Ticker Security ID: Meeting Date Meeting Status WYNN CUSIP 983134107 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Wynn Mgmt For For For 1.2 Elect Ray Irani Mgmt For For For 1.3 Elect Alvin Shoemaker Mgmt For For For 1.4 Elect D. Boone Wayson Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Xcel Energy Inc Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Annual Mgmt For For For Incentive Plan 12 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Xerox Corp. Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121 02/05/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Xerox Corp. Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect N.J. Nicholas, Jr. Mgmt For Against Against 7 Elect Charles Prince Mgmt For Against Against 8 Elect Ann Reese Mgmt For For For 9 Elect Mary Wilderotter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan
Xilinx, Inc. Ticker Security ID: Meeting Date Meeting Status XLNX CUSIP 983919101 08/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Philip T. Gianos Management For For For 1.2 Elect Director Moshe N. Gavrielov Management For For For 1.3 Elect Director John L. Doyle Management For For For 1.4 Elect Director Jerald G. Fishman Management For For For 1.5 Elect Director William G. Howard, Jr. Management For For For 1.6 Elect Director J. Michael Patterson Management For For For 1.7 Elect Director Marshall C. Turner Management For For For 1.8 Elect Director E.W. Vanderslice Management For For For 2 Amend Qualified Employee Stock Management For For For Purchase Plan 3 Amend Omnibus Stock Plan Management For For For 4 Ratify Auditors Management For For For
XL Capital Limited Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98255105 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Mauriello Mgmt For Against Against 2 Elect Eugene McQuade Mgmt For Against Against 3 Elect Clayton Rose Mgmt For For For 4 Ratification of Auditor Mgmt For For For
XL Capital Limited Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98255105 04/30/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Cayman Islands Mgmt For For For to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Amendments to Articles - Director Mgmt For Against Against Nomination Procedures 5 Amendments to Articles - Change in Mgmt For For For Company Name 6 Right to Adjourn Meeting Mgmt For For For
XTO Energy Inc Ticker Security ID: Meeting Date Meeting Status XTO CUSIP 98385X106 06/25/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Yahoo Inc Ticker Security ID: Meeting Date Meeting Status YHOO CUSIP 984332106 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect Roy Bostock Mgmt For Against Against 3 Elect Patti Hart Mgmt For For For 4 Elect Eric Hippeau Mgmt For For For 5 Elect Susan James Mgmt For For For 6 Elect Vyomesh Joshi Mgmt For For For 7 Elect Arthur Kern Mgmt For Against Against 8 Elect Brad Smith Mgmt For For For 9 Elect Gary Wilson Mgmt For For For 10 Elect Jerry Yang Mgmt For For For 11 Amendment to the 1996 Directors' Mgmt For For For Stock Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Yum! Brands Inc Ticker Security ID: Meeting Date Meeting Status YUM CUSIP 988498101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Zimmer Holdings Inc Ticker Security ID: Meeting Date Meeting Status ZMH CUSIP 98956P102 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Zions Bancorporation Ticker Security ID: Meeting Date Meeting Status ZION CUSIP 989701107 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Stock Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Item 1: Proxy Voting Record - Registrant Name : Fund Name : Schwab S&P 500 Index Portfolio In all markets, for all statuses, for Key- 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For Against Against 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Abbott Laboratories Inc Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Abercrombie & Fitch Company Ticker Security ID: Meeting Date Meeting Status ANF CUSIP 002896207 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Limato Mgmt For Against Against 2 Elect Robert Rosholt Mgmt For For For 3 Elect Craig Stapleton Mgmt For Against Against 4 Elect Elizabeth Lee Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Long-Term Incentive Plan Mgmt For Against Against 7 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 8 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board 9 Shareholder Proposal Regarding ShrHoldr Against Against For Vendor Code of Conduct
Adobe Systems Inc Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Barnholt Mgmt For For For 2 Elect Michael Cannon Mgmt For For For 3 Elect James Daley Mgmt For For For 4 Elect Charles Geschke Mgmt For For For 5 Elect Shantanu Narayen Mgmt For For For 6 Amendment of the 2003 Equity Mgmt For For For Incentive Plan 7 Ratification of Auditor Mgmt For For For
Advanced Micro Devices Ticker Security ID: Meeting Date Meeting Status AMD CUSIP 007903107 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bruce Claflin Mgmt For For For 2 Elect W. Michael Barnes Mgmt For For For 3 Elect John Caldwell Mgmt For Against Against 4 Elect Craig Conway Mgmt For For For 5 Elect Nicholas Donofrio Mgmt For For For 6 Elect H. Paulett Eberhart Mgmt For Against Against 7 Elect Derrick Meyer Mgmt For For For 8 Elect Waleed Al Mokarrab Al Muhairi Mgmt For For For 9 Elect Robert Palmer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Equity Mgmt For For For Incentive Plan
AES Corp. Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Samuel Bodman Mgmt For For For 1.2 Elect Paul Hanrahan Mgmt For For For 1.3 Elect Tarun Khanna Mgmt For For For 1.4 Elect John Koskinen Mgmt For For For 1.5 Elect Philip Lader Mgmt For For For 1.6 Elect Sandra Moose Mgmt For For For 1.7 Elect John Morse, Jr. Mgmt For For For 1.8 Elect Philip Odeen Mgmt For For For 1.9 Elect Charles Rossotti Mgmt For Withhold Against 1.10 Elect Sven Sandstrom Mgmt For For For 2 Amendment to the 2003 Long-Term Mgmt For For For Compensation Plan 3 Reapproval of the Performance Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
Aetna Inc Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Clark, Jr. Mgmt For Against Against 2 Elect Betsy Cohen Mgmt For Against Against 3 Elect Molly Coye Mgmt For For For 4 Elect Roger Farah Mgmt For Against Against 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jeffrey Garten Mgmt For Against Against 7 Elect Earl Graves Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Elect Ronald Williams Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2010 Stock Incentive Plan Mgmt For For For 16 2010 Non-Employee Director Mgmt For For For Compensation Plan 17 2001 Annual Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Affiliated Computer Services Inc Ticker Security ID: Meeting Date Meeting Status ACS CUSIP 008190 02/05/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Aflac Inc Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos, II Mgmt For For For 3 Elect Paul Amos, II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger, III Mgmt For Against Against 6 Elect Joe Harris Mgmt For For For 7 Elect Elizabeth Hudson Mgmt For For For 8 Elect Douglas Johnson Mgmt For For For 9 Elect Robert Johnson Mgmt For For For 10 Elect Charles Knapp Mgmt For For For 11 Elect E. Stephen Purdom Mgmt For For For 12 Elect Barbara Rimer Mgmt For For For 13 Elect Marvin Schuster Mgmt For For For 14 Elect David Thompson Mgmt For For For 15 Elect Robert Wright Mgmt For For For 16 Elect Takuro Yoshida Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Ratification of Auditor Mgmt For For For
Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director William L. Davis, III Management For For For 1.2 Elect Director W. Douglas Ford Management For For For 1.3 Elect Director Evert Henkes Management For For For 1.4 Elect Director Margaret G. McGlynn Management For For For 2 Ratify Auditors Management For For For 3 Amend Omnibus Stock Plan Management For For For
AK Steel Holdings Corp. Ticker Security ID: Meeting Date Meeting Status AKS CUSIP 001547108 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Abdoo Mgmt For Withhold Against 1.2 Elect John Brinzo Mgmt For For For 1.3 Elect Dennis Cuneo Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Bonnie Hill Mgmt For For For 1.6 Elect Robert Jenkins Mgmt For For For 1.7 Elect Ralph Michael, III Mgmt For Withhold Against 1.8 Elect Shirley Peterson Mgmt For For For 1.9 Elect James Thomson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Material Terms of Mgmt For For For the Long-Term Performance Plan 4 Reapproval of the Material Terms of Mgmt For For For the Performance Goals under the Stock Incentive Plan 5 Amendment to the Stock Incentive Plan Mgmt For Against Against
Akamai Technologies Inc Ticker Security ID: Meeting Date Meeting Status AKAM CUSIP 00971T101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Alcoa Inc Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013817101 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Collins, Jr. Mgmt For For For 1.2 Elect Carlos Ghosn Mgmt For For For 1.3 Elect Michael Morris Mgmt For For For 1.4 Elect E. Stanley O'Neal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Elimination of Supermajority Mgmt For For For Requirement Relating to Fair Price Protection 5 Elimination of Supermajority Mgmt For For For Requirement Relating to Director Elections 6 Elimination of Supermajority Mgmt For For For Requirement Relating to Removal of Directors 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Allegheny Energy Inc Ticker Security ID: Meeting Date Meeting Status AYE CUSIP 017361106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Furlong Baldwin Mgmt For For For 2 Elect Eleanor Baum Mgmt For Against Against 3 Elect Paul Evanson Mgmt For For For 4 Elect Cyrus Freidheim, Jr. Mgmt For Against Against 5 Elect Julia Johnson Mgmt For Against Against 6 Elect Ted Kleisner Mgmt For For For 7 Elect Christopher Pappas Mgmt For For For 8 Elect Steven Rice Mgmt For For For 9 Elect Gunnar Sarsten Mgmt For Against Against 10 Elect Michael Sutton Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Allegheny Technologies Inc Ticker Security ID: Meeting Date Meeting Status ATI CUSIP 01741R102 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Barbara Jeremiah Mgmt For For For 1.3 Elect John Turner Mgmt For For For 2 Amendment to the 2007 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Allergan Inc Ticker Security ID: Meeting Date Meeting Status AGN CUSIP 018490102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate Mgmt For For For of Incorporation
Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP 020002101 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect W. James Farrell Mgmt For For For 4 Elect Jack Greenberg Mgmt For For For 5 Elect Ronald LeMay Mgmt For For For 6 Elect Andrea Redmond Mgmt For For For 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For For For 11 Elect Thomas Wilson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Altera Corp. Ticker Security ID: Meeting Date Meeting Status ALTR CUSIP 021441100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 10 Amendment to the 1987 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Altria Group Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For Against Against 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For Against Against 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 PERFORMANCE INCENTIVE PLAN Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 14 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
Amazon.com Inc Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For Against Against 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Ameren Corp. Ticker Security ID: Meeting Date Meeting Status AEE CUSIP 023608102 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Brauer Mgmt For For For 1.2 Elect Ellen Fitzsimmons Mgmt For For For 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Gayle Jackson Mgmt For For For 1.5 Elect James Johnson Mgmt For For For 1.6 Elect Steven Lipstein Mgmt For For For 1.7 Elect Charles Mueller Mgmt For For For 1.8 Elect Harvey Saligman Mgmt For For For 1.9 Elect Patrick Stokes Mgmt For For For 1.10 Elect Thomas Voss Mgmt For For For 1.11 Elect Stephen Wilson Mgmt For For For 1.12 Elect Jack Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Nuclear Facility
American Electric Power Company Inc Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For
American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Akerson Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For Withhold Against 1.3 Elect Ursula Burns Mgmt For For For 1.4 Elect Kenneth Chenault Mgmt For For For 1.5 Elect Peter Chernin Mgmt For Withhold Against 1.6 Elect Jan Leschly Mgmt For Withhold Against 1.7 Elect Richard Levin Mgmt For For For 1.8 Elect Richard McGinn Mgmt For Withhold Against 1.9 Elect Edward Miller Mgmt For Withhold Against 1.10 Elect Steven Reinemund Mgmt For For For 1.11 Elect Robert Walter Mgmt For For For 1.12 Elect Ronald Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
American International Group Inc Ticker Security ID: Meeting Date Meeting Status AIG CUSIP 026874784 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Benmosche Mgmt For For For 2 Elect Harvey Golub Mgmt For For For 3 Elect Laurette Koellner Mgmt For For For 4 Elect Christopher Lynch Mgmt For For For 5 Elect Arthur Martinez Mgmt For For For 6 Elect George Miles, Jr. Mgmt For Against Against 7 Elect Henry Miller Mgmt For For For 8 Elect Robert Miller Mgmt For For For 9 Elect Suzanne Nora Johnson Mgmt For For For 10 Elect Morris Offit Mgmt For Against Against 11 Elect Douglas Steenland Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 2010 Stock Incentive Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Political Contributions
American Tower Corp. Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 029912201 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Ameriprise Financial Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For
Amerisourcebergen Corp. Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 03/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Gochnauer Mgmt For For For 2 Elect Edward Hagenlocker Mgmt For For For 3 Elect Henry McGee Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Ratification of Auditor Mgmt For For For
Amgen Inc Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Amphenol Corp. Ticker Security ID: Meeting Date Meeting Status APH CUSIP 032095101 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stanley Clark Mgmt For For For 1.2 Elect Andrew Lietz Mgmt For For For 1.3 Elect Martin Loeffler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Anadarko Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Paulett Eberhart Mgmt For For For 2 Elect Preston Geren III Mgmt For For For 3 Elect James Hackett Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 6 Shareholder Proposal Reimbursement ShrHoldr Against For Against of Solicitation Expenses
Analog Devices Inc Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 07/20/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Stock Option Exchange Program Management For For For
AON Corp. Ticker Security ID: Meeting Date Meeting Status AON CUSIP 037389103 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Edgar Jannotta Mgmt For For For 5 Elect Jan Kalff Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect R. Eden Martin Mgmt For Against Against 8 Elect Andrew McKenna Mgmt For For For 9 Elect Robert Morrison Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Richard Notebaert Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For Against Against 13 Elect Gloria Santona Mgmt For For For 14 Elect Carolyn Woo Mgmt For For For 15 Ratification of Auditor Mgmt For For For
Apache Corp. Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Eugene Fiedorek Mgmt For For For 2 Elect Patricia Graham Mgmt For Against Against 3 Elect F. H. Merelli Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Apartment Investment and Management Co. Ticker Security ID: Meeting Date Meeting Status AIV CUSIP 03748R101 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Richard Ellwood Mgmt For For For 4 Elect Thomas Keltner Mgmt For For For 5 Elect J. Landis Martin Mgmt For For For 6 Elect Robert Miller Mgmt For For For 7 Elect Kathleen Nelson Mgmt For For For 8 Elect Michael Stein Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Apple Computers Inc Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee
Archer-Daniels-Mi dland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director George W. Buckley Management For For For 1.2 Elect Director Mollie Hale Carter Management For For For 1.3 Elect Director Donald E. Felsinger Management For For For 1.4 Elect Director Victoria F. Haynes Management For For For 1.5 Elect Director Antonio Maciel Neto Management For For For 1.6 Elect Director Patrick J. Moore Management For For For 1.7 Elect Director Thomas F. O'Neill Management For For For 1.8 Elect Director Kelvin R. Westbrook Management For For For 1.9 Elect Director Patricia A. Woertz Management For For For 2 Approve Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For 4 Adopt ILO Based Code of Conduct Shareholder Against For Against
Assurant Inc Ticker Security ID: Meeting Date Meeting Status AIZ CUSIP 04621X108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Carver Mgmt For For For 1.2 Elect Juan Cento Mgmt For For For 1.3 Elect Allen Freedman Mgmt For For For 1.4 Elect Elaine Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the Long Term Equity Mgmt For Against Against Incentive Plan
AT&T INC. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHoldr Against For Against Pension Credit Policy 16 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Autodesk Inc Ticker Security ID: Meeting Date Meeting Status ADSK CUSIP 052769106 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford Beveridge Mgmt For For For 3 Elect J. Hallam Dawson Mgmt For For For 4 Elect Per-Kristian Halvorsen Mgmt For Against Against 5 Elect Sean Maloney Mgmt For Against Against 6 Elect Mary McDowell Mgmt For For For 7 Elect Charles Robel Mgmt For For For 8 Elect Steven West Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Executive Incentive Plan Mgmt For For For 11 Amendments to the 2008 Employee Mgmt For Against Against Stock Plan
Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Gregory D. Brenneman Management For For For 1.2 Elect Director Leslie A. Brun Management For For For 1.3 Elect Director Gary C. Butler Management For For For 1.4 Elect Director Leon G. Cooperman Management For For For 1.5 Elect Director Eric C. Fast Management For For For 1.6 Elect Director Linda R. Gooden Management For For For 1.7 Elect Director R. Glenn Hubbard Management For For For 1.8 Elect Director John P. Jones Management For For For 1.9 Elect Director Charles H. Noski Management For For For 1.10 Elect Director Sharon T. Rowlands Management For For For 1.11 Elect Director Gregory L. Summe Management For For For 2 Ratify Auditors Management For For For
Autonation Inc Ticker Security ID: Meeting Date Meeting Status AN CUSIP 05329W102 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mike Jackson Mgmt For For For 1.2 Elect Robert Brown Mgmt For For For 1.3 Elect Rick Burdick Mgmt For For For 1.4 Elect William Crowley Mgmt For For For 1.5 Elect David Edelson Mgmt For For For 1.6 Elect Robert Grusky Mgmt For For For 1.7 Elect Michael Larson Mgmt For For For 1.8 Elect Michael Maroone Mgmt For For For 1.9 Elect Carlos Migoya Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/16/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director William C. Crowley Management For For For 1.2 Elect Director Sue E. Gove Management For For For 1.3 Elect Director Earl G. Graves, Jr. Management For For For 1.4 Elect Director Robert R. Grusky Management For For For 1.5 Elect Director J. R. Hyde, III Management For For For 1.6 Elect Director W. Andrew McKenna Management For For For 1.7 Elect Director George R. Mrkonic, Jr. Management For For For 1.8 Elect Director Luis P. Nieto Management For For For 1.9 Elect Director William C. Rhodes, III Management For For For 1.10 Elect Director Theodore W. Ullyot Management For For For 2 Approve Executive Incentive Bonus Management For For For Plan 3 Ratify Auditors Management For For For
Avalonbay Communities Inc Ticker Security ID: Meeting Date Meeting Status AVB CUSIP 053484101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Avery Dennison Corp. Ticker Security ID: Meeting Date Meeting Status AVY CUSIP 053611109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For Against Against 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan
Avon Products Inc Ticker Security ID: Meeting Date Meeting Status AVP CUSIP 054303102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 03/31/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Baker Hughes Inc Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For Withhold Against 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Ball Corp. Ticker Security ID: Meeting Date Meeting Status BLL CUSIP 058498106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Hayes Mgmt For For For 1.2 Elect Hanno Fiedler Mgmt For For For 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHoldr Against For Against Redemption of Poison Pill
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 02/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Bank Of America Corp. Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For Against Against 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Bank Of New York Mellon Corp. Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For Withhold Against 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes
Bard CR Inc Ticker Security ID: Meeting Date Meeting Status BCR CUSIP 067383109 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Baxter International Inc Ticker Security ID: Meeting Date Meeting Status BAX CUSIP 071813109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
BB & T Corp. Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For Withhold Against 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect Barry Fitzpatrick Mgmt For For For 1.7 Elect J. Littleton Glover, Jr. Mgmt For Withhold Against 1.8 Elect L. Vincent Hackley Mgmt For For For 1.9 Elect Jane Helm Mgmt For For For 1.10 Elect John Howe, III Mgmt For For For 1.11 Elect Kelly King Mgmt For For For 1.12 Elect James Maynard Mgmt For For For 1.13 Elect Albert McCauley Mgmt For For For 1.14 Elect J. Holmes Morrison Mgmt For For For 1.15 Elect Nido Qubein Mgmt For Withhold Against 1.16 Elect Thomas Skains Mgmt For For For 1.17 Elect Thomas Thompson Mgmt For For For 1.18 Elect Stephen Williams Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Overdraft Policies
Becton Dickinson & Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Becton, Jr. Mgmt For For For 1.2 Elect Edward DeGraan Mgmt For For For 1.3 Elect Claire Fraser-Liggett Mgmt For For For 1.4 Elect Edward Ludwig Mgmt For For For 1.5 Elect Adel Mahmoud Mgmt For For For 1.6 Elect James Orr Mgmt For For For 1.7 Elect Willard Overlock, Jr. Mgmt For For For 1.8 Elect Bertram Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 4 Amendment to the 2004 Employee and Mgmt For For For Director Equity-Based Compensation Plan 5 Approval of Material Terms of Mgmt For For For Performance Goals under the Performance Incentive Plan 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Bed Bath & Beyond Inc Ticker Security ID: Meeting Date Meeting Status BBBY CUSIP 075896100 06/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Warren Eisenberg Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For Against Against 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Bemis Company Inc Ticker Security ID: Meeting Date Meeting Status BMS CUSIP 081437105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Curler Mgmt For For For 1.2 Elect Roger O'Shaughnessy Mgmt For For For 1.3 Elect David Haffner Mgmt For For For 1.4 Elect Holly Van Deursen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between CEO and Employee Pay
Berkshire Hathaway Inc Ticker Security ID: Meeting Date Meeting Status BRKA CUSIP 084670702 05/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Warren Buffett Mgmt For For For 1.2 Elect Charles Munger Mgmt For For For 1.3 Elect Howard Buffett Mgmt For For For 1.4 Elect Stephen Burke Mgmt For For For 1.5 Elect Susan Decker Mgmt For For For 1.6 Elect William Gates III Mgmt For For For 1.7 Elect David Gottesman Mgmt For For For 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Donald Keough Mgmt For For For 1.10 Elect Thomas Murphy Mgmt For Withhold Against 1.11 Elect Ronald Olson Mgmt For For For 1.12 Elect Walter Scott, Jr. Mgmt For For For
Best Buy Company Inc Ticker Security ID: Meeting Date Meeting Status BBY CUSIP 086516101 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Kathy Higgins Victor Mgmt For For For 1.4 Elect Rogelio Rebolledo Mgmt For For For 1.5 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Big Lots Inc Ticker Security ID: Meeting Date Meeting Status BIG CUSIP 089302103 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For For For 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 3 Amendment to the 2006 Bonus Plan Mgmt For For For 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Adoption of Advance Notice Mgmt For Against Against Requirement 6 Ratification of Auditor Mgmt For For For
Biogen Idec Inc Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan
BJ Services Co Ticker Security ID: Meeting Date Meeting Status BJS CUSIP 055482103 03/31/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Black & Decker Corp. Ticker Security ID: Meeting Date Meeting Status CUSIP 091797100 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
BMC Software, Inc. Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921100 07/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert E. Beauchamp Management For For For 1.2 Elect Director B. Garland Cupp Management For For For 1.3 Elect Director Jon E. Barfield Management For For For 1.4 Elect Director Gary L. Bloom Management For Withhold Against 1.5 Elect Director Meldon K. Gafner Management For Withhold Against 1.6 Elect Director P. Thomas Jenkins Management For Withhold Against 1.7 Elect Director Louis J. Lavigne, Jr. Management For For For 1.8 Elect Director Kathleen A. O'Neil Management For For For 1.9 Elect Director Tom C. Tinsley Management For Withhold Against 2 Ratify Auditors Management For For For 3 Amend Omnibus Stock Plan Management For For For
Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Biggs Mgmt For For For 2 Elect John Bryson Mgmt For Against Against 3 Elect David Calhoun Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Linda Cook Mgmt For For For 6 Elect William Daley Mgmt For For For 7 Elect Kenneth Duberstein Mgmt For For For 8 Elect Edmund Giambastiani, Jr. Mgmt For For For 9 Elect John McDonnell Mgmt For For For 10 Elect W. James McNerney, Jr. Mgmt For For For 11 Elect Susan Schwab Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Military Contracts/Sales 15 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Boston Properties Ticker Security ID: Meeting Date Meeting Status BXP CUSIP 101121101 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mortimer Zuckerman Mgmt For For For 1.2 Elect Carol Einiger Mgmt For For For 1.3 Elect Jacob Frenkel Mgmt For For For 2 Repeal of Classified Board and Mgmt For For For Adoption of Majority Voting for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Boston Scientific Corp. Ticker Security ID: Meeting Date Meeting Status BSX CUSIP 101137107 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Abele Mgmt For For For 2 Elect Katharine Bartlett Mgmt For For For 3 Elect Bruce Byrnes Mgmt For For For 4 Elect Nelda Connors Mgmt For For For 5 Elect J. Raymond Elliott Mgmt For For For 6 Elect Marye Anne Fox Mgmt For For For 7 Elect Ray Groves Mgmt For Abstain Against 8 Elect Ernest Mario Mgmt For Abstain Against 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Pete Nicholas Mgmt For For For 11 Elect Uwe Reinhardt Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against
Bristol Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For Against Against 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
Broadcom Corp. Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Burlington Northern Santa Fe Corp Ticker Security ID: Meeting Date Meeting Status BNI CUSIP 12189T 02/11/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
CA, Inc. Ticker Security ID: Meeting Date Meeting Status CA CUSIP 12673P105 09/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Raymond J. Bromark Management For For For 2 Elect Director Gary J. Fernandes Management For For For 3 Elect Director Kay Koplovitz Management For For For 4 Elect Director Christopher B. Lofgren Management For For For 5 Elect Director William E. McCracken Management For For For 6 Elect Director John A. Swainson Management For For For 7 Elect Director Laura S. Unger Management For For For 8 Elect Director Arthur F. Weinbach Management For For For 9 Elect Director Renato (Ron) Zambonini Management For For For 10 Ratify Auditors Management For For For 11 Amend Executive Bonus Program Shareholder Against For Against
Cabot Oil & Gas Corp. Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David M. Carmichael Mgmt For For For 2 Elect Robert L. Keiser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
Cameron International Corp. Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Patrick Mgmt For For For 2 Elect Jon Erik Reinhardsen Mgmt For For For 3 Elect Bruce Wilkinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Campbell Soup Co. Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429109 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Edmund M. Carpenter Management For For For 1.2 Elect Director Paul R. Charron Management For For For 1.3 Elect Director Douglas R. Conant Management For For For 1.4 Elect Director Bennett Dorrance Management For For For 1.5 Elect Director Harvey Golub Management For For For 1.6 Elect Director Lawrence C. Karlson Management For For For 1.7 Elect Director Randall W. Larrimore Management For For For 1.8 Elect Director Mary Alice D. Malone Management For For For 1.9 Elect Director Sara Mathew Management For For For 1.10 Elect Director William D. Perez Management For For For 1.11 Elect Director Charles R. Perrin Management For For For 1.12 Elect Director A. Barry Rand Management For For For 1.13 Elect Director Nick Schreiber Management For For For 1.14 Elect Director Archbold D. Van Beuren Management For For For 1.15 Elect Director Les C. Vinney Management For For For 1.16 Elect Director Charlotte C. Weber Management For For For 2 Ratify Auditors Management For For For 3 Amend Executive Incentive Bonus Plan Management For For For
Capital One Financial Corp. Ticker Security ID: Meeting Date Meeting Status COF CUSIP 14040H105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Colleen F. Arnold Management For For For 1.2 Elect Director George S. Barrett Management For For For 1.3 Elect Director Glenn A. Britt Management For For For 1.4 Elect Director Calvin Darden Management For For For 1.5 Elect Director Bruce L. Downey Management For For For 1.6 Elect Director John F. Finn Management For For For 1.7 Elect Director Gregory B. Kenny Management For For For 1.8 Elect Director Richard C. Notebaert Management For For For 1.9 Elect Director David W. Raisbeck Management For For For 1.10 Elect Director Jean G. Spaulding Management For For For 2 Ratify Auditors Management For For For 3 Amend Executive Incentive Bonus Plan Management For For For 4 Performance-Based Equity Awards Shareholder Against For Against 5 Require Independent Board Chairman Shareholder Against Against For
Carnival Corp. Ticker Security ID: Meeting Date Meeting Status CCL CUSIP 143658300 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement
Caterpillar Inc Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 8 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
CB Richard Ellis Group Inc Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12497T101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Blum Mgmt For For For 1.2 Elect Curtis Feeny Mgmt For For For 1.3 Elect Bradford Freeman Mgmt For Withhold Against 1.4 Elect Michael Kantor Mgmt For Withhold Against 1.5 Elect Frederic Malek Mgmt For Withhold Against 1.6 Elect Jane Su Mgmt For Withhold Against 1.7 Elect Laura Tyson Mgmt For For For 1.8 Elect Brett White Mgmt For For For 1.9 Elect Gary Wilson Mgmt For For For 1.10 Elect Ray Wirta Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Celgene Corp. Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Centerpoint Energy Inc Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Campbell Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect Derrill Cody Mgmt For For For 4 Elect Michael Johnson Mgmt For For For 5 Elect David McClanahan Mgmt For For For 6 Elect Robert O'Connell Mgmt For For For 7 Elect Susan O. Rheney Mgmt For For For 8 Elect R.A. Walker Mgmt For For For 9 Elect Peter Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Centex Corp. Ticker Security ID: Meeting Date Meeting Status CTX CUSIP 152312104 08/18/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Merger Agreement Management For For For 2 Adjourn Meeting Management For For For
Centurytel Inc Ticker Security ID: Meeting Date Meeting Status CTL CUSIP 156700106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Bruce Hanks Mgmt For Withhold Against 1.2 Elect C. G. Melville, Jr. Mgmt For For For 1.3 Elect William Owens Mgmt For For For 1.4 Elect Glen Post III Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Company Name Change Mgmt For For For 4 2010 Executive Officer Short Term Mgmt For For For Incentive Plan 5 Shareholder Proposal Regarding ShrHoldr Against Against For Network Management Practices 6 Shareholder Proposal Regarding ShrHoldr Against Against For Limitations on Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Cephalon Inc Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Baldino, Jr. Mgmt For Against Against 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Cf Industries Holdings Inc Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Arzbaecher Mgmt For For For 1.2 Elect Edward Schmitt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CH Robinson Worldwide Inc Ticker Security ID: Meeting Date Meeting Status CHRW CUSIP 12541W209 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Polacek Mgmt For For For 2 Elect ReBecca Roloff Mgmt For For For 3 Elect Michael Wickham Mgmt For For For 4 2010 Non-Equity Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Chesapeake Energy Corp. Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Keating Mgmt For Withhold Against 1.2 Elect Merrill Miller, Jr. Mgmt For For For 1.3 Elect Frederick Whittemore Mgmt For Withhold Against 2 Amendment to the Long Term Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Responsible Use of Company Stock 6 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 9 Shareholder Proposal Regarding ShrHoldr Against For Against Sustainability Report
Chevron Corp. Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee
Chubb Corp. Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Cigna Corp. Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Cordani Mgmt For For For 2 Elect Isaiah Harris, Jr. Mgmt For For For 3 Elect Jane Henney Mgmt For For For 4 Elect Donna Zarcone Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Long-Term Incentive Mgmt For For For Plan 7 Directors Equity Plan Mgmt For Against Against
Cincinnati Finance Ticker Security ID: Meeting Date Meeting Status CINF CUSIP 172062101 05/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Bier Mgmt For For For 1.2 Elect Linda Clement-Holmes Mgmt For For For 1.3 Elect Douglas Skidmore Mgmt For For For 1.4 Elect Larry Webb Mgmt For Withhold Against 2 Repeal of Classified Board Mgmt For For For 3 Adoption of Advance Notice Mgmt For Against Against Requirement 4 Ratification of Auditor Mgmt For For For
Cintas Corp. Ticker Security ID: Meeting Date Meeting Status CTAS CUSIP 172908105 10/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Gerald S. Adolph Management For For For 2 Elect Director Paul R. Carter Management For For For 3 Elect Director Gerald V. Dirvin Management For For For 4 Elect Director Richard T. Farmer Management For For For 5 Elect Director Scott D. Farmer Management For For For 6 Elect Director Joyce Hergenhan Management For For For 7 Elect Director James J. Johnson Management For For For 8 Elect Director Robert J. Kohlhepp Management For For For 9 Elect Director David C. Phillips Management For For For 10 Elect Director Ronald W. Tysoe Management For For For 11 Ratify Auditors Management For For For 12 Adopt Principles for Health Care Shareholder Against Against For Reform
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Carol A. Bartz Management For For For 2 Elect Director M. Michele Burns Management For For For 3 Elect Director Michael D. Capellas Management For For For 4 Elect Director Larry R. Carter Management For For For 5 Elect Director John T. Chambers Management For For For 6 Elect Director Brian L. Halla Management For For For 7 Elect Director John L. Hennessy Management For For For 8 Elect Director Richard M. Kovacevich Management For For For 9 Elect Director Roderick C. McGeary Management For For For 10 Elect Director Michael K. Powell Management For For For 11 Elect Director Arun Sarin Management For For For 12 Elect Director Steven M. West Management For For For 13 Elect Director Jerry Yang Management For For For 14 Amend Omnibus Stock Plan Management For For For 15 Amend Qualified Employee Stock Management For For For Purchase Plan 16 Ratify Auditors Management For For For 17 Amend Bylaws to Establish a Board Shareholder Against Against For Committee on Human Rights 18 Advisory Vote to Ratify Named Shareholder Against For Against Executive Officers' Compensation 19 Report on Internet Fragmentation Shareholder Against For Against
Citigroup Inc Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967101 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For Against Against 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For Against Against 5 Elect Andrew Liveris Mgmt For Against Against 6 Elect Michael O'Neill Mgmt For For For 7 Elect Vikram Pandit Mgmt For For For 8 Elect Richard Parsons Mgmt For Against Against 9 Elect Lawrence Ricciardi Mgmt For For For 10 Elect Judith Rodin Mgmt For Against Against 11 Elect Robert Ryan Mgmt For For For 12 Elect Anthony Santomero Mgmt For For For 13 Elect Diana Taylor Mgmt For For For 14 Elect William Thompson Mgmt For For For 15 Elect Ernesto Zedillo Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 18 Approval of the TARP Repayment Shares Mgmt For For For 19 Advisory Vote on Executive Mgmt For Against Against Compensation 20 Ratification of the Tax Benefits Mgmt For For For Preservation Plan 21 Reverse Stock Split Extension Mgmt For For For 22 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 24 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 25 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 26 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 27 Shareholder Proposal Reimbursement ShrHoldr Against For Against of Solicitation Expenses
Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967101 07/24/2009 Voted Meeting Type Country of Trade Written Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amend Certificate of Incorporation Management For For For to Approve Dividend Blocker Amendment 2 Amend Certificate of Incorporation Management For For For to Approve Director Amendment 3 Amend Certificate of Incorporation Management For Against Against to Approve Retirement Amendment 4 Increase Authorized Preferred Stock Management For Against Against
Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967101 09/02/2009 Voted Meeting Type Country of Trade Written Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase Authorized Common Stock Management For For For 2 Approve Reverse Stock Split Management For For For 3 Amend Certificate of Incorporation Management For Against Against to Eliminate Voting Rights of Common Stock that Relates to Outstanding Series of Preferred Stock
Citrix Systems Inc Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP 177376100 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Templeton Mgmt For For For 2 Elect Stephen Dow Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 AMENDMENT TO THE 2005 EQUITY Mgmt For For For INCENTIVE PLAN 5 Ratification of Auditor Mgmt For For For
Cliffs Natural Resources Inc Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 18683K101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Cambre Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Susan Cunningham Mgmt For For For 1.4 Elect Barry Eldridge Mgmt For For For 1.5 Elect Susan Green Mgmt For For For 1.6 Elect Janice Henry Mgmt For For For 1.7 Elect James Kirsch Mgmt For For For 1.8 Elect Francis McAllister Mgmt For For For 1.9 Elect Roger Phillips Mgmt For For For 1.10 Elect Richard Riederer Mgmt For For For 1.11 Elect Alan Schwartz Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Amendment to the 2007 Incentive Mgmt For For For Equity Plan 4 Ratification of Auditor Mgmt For For For
CME GROUP Ticker Security ID: Meeting Date Meeting Status CME CUSIP 12572Q105 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Terrence Duffy Mgmt For For For 1.2 Elect Charles Carey Mgmt For For For 1.3 Elect Mark Cermak Mgmt For For For 1.4 Elect Martin Gepsman Mgmt For For For 1.5 Elect Leo Melamed Mgmt For For For 1.6 Elect Joseph Niciforo Mgmt For For For 1.7 Elect C.C. Odom II Mgmt For For For 1.8 Elect John Sandner Mgmt For For For 1.9 Elect Dennis Suskind Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CMS Energy Corp. Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For For For 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 4 Shareholder Proposal Regarding ShrHoldr Against For Against Report on Coal Combustion Waste
Coach, Inc. Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754104 11/05/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Lew Frankfort Management For For For 1.2 Elect Director Susan Kropf Management For Withhold Against 1.3 Elect Director Gary Loveman Management For Withhold Against 1.4 Elect Director Ivan Menezes Management For Withhold Against 1.5 Elect Director Irene Miller Management For Withhold Against 1.6 Elect Director Michael Murphy Management For Withhold Against 1.7 Elect Director Jide Zeitlin Management For Withhold Against 2 Amend Omnibus Stock Plan Management For For For 3 Report on Ending Use of Animal Fur Shareholder Against Against For in Products
Coca Cola Company Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Herbert Allen Mgmt For Against Against 2 Elect Ronald Allen Mgmt For For For 3 Elect Cathleen Black Mgmt For For For 4 Elect Barry Diller Mgmt For Against Against 5 Elect Alexis Herman Mgmt For For For 6 Elect Muhtar Kent Mgmt For For For 7 Elect Donald Keough Mgmt For For For 8 Elect Maria Lagomasino Mgmt For For For 9 Elect Donald McHenry Mgmt For For For 10 Elect Sam Nunn Mgmt For For For 11 Elect James Robinson III Mgmt For For For 12 Elect Peter Ueberroth Mgmt For For For 13 Elect Jacob Wallenberg Mgmt For For For 14 Elect James Williams Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHoldr Against For Against Performance Based Restricted Equity Compensation 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Bisphenol-A
Coca Cola Enterprises Ticker Security ID: Meeting Date Meeting Status CCE CUSIP 191219104 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect L. Phillip Humann Mgmt For For For 1.2 Elect Suzanne Labarge Mgmt For For For 1.3 Elect Veronique Morali Mgmt For For For 1.4 Elect Phoebe Wood Mgmt For For For 2 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Severance Agreements
Cognizant Technology Solutions Ticker Security ID: Meeting Date Meeting Status CTSH CUSIP 192446102 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Klein Mgmt For For For 2 Elect Lakshmi Narayanan Mgmt For For For 3 Elect Maureen Breakiron-Evans Mgmt For For For 4 Amendment to the 2004 Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For
Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cahill Mgmt N/A For N/A 2 Elect Ian Cook Mgmt N/A For N/A 3 Elect Helene Gayle Mgmt N/A For N/A 4 Elect Ellen Hancock Mgmt N/A For N/A 5 Elect Joseph Jimenez Mgmt N/A For N/A 6 Elect David Johnson Mgmt N/A For N/A 7 Elect Richard Kogan Mgmt N/A For N/A 8 Elect Delano Lewis Mgmt N/A For N/A 9 Elect J. Pedro Reinhard Mgmt N/A For N/A 10 Elect Stephen Sadove Mgmt N/A For N/A 11 Ratification of Auditor Mgmt N/A For N/A 12 Advisory Vote on Executive Mgmt N/A For N/A Compensation 13 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Reviewing Charitable Spending 14 Shareholder Proposal Regarding Right ShrHoldr N/A Against N/A to Call a Special Meeting
Comcast Corp. Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For Withhold Against 1.2 Elect Kenneth Bacon Mgmt For Withhold Against 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For Withhold Against 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For Withhold Against 1.13 Elect Michael Sovern Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Comerica Inc Ticker Security ID: Meeting Date Meeting Status CMA CUSIP 200340107 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 9 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay ShrHoldr Against Against For for Superior Performance
Computer Sciences Corporation Ticker Security ID: Meeting Date Meeting Status CSC CUSIP 205363104 08/03/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Irving W. Bailey, II Management For For For 1.2 Elect Director David J. Barram Management For For For 1.3 Elect Director Stephen L. Baum Management For For For 1.4 Elect Director Rodney F. Chase Management For For For 1.5 Elect Director Judith R. Haberkorn Management For For For 1.6 Elect Director Michael W. Laphen Management For For For 1.7 Elect Director F. Warren McFarlan Management For For For 1.8 Elect Director Chong Sup Park Management For For For 1.9 Elect Director Thomas H. Patrick Management For For For 2 Ratify Auditors Management For For For
Compuware Corp. Ticker Security ID: Meeting Date Meeting Status CPWR CUSIP 205638109 08/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Dennis W. Archer Management For Withhold Against 1.2 Elect Director Gurminder S. Bedi Management For For For 1.3 Elect Director William O. Grabe Management For For For 1.4 Elect Director William R. Halling Management For For For 1.5 Elect Director Peter Karmanos, Jr. Management For For For 1.6 Elect Director Faye Alexander Nelson Management For For For 1.7 Elect Director Glenda D. Price Management For For For 1.8 Elect Director W. James Prowse Management For Withhold Against 1.9 Elect Director G. Scott Romney Management For Withhold Against 2 Ratify Auditors Management For For For 3 Amend Shareholder Rights Plan Management For For For (Poison Pill)
Conagra Foods Inc. Ticker Security ID: Meeting Date Meeting Status CAG CUSIP 205887102 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Mogens C. Bay Management For For For 1.2 Elect Director Stephen G. Butler Management For For For 1.3 Elect Director Steven F. Goldstone Management For For For 1.4 Elect Director Joie A. Gregor Management For For For 1.5 Elect Director Rajive Johri Management For For For 1.6 Elect Director W.g. Jurgensen Management For For For 1.7 Elect Director Richard H. Lenny Management For For For 1.8 Elect Director Ruth Ann Marshall Management For For For 1.9 Elect Director Gary M. Rodkin Management For For For 1.10 Elect Director Andrew J. Schindler Management For For For 1.11 Elect Director Kenneth E. Stinson Management For For For 2 Approve Omnibus Stock Plan Management For For For 3 Approve Executive Incentive Bonus Management For For For Plan 4 Ratify Auditors Management For For For
Conocophillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHoldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Consol Energy Inc Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Whitmire Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect James Altmeyer, Sr. Mgmt For Withhold Against 1.4 Elect Philip Baxter Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Consolidated Edison Inc Ticker Security ID: Meeting Date Meeting Status ED CUSIP 209115104 05/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kevin Burke Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect George Campbell, Jr. Mgmt For Against Against 4 Elect Gordon Davis Mgmt For For For 5 Elect Michael Del Giudice Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect John Hennessy III Mgmt For For For 8 Elect Sally Hernandez Mgmt For For For 9 Elect John Killian Mgmt For For For 10 Elect Eugene McGrath Mgmt For For For 11 Elect Michael Ranger Mgmt For For For 12 Elect L. Frederick Sutherland Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Executive Compensation
Constellation Brands, Inc. Ticker Security ID: Meeting Date Meeting Status STZ CUSIP 21036P108 07/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Barry A. Fromberg Management For For For 1.2 Elect Director Jeananne K. Hauswald Management For For For 1.3 Elect Director James A. Locke III Management For Withhold Against 1.4 Elect Director Peter M. Perez Management For For For 1.5 Elect Director Richard Sands Management For For For 1.6 Elect Director Robert Sands Management For For For 1.7 Elect Director Paul L. Smith Management For For For 1.8 Elect Director Peter H. Soderberg Management For For For 1.9 Elect Director Mark Zupan Management For For For 2 Ratify Auditors Management For For For 3 Increase Authorized Common Stock Management For For For 4 Amend Omnibus Stock Plan Management For Against Against
Constellation Energy Ticker Security ID: Meeting Date Meeting Status CEG CUSIP 210371100 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Yves de Balmann Mgmt For For For 2 Elect Ann Berzin Mgmt For For For 3 Elect James Brady Mgmt For For For 4 Elect Daniel Camus Mgmt For For For 5 Elect James Curtiss Mgmt For For For 6 Elect Freeman Hrabowski III Mgmt For For For 7 Elect Nancy Lampton Mgmt For For For 8 Elect Robert Lawless Mgmt For For For 9 Elect Mayo Shattuck III Mgmt For For For 10 Elect John Skolds Mgmt For For For 11 Elect Michael Sullivan Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Cooper Industries plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 08/31/2009 Voted Meeting Type Country of Trade Court United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Reincorporation from Bermuda Management For For For to Ireland through Scheme of Arrangement 2 Approve the Creation of Management For For For Distributable Reserves
Corning Inc Ticker Security ID: Meeting Date Meeting Status GLW CUSIP 219350105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Cummings, Jr. Mgmt For For For 2 Elect Carlos Gutierrez Mgmt For For For 3 Elect William Smithburg Mgmt For For For 4 Elect Hansel Tookes, II Mgmt For For For 5 Elect Wendell Weeks Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Variable Compensation Plan Mgmt For For For 8 2010 Equity Plan for Non-Employee Mgmt For For For Directors 9 Repeal of Classified Board Mgmt For For For 10 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Costco Wholesale Corporation Ticker Security ID: Meeting Date Meeting Status COST CUSIP 22160K105 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director B.S. Carson, Sr., M.D. Management For For For 1.2 Elect Director William H. Gates Management For For For 1.3 Elect Director Hamilton E. James Management For For For 1.4 Elect Director Jill S. Ruckelshaus Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For
Coventry Healthcare Inc Com Ticker Security ID: Meeting Date Meeting Status CVH CUSIP 222862104 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dale Crandall Mgmt For Against Against 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHoldr Against For Against Multiple Metrics For Executive Performance Measures
CSX Corp. Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For Against Against 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For
Cummins Inc Ticker Security ID: Meeting Date Meeting Status CMI CUSIP 231021106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bernhard Mgmt For For For 2 Elect Franklin Chang-Diaz Mgmt For For For 3 Elect Robert Herdman Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect William Miller Mgmt For For For 7 Elect Georgia Nelson Mgmt For For For 8 Elect Theodore Solso Mgmt For For For 9 Elect Carl Ware Mgmt For For For 10 Ratification of Auditor Mgmt For For For
CVS Corp. Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For Against Against 3 Elect David Dorman Mgmt For Against Against 4 Elect Kristen Gibney Williams Mgmt For For For 5 Elect Marian Heard Mgmt For For For 6 Elect William Joyce Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For Against Against 8 Elect Terrence Murray Mgmt For Against Against 9 Elect C.A. Lance Piccolo Mgmt For Against Against 10 Elect Sheli Rosenberg Mgmt For Against Against 11 Elect Thomas Ryan Mgmt For For For 12 Elect Richard Swift Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Plan Mgmt For For For 15 Amendment to the Charter to Allow Mgmt For For For Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles
D.R. Horton, Inc. Ticker Security ID: Meeting Date Meeting Status DHI CUSIP 23331A109 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Donald R. Horton Management For For For 1.2 Elect Director Bradley S. Anderson Management For For For 1.3 Elect Director Michael R. Buchanan Management For For For 1.4 Elect Director Michael W. Hewatt Management For For For 1.5 Elect Director Bob G. Scott Management For For For 1.6 Elect Director Donald J. Tomnitz Management For For For 1.7 Elect Director Bill W. Wheat Management For For For 2 Approve Shareholder Rights Plan Management For Against Against (Poison Pill) 3 Ratify Auditors Management For For For
Danaher Corp. Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Darden Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status DRI CUSIP 237194105 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Leonard L. Berry Management For For For 1.2 Elect Director Odie C. Donald Management For For For 1.3 Elect Director Christopher J. Management For For For Fraleigh 1.4 Elect Director David H. Hughes Management For For For 1.5 Elect Director Charles A Ledsinger, Management For For For Jr 1.6 Elect Director William M. Lewis, Jr. Management For For For 1.7 Elect Director Senator Connie Mack Management For For For III 1.8 Elect Director Andrew H. (Drew) Management For For For Madsen 1.9 Elect Director Clarence Otis, Jr. Management For For For 1.10 Elect Director Michael D. Rose Management For For For 1.11 Elect Director Maria A. Sastre Management For For For 2 Ratify Auditors Management For For For
Davita Inc Ticker Security ID: Meeting Date Meeting Status DVA CUSIP 23918K108 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pamela Arway Mgmt For For For 2 Elect Charles Berg Mgmt For For For 3 Elect Willard Brittain, Jr. Mgmt For For For 4 Elect Paul Diaz Mgmt For For For 5 Elect Peter Grauer Mgmt For For For 6 Elect John Nehra Mgmt For For For 7 Elect William Roper Mgmt For For For 8 Elect Kent Thiry Mgmt For For For 9 Elect Roger Valine Mgmt For For For 10 Amendment to the 2002 Equity Mgmt For For For Compensation Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Dean Foods Corp. New Ticker Security ID: Meeting Date Meeting Status DF CUSIP 242370104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tom Davis Mgmt For For For 2 Elect Gregg Engles Mgmt For For For 3 Elect Jim Turner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Restricting Tax Gross-up Payments
Dell Inc. Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R101 07/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director James W. Breyer Management For For For 1.2 Elect Director Donald J. Carty Management For For For 1.3 Elect Director Michael S. Dell Management For For For 1.4 Elect Director William H. Gray, III Management For Withhold Against 1.5 Elect Director Sallie L. Krawcheck Management For For For 1.6 Elect Director Judy C. Lewent Management For For For 1.7 Elect Director Thomas W. Luce, III Management For For For 1.8 Elect Director Klaus S. Luft Management For For For 1.9 Elect Director Alex J. Mandl Management For For For 1.10 Elect Director Sam Nunn Management For Withhold Against 2 Ratify Auditors Management For For For 3 Reimburse Proxy Contest Expenses Shareholder Against For Against 4 Reduce Supermajority Vote Requirement Shareholder Against For Against
Denbury Resources Inc Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 03/09/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Denbury Resources Inc Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gareth Roberts Mgmt For For For 1.2 Elect Wieland Wettstein Mgmt For For For 1.3 Elect Michael Beatty Mgmt For For For 1.4 Elect Michael Decker Mgmt For For For 1.5 Elect Ronald Greene Mgmt For For For 1.6 Elect David Heather Mgmt For For For 1.7 Elect Gregory McMichael Mgmt For For For 1.8 Elect Randy Stein Mgmt For For For 2 Increase in Shares Available Under Mgmt For For For the 2004 Omnibus Stock and Incentive Plan 3 Reapproval of Performance Measures Mgmt For For For Under the 2004 Omnibus Stock and Incentive Plan 4 Increase to Section 162(m) Based Cap Mgmt For For For on Performance Awards Under the 2004 Omnibus Stock and Incentive Plan 5 Ratification of Auditor Mgmt For For For
Dentsply International Inc Ticker Security ID: Meeting Date Meeting Status XRAY CUSIP 249030107 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paula Cholmondeley Mgmt For For For 2 Elect Michael Coleman Mgmt For For For 3 Elect John Miles II Mgmt For For For 4 Elect John Miclot Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For
Devon Energy Corp. Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Richels Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Devry Inc. Ticker Security ID: Meeting Date Meeting Status DV CUSIP 251893103 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Darren R. Huston Management For For For 1.2 Elect Director William T. Keevan Management For For For 1.3 Elect Director Lyle Logan Management For For For 1.4 Elect Director Julia A. McGee Management For For For 2 Ratify Auditors Management For For For 3 Adopt Policy Prohibiting Medically Shareholder Against Against For Unnecessary Veterinary Training Surgeries
Diamond Offshore Drilling Inc Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271C102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Tisch Mgmt For For For 1.2 Elect Lawrence Dickerson Mgmt For For For 1.3 Elect John Bolton Mgmt For For For 1.4 Elect Charles Fabrikant Mgmt For For For 1.5 Elect Paul Gaffney II Mgmt For For For 1.6 Elect Edward Grebow Mgmt For For For 1.7 Elect Herbert Hofmann Mgmt For For For 1.8 Elect Arthur Rebell Mgmt For For For 1.9 Elect Raymond Troubh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
DIRECTV Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A101 11/19/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Merger Agreement Management For For For 2 Approve Voting and Right of First Management For For For Refusal 3 Adjourn Meeting Management For For For
DISCOVER FINANCIAL SERVICES Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 04/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For
discovery communications Ticker Security ID: Meeting Date Meeting Status DISCA CUSIP 25470F104 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Gould Mgmt For For For 1.2 Elect John Hendricks Mgmt For For For 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Dominion Resources Inc Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Jr. Mgmt For For For 4 Elect Thomas Farrell, II Mgmt For For For 5 Elect John Harris Mgmt For For For 6 Elect Robert Jepson, Jr. Mgmt For For For 7 Elect Mark Kington Mgmt For For For 8 Elect Margeret McKenna Mgmt For For For 9 Elect Frank Royal Mgmt For For For 10 Elect Robert Spilman, Jr. Mgmt For For For 11 Elect David Wollard Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement to Amend Articles of Incorporation 14 Elimination of Supermajority Mgmt For For For Requirement to Amend the Bylaws 15 Elimination of Supermajority Mgmt For For For Requirement Regarding Setting the Exact Number of Directors 16 Elimination of Supermajority Mgmt For For For Requirement Regarding Removal of a Director for Cause 17 Clarifying Amendments to Articles of Mgmt For For For Incorporation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of 20% Renewable Energy Goal 19 Shareholder Proposal Regarding ShrHoldr Against Against For Nuclear Power Plant Construction 20 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Donnelley RR & Sons Company Ticker Security ID: Meeting Date Meeting Status RRD CUSIP 257867101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Quinlan, III Mgmt For For For 2 Elect Stephen Wolf Mgmt For For For 3 Elect Lee Chaden Mgmt For For For 4 Elect Judith Hamilton Mgmt For Against Against 5 Elect Susan Ivey Mgmt For For For 6 Elect Thomas Johnson Mgmt For Against Against 7 Elect John Pope Mgmt For For For 8 Elect Michael Riordan Mgmt For Against Against 9 Elect Oliver Sockwell Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding a ShrHoldr Against Against For Sustainable Procurement Policy 12 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation in the Event of a Change of Control
Dover Corp. Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Dow Chemicals Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For Against Against 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect John Hess Mgmt For Against Against 7 Elect Andrew Liveris Mgmt For For For 8 Elect Paul Polman Mgmt For For For 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect James Ringler Mgmt For Against Against 11 Elect Ruth Shaw Mgmt For Against Against 12 Elect Paul Stern Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 15 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Remediation in the Midland Area 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
DR PEPPER SNAPPLE GROUP INC Ticker Security ID: Meeting Date Meeting Status DPS CUSIP 26138E109 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Adams Mgmt For For For 2 Elect Terence Martin Mgmt For For For 3 Elect Ronald Rogers Mgmt For For For 4 Ratification of Auditor Mgmt For For For
DTE Energy Company Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 233331107 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Earley, Jr. Mgmt For For For 1.2 Elect Allan Gilmour Mgmt For For For 1.3 Elect Frank Hennessey Mgmt For For For 1.4 Elect Gail McGovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For For For 4 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 5 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Du Pont EI De Nemours Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHoldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights
Duke Energy Corp. Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Barnet, III Mgmt For For For 1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For 1.3 Elect Michael Browning Mgmt For For For 1.4 Elect Daniel DiMicco Mgmt For For For 1.5 Elect John Forsgren Mgmt For For For 1.6 Elect Ann Maynard Gray Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect E. James Reinsch Mgmt For For For 1.9 Elect James Rhodes Mgmt For For For 1.10 Elect James Rogers Mgmt For For For 1.11 Elect Philip Sharp Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Dun & Bradstreet Corp. Ticker Security ID: Meeting Date Meeting Status DNB CUSIP 26483E100 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alden Mgmt For For For 2 Elect Christopher Coughlin Mgmt For For For 3 Elect Sara Mathew Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr For For For Simple Majority Vote
E Trade Financial Corp. Ticker Security ID: Meeting Date Meeting Status ETFC CUSIP 269246104 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ronald Fisher Mgmt For Against Against 2 Elect Stephen Freiberg Mgmt For For For 3 Elect Kenneth Griffin Mgmt For For For 4 Elect Joseph Velli Mgmt For For For 5 Elect Donna Weaver Mgmt For For For 6 Reverse Stock Split Mgmt For For For 7 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 8 Ratification of Auditor Mgmt For For For
E*Trade Financial Corp. Ticker Security ID: Meeting Date Meeting Status ETFC CUSIP 269246104 08/19/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase Authorized Common Stock Management For For For 2 Approve Conversion of Securities Management For For For 3 Approve Conversion of Securities Management For Against Against 4 Adjourn Meeting Management For Against Against 5 Advisory Vote to Retain Shareholder Management None Against N/A Rights Plan (Poison Pill) Until Scheduled Expiration
Eastman Chemicals Company Ticker Security ID: Meeting Date Meeting Status EMN CUSIP 277432100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gary Anderson Mgmt For For For 2 Elect Renee Hornbaker Mgmt For For For 3 Elect Thomas McLain Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Eastman Kodak Company Ticker Security ID: Meeting Date Meeting Status EK CUSIP 277461109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Braddock Mgmt For Against Against 2 Elect Herald Chen Mgmt For For For 3 Elect Adam Clammer Mgmt For For For 4 Elect Timothy Donahue Mgmt For For For 5 Elect Michael Hawley Mgmt For Against Against 6 Elect William Hernandez Mgmt For For For 7 Elect Douglas Lebda Mgmt For Against Against 8 Elect Debra Lee Mgmt For For For 9 Elect Delano Lewis Mgmt For Against Against 10 Elect William Parrett Mgmt For Against Against 11 Elect Antonio Perez Mgmt For For For 12 Elect Joel Seligman Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Laura Tyson Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2005 Omnibus Mgmt For Against Against Long-Term Compensation Plan 17 Amendment to the Executive Mgmt For Against Against Compensation for Excellence and Leadership Plan
Eaton Corp. Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For Against Against 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Ebay Inc Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For
Ecolab Inc Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arthur Higgins Mgmt For For For 2 Elect Joel Johnson Mgmt For For For 3 Elect C. Scott O'Hara Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Approval of the 2010 Stock Incentive Mgmt For For For Plan 6 Repeal of Classified Board Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Edison International Inc Ticker Security ID: Meeting Date Meeting Status EIX CUSIP 281020107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jagjeet Bindra Mgmt For For For 1.2 Elect Vanessa Chang Mgmt For For For 1.3 Elect France Cordova Mgmt For For For 1.4 Elect Theodore Craver, Jr. Mgmt For For For 1.5 Elect Charles Curtis Mgmt For For For 1.6 Elect Bradford Freeman Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Ronald Olson Mgmt For Withhold Against 1.9 Elect James Rosser Mgmt For For For 1.10 Elect Richard Schlosberg, III Mgmt For For For 1.11 Elect Thomas Sutton Mgmt For For For 1.12 Elect Brett White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
El Paso Corp. Ticker Security ID: Meeting Date Meeting Status EP CUSIP 28336L109 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Juan Braniff Mgmt For For For 2 Elect David Crane Mgmt For For For 3 Elect Douglas Foshee Mgmt For For For 4 Elect Robert Goldman Mgmt For For For 5 Elect Anthony Hall, Jr. Mgmt For For For 6 Elect Thomas Hix Mgmt For For For 7 Elect Ferrell McClean Mgmt For For For 8 Elect Timothy Probert Mgmt For Against Against 9 Elect Steven Shapiro Mgmt For For For 10 Elect J. Michael Talbert Mgmt For For For 11 Elect Robert Vagt Mgmt For For For 12 Elect John Whitmire Mgmt For For For 13 Amendment to the 2005 Omnibus Mgmt For For For Incentive Compensation Plan 14 Ratification of Auditor Mgmt For For For
Electronic Arts Inc. Ticker Security ID: Meeting Date Meeting Status ERTS CUSIP 285512109 07/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Leonard S. Coleman Management For For For 2 Elect Director Jeffrey T. Huber Management For For For 3 Elect Director Gary M. Kusin Management For For For 4 Elect Director Geraldine B. Laybourne Management For For For 5 Elect Director Gregory B. Maffei Management For For For 6 Elect Director Vivek Paul Management For For For 7 Elect Director Lawrence F. Probst III Management For For For 8 Elect Director John S. Riccitiello Management For For For 9 Elect Director Richard A. Simonson Management For For For 10 Elect Director Linda J. Srere Management For For For 11 Approve Stock Option Exchange Program Management For For For 12 Amend Omnibus Stock Plan Management For For For 13 Amend Qualified Employee Stock Management For For For Purchase Plan 14 Ratify Auditors Management For For For
ELI Lilly & Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For Against Against 3 Elect R. David Hoover Mgmt For Against Against 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
EMC Corp. Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Emerson Electric Company Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.3 Elect Walter Galvin Mgmt For Withhold Against 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Measures Mgmt For For For under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For
ENSCO International Plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 12/22/2009 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Change State of Incorporation [from Management For For For Delaware to England] 2 Adjourn Meeting Management For For For
Entergy Corp. Ticker Security ID: Meeting Date Meeting Status ETR CUSIP 29364G103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For For For 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan
EOG Resources Inc Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Triggering Event
Equifax Inc Ticker Security ID: Meeting Date Meeting Status EFX CUSIP 294429105 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Daleo Mgmt For For For 2 Elect Walter Driver Mgmt For For For 3 Elect L. Phillip Humann Mgmt For Against Against 4 Elect Mark Templeton Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Equitable Resources Inc Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vicky Bailey Mgmt For For For 1.2 Elect Murry Gerber Mgmt For For For 1.3 Elect George Miles, Jr. Mgmt For Withhold Against 1.4 Elect James Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHoldr Against For Against Sustainability Report
Equity Residential Ticker Security ID: Meeting Date Meeting Status EQR CUSIP 29476L107 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Alexander Mgmt For Withhold Against 1.2 Elect Charles Atwood Mgmt For Withhold Against 1.3 Elect Linda Bynoe Mgmt For For For 1.4 Elect Boone Knox Mgmt For For For 1.5 Elect John Neal Mgmt For For For 1.6 Elect David Neithercut Mgmt For For For 1.7 Elect Mark Shapiro Mgmt For For For 1.8 Elect Gerald Spector Mgmt For For For 1.9 Elect B. Joseph White Mgmt For Withhold Against 1.10 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Exelon Corp. Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For Against Against 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For
Expedia Inc Ticker Security ID: Meeting Date Meeting Status EXPE CUSIP 30212P105 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. George Battle Mgmt For For For 1.2 Elect Barry Diller Mgmt For Withhold Against 1.3 Elect Jonathan Dolgen Mgmt For For For 1.4 Elect William Fitzgerald Mgmt For For For 1.5 Elect Craig Jacobson Mgmt For For For 1.6 Elect Victor Kaufman Mgmt For For For 1.7 Elect Peter Kern Mgmt For For For 1.8 Elect Dara Khosrowshahi Mgmt For For For 1.9 Elect John Malone Mgmt For Withhold Against 1.10 Elect Jose Tazon Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Expediators International Of Washington Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP 302130109 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For Against Against 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For Against Against 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Express Scripts Inc Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 302182100 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gary Benanav Mgmt For For For 2 Elect Frank Borelli Mgmt For For For 3 Elect Maura Breen Mgmt For For For 4 Elect Nicholas LaHowchic Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow Myers, Jr. Mgmt For For For 8 Elect John Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Samuel Skinner Mgmt For For For 11 Elect Seymour Sternberg Mgmt For For For 12 Elect Barrett Toan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditures Report 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Exxon Mobil Corp. Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For Withhold Against 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For Withhold Against 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHoldr Against For Against Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 8 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHoldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Future Energy Trends
Family Dollar Stores, Inc. Ticker Security ID: Meeting Date Meeting Status FDO CUSIP 307000109 01/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Mark R. Bernstein Management For For For 1.2 Elect Director Pamela L. Davies Management For For For 1.3 Elect Director Sharon Allred Decker Management For For For 1.4 Elect Director Edward C. Dolby Management For For For 1.5 Elect Director Glenn A. Eisenberg Management For For For 1.6 Elect Director Howard R. Levine Management For For For 1.7 Elect Director George R. Mahoney, Jr. Management For For For 1.8 Elect Director James G. Martin Management For For For 1.9 Elect Director Harvey Morgan Management For For For 1.10 Elect Director Dale C. Pond Management For For For 2 Ratify Auditors Management For For For
Fastenal Company Ticker Security ID: Meeting Date Meeting Status FAST CUSIP 311900104 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Kierlin Mgmt For For For 1.2 Elect Stephen Slaggie Mgmt For For For 1.3 Elect Michael Gostomski Mgmt For For For 1.4 Elect Hugh Miller Mgmt For Withhold Against 1.5 Elect Willard Oberton Mgmt For For For 1.6 Elect Michael Dolan Mgmt For Withhold Against 1.7 Elect Reyne Wisecup Mgmt For For For 1.8 Elect Michael Ancius Mgmt For For For 1.9 Elect Scott Satterlee Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against
FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director James L. Barksdale Management For For For 1.2 Elect Director John A. Edwardson Management For For For 1.3 Elect DirectorJudith L. Estrin Management For For For 1.4 Elect Director J.R. Hyde, III Management For For For 1.5 Elect Director Shirley A. Jackson Management For Against Against 1.6 Elect Director Steven R. Loranger Management For Against Against 1.7 Elect Director Gary W. Loveman Management For For For 1.8 Elect Director Susan C. Schwab Management For For For 1.9 Elect Director Frederick W. Smith Management For For For 1.10 Elect Director Joshua I. Smith Management For For For 1.11 Elect Director David P. Steiner Management For For For 1.12 Elect Director Paul S. Walsh Management For Against Against 2 Ratify Auditors Management For For For 3 Require Independent Board Chairman Shareholder Against Against For 4 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings 5 Advisory Vote to Ratify Named Shareholder Against For Against Executive Officers' Compensation 6 Adopt Principles for Health Care Shareholder Against Against For Reform
FIDELITY NAT'L INFORMATIONS SERVICES Ticker Security ID: Meeting Date Meeting Status FIS CUSIP 31620M106 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephan James Mgmt For For For 1.2 Elect James Neary Mgmt For For For 1.3 Elect Frank Martire Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Fidelity National Information Services Inc Ticker Security ID: Meeting Date Meeting Status FIS CUSIP 31620M106 09/04/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issue Shares in Connection with Management For For For Acquisition 2 Approve Issuance of Shares for a Management For For For Private Placement 3 Approve Issuance of Shares for a Management For For For Private Placement 4 Adjourn Meeting Management For For For
Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For For For 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
First Horizon National Corp. Ticker Security ID: Meeting Date Meeting Status FHN CUSIP 320517105 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Carter Mgmt For Withhold Against 1.2 Elect Mark Emkes Mgmt For Withhold Against 1.3 Elect D. Bryan Jordan Mgmt For For For 1.4 Elect R. Brad Martin Mgmt For For For 1.5 Elect Vicki Palmer Mgmt For Withhold Against 1.6 Elect Michael Rose Mgmt For For For 1.7 Elect William Sansom Mgmt For For For 1.8 Elect Luke Yancy III Mgmt For Withhold Against 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Approval of Amendments to the 2003 Mgmt For For For Equity Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For Against Against
First Solar Inc Ticker Security ID: Meeting Date Meeting Status FSLR CUSIP 336433107 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Ahearn Mgmt For For For 1.2 Elect Robert Gillette Mgmt For For For 1.3 Elect Craig Kennedy Mgmt For For For 1.4 Elect James Nolan Mgmt For For For 1.5 Elect William Post Mgmt For For For 1.6 Elect J. Thomas Presby Mgmt For For For 1.7 Elect Paul Stebbins Mgmt For For For 1.8 Elect Michael Sweeney Mgmt For For For 1.9 Elect Jose Villarreal Mgmt For For For 2 2010 Omnibus Incentive Compensation Mgmt For Against Against Plan 3 Associate Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Firstenergy Corp. Ticker Security ID: Meeting Date Meeting Status FE CUSIP 337932107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Fiserv Inc Ticker Security ID: Meeting Date Meeting Status FISV CUSIP 337738108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kim Robak Mgmt For For For 1.2 Elect Thomas Wertheimer Mgmt For For For 1.3 Elect Doyle Simons Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Flir Systems Inc Ticker Security ID: Meeting Date Meeting Status FLIR CUSIP 302445101 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Carter Mgmt For For For 1.2 Elect Michael Smith Mgmt For For For 1.3 Elect John Wood, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Flowserve Corporation Ticker Security ID: Meeting Date Meeting Status FLS CUSIP 34354P105 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gayla Delly Mgmt For For For 1.2 Elect Rick Mills Mgmt For For For 1.3 Elect Charles Rampacek Mgmt For For For 1.4 Elect William Rusnack Mgmt For For For 1.5 Elect Mark Blinn Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Fluor Corp. Ticker Security ID: Meeting Date Meeting Status FLR CUSIP 343412102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Hackett Mgmt For For For 2 Elect Kent Kresa Mgmt For Against Against 3 Elect Nader Sultan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
FMC CORP COM Ticker Security ID: Meeting Date Meeting Status FMCPRC CUSIP 302491303 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For
FMC Technologies Inc Ticker Security ID: Meeting Date Meeting Status FTI CUSIP 30249U101 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thorleif Enger Mgmt For For For 1.2 Elect Claire Farley Mgmt For For For 1.3 Elect Joseph Netherland Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status FPRB CUSIP 345370860 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For Withhold Against 1.4 Elect Edsel Ford II Mgmt For Withhold Against 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For For For 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For Withhold Against 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Carbon Dioxide Reduction
Forest Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838106 08/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Howard Solomon Management For For For 1.2 Elect Director Lawrence S. Olanoff Management For For For 1.3 Elect Director Nesli Basgoz Management For For For 1.4 Elect Director William J. Candee Management For For For 1.5 Elect Director George S. Cohan Management For For For 1.6 Elect Director Dan L. Goldwasser Management For For For 1.7 Elect Director Kenneth E. Goodman Management For For For 1.8 Elect Director Lester B. Salans Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Ratify Auditors Management For For For
Fortune Brands Inc Ticker Security ID: Meeting Date Meeting Status FO CUSIP 349631101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Anne Tatlock Mgmt For Against Against 2 Elect Norman Wesley Mgmt For For For 3 Elect Peter Wilson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 2010 Non-Employee Director Stock Plan Mgmt For For For 7 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
FPL Group Inc Ticker Security ID: Meeting Date Meeting Status FPL CUSIP 302571104 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For
Freeport-McMoran Copper & Gold Ticker Security ID: Meeting Date Meeting Status FCXPRA CUSIP 35671D857 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
FRONTIER COMMUNICATIONS CORP Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Peter Bynoe Mgmt For For For 1.3 Elect Jeri Finard Mgmt For For For 1.4 Elect Lawton Whele Fitt Mgmt For For For 1.5 Elect William Kraus Mgmt For For For 1.6 Elect Howard Schrott Mgmt For For For 1.7 Elect Larraine Segil Mgmt For For For 1.8 Elect David Ward Mgmt For For For 1.9 Elect Myron Wick III Mgmt For For For 1.10 Elect Mary Agnes Wilderotter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 4 Ratification of Auditor Mgmt For For For
Frontier Communications Corp. Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 10/27/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Merger Agreement Management For For For 2 Increase Authorized Common Stock Management For For For 3 Issue Shares in Connection with Management For For For Acquisition
GAMESTOP CORP Ticker Security ID: Meeting Date Meeting Status GME CUSIP 36467W109 06/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Richard Fontaine Mgmt For For For 1.2 Elect Jerome Davis Mgmt For For For 1.3 Elect Steven Koonin Mgmt For For For 1.4 Elect Stephanie Shern Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Gannett Inc Ticker Security ID: Meeting Date Meeting Status GCI CUSIP 364730101 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Craig Dubow Mgmt For For For 1.2 Elect Howard Elias Mgmt For For For 1.3 Elect Arthur Harper Mgmt For For For 1.4 Elect John Louis Mgmt For For For 1.5 Elect Marjorie Magner Mgmt For For For 1.6 Elect Scott McCune Mgmt For For For 1.7 Elect Duncan McFarland Mgmt For For For 1.8 Elect Donna Shalala Mgmt For For For 1.9 Elect Neal Shapiro Mgmt For For For 1.10 Elect Karen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2001 Omnibus Mgmt For For For Incentive Compensation Plan 4 Shareholder Proposal Regarding ShrHoldr Against For Against Restricting Tax Gross-up Payments
Gap Inc Ticker Security ID: Meeting Date Meeting Status GPS CUSIP 364760108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Management Incentive Compensation Award Plan
General Dynamics Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nicholas Chabraja Mgmt For For For 2 Elect James Crown Mgmt For For For 3 Elect William Fricks Mgmt For For For 4 Elect Jay Johnson Mgmt For For For 5 Elect George Joulwan Mgmt For For For 6 Elect Paul Kaminski Mgmt For For For 7 Elect John Keane Mgmt For For For 8 Elect Lester Lyles Mgmt For For For 9 Elect William Osborn Mgmt For For For 10 Elect Robert Walmsley Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Space ShrHoldr Against Against For Weapons
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For Against Against 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Bradbury H. Anderson Management For For For 2 Elect Director R. Kerry Clark Management For For For 3 Elect Director Paul Danos Management For For For 4 Elect Director William T. Esrey Management For For For 5 Elect Director Raymond V. Gilmartin Management For For For 6 Elect Director Judith Richards Hope Management For For For 7 Elect Director Heidi G. Miller Management For For For 8 Elect Director Hilda Management For For For Ochoa-Brillembourg 9 Elect Director Steve Odland Management For For For 10 Elect Director Kendall J. Powell Management For For For 11 Elect Director Lois E. Quam Management For For For 12 Elect Director Michael D. Rose Management For For For 13 Elect Director Robert L. Ryan Management For For For 14 Elect Director Dorothy A. Terrell Management For For For 15 Approve Omnibus Stock Plan Management For For For 16 Ratify Auditors Management For For For 17 Advisory Vote to Ratify Named Shareholder Against For Against Executive Officers' Compensation
Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Johns Mgmt For For For 1.6 Elect Michael Johns Mgmt For For For 1.7 Elect J. Hicks Lanier Mgmt For For For 1.8 Elect Wendy Needham Mgmt For For For 1.9 Elect Jerry Nix Mgmt For Withhold Against 1.10 Elect Larry Prince Mgmt For For For 1.11 Elect Gary Rollins Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Genworth Financial Inc Ticker Security ID: Meeting Date Meeting Status GNW CUSIP 37247D106 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Alesio Mgmt For For For 2 Elect Michael Fraizer Mgmt For For For 3 Elect Nancy Karch Mgmt For Against Against 4 Elect J. Robert Kerrey Mgmt For For For 5 Elect Risa Lavizzo-Mourey Mgmt For For For 6 Elect Christine Mead Mgmt For For For 7 Elect Thomas Moloney Mgmt For For For 8 Elect James Parke Mgmt For For For 9 Elect James Riepe Mgmt For Against Against 10 Re-approval of the 2004 Omnibus Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For
Genzyme Corp. Ticker Security ID: Meeting Date Meeting Status GENZ CUSIP 372917104 06/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Berthiaume Mgmt For For For 1.2 Elect Robert Bertolini Mgmt For For For 1.3 Elect Gail Boudreaux Mgmt For For For 1.4 Elect Robert Carpenter Mgmt For For For 1.5 Elect Charles Cooney Mgmt For For For 1.6 Elect Victor Dzau Mgmt For For For 1.7 Elect Connie Mack III Mgmt For For For 1.8 Elect Richard Syron Mgmt For Withhold Against 1.9 Elect Henri Termeer Mgmt For For For 1.10 Elect Ralph Whitworth Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Amendment to the 2009 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 2007 Director Mgmt For For For Equity Plan 5 Amendment to Articles of Mgmt For For For Organization Regarding the Right to Call a Special Meeting 6 Ratification of Auditor Mgmt For For For
Gilead Sciences Inc Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Goldman Sachs Group Inc Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For Against Against 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Goodrich Corp. Ticker Security ID: Meeting Date Meeting Status GR CUSIP 382388106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carolyn Corvi Mgmt For For For 1.2 Elect Diane Creel Mgmt For For For 1.3 Elect George Davidson, Jr. Mgmt For For For 1.4 Elect Harris Deloach, Jr. Mgmt For For For 1.5 Elect James Griffith Mgmt For For For 1.6 Elect William Holland Mgmt For For For 1.7 Elect John Jumper Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For For For 1.9 Elect Lloyd Newton Mgmt For For For 1.10 Elect Douglas Olesen Mgmt For For For 1.11 Elect Alfred Rankin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For For For Management Incentive Plan
Goodyear Tire & Rubber Company Ticker Security ID: Meeting Date Meeting Status GT CUSIP 382550101 04/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Boland Mgmt For For For 2 Elect James Firestone Mgmt For For For 3 Elect Robert Keegan Mgmt For For For 4 Elect Richard Kramer Mgmt For For For 5 Elect W. Alan McCollough Mgmt For For For 6 Elect Denise Morrison Mgmt For For For 7 Elect Rodney O'Neal Mgmt For For For 8 Elect Shirley Peterson Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Thomas Weidemeyer Mgmt For For For 12 Elect Michael Wessel Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Google Inc Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For Withhold Against 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights in China
Grainger WW Inc Ticker Security ID: Meeting Date Meeting Status GWW CUSIP 384802104 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Wilbur Gantz Mgmt For For For 1.3 Elect V. Ann Hailey Mgmt For For For 1.4 Elect William Hall Mgmt For For For 1.5 Elect Stuart Levenick Mgmt For For For 1.6 Elect John McCarter, Jr. Mgmt For For For 1.7 Elect Neil Novich Mgmt For For For 1.8 Elect Michael Roberts Mgmt For For For 1.9 Elect Gary Rogers Mgmt For For For 1.10 Elect James Ryan Mgmt For For For 1.11 Elect E. Scott Santi Mgmt For For For 1.12 Elect James Slavik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Incentive Plan Mgmt For For For
H&R Block, Inc. Ticker Security ID: Meeting Date Meeting Status HRB CUSIP 093671105 09/24/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Alan M. Bennett Management For For For 1.2 Elect Director Thomas M. Bloch Management For For For 1.3 Elect Director Richard C. Breeden Management For For For 1.4 Elect Director Robert A. Gerard Management For For For 1.5 Elect Director Len J. Lauer Management For For For 1.6 Elect Director David B. Lewis Management For For For 1.7 Elect Director Tom D. Seip Management For For For 1.8 Elect Director L. Edward Shaw, Jr. Management For For For 1.9 Elect Director Russell P. Smyth Management For For For 1.10 Elect Director Christianna Wood Management For For For 2 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 3 Amend Omnibus Stock Plan Management For For For 4 Ratify Auditors Management For For For
H. J. Heinz Co. Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director W.R. Johnson Management For For For 2 Elect Director C.E. Bunch Management For For For 3 Elect Director L.S. Coleman, Jr. Management For For For 4 Elect Director J.G. Drosdick Management For For For 5 Elect Director E.E. Holiday Management For For For 6 Elect Director C. Kendle Management For For For 7 Elect Director D.R. O Hare Management For For For 8 Elect Director N. Peltz Management For For For 9 Elect Director D.H. Reilley Management For For For 10 Elect Director L.C. Swann Management For For For 11 Elect Director T.J. Usher Management For For For 12 Elect Director M.F. Weinstein Management For For For 13 Ratify Auditors Management For For For 14 Provide Right to Call Special Meeting Management For For For
Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For Against Against 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For 6 Elect James Hackett Mgmt For Against Against 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For Against Against 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 13 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Harley-Davidson Inc Ticker Security ID: Meeting Date Meeting Status HOG CUSIP 412822108 04/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect Richard Beattie Mgmt For For For 1.3 Elect Judson Green Mgmt For For For 1.4 Elect N. Thomas Linebarger Mgmt For Withhold Against 2 Repeal of Classified Board Mgmt For For For 3 Employee Incentive Plan Mgmt For For For 4 Amendment to the Director Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Harman International Industries, Inc. Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413086109 12/08/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Dinesh C. Paliwal Management For For For 1.2 Elect Director Edward H. Meyer Management For For For 1.3 Elect Director Gary G. Steel Management For For For
Harris Corp. Ticker Security ID: Meeting Date Meeting Status HRS CUSIP 413875105 10/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Terry D. Growcock Management For For For 1.2 Elect Director Leslie F. Kenne Management For For For 1.3 Elect Director David B. Rickard Management For For For 1.4 Elect Director Gregory T. Swienton Management For For For 2 Ratify Auditors Management For For For 3 Require Independent Board Chairman Shareholder Against Against For
Hartford Financial Services Group Ticker Security ID: Meeting Date Meeting Status HIG CUSIP 416515104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement ShrHoldr Against For Against of Solicitation Expenses
Hasbro Inc Ticker Security ID: Meeting Date Meeting Status HAS CUSIP 418056107 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Brian Goldner Mgmt For For For 1.8 Elect Jack Greenberg Mgmt For For For 1.9 Elect Alan Hassenfeld Mgmt For For For 1.10 Elect Tracy Leinbach Mgmt For For For 1.11 Elect Edward Philip Mgmt For For For 1.12 Elect Alfred Verrecchia Mgmt For For For 2 Amendment to the Restated 2003 Stock Mgmt For Against Against Incentive Performance Plan 3 Ratification of Auditor Mgmt For For For
HCP, INC. Ticker Security ID: Meeting Date Meeting Status HCP CUSIP 40414L109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Healthcare Real Estate Investment Inc Ticker Security ID: Meeting Date Meeting Status HCN CUSIP 42217K106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Hess Corp. Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For Against Against 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation
Home Depot Inc Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For Against Against 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Honeywell International Inc Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights
Hormel Foods Corp. Ticker Security ID: Meeting Date Meeting Status HRL CUSIP 440452100 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Terrell K. Crews Management For For For 1.2 Elect Director Jeffrey M. Ettinger Management For For For 1.3 Elect Director Jody H. Feragen Management For For For 1.4 Elect Director Susan I. Marvin Management For For For 1.5 Elect Director John L. Morrison Management For For For 1.6 Elect Director Elsa A. Murano Management For For For 1.7 Elect Director Robert C. Nakasone Management For For For 1.8 Elect Director Susan K. Nestergard Management For For For 1.9 Elect Director Ronald D. Pearson Management For For For 1.10 Elect Director Dakota A. Pippins Management For For For 1.11 Elect Director Huch C. Smith Management For For For 1.12 Elect Director John G. Turner Management For For For 2 Ratify Auditors Management For For For 3 Implement Specific Animal Welfare Shareholder Against Against For Policies and Practices for Suppliers
Hospira Inc Ticker Security ID: Meeting Date Meeting Status HSP CUSIP 441060100 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Connie Curran Mgmt For For For 2 Elect Heino von Prondzynski Mgmt For For For 3 Elect Mark Wheeler Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Host Marriott Corp. Ticker Security ID: Meeting Date Meeting Status HST CUSIP 44107P104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For For For 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Hudson City Bancorp Inc Ticker Security ID: Meeting Date Meeting Status HCBK CUSIP 443683107 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Quest Mgmt For For For 2 Elect Joseph Sponholz Mgmt For For For 3 Executive Officer Annual Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
Humana Inc Ticker Security ID: Meeting Date Meeting Status HUM CUSIP 444859102 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Jones Jr. Mgmt For For For 2 Elect Frank D'Amelio Mgmt For For For 3 Elect W. Roy Dunbar Mgmt For For For 4 Elect Kurt Hilzinger Mgmt For For For 5 Elect Michael McCallister Mgmt For For For 6 Elect William McDonald Mgmt For For For 7 Elect William Mitchell Mgmt For For For 8 Elect David Nash Mgmt For For For 9 Elect James O'Brien Mgmt For For For 10 Elect Marissa Peterson Mgmt For For For 11 Elect W. Ann Reynolds Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Huntington Bancshares Inc Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP 446150104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Lauer Mgmt For For For 1.2 Elect Gerard Mastroianni Mgmt For For For 1.3 Elect Richard Neu Mgmt For For For 1.4 Elect Kathleen Ransier Mgmt For For For 1.5 Elect William Robertson Mgmt For For For 2 Amendment to the 2007 Stock and Mgmt For For For Long-Term Incentive Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Illinois Tool Works Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
IMS Health Inc Ticker Security ID: Meeting Date Meeting Status RX CUSIP 449934 02/08/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Integrys Energy Group, Inc Ticker Security ID: Meeting Date Meeting Status TEG CUSIP 45822P105 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Bailey Mgmt For For For 1.2 Elect Pastora Cafferty Mgmt For For For 1.3 Elect Ellen Carnahan Mgmt For For For 1.4 Elect Kathryn Hasselblad-Pascale Mgmt For For For 1.5 Elect John Higgins Mgmt For For For 1.6 Elect James Kemerling Mgmt For For For 1.7 Elect Michael Lavin Mgmt For For For 1.8 Elect William Protz, Jr. Mgmt For For For 1.9 Elect Charles Schrock Mgmt For For For 2 2010 Omnibus Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Intel Corp. Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For Against Against 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION
InterContinental Exchange Inc Ticker Security ID: Meeting Date Meeting Status ICE CUSIP 45865V100 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For Withhold Against 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For Withhold Against 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
International Business Machine Corp. Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For Against Against 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For Against Against 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
International Flavours & Fragrances Ticker Security ID: Meeting Date Meeting Status IFF CUSIP 459506101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Margaret Adame Mgmt For For For 2 Elect Marcello Bottoli Mgmt For Against Against 3 Elect Linda Buck Mgmt For For For 4 Elect J. Michael Cook Mgmt For Against Against 5 Elect Roger Ferguson, Jr. Mgmt For For For 6 Elect Peter Georgescu Mgmt For For For 7 Elect Alexandra Herzan Mgmt For Against Against 8 Elect Henry Howell, Jr. Mgmt For For For 9 Elect Katherine Hudson Mgmt For For For 10 Elect Arthur Martinez Mgmt For For For 11 Elect Douglas Tough Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock Award and Incentive Plan Mgmt For Against Against
International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902102 09/30/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Stock Option Exchange Program Management For For For
International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Bronczek Mgmt For For For 2 Elect Lynn Elsenhans Mgmt For For For 3 Elect John Faraci Mgmt For For For 4 Elect Stacey Mobley Mgmt For For For 5 Elect John Townsend, III Mgmt For For For 6 Elect William Walter Mgmt For For For 7 Elect J. Steven Whisler Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call a Special Meeting
Interpublic Group Companies Inc Ticker Security ID: Meeting Date Meeting Status IPG CUSIP 460690100 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Reginald Brack Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Jill Considine Mgmt For For For 4 Elect Richard Goldstein Mgmt For For For 5 Elect Mary Steele Guilfoile Mgmt For For For 6 Elect H. John Greeniaus Mgmt For For For 7 Elect William Kerr Mgmt For For For 8 Elect Michael Roth Mgmt For For For 9 Elect David Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU CUSIP 461202103 12/15/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director David H. Batchelder Management For For For 1.2 Elect Director Christopher W. Brody Management For For For 1.3 Elect Director William V. Campbell Management For For For 1.4 Elect Director Scott D. Cook Management For For For 1.5 Elect Director Diane B. Greene Management For For For 1.6 Elect Director Michael R. Hallman Management For For For 1.7 Elect Director Edward A. Kangas Management For For For 1.8 Elect Director Suzanne Nora Johnson Management For For For 1.9 Elect Director Dennis D. Powell Management For For For 1.10 Elect Director Stratton D. Sclavos Management For For For 1.11 Elect Director Brad D. Smith Management For For For 2 Ratify Auditors Management For For For 3 Amend Omnibus Stock Plan Management For For For 4 Amend Qualified Employee Stock Management For For For Purchase Plan
Intuitive Surgical Inc Ticker Security ID: Meeting Date Meeting Status ISRG CUSIP 46120E602 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Levy Mgmt For For For 1.2 Elect Eric Halvorson Mgmt For For For 1.3 Elect Amal Johnson Mgmt For For For 2 2010 Incentive Award Plan Mgmt For Against Against
INVESCO LTD Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Iron Mountain Inc Ticker Security ID: Meeting Date Meeting Status IRM CUSIP 462846106 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Clarke Bailey Mgmt For For For 2 Elect Constantin Boden Mgmt For For For 3 Elect Robert Brennan Mgmt For For For 4 Elect Kent Dauten Mgmt For For For 5 Elect Per-Kristian Halvorsen Mgmt For For For 6 Elect Michael Lamach Mgmt For For For 7 Elect Arthur Little Mgmt For For For 8 Elect C. Richard Reese Mgmt For For For 9 Elect Vincent Ryan Mgmt For For For 10 Elect Laurie Tucker Mgmt For For For 11 Elect Alfred Verrecchia Mgmt For For For 12 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 13 Amendment to the 2006 Senior Mgmt For For For Executive Incentive Program 14 Amendment to the 2003 Senior Mgmt For For For Executive Incentive Program 15 Ratification of Auditor Mgmt For For For
ITT Industries Inc Ticker Security ID: Meeting Date Meeting Status ITT CUSIP 450911102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For Withhold Against 1.4 Elect Ralph Hake Mgmt For Withhold Against 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For Withhold Against 1.8 Elect Surya Mohapatra Mgmt For Withhold Against 1.9 Elect Linda Sanford Mgmt For Withhold Against 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
J.C. Penney Co., Inc. Ticker Security ID: Meeting Date Meeting Status JCP CUSIP 708160106 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Barrett Mgmt For Against Against 2 Elect M. Anthony Burns Mgmt For Against Against 3 Elect Maxine Clark Mgmt For Against Against 4 Elect Thomas Engibous Mgmt For For For 5 Elect Kent Foster Mgmt For For For 6 Elect Geraldine Laybourne Mgmt For For For 7 Elect Burl Osborne Mgmt For Against Against 8 Elect Leonard Roberts Mgmt For For For 9 Elect Javier Teruel Mgmt For For For 10 Elect R. Gerald Turner Mgmt For Against Against 11 Elect Myron Ullman III Mgmt For For For 12 Elect Mary Beth West Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Jabil Circuit, Inc. Ticker Security ID: Meeting Date Meeting Status JBL CUSIP 466313103 01/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Mel S. Lavitt Management For For For 1.2 Elect Director Timothy L. Main Management For For For 1.3 Elect Director William D. Morean Management For Withhold Against 1.4 Elect Director Lawrence J. Murphy Management For For For 1.5 Elect Director Frank A. Newman Management For For For 1.6 Elect Director Steven A. Raymund Management For For For 1.7 Elect Director Thomas A. Sansone Management For For For 1.8 Elect Director David M. Stout Management For For For 1.9 Elect Director Kathleen A. Walters Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For 4 Other Business Management For Against Against
Jacobs Engineering Group Inc. Ticker Security ID: Meeting Date Meeting Status JEC CUSIP 469814107 01/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert C. Davidson, Management For For For Jr. 1.2 Elect Director Edward V. Fritzky Management For For For 1.3 Elect Director Benjamin F. Montoya Management For For For 1.4 Elect Director Peter J. Robertson Management For For For 2 Ratify Auditors Management For For For
Janus Capital Group Ticker Security ID: Meeting Date Meeting Status JNS CUSIP 47102X105 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Weil Mgmt For For For 2 Elect G. Andrew Cox Mgmt For Against Against 3 Elect Deborah Gatzek Mgmt For For For 4 Elect Robert Parry Mgmt For For For 5 Elect Jock Patton Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 2010 Long Term Incentive Stock Plan Mgmt For Against Against
JDS Uniphase Corp. Ticker Security ID: Meeting Date Meeting Status JDSU CUSIP 46612J507 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Richard E. Belluzzo Management For For For 1.2 Elect Director Harold L. Covert Management For For For 1.3 Elect Director Penelope A. Herscher Management For For For 1.4 Elect Director Masood Jabbar Management For For For 2 Approve Stock Option Exchange Program Management For For For 3 Amend Qualified Employee Stock Management For For For Purchase Plan 4 Ratify Auditors Management For For For
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For Against Against 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director David P. Abney Management For For For 1.2 Elect Director Robert L. Barnett Management For For For 1.3 Elect Director Eugenio Clariond Management For For For Reyes-Retana 1.4 Elect Director Jeffrey A. Joerres Management For Withhold Against 2 Ratify Auditors Management For For For 3 Require a Majority Vote for the Shareholder Against For Against Election of Directors
JP Morgan Chase & Company Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Juniper Networks Inc Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For Withhold Against 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
Kellogg Company Ticker Security ID: Meeting Date Meeting Status K CUSIP 487836108 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Benjamin Carson, Sr. Mgmt For For For 1.2 Elect Gordon Gund Mgmt For For For 1.3 Elect Dorothy Johnson Mgmt For For For 1.4 Elect Ann Korologos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Keycorp Ticker Security ID: Meeting Date Meeting Status KEY CUSIP 493267108 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bares Mgmt For Withhold Against 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For Withhold Against 1.4 Elect Alexander Cutler Mgmt For Withhold Against 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For Withhold Against 1.9 Elect Henry Meyer III Mgmt For Withhold Against 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For Withhold Against 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Preferred Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation
Kimberly-Clark Corp. Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For Against Against 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Kimco Realty Corp. Ticker Security ID: Meeting Date Meeting Status KIM CUSIP 49446R109 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Milton Cooper Mgmt For For For 1.2 Elect Philip Coviello Mgmt For Withhold Against 1.3 Elect Richard Dooley Mgmt For For For 1.4 Elect Joe Grills Mgmt For Withhold Against 1.5 Elect David Henry Mgmt For For For 1.6 Elect F. Patrick Hughes Mgmt For Withhold Against 1.7 Elect Frank Lourenso Mgmt For Withhold Against 1.8 Elect Richard Saltzman Mgmt For Withhold Against 2 2010 Equity Participation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
King Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status KG CUSIP 495582108 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For Withhold Against 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
KLA-Tencor Corp. Ticker Security ID: Meeting Date Meeting Status KLAC CUSIP 482480100 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert P. Akins Management For For For 1.2 Elect Director Robert T. Bond Management For For For 1.3 Elect Director Kiran M. Patel Management For For For 1.4 Elect Director David C. Wang Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Approve Executive Incentive Bonus Management For For For Plan 4 Ratify Auditors Management For For For
Kohls Corp. Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For Against Against 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Kraft Foods Inc Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajaypal Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For Against Against 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Kroger Company Ticker Security ID: Meeting Date Meeting Status KR CUSIP 501044101 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change
L3 Communications Holdings Inc Ticker Security ID: Meeting Date Meeting Status LLL CUSIP 502424104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Claude Canizares Mgmt For For For 1.2 Elect Thomas Corcoran Mgmt For For For 1.3 Elect Lewis Kramer Mgmt For For For 1.4 Elect Alan Washkowitz Mgmt For For For 2 Amendment to the 2008 Long Term Mgmt For For For Performance Plan 3 Ratification of Auditor Mgmt For For For
Laboratory Corp American Ticker Security ID: Meeting Date Meeting Status LH CUSIP 50540R409 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David King Mgmt For For For 2 Elect Kerrii Anderson Mgmt For For For 3 Elect Jean-Luc Belingard Mgmt For Against Against 4 Elect Wendy Lane Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Robert Mittelstaedt, Jr. Mgmt For For For 7 Elect Arthur Rubenstein Mgmt For For For 8 Elect M. Keith Weikel Mgmt For For For 9 Elect R. Sanders Williams Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Legg Mason, Inc. Ticker Security ID: Meeting Date Meeting Status LM CUSIP 524901105 07/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert E. Angelica Management For For For 1.2 Elect Director Barry W. Huff Management For For For 1.3 Elect Director John E. Koerner, III Management For Withhold Against 1.4 Elect Director Cheryl Gordon Krongard Management For Withhold Against 1.5 Elect Director Scott C. Nuttall Management For Withhold Against 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For 4 Compensation- Make Changes to the Shareholder Against For Against Executive Incentive Compensation Plan (EICP) as Applied to Senior Executives 5 Require a Majority Vote for the Shareholder Against For Against Election of Directors
Leggett & Platt Inc Ticker Security ID: Meeting Date Meeting Status LEG CUSIP 524660107 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe, III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For Against Against 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Flexible Stock Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against For Against Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
Lennar Corp. Ticker Security ID: Meeting Date Meeting Status LEN CUSIP 526057104 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Irving Bolotin Mgmt For Withhold Against 1.2 Elect Steven Gerard Mgmt For Withhold Against 1.3 Elect Sherrill Hudson Mgmt For Withhold Against 1.4 Elect R. Kirk Landon Mgmt For Withhold Against 1.5 Elect Sidney Lapidus Mgmt For For For 1.6 Elect Stuart Miller Mgmt For For For 1.7 Elect Donna Shalala Mgmt For For For 1.8 Elect Jeffrey Sonnenfeld Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions
Leucadia National Corp. Ticker Security ID: Meeting Date Meeting Status LUK CUSIP 527288104 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Cumming Mgmt For Withhold Against 1.2 Elect Paul Dougan Mgmt For For For 1.3 Elect Alan Hirschfield Mgmt For For For 1.4 Elect James Jordan Mgmt For For For 1.5 Elect Jeffrey Keil Mgmt For For For 1.6 Elect Jesse Nichols, III Mgmt For For For 1.7 Elect Michael Sorkin Mgmt For For For 1.8 Elect Joseph Steinberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Lexmark International Group A Ticker Security ID: Meeting Date Meeting Status LXK CUSIP 529771107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Curlander Mgmt For For For 2 Elect Kathi Seifert Mgmt For For For 3 Elect Jean-Paul Montupet Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Life Technologies Corp Ticker Security ID: Meeting Date Meeting Status LIFE CUSIP 53217V109 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Adam Mgmt For For For 1.2 Elect Raymond Dittamore Mgmt For For For 1.3 Elect Arnold Levine Mgmt For For For 1.4 Elect Bradley Lorimier Mgmt For For For 1.5 Elect David U'Prichard Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Adoption of Majority Vote for Election of Directors) 4 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Elimination of Supermajority Requirement) 5 Amendment to the Bylaws of the Mgmt For For For Company (Adoption of Majority Vote for Election of Directors) 6 Amendment to the Bylaws of the Mgmt For For For Company (Elimination of Supermajority Provisions) 7 2010 Incentive Compensation Plan Mgmt For For For
Limited Brands Inc Ticker Security ID: Meeting Date Meeting Status LTD CUSIP 532716107 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Hersch Mgmt For For For 2 Elect David Kollat Mgmt For For For 3 Elect William Loomis, Jr. Mgmt For For For 4 Elect Leslie Wexner Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Lincoln National Corp. Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Avery Mgmt For For For 1.2 Elect William Cunningham Mgmt For Withhold Against 1.3 Elect William Payne Mgmt For For For 1.4 Elect Patrick Pittard Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation
Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Robert H. Swanson, Jr. Management For For For 1.2 Elect Director David S. Lee Management For Withhold Against 1.3 Elect Director Lothar Maier Management For For For 1.4 Elect Director Richard M. Moley Management For Withhold Against 1.5 Elect Director Thomas S. Volpe Management For Withhold Against 2 Amend Qualified Employee Stock Management For For For Purchase Plan 3 Approve Executive Incentive Bonus Management For For For Plan 4 Ratify Auditors Management For For For
Lockheed Martin Corp. Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. C. Aldridge, Jr. Mgmt For Against Against 2 Elect Nolan Archibald Mgmt For Against Against 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Gwendolyn King Mgmt For For For 6 Elect James Loy Mgmt For Against Against 7 Elect Douglas McCorkindale Mgmt For Against Against 8 Elect Joseph Ralston Mgmt For Against Against 9 Elect James Schneider Mgmt For Against Against 10 Elect Anne Stevens Mgmt For Against Against 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Space ShrHoldr Against Against For Weapons
Loews Corp Carolina Group Ticker Security ID: Meeting Date Meeting Status L CUSIP 540424108 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berman Mgmt For For For 2 Elect Joseph Bower Mgmt For Against Against 3 Elect Charles Diker Mgmt For For For 4 Elect Jacob Frenkel Mgmt For For For 5 Elect Paul Fribourg Mgmt For For For 6 Elect Walter Harris Mgmt For For For 7 Elect Philip Laskawy Mgmt For Against Against 8 Elect Ken Miller Mgmt For For For 9 Elect Gloria Scott Mgmt For For For 10 Elect Andrew Tisch Mgmt For For For 11 Elect James Tisch Mgmt For For For 12 Elect Jonathan Tisch Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
LORILLARD INC Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Virgis Colbert Mgmt For Withhold Against 1.2 Elect Richard Roedel Mgmt For Withhold Against 1.3 Elect David Taylor Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Lowe's Companies Inc Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
LSI Logic Corp. Ticker Security ID: Meeting Date Meeting Status LSI CUSIP 502161102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Haggerty Mgmt For For For 2 Elect Richard Hill Mgmt For For For 3 Elect John Miner Mgmt For For For 4 Elect Arun Netravali Mgmt For For For 5 Elect Matthew O'Rourke Mgmt For For For 6 Elect Gregorio Reyes Mgmt For For For 7 Elect Michael Strachan Mgmt For For For 8 Elect Abhijit Talwalkar Mgmt For For For 9 Elect Susan Whitney Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 12 Amendment to the Employee Stock Mgmt For For For Purchase Plan
M & T Bank Corp. Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Colm Doherty Mgmt For For For 1.9 Elect Gary Geisel Mgmt For For For 1.10 Elect Patrick Hodgson Mgmt For For For 1.11 Elect Richard King Mgmt For Withhold Against 1.12 Elect Jorge Pereira Mgmt For For For 1.13 Elect Michael Pinto Mgmt For For For 1.14 Elect Melinda Rich Mgmt For For For 1.15 Elect Robert Sadler, Jr. Mgmt For For For 1.16 Elect Herbert Washington Mgmt For For For 1.17 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For
Macy`s Inc Ticker Security ID: Meeting Date Meeting Status M CUSIP 55616P104 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For Withhold Against 1.3 Elect Meyer Feldberg Mgmt For Withhold Against 1.4 Elect Sara Levinson Mgmt For Withhold Against 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For Withhold Against 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For Withhold Against 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Marathon Oil Corp. Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For Against Against 2 Elect Clarence Cazalot, Jr. Mgmt For For For 3 Elect David Daberko Mgmt For Against Against 4 Elect William Davis, III Mgmt For Against Against 5 Elect Shirley Jackson Mgmt For Against Against 6 Elect Philip Lader Mgmt For Against Against 7 Elect Charles Lee Mgmt For Against Against 8 Elect Michael Phelps Mgmt For Against Against 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect Seth Schofield Mgmt For Against Against 11 Elect John Snow Mgmt For Against Against 12 Elect Thomas Usher Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Executive Compensation (Say on Pay)
Marriott International Inc Ticker Security ID: Meeting Date Meeting Status MAR CUSIP 571903202 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For For For 3 Elect Mary Bush Mgmt For For For 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For For For 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For For For 8 Elect Steven Reinemund Mgmt For For For 9 Elect W. Mitt Romney Mgmt For For For 10 Elect William Shaw Mgmt For For For 11 Elect Lawrence Small Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Marsh & McLennan Companies Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Baker Mgmt For For For 2 Elect Zachary Carter Mgmt For For For 3 Elect Brian Duperreault Mgmt For For For 4 Elect Oscar Fanjul Mgmt For Against Against 5 Elect H. Edward Hanway Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Marshall & Ilsley Corp. Ticker Security ID: Meeting Date Meeting Status MI CUSIP 571837103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jon Chait Mgmt For For For 1.2 Elect John Daniels, Jr. Mgmt For Withhold Against 1.3 Elect Mark Furlong Mgmt For For For 1.4 Elect Ted Kellner Mgmt For Withhold Against 1.5 Elect Dennis Kuester Mgmt For For For 1.6 Elect David Lubar Mgmt For For For 1.7 Elect Katharine Lyall Mgmt For For For 1.8 Elect John Mellowes Mgmt For For For 1.9 Elect San Orr, Jr. Mgmt For For For 1.10 Elect Robert O'Toole Mgmt For For For 1.11 Elect Peter Platten III Mgmt For For For 1.12 Elect John Shiely Mgmt For For For 1.13 Elect George Wardeberg Mgmt For For For 1.14 Elect James Wigdale Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Masco Corp. Ticker Security ID: Meeting Date Meeting Status MAS CUSIP 574599106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Archer Mgmt For For For 2 Elect Anthony Earley, Jr. Mgmt For Against Against 3 Elect Lisa Payne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Long-Term Mgmt For Against Against Stock Incentive Plan
Massey Energy Company Ticker Security ID: Meeting Date Meeting Status MEE CUSIP 576206106 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Gabrys Mgmt For Withhold Against 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board
Mattel Inc Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For
McAfee Inc Ticker Security ID: Meeting Date Meeting Status MFE CUSIP 579064106 06/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For
McDonalds Corp. Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHoldr Against Against For Cage-Free Eggs
McGraw-Hill Companies Inc Ticker Security ID: Meeting Date Meeting Status MHP CUSIP 580645109 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pedro Aspe Mgmt For For For 2 Elect Robert McGraw Mgmt For For For 3 Elect Hilda Ochoa-Brillembourg Mgmt For For For 4 Elect Edward Rust, Jr. Mgmt For Against Against 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement Related to Classified Board 7 Elimination of Supermajority Mgmt For For For Requirement Regarding Mergers or Consolidations 8 Elimination of Supermajority Mgmt For For For Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business 9 Elimination of Supermajority Mgmt For For For Requirement Regarding Plan for the Exchange of Shares 10 Elimination of Supermajority Mgmt For For For Requirement Regarding Authorization of Dissolution 11 Elimination of the "Fair Price" Mgmt For For For Provision 12 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
McKesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/22/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Andy D. Bryant Management For For For 1.2 Elect Director Wayne A. Budd Management For For For 1.3 Elect Director John H. Hammergren Management For For For 1.4 Elect Director Alton F. Irby, III Management For For For 1.5 Elect Director M. Christine Jacobs Management For For For 1.6 Elect Director Marie L. Knowles Management For For For 1.7 Elect Director David M. Lawrence Management For For For 1.8 Elect Director Edward A. Mueller Management For For For 1.9 Elect Director Jane E. Shaw Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For 4 Stock Retention/Holding Period Shareholder Against For Against 5 Adopt a Policy in which the Company Shareholder Against For Against will not Make or Promise to Make Any Death Benefit Payments to Senior Executives
Mead Johnson Nutrition Company Ticker Security ID: Meeting Date Meeting Status MJN CUSIP 582839106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Golsby Mgmt For For For 1.2 Elect Steven Altschuler Mgmt For For For 1.3 Elect Howard Bernick Mgmt For For For 1.4 Elect James Cornelius Mgmt For For For 1.5 Elect Peter Ratcliffe Mgmt For For For 1.6 Elect Elliott Sigal Mgmt For For For 1.7 Elect Robert Singer Mgmt For For For 1.8 Elect Kimberly Casiano Mgmt For For For 1.9 Elect Anna Catalano Mgmt For For For 2 Amendment to the 2009 Stock Award Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For
Meadwestvaco Corp. Ticker Security ID: Meeting Date Meeting Status MWV CUSIP 583334107 04/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Campbell Mgmt For For For 2 Elect Thomas Cole, Jr. Mgmt For For For 3 Elect James Kaiser Mgmt For For For 4 Elect Richard Kelson Mgmt For For For 5 Elect James Kilts Mgmt For For For 6 Elect Susan Kropf Mgmt For For For 7 Elect Douglas Luke Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Robert McCormack Mgmt For For For 10 Elect Timothy Powers Mgmt For For For 11 Elect Edward Straw Mgmt For For For 12 Elect Jane Warner Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Medco Health Solutions Inc Ticker Security ID: Meeting Date Meeting Status MHS CUSIP 58405U102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For Against Against 4 Elect Charles Lillis Mgmt For Against Against 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For Against Against 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings
Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/27/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Richard H. Anderson Management For For For 1.2 Elect Director Victor J. Dzau Management For For For 1.3 Elect Director William A. Hawkins Management For For For 1.4 Elect Director S. Ann Jackson Management For For For 1.5 Elect Director Denise M. O'Leary Management For For For 1.6 Elect Director Robert C. Pozen Management For For For 1.7 Elect Director Jean-pierre Rosso Management For For For 1.8 Elect Director Jack W. Schuler Management For For For 2 Ratify Auditors Management For For For 3 Amend Qualified Employee Stock Management For For For Purchase Plan 4 Amend Omnibus Stock Plan Management For For For
Memc Electronic Materials Ticker Security ID: Meeting Date Meeting Status WFR CUSIP 552715104 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Emmanuel Hernandez Mgmt For For For 2 Elect John Marren Mgmt For For For 3 Elect William Stevens Mgmt For For For 4 Elect James Williams Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Acquisition Management For For For
Merck & Company Inc Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan
Meredith Corporation Ticker Security ID: Meeting Date Meeting Status MDP CUSIP 589433101 11/04/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director James R. Craigie Management For For For 1.2 Elect Director William T. Kerr Management For For For 1.3 Elect Director Frederick B. Henry Management For Withhold Against 2 Ratify Auditors Management For For For 3 Amend Omnibus Stock Plan Management For For For 4 Amend Omnibus Stock Plan Management For Against Against
Metlife Inc Ticker Security ID: Meeting Date Meeting Status MET CUSIP 59156R108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
METROPCS COMMUNICATIONS INC Ticker Security ID: Meeting Date Meeting Status PCS CUSIP 591708102 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Kevin Landry Mgmt For For For 1.2 Elect Arthur Patterson Mgmt For For For 1.3 Elect James Perry, Jr. Mgmt For For For 2 2010 Equity Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
Microchip Technology Incorporated Ticker Security ID: Meeting Date Meeting Status MCHP CUSIP 595017104 08/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Steve Sanghi Management For For For 1.2 Elect Director Albert J. Management For Withhold Against Hugo-martinez 1.3 Elect Director L.b. Day Management For Withhold Against 1.4 Elect Director Matthew W. Chapman Management For For For 1.5 Elect Director Wade F. Meyercord Management For Withhold Against 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For
Micron Technology, Inc. Ticker Security ID: Meeting Date Meeting Status MU CUSIP 595112103 12/10/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Steven R. Appleton Management For For For 2 Elect Director Teruaki Aoki Management For For For 3 Elect Director James W. Bagley Management For For For 4 Elect Director Robert L. Bailey Management For For For 5 Elect Director Mercedes Johnson Management For For For 6 Elect Director Lawrence N. Mondry Management For For For 7 Elect Director Robert E. Switz Management For For For 8 Approve Executive Incentive Bonus Management For For For Plan 9 Ratify Auditors Management For For For
Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director William H. Gates, III Management For For For 2 Elect Director Steven A. Ballmer Management For For For 3 Elect Director Dina Dublon Management For For For 4 Elect Director Raymond V. Gilmartin Management For For For 5 Elect Director Reed Hastings Management For For For 6 Elect Director Maria Klawe Management For For For 7 Elect Director David F. Marquardt Management For For For 8 Elect Director Charles H. Noski Management For For For 9 Elect Director Helmut Panke Management For For For 10 Ratify Auditors Management For For For 11 Permit Right to Call Special Meeting Management For For For 12 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 13 Adopt Principles for Health Care Shareholder Against Against For Reform 14 Report on Charitable Contributions Shareholder Against Against For
Millipore Corp. Ticker Security ID: Meeting Date Meeting Status MIL CUSIP 601073109 06/03/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Molex Incorporated Ticker Security ID: Meeting Date Meeting Status MOLX CUSIP 608554101 10/30/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Michelle L. Collins Management For For For 1.2 Elect Director Fred L. Krehbiel Management For For For 1.3 Elect Director David L. Landsittel Management For For For 1.4 Elect Director Joe W. Laymon Management For For For 1.5 Elect Director James S. Metcalf Management For For For 2 Ratify Auditors Management For For For
Molson Coors Brewing Company Ticker Security ID: Meeting Date Meeting Status TAPA CUSIP 60871R209 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For Withhold Against
Monsanto Co. Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Frank V. AtLee III Management For For For 2 Elect Director David L. Chicoine Management For For For 3 Elect Director Arthur H. Harper Management For For For 4 Elect Director Gwendolyn S. King Management For For For 5 Ratify Auditors Management For For For 6 Amend Omnibus Stock Plan Management For For For
Monster Worldwide Inc Ticker Security ID: Meeting Date Meeting Status MWW CUSIP 611742107 06/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect Robert Chrenc Mgmt For For For 3 Elect John Gaulding Mgmt For For For 4 Elect Edmund Giambastiani, Jr. Mgmt For For For 5 Elect Cynthia McCague Mgmt For For For 6 Elect Jeffrey Rayport Mgmt For For For 7 Elect Roberto Tunioli Mgmt For For For 8 Elect Timothy Yates Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For
Moodys Corp. Ticker Security ID: Meeting Date Meeting Status MCO CUSIP 615369105 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Darrell Duffie Mgmt For For For 3 Elect Raymond McDaniel, Jr. Mgmt For For For 4 Amendment to the 2001 Key Employees' Mgmt For For For Stock Incentive Plan 5 Amendment to the 2004 Covered Mgmt For For For Employee Cash Incentive Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MPQ CUSIP 617446448 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roy Bostock Mgmt For Against Against 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback)
Motorola Inc Ticker Security ID: Meeting Date Meeting Status MOT CUSIP 620076109 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For Against Against 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For Against Against 8 Elect James Stengel Mgmt For Against Against 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Murphy Oil Corp. Ticker Security ID: Meeting Date Meeting Status MUR CUSIP 626717102 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Blue Mgmt For For For 1.2 Elect Claiborne Deming Mgmt For For For 1.3 Elect Robert Hermes Mgmt For Withhold Against 1.4 Elect James Kelley Mgmt For For For 1.5 Elect R. Madison Murphy Mgmt For For For 1.6 Elect William Nolan, Jr. Mgmt For For For 1.7 Elect Neal Schmale Mgmt For For For 1.8 Elect David Smith Mgmt For For For 1.9 Elect Caroline Theus Mgmt For For For 1.10 Elect David Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Mylan Laboratories Inc Ticker Security ID: Meeting Date Meeting Status MYL CUSIP 628530107 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Wendy Cameron Mgmt For For For 1.4 Elect Neil Dimick Mgmt For Withhold Against 1.5 Elect Douglas Leech Mgmt For Withhold Against 1.6 Elect Joseph Maroon Mgmt For For For 1.7 Elect Mark Parrish Mgmt For For For 1.8 Elect C. B. Todd Mgmt For For For 1.9 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Nabors Industries Limited Ticker Security ID: Meeting Date Meeting Status NBR CUSIP G6359F103 06/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Lombardi Mgmt For Withhold Against 1.2 Elect James Payne Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Pay ShrHoldr Against For Against for Superior Performance 4 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Nasdaq Stock Market Inc Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Lon Gorman Mgmt For For For 5 Elect Robert Greifeld Mgmt For For For 6 Elect Glenn Hutchins Mgmt For For For 7 Elect Birgitta Kantola Mgmt For For For 8 Elect Essa Kazim Mgmt For For For 9 Elect John Markese Mgmt For For For 10 Elect Hans Nielsen Mgmt For For For 11 Elect Thomas O'Neill Mgmt For Against Against 12 Elect James Riepe Mgmt For For For 13 Elect Michael Splinter Mgmt For For For 14 Elect Lars Wedenborn Mgmt For For For 15 Elect Deborah Wince-Smith Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the Equity Incentive Mgmt For For For Plan 18 Amendment to the Equity Incentive Mgmt For For For Plan to Allow for a One-Time Stock Option Exchange Program 19 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 20 2010 Executive Corporate Incentive Mgmt For For For Plan 21 Conversion of Series A Preferred Mgmt For For For Stock into Common Stock
National Oilwell Varco Inc Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
National Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status NSM CUSIP 637640103 09/25/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Brian L. Halla Management For For For 1.2 Elect Director Steven R. Appleton Management For For For 1.3 Elect Director Gary P. Arnold Management For For For 1.4 Elect Director Richard J. Danzig Management For For For 1.5 Elect Director John T. Dickson Management For For For 1.6 Elect Director Robert J. Frankenberg Management For For For 1.7 Elect Director Modesto A. Maidique Management For For For 1.8 Elect Director Edward R. McCracken Management For For For 1.9 Elect Director Roderick C. McGeary Management For For For 2 Ratify Auditors Management For For For 3 Approve Executive Incentive Bonus Management For For For Plan 4 Approve Omnibus Stock Plan Management For For For 5 Approve Repricing of Options Management For For For
NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 10/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Daniel J. Warmenhoven Management For For For 1.2 Elect Director Donald T. Valentine Management For For For 1.3 Elect Director Jeffry R. Allen Management For Withhold Against 1.4 Elect Director Alan L. Earhart Management For For For 1.5 Elect Director Thomas Georgens Management For For For 1.6 Elect Director Mark Leslie Management For For For 1.7 Elect Director Nicholas G. Moore Management For For For 1.8 Elect Director George T. Shaheen Management For For For 1.9 Elect Director Robert T. Wall Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Amend Omnibus Stock Plan Management For For For 4 Amend Qualified Employee Stock Management For For For Purchase Plan 5 Amend Executive Incentive Bonus Plan Management For For For 6 Ratify Auditors Management For For For
NEW YORK TIMES CO CL B CONV Ticker Security ID: Meeting Date Meeting Status NYT CUSIP 650111107 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raul Cesan Mgmt For For For 1.2 Elect Robert Denham Mgmt For For For 1.3 Elect James Kohlberg Mgmt For For For 1.4 Elect Dawn Lepore Mgmt For For For 2 2010 Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Newell Rubbermaid Inc Ticker Security ID: Meeting Date Meeting Status NWL CUSIP 651229106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Scott Cowen Mgmt For For For 2 Elect Cynthia Montgomery Mgmt For For For 3 Elect Michael B. Polk Mgmt For For For 4 Elect Michael Todman Mgmt For For For 5 2010 Stock Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Newmont Mining Corp. Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For Withhold Against 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Nicor Inc Ticker Security ID: Meeting Date Meeting Status GAS CUSIP 654086107 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Beavers, Jr. Mgmt For For For 1.2 Elect Bruce Bickner Mgmt For For For 1.3 Elect John Birdsall, lll Mgmt For For For 1.4 Elect Norman Bobins Mgmt For For For 1.5 Elect Brenda Gaines Mgmt For For For 1.6 Elect Raymond Jean Mgmt For For For 1.7 Elect Dennis Keller Mgmt For For For 1.8 Elect R. Eden Martin Mgmt For Withhold Against 1.9 Elect Georgia Nelson Mgmt For For For 1.10 Elect Armando Olivera Mgmt For For For 1.11 Elect John Rau Mgmt For For For 1.12 Elect John Staley Mgmt For For For 1.13 Elect Russ Strobel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/21/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Jill K. Conway Management For For For 1.2 Elect Director Alan B. Graf, Jr. Management For For For 1.3 Elect Director John C. Lechleiter Management For For For 2 Amend Qualified Employee Stock Management For For For Purchase Plan 3 Ratify Auditors Management For For For
Nisource Inc Ticker Security ID: Meeting Date Meeting Status NI CUSIP 65473P105 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Abdoo Mgmt For For For 2 Elect Steven Beering Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Mike Jesanis Mgmt For For For 5 Elect Marty Kittrell Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Deborah Parker Mgmt For For For 8 Elect Ian Rolland Mgmt For For For 9 Elect Robert Skaggs, Jr. Mgmt For For For 10 Elect Richard Thompson Mgmt For For For 11 Elect Carolyn Woo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting 14 2010 Omnibus Incentive Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Noble Energy Inc Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For Against Against 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Nordstrom Inc Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For For For 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Norfolk Southern Corp. Ticker Security ID: Meeting Date Meeting Status NSC CUSIP 655844108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Bell, Jr. Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Landon Hilliard Mgmt For Against Against 4 Elect Burton Joyce Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Articles of Mgmt For For For Incorporation to Declassify the Board 7 Amendment to the Long-Term Incentive Mgmt For For For Plan 8 Amendment to the Executive Mgmt For For For Management Incentive Plan 9 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Northern Trust Corp. Ticker Security ID: Meeting Date Meeting Status NTRS CUSIP 665859104 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Linda Bynoe Mgmt For For For 1.2 Elect Nicholas Chabraja Mgmt For For For 1.3 Elect Susan Crown Mgmt For For For 1.4 Elect Dipak Jain Mgmt For For For 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Robert McCormack Mgmt For For For 1.7 Elect Edward Mooney Mgmt For For For 1.8 Elect John Rowe Mgmt For For For 1.9 Elect David Smith, Jr. Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 1.12 Elect Charles Tribbett III Mgmt For For For 1.13 Elect Frederick Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Northrop Grumman Corp. Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Thomas Fargo Mgmt For For For 4 Elect Victor Fazio Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Stephen Frank Mgmt For Against Against 7 Elect Bruce Gordon Mgmt For For For 8 Elect Madeleine Kleiner Mgmt For For For 9 Elect Karl Krapek Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Aulana Peters Mgmt For Against Against 12 Elect Kevin Sharer Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Certificate Regarding Mgmt For For For to the Right to Call a Special Meeting 15 Amendment Certificate of Northrop Mgmt For For For Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions 16 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Novell Inc Ticker Security ID: Meeting Date Meeting Status NOVL CUSIP 670006105 04/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Albert Aiello Mgmt For For For 2 Elect Fred Corrado Mgmt For For For 3 Elect Richard Crandall Mgmt For For For 4 Elect Gary Greenfield Mgmt For For For 5 Elect Judith Hamilton Mgmt For For For 6 Elect Ronald Hovsepian Mgmt For For For 7 Elect Patrick Jones Mgmt For For For 8 Elect Richard Nolan Mgmt For For For 9 Elect John Poduska, Sr. Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For
Novellus Systems Inc Ticker Security ID: Meeting Date Meeting Status NVLS CUSIP 670008101 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For Withhold Against 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For Withhold Against 1.6 Elect Ann Rhoads Mgmt For Withhold Against 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against
Nucor Corp. Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Nvidia Corp. Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Gaither Mgmt For For For 2 Elect Jen-Hsun Huang Mgmt For For For 3 Elect A. Brooke Seawell Mgmt For For For 4 Ratification of Auditor Mgmt For For For
NYSE EURONEXT, INC Ticker Security ID: Meeting Date Meeting Status NYX CUSIP 629491101 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andre Bergen Mgmt For For For 1.2 Elect Ellyn Brown Mgmt For For For 1.3 Elect Marshall Carter Mgmt For For For 1.4 Elect Patricia Cloherty Mgmt For For For 1.5 Elect George Cox Mgmt For For For 1.6 Elect Sylvain Hefes Mgmt For For For 1.7 Elect Jan-Michiel Hessels Mgmt For For For 1.8 Elect Duncan McFarland Mgmt For For For 1.9 Elect James McNulty Mgmt For For For 1.10 Elect Duncan Niederauer Mgmt For For For 1.11 Elect Ricardo Espirito Santo Salgado Mgmt For For For 1.12 Elect Robert Scott Mgmt For For For 1.13 Elect Jackson Tai Mgmt For For For 1.14 Elect Jean-Francois Theodore Mgmt For For For 1.15 Elect Rijnhard van Tets Mgmt For For For 1.16 Elect Brian Williamson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Abstain For Against Simple Majority Vote 4 Shareholder Proposal Regarding ShrHoldr Against Against For Certificated Shares
O'Reilly Automotive Inc Ticker Security ID: Meeting Date Meeting Status ORLY CUSIP 686091109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lawrence O'Reilly Mgmt For Against Against 2 Elect Rosalie O'Reilly-Wooten Mgmt For Against Against 3 Elect Thomas Hendrickson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
Occidental Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For Against Against 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHoldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHoldr Against For Against Compensation in the Event of a Change of Control
Office Depot Inc Ticker Security ID: Meeting Date Meeting Status ODP CUSIP 676220106 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lee Ault, III Mgmt For Against Against 2 Elect Neil Austrian Mgmt For For For 3 Elect Justin Bateman Mgmt For For For 4 Elect David Bernauer Mgmt For For For 5 Elect Thomas Colligan Mgmt For For For 6 Elect Marsha Evans Mgmt For Against Against 7 Elect David Fuente Mgmt For For For 8 Elect Brenda Gaines Mgmt For Against Against 9 Elect Myra Hart Mgmt For For For 10 Elect W. Scott Hedrick Mgmt For For For 11 Elect Kathleen Mason Mgmt For For For 12 Elect Steve Odland Mgmt For For For 13 Elect James Rubin Mgmt For For For 14 Elect Raymond Svider Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the Long-Term Incentive Mgmt For Against Against Plan to Permit a Stock Option Exchange
Office Depot, Inc. Ticker Security ID: Meeting Date Meeting Status ODP CUSIP 676220106 10/14/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Conversion of Securities Management For For For 2 Approve Conversion of Securities Management For For For 3 Adjourn Meeting Management For For For
Omnicom Group Inc Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal Reimbursement ShrHoldr Against For Against of Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHoldr Against For Against Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Oneok Inc Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect David Kyle Mgmt For For For 6 Elect Bert Mackie Mgmt For For For 7 Elect Jim Mogg Mgmt For For For 8 Elect Jim Mogg Mgmt For For For 9 Elect Gary Parker Mgmt For For For 10 Elect Eduardo Rodriguez Mgmt For For For 11 Elect Gerald Smith Mgmt For For For 12 Elect David Tippeconnic Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Oracle Corp. Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 10/07/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Jeffrey S. Berg Management For Withhold Against 1.2 Elect Director H. Raymond Bingham Management For For For 1.3 Elect Director Michael J. Boskin Management For For For 1.4 Elect Director Safra A. Catz Management For For For 1.5 Elect Director Bruce R. Chizen Management For For For 1.6 Elect Director George H. Conrades Management For For For 1.7 Elect Director Lawrence J. Ellison Management For For For 1.8 Elect Director Hector Garcia-Molina Management For Withhold Against 1.9 Elect Director Jeffrey O. Henley Management For For For 1.10 Elect Director Donald L. Lucas Management For For For 1.11 Elect Director Charles E. Phillips, Management For For For Jr. 1.12 Elect Director Naomi O. Seligman Management For Withhold Against 2 Approve Executive Incentive Bonus Management For For For Plan 3 Ratify Auditors Management For For For 4 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings 5 Advisory Vote to Ratify Named Shareholder Against For Against Executive Officers' Compensation 6 Stock Retention/Holding Period Shareholder Against For Against
Owens-Illinois, Inc. Ticker Security ID: Meeting Date Meeting Status OI CUSIP 690768403 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Paccar Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alison Carnwath Mgmt For For For 1.2 Elect Robert Parry Mgmt For For For 1.3 Elect John Pigott Mgmt For For For 1.4 Elect Gregory Spierkel Mgmt For For For 2 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 4 Shareholder Proposal Regarding ShrHoldr Against Against For Exclusion of CEOs from Compensation Committee
Pactiv Corp. Ticker Security ID: Meeting Date Meeting Status PTV CUSIP 695257105 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Pall Corp. Ticker Security ID: Meeting Date Meeting Status PLL CUSIP 696429307 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Daniel J. Carroll Management For For For 1.2 Elect Director Robert B. Coutts Management For For For 1.3 Elect Director Cheryl W. Grise Management For For For 1.4 Elect Director Ulric S. Haynes Management For For For 1.5 Elect Director Ronald L. Hoffman Management For For For 1.6 Elect Director Eric Krasnoff Management For For For 1.7 Elect Director Dennis N. Longstreet Management For For For 1.8 Elect Director Edwin W. Martin, Jr. Management For For For 1.9 Elect Director Katharine L. Plourde Management For For For 1.10 Elect Director Edward L. Snyder Management For For For 1.11 Elect Director Edward Travaglianti Management For For For 2 Ratify Auditors Management For For For 3 Approve Executive Incentive Bonus Management For For For Plan 4 Amend Qualified Employee Stock Management For For For Purchase Plan 5 Amend Management Stock Purchase Plan Management For For For 6 Amend Omnibus Stock Plan Management For For For 7 Other Business Management For Against Against
Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/28/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director William E. Kassling Management For For For 1.2 Elect Director Robert J. Kohlhepp Management For For For 1.3 Elect Director Giulio Mazzalupi Management For For For 1.4 Elect Director Klaus-Peter Muller Management For For For 1.5 Elect Director Joseph M. Scaminace Management For For For 1.6 Elect Director Wolfgang R. Schmitt Management For For For 1.7 Elect Director Markos I. Tambakeras Management For For For 1.8 Elect Director James L. Wainscott Management For For For 2 Ratify Auditors Management For For For 3 Approve Omnibus Stock Plan Management For For For 4 Require Independent Board Chairman Shareholder Against Against For
Patterson Companies Inc. Ticker Security ID: Meeting Date Meeting Status PDCO CUSIP 703395103 09/14/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Ellen A. Rudnick Management For For For 1.2 Elect Director Harold C. Slavkin Management For For For 1.3 Elect Director James W. Wiltz Management For For For 1.4 Elect Director Les C. Vinney Management For For For 2 Amend Omnibus Stock Plan Management For For For 3 Ratify Auditors Management For For For
Paychex, Inc. Ticker Security ID: Meeting Date Meeting Status PAYX CUSIP 704326107 10/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director B. Thomas Golisano Management For For For 2 Elect Director David J.S. Flaschen Management For For For 3 Elect Director Grant M. Inman Management For For For 4 Elect Director Pamela A. Joseph Management For For For 5 Elect Director Jonathan J. Judge Management For For For 6 Elect Director Joseph M. Tucci Management For For For 7 Elect Director Joseph M. Velli Management For For For 8 Ratify Auditors Management For For For
Peabody Energy Corp. Ticker Security ID: Meeting Date Meeting Status BTU CUSIP 704549104 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PEOPLES UNITED FINANCIAL, INC Ticker Security ID: Meeting Date Meeting Status PBCT CUSIP 712704105 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dwight Mgmt For For For 1.2 Elect Janet Hansen Mgmt For For For 1.3 Elect Mark Richards Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr N/A For N/A Majority Vote for Election of Directors
Pepco Holdings Inc Ticker Security ID: Meeting Date Meeting Status POM CUSIP 713291102 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Dunn IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For Withhold Against 1.12 Elect Lester Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Pepsico Inc Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Public Policy Issues
Perkinelmer Inc Ticker Security ID: Meeting Date Meeting Status PKI CUSIP 714046109 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Friel Mgmt For For For 2 Elect Nicholas Lopardo Mgmt For For For 3 Elect Alexis Michas Mgmt For For For 4 Elect James Mullen Mgmt For For For 5 Elect Vicki Sato Mgmt For For For 6 Elect Gabriel Schmergel Mgmt For Against Against 7 Elect Kenton Sicchitano Mgmt For For For 8 Elect Patrick Sullivan Mgmt For For For 9 Elect G. Robert Tod Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Pfizer Inc Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy
PG & E Corp. Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For Against Against 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Key ShrHoldr Against Against For Committee Membership 17 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Philip Morris International Inc Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
Pinnacle West Capital Corp. Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Clark-Johnson Mgmt For For For 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For Withhold Against 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Humberto Lopez Mgmt For For For 1.9 Elect Kathryn Munro Mgmt For For For 1.10 Elect Bruce Nordstrom Mgmt For For For 1.11 Elect W. Douglas Parker Mgmt For For For 2 Restoration of Right to Call a Mgmt For For For Special Meeting 3 Ratification of Auditor Mgmt For For For
Pioneer National Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Lundquist Mgmt For For For 1.2 Elect Charles Ramsey, Jr. Mgmt For For For 1.3 Elect Frank Risch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Abstain For Against Majority Vote for Election of Directors
Pitney-Bowes Inc Ticker Security ID: Meeting Date Meeting Status PBI CUSIP 724479100 05/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect Ernie Green Mgmt For For For 3 Elect John McFarlane Mgmt For For For 4 Elect Eduardo Menasce Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Declassify the Board Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr For For For Simple Majority Vote
Plum Creek Timber Company Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rick Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For Against Against 3 Elect John McDonald Mgmt For For For 4 Elect Robert McLeod Mgmt For Against Against 5 Elect John Morgan, Sr. Mgmt For For For 6 Elect Marc Racicot Mgmt For For For 7 Elect John Scully Mgmt For For For 8 Elect Stephen Tobias Mgmt For Against Against 9 Elect Martin White Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
PNC Financial Services Group Inc Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For 8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For Against Against 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHoldr Against Against For Non-Deductible Compensation
Polo Ralph Lauren Corp. Ticker Security ID: Meeting Date Meeting Status RL CUSIP 731572103 08/06/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Frank A. Bennack, Jr Management For Withhold Against 1.2 Elect Director Joel L. Fleishman Management For Withhold Against 1.3 Elect Director Steven P. Murphy Management For Withhold Against 2 Ratify Auditors Management For For For
PPG Industries Inc Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Accountability Report
PPL Corp. Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stuart Graham Mgmt For For For 1.2 Elect Stuart Heydt Mgmt For For For 1.3 Elect Craig Rogerson Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Praxair Inc Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Mark Donegan Management For Withhold Against 1.2 Elect Director Vernon E. Oechsle Management For Withhold Against 1.3 Elect Director Rick Schmidt Management For Withhold Against 2 Ratify Auditors Management For For For
Priceline.com Inc Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Principal Financial Group Inc Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Progress Energy Inc Ticker Security ID: Meeting Date Meeting Status PGN CUSIP 743263105 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect James Bostic, Jr. Mgmt For For For 3 Elect Harris DeLoach Mgmt For For For 4 Elect James Hyler, Jr. Mgmt For For For 5 Elect William Johnson Mgmt For For For 6 Elect Robert Jones Mgmt For For For 7 Elect W. Steven Jones Mgmt For For For 8 Elect Melquiades Martinez Mgmt For For For 9 Elect E. Marie McKee Mgmt For For For 10 Elect John Mullin, III Mgmt For For For 11 Elect Charles Pryor, Jr. Mgmt For For For 12 Elect Carlos Saladrigas Mgmt For For For 13 Elect Theresa Stone Mgmt For For For 14 Elect Alfred Tollison, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Progressive Corp. Ohio Ticker Security ID: Meeting Date Meeting Status PGR CUSIP 743315103 04/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Burgdoerfer Mgmt For For For 2 Elect Lawton Fitt Mgmt For For For 3 Elect Peter Lewis Mgmt For For For 4 Elect Patrick Nettles Mgmt For For For 5 Elect Glenn Renwick Mgmt For For For 6 2010 Equity Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Prologis Ticker Security ID: Meeting Date Meeting Status PLD CUSIP 743410102 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Feinberg Mgmt For For For 1.2 Elect George Fotiades Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 1.4 Elect Lawrence Jackson Mgmt For For For 1.5 Elect Donald Jacobs Mgmt For For For 1.6 Elect Irving Lyons, III Mgmt For For For 1.7 Elect Walter Rakowich Mgmt For For For 1.8 Elect D. Michael Steuert Mgmt For For For 1.9 Elect J. Andre Teixeira Mgmt For For For 1.10 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Option Exchange Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Prudential Financial Inc Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation
Public Service Enterprise Group Inc Ticker Security ID: Meeting Date Meeting Status PEG CUSIP 744573106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Albert Gamper, Jr. Mgmt For For For 2 Elect Conrad Harper Mgmt For For For 3 Elect William Hickey Mgmt For For For 4 Elect Ralph Izzo Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect David Lilley Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Hak Cheol Shin Mgmt For For For 9 Elect Richard Swift Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Public Storage Inc Ticker Security ID: Meeting Date Meeting Status PSA CUSIP 74460D109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
Pulte Homes Inc Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Schoewe Mgmt For For For 1.2 Elect Timothy Eller Mgmt For For For 1.3 Elect Clint Murchison III Mgmt For For For 1.4 Elect Richard Dugas, Jr. Mgmt For For For 1.5 Elect David McCammon Mgmt For Withhold Against 1.6 Elect James Postl Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Amendment to Shareholder Rights Mgmt For Against Against Agreement 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHoldr Against For Against Performance-Based Equity Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 9 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 10 Shareholder Proposal Reimbursement ShrHoldr Against For Against of Solicitation Expenses
Pulte Homes Inc. Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 08/18/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issue Shares in Connection with Management For For For Acquisition 2 Increase Authorized Common Stock Management For For For 3 Change Company Name Management For For For 4 Adjourn Meeting Management For For For
QLogic Corp. Ticker Security ID: Meeting Date Meeting Status QLGC CUSIP 747277101 08/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director H.K. Desai Management For For For 2 Elect Director Joel S. Birnbaum Management For For For 3 Elect Director James R. Fiebiger Management For For For 4 Elect Director Balakrishnan S. Iyer Management For For For 5 Elect Director Kathryn B. Lewis Management For For For 6 Elect Director George D. Wells Management For For For 7 Amend Omnibus Stock Plan Management For For For 8 Ratify Auditors Management For For For
Qualcomm Inc Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Quanta Services Inc Ticker Security ID: Meeting Date Meeting Status PWR CUSIP 74762E102 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Ball Mgmt For For For 1.2 Elect John Colson Mgmt For For For 1.3 Elect John Conaway Mgmt For For For 1.4 Elect Ralph DiSibio Mgmt For For For 1.5 Elect Bernard Fried Mgmt For For For 1.6 Elect Louis Golm Mgmt For For For 1.7 Elect Worthing Jackman Mgmt For For For 1.8 Elect Bruce Ranck Mgmt For For For 1.9 Elect John Wilson Mgmt For For For 1.10 Elect Pat Wood, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Quest Diagnostics Inc Ticker Security ID: Meeting Date Meeting Status DGX CUSIP 74834L100 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baldwin Mgmt For For For 2 Elect Surya Mohapatra Mgmt For For For 3 Elect Gary Pfeiffer Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Questar Corp. Ticker Security ID: Meeting Date Meeting Status STR CUSIP 748356102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Teresa Beck Mgmt For For For 1.2 Elect R. D. Cash Mgmt For For For 1.3 Elect James Harmon Mgmt For For For 1.4 Elect Robert McKee III Mgmt For For For 1.5 Elect Gary Michael Mgmt For For For 1.6 Elect Charles Stanley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Long-Term Stock Mgmt For Against Against Incentive Plan 5 Amendment to the Annual Management Mgmt For For For Incentive Plan II 6 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Qwest Communications International Ticker Security ID: Meeting Date Meeting Status Q CUSIP 749121109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For Against Against 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Radioshack Corp. Ticker Security ID: Meeting Date Meeting Status RSH CUSIP 750438103 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Belatti Mgmt For Against Against 2 Elect Julian Day Mgmt For For For 3 Elect Daniel Feehan Mgmt For For For 4 Elect H. Eugene Lockhart Mgmt For For For 5 Elect Jack Messman Mgmt For For For 6 Elect Thomas Plaskett Mgmt For For For 7 Elect Edwina Woodbury Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Range Resources Corp. Commerce Ticker Security ID: Meeting Date Meeting Status RRC CUSIP 75281A109 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Blackburn Mgmt For For For 2 Elect Anthony Dub Mgmt For For For 3 Elect V. Richard Eales Mgmt For For For 4 Elect Allen Finkelson Mgmt For For For 5 Elect James Funk Mgmt For For For 6 Elect Jonathan Linker Mgmt For For For 7 Elect Kevin McCarthy Mgmt For For For 8 Elect John Pinkerton Mgmt For For For 9 Elect Jeffrey Ventura Mgmt For For For 10 Amendment to the 2005 Equity-Based Mgmt For Against Against Compensation Plan 11 Ratification of Auditor Mgmt For For For
Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For Against Against 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Regions Financial Corp. Ticker Security ID: Meeting Date Meeting Status RF CUSIP 7591EP100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Bartholomew, Jr. Mgmt For Against Against 2 Elect George Bryan Mgmt For For For 3 Elect David Cooper, Sr. Mgmt For Against Against 4 Elect Earnest Deavenport, Jr. Mgmt For For For 5 Elect Don DeFosset Mgmt For For For 6 Elect O. B. Grayson Hall, Jr. Mgmt For For For 7 Elect Charles McCrary Mgmt For For For 8 Elect James Malone Mgmt For For For 9 Elect Susan Matlock Mgmt For For For 10 Elect John Maupin, Jr. Mgmt For For For 11 Elect John Roberts Mgmt For For For 12 Elect Lee Styslinger III Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Approval of the 2010 Long Term Mgmt For Against Against Incentive Plan 15 Increase of Authorized Common Stock Mgmt For For For and Approval of Certain Technical Changes to the Certificate of Incorporation Regarding Boad Declassification 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against For Against Restricting Tax Gross-up Payments 18 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Republic Services Inc Ticker Security ID: Meeting Date Meeting Status RSG CUSIP 760759100 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James O'Connor Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect James Crownover Mgmt For For For 4 Elect William Flynn Mgmt For For For 5 Elect David Foley Mgmt For For For 6 Elect Michael Larson Mgmt For For For 7 Elect Nolan Lehmann Mgmt For For For 8 Elect W. Lee Nutter Mgmt For For For 9 Elect Ramon Rodriguez Mgmt For For For 10 Elect Allan Sorensen Mgmt For For For 11 Elect John Trani Mgmt For For For 12 Elect Michael Wickham Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Reviewing Political Contributions and Expenditure Report
Reynolds American Inc Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Martin Feinstein Mgmt For For For 1.2 Elect Susan Ivey Mgmt For For For 1.3 Elect Lionel Nowell, III Mgmt For For For 1.4 Elect Neil Withington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board 4 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Health Risks of Tobacco 6 Shareholder Proposal Regarding Human ShrHoldr Against Against For Rights Protocols
Robert Half International Ticker Security ID: Meeting Date Meeting Status RHI CUSIP 770323103 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Berwick, Jr. Mgmt For Withhold Against 1.2 Elect Edward Gibbons Mgmt For For For 1.3 Elect Harold Messmer, Jr. Mgmt For For For 1.4 Elect Barbara Novogradac Mgmt For For For 1.5 Elect Robert Pace Mgmt For For For 1.6 Elect Fredrick Richman Mgmt For Withhold Against 1.7 Elect J. Stephen Schaub Mgmt For For For 1.8 Elect M. Keith Waddell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Annual Performance Bonus Plan Mgmt For Against Against
Rockwell Automation Inc Ticker Security ID: Meeting Date Meeting Status ROK CUSIP 773903 02/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Johnson Mgmt For For For 1.2 Elect William McCormick, Jr. Mgmt For For For 1.3 Elect Keith Nosbusch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentives Plan
Rockwell Collins Inc Ticker Security ID: Meeting Date Meeting Status COL CUSIP 774341 02/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Beall Mgmt For For For 1.2 Elect Mark Donegan Mgmt For For For 1.3 Elect Andrew Policano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentives Plan 4 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Roper Industries Income Ticker Security ID: Meeting Date Meeting Status ROP CUSIP 776696106 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ross Stores Inc Ticker Security ID: Meeting Date Meeting Status ROST CUSIP 778296103 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Bush Mgmt For For For 1.2 Elect Norman Ferber Mgmt For Withhold Against 1.3 Elect Gregory Quesnel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Rowan Companies Income Ticker Security ID: Meeting Date Meeting Status RDC CUSIP 779382100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Fox III Mgmt For For For 2 Elect Graham Hearne Mgmt For For For 3 Elect H. E. Lentz Mgmt For For For 4 Elect P. Dexter Peacock Mgmt For Against Against 5 Elimination of Supermajority Mgmt For For For Requirement 6 Ratification of Auditor Mgmt For For For
Ryder System Inc Ticker Security ID: Meeting Date Meeting Status R CUSIP 783549108 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Fuente Mgmt For For For 2 Elect Eugene Renna Mgmt For For For 3 Elect Abbie Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Equity Mgmt For For For Compensation 6 Amendment to the Stock Purchase Plan Mgmt For For For for Employees
Safeway Incorporated Ticker Security ID: Meeting Date Meeting Status SWY CUSIP 786514208 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Burd Mgmt For For For 2 Elect Janet Grove Mgmt For For For 3 Elect Mohan Gyani Mgmt For For For 4 Elect Paul Hazen Mgmt For For For 5 Elect Frank Herringer Mgmt For For For 6 Elect Kenneth Oder Mgmt For For For 7 Elect Arun Sarin Mgmt For For For 8 Elect Michael Shannon Mgmt For For For 9 Elect William Tauscher Mgmt For For For 10 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Special Shareholder Meetings 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHoldr Against Against For Climate Change Principles 14 Shareholder Proposal Regarding Death ShrHoldr Against For Against Benefits (Golden Coffins) 15 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing
Saic Inc Ticker Security ID: Meeting Date Meeting Status SAI CUSIP 78390X101 06/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect France Cordova Mgmt For For For 1.2 Elect Jere Drummond Mgmt For For For 1.3 Elect Thomas Frist III Mgmt For For For 1.4 Elect John Hamre Mgmt For For For 1.5 Elect Walter Havenstein Mgmt For For For 1.6 Elect Miriam John Mgmt For For For 1.7 Elect Anita Jones Mgmt For For For 1.8 Elect John Jumper Mgmt For For For 1.9 Elect Harry Kraemer, Jr. Mgmt For For For 1.10 Elect Edward Sanderson, Jr. Mgmt For For For 1.11 Elect Louis Simpson Mgmt For For For 1.12 Elect A. Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Saint Jude Medical Income Ticker Security ID: Meeting Date Meeting Status STJ CUSIP 790849103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Salesforce.com Inc Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stratton Sclavos Mgmt For For For 1.2 Elect Lawrence Tomlinson Mgmt For For For 1.3 Elect Shirley Young Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
Sandisk Corp. Ticker Security ID: Meeting Date Meeting Status SNDK CUSIP 80004C101 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eli Harari Mgmt For For For 1.2 Elect Kevin DeNuccio Mgmt For For For 1.3 Elect Irwin Federman Mgmt For For For 1.4 Elect Steve Gomo Mgmt For For For 1.5 Elect Eddy Hartenstein Mgmt For For For 1.6 Elect Chenming Hu Mgmt For For For 1.7 Elect Catherine Lego Mgmt For For For 1.8 Elect Michael Marks Mgmt For For For 1.9 Elect James Meindl Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sara Lee Corp. Ticker Security ID: Meeting Date Meeting Status SLE CUSIP 803111103 10/29/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Brenda C. Barnes Management For For For 2 Elect Director Christopher B. Begley Management For For For 3 Elect Director Crandall C. Bowles Management For Against Against 4 Elect Director Virgis W. Colbert Management For For For 5 Elect Director James S. Crown Management For Against Against 6 Elect Director Laurette T. Koellner Management For For For 7 Elect Director Cornelis J.A. Van Lede Management For For For 8 Elect Director Dr. John McAdam Management For For For 9 Elect Director Sir Ian Prosser Management For For For 10 Elect Director Norman R. Sorensen Management For Against Against 11 Elect Director Jeffrey W. Ubben Management For For For 12 Elect Director Jonathan P. Ward Management For Against Against 13 Ratify Auditors Management For For For
Scana Corp. Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Martin, III Mgmt For For For 1.2 Elect James Micali Mgmt For For For 1.3 Elect Harold Stowe Mgmt For For For 2 Amendment to the Long-Term Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Schering-Plough Corp. Ticker Security ID: Meeting Date Meeting Status SGP CUSIP 806605101 08/07/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issue Shares in Connection with Management For For For Acquisition 2 Adjourn Meeting Management For For For
Schlumberger Limited Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For
Charles Schwab Corp. Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/13/2010 Echo Vote Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arun Sarin Mgmt For Echo Vote N/A 2 Elect Paula Sneed Mgmt For Echo Vote N/A 3 Ratification of Auditor Mgmt For Echo Vote N/A 4 Amendment to the Corporate Executive Mgmt For Echo Vote N/A Bonus Plan 5 Shareholder Proposal Regarding ShrHoldr Against Echo Vote N/A Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHoldr Against Echo Vote N/A Approval Survivor Benefits (Golden Coffins)
SCRIPPS NETWORKS INTERACTIVE INC Ticker Security ID: Meeting Date Meeting Status SNI CUSIP 811065101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Galloway Mgmt For For For 1.2 Elect Dale Pond Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For Withhold Against
Sealed Air Corp. Ticker Security ID: Meeting Date Meeting Status SEE CUSIP 81211K100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect Charles Farrell, Jr. Mgmt For Against Against 7 Elect William Hickey Mgmt For For For 8 Elect Jacqueline Kosecoff Mgmt For For For 9 Elect Kenneth Manning Mgmt For Against Against 10 Elect William Marino Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Sears Holdings Corp. Ticker Security ID: Meeting Date Meeting Status SHLD CUSIP 812350106 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Bruce Johnson Mgmt For For For 1.2 Elect William Kunkler Mgmt For For For 1.3 Elect Edward Lampert Mgmt For For For 1.4 Elect Steven Mnuchin Mgmt For For For 1.5 Elect Ann Reese Mgmt For Withhold Against 1.6 Elect Emily Scott Mgmt For For For 1.7 Elect Thomas Tisch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Brocksmith, Jr. Mgmt For For For 2 Elect Donald Felsinger Mgmt For For For 3 Elect Wilford Godbold, Jr. Mgmt For For For 4 Elect William Jones Mgmt For For For 5 Elect William Ouchi Mgmt For For For 6 Elect Carlos Ruiz Mgmt For For For 7 Elect William Rusnack Mgmt For For For 8 Elect William Rutledge Mgmt For For For 9 Elect Lynn Schenk Mgmt For For For 10 Elect Neal Schmale Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Amendment to the 2006 Equity and Mgmt For For For Performance Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Sigma Aldrich Corp. Ticker Security ID: Meeting Date Meeting Status SIAL CUSIP 826552101 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rebecca Bergman Mgmt For Against Against 2 Elect George Church Mgmt For For For 3 Elect David Harvey Mgmt For For For 4 Elect W. Lee McCollum Mgmt For Against Against 5 Elect Jai Nagarkatti Mgmt For For For 6 Elect Avi Nash Mgmt For Against Against 7 Elect Steven Paul Mgmt For Against Against 8 Elect J. Pedro Reinhard Mgmt For For For 9 Elect D. Dean Spatz Mgmt For For For 10 Elect Barrett Toan Mgmt For Against Against 11 Amendment to the Cash Bonus Plan Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Simon Property Group Inc Ticker Security ID: Meeting Date Meeting Status SPG CUSIP 828806109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For For For 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For Against Against 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For
SLM Corp. Ticker Security ID: Meeting Date Meeting Status SLM CUSIP 78442P106 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Bates Mgmt For For For 2 Elect William Diefenderfer III Mgmt For For For 3 Elect Diane Gilleland Mgmt For For For 4 Elect Earl Goode Mgmt For For For 5 Elect Ronald Hunt Mgmt For For For 6 Elect Albert Lord Mgmt For For For 7 Elect Michael Martin Mgmt For For For 8 Elect Barry Munitz Mgmt For For For 9 Elect Howard Newman Mgmt For For For 10 Elect A. Alexander Porter, Jr. Mgmt For Against Against 11 Elect Frank Puleo Mgmt For For For 12 Elect Wolfgang Schoellkopf Mgmt For For For 13 Elect Steven Shapiro Mgmt For For For 14 Elect J. Terry Strange Mgmt For For For 15 Elect Anthony Terracciano Mgmt For For For 16 Elect Barry Williams Mgmt For For For 17 Amendment to Equity Compensation Mgmt For For For Plans to Allow a One-Time Stock Option Exchange Program 18 Ratification of Auditor Mgmt For For For
Snap-On Inc Ticker Security ID: Meeting Date Meeting Status SNA CUSIP 833034101 04/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Fiedler Mgmt For For For 2 Elect James Holden Mgmt For For For 3 Elect W. Dudley Lehman Mgmt For For For 4 Elect Edward Rensi Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Juanita Baranco Mgmt For For For 1.2 Elect Jon Boscia Mgmt For For For 1.3 Elect Henry Clark III Mgmt For For For 1.4 Elect H. William Habermeyer, Jr. Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Warren Hood, Jr. Mgmt For For For 1.7 Elect Donald James Mgmt For Withhold Against 1.8 Elect J. Neal Purcell Mgmt For For For 1.9 Elect David Ratcliffe Mgmt For For For 1.10 Elect William Smith, Jr. Mgmt For For For 1.11 Elect Larry Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Elimination of Cumulative Voting Mgmt For For For 5 Increase of Authorized Common Stock Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emissions Goals 7 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Coal Combustion Waste
Southwest Airlines Company Ticker Security ID: Meeting Date Meeting Status LUV CUSIP 844741108 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Biegler Mgmt For For For 2 Elect Douglas Brooks Mgmt For For For 3 Elect William Cunningham Mgmt For For For 4 Elect John Denison Mgmt For For For 5 Elect Travis Johnson Mgmt For For For 6 Elect Gary Kelly Mgmt For For For 7 Elect Nancy Loeffler Mgmt For For For 8 Elect John Montford Mgmt For For For 9 Elect Daniel Villanueva Mgmt For For For 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Southwest Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Spectra Energy Corp. Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Esrey Mgmt For For For 1.2 Elect Gregory Ebel Mgmt For For For 1.3 Elect Pamela Carter Mgmt For For For 1.4 Elect Peter Hamilton Mgmt For For For 1.5 Elect Dennis Hendrix Mgmt For For For 1.6 Elect Michael Phelps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Sprint Nextel Corp. Ticker Security ID: Meeting Date Meeting Status S CUSIP 852061100 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bennett Mgmt For For For 2 Elect Gordon Bethune Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect James Hance, Jr. Mgmt For For For 5 Elect Daniel Hesse Mgmt For For For 6 Elect Janet Hill Mgmt For Against Against 7 Elect Frank Ianna Mgmt For For For 8 Elect Sven-Christer Nilsson Mgmt For For For 9 Elect William Nuti Mgmt For Against Against 10 Elect Rodney O'Neal Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment of the 2007 Omnibus Mgmt For For For Incentive Plan to Permit a One-Time Option Exchange Program 13 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Stanley Black & Decker Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nolan Archibald Mgmt For Withhold Against 1.2 Elect John Breen Mgmt For For For 1.3 Elect George Buckley Mgmt For For For 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For For For 1.6 Elect Benjamin Griswold, IV Mgmt For For For 1.7 Elect Anthony Luiso Mgmt For For For 1.8 Elect John Lundgren Mgmt For For For 1.9 Elect Robert Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stanley Works Inc Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854616109 03/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
Staples Inc Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Long Term Cash Incentive Plan Mgmt For For For 14 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Starwood Hotels & Resorts Ticker Security ID: Meeting Date Meeting Status HOT CUSIP 85590A401 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adam Aron Mgmt For Withhold Against 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Incentive Mgmt For For For Plan for Certain Executives
State Street Corp. Ticker Security ID: Meeting Date Meeting Status STT CUSIP 857477103 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For Against Against 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay
Stericycle Inc Ticker Security ID: Meeting Date Meeting Status SRCL CUSIP 858912108 05/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Miller Mgmt For For For 1.2 Elect Jack Schuler Mgmt For For For 1.3 Elect Thomas Brown Mgmt For For For 1.4 Elect Rod Dammeyer Mgmt For For For 1.5 Elect William Hall Mgmt For For For 1.6 Elect Jonathan Lord Mgmt For For For 1.7 Elect John Patience Mgmt For For For 1.8 Elect James W.P. Reid-Anderson Mgmt For For For 1.9 Elect Ronald Spaeth Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Stryker Corp. Ticker Security ID: Meeting Date Meeting Status SYK CUSIP 863667101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Cox, Jr. Mgmt For For For 1.2 Elect Srikant Datar Mgmt For For For 1.3 Elect Donald Engelman Mgmt For Withhold Against 1.4 Elect Louis Francesconi Mgmt For For For 1.5 Elect Howard Lance Mgmt For For For 1.6 Elect Stephen MacMillan Mgmt For For For 1.7 Elect William Parfet Mgmt For Withhold Against 1.8 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sun Microsystems, Inc. Ticker Security ID: Meeting Date Meeting Status JAVA CUSIP 866810203 07/16/2009 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Merger Agreement Management For For For 2 Adjourn Meeting Management For For For
Sun Microsystems, Inc. Ticker Security ID: Meeting Date Meeting Status JAVA CUSIP 866810203 12/17/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Scott G. McNealy Management For For For 1.2 Elect Director James L. Barksdale Management For For For 1.3 Elect Director Stephen M. Bennett Management For Against Against 1.4 Elect Director Peter L.S. Currie Management For For For 1.5 Elect Director Robert J. Finocchio, Management For For For Jr. 1.6 Elect Director James H. Greene, Jr. Management For For For 1.7 Elect Director Michael E. Marks Management For For For 1.8 Elect Director Rahul N. Merchant Management For For For 1.9 Elect Director Patricia E. Mitchell Management For For For 1.10 Elect Director M. Kenneth Oshman Management For Against Against 1.11 Elect Director P. Anthony Ridder Management For Against Against 1.12 Elect Director Jonathan I. Schwartz Management For For For 2 Ratify Auditors Management For For For
Sunoco Inc Ticker Security ID: Meeting Date Meeting Status SUN CUSIP 86764P109 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Edwards Mgmt For For For 1.2 Elect Lynn Elsenhans Mgmt For For For 1.3 Elect Ursula Fairbairn Mgmt For For For 1.4 Elect Rosemarie Greco Mgmt For For For 1.5 Elect John Jones, III Mgmt For Withhold Against 1.6 Elect James Kaiser Mgmt For For For 1.7 Elect John Rowe Mgmt For For For 1.8 Elect John Wulff Mgmt For Withhold Against 2 Senior Executive Incentive Plan Mgmt For For For 3 Long-Term Performance Enhancement Mgmt For For For Plan III 4 Ratification of Auditor Mgmt For For For
Suntrust Banks Inc Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beall, II Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Jeffrey Crowe Mgmt For For For 4 Elect Patricia Frist Mgmt For For For 5 Elect Blake Garrett Mgmt For For For 6 Elect David Hughes Mgmt For For For 7 Elect M. Douglas Ivester Mgmt For For For 8 Elect J. Hicks Lanier Mgmt For For For 9 Elect William Linnenbringer Mgmt For For For 10 Elect G. Gilmer Minor, III Mgmt For For For 11 Elect Larry Prince Mgmt For For For 12 Elect Frank Royal Mgmt For For For 13 Elect Thomas Watjen Mgmt For For For 14 Elect James Wells III Mgmt For For For 15 Elect Karen Williams Mgmt For Against Against 16 Elect Phail Wynn, Jr. Mgmt For For For 17 Amendment to the Management Mgmt For For For Incentive Plan 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Supervalu Inc Ticker Security ID: Meeting Date Meeting Status SVU CUSIP 868536103 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Chappel Mgmt For For For 2 Elect Irwin Cohen Mgmt For For For 3 Elect Ronald Daly Mgmt For Against Against 4 Elect Susan Engel Mgmt For Against Against 5 Elect Craig Herkert Mgmt For For For 6 Elect Charles Lillis Mgmt For Against Against 7 Elect Steven Rogers Mgmt For For For 8 Elect Matthew Rubel Mgmt For For For 9 Elect Wayne Sales Mgmt For Against Against 10 Elect Kathi Seifert Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Adoption of Triennial Advisory Vote Mgmt For For For on Executive Compensation
Symantec Corporation Ticker Security ID: Meeting Date Meeting Status SYMC CUSIP 871503108 09/23/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Michael A. Brown Management For For For 1.2 Elect Director William T. Coleman Management For For For 1.3 Elect Director Frank E. Dangeard Management For For For 1.4 Elect Director Geraldine B. Laybourne Management For For For 1.5 Elect Director David L. Mahoney Management For For For 1.6 Elect Director Robert S. Miller Management For For For 1.7 Elect Director Enrique Salem Management For For For 1.8 Elect Director Daniel H. Schulman Management For For For 1.9 Elect Director John W. Thompson Management For For For 1.10 Elect Director V. Paul Unruh Management For For For 2 Ratify Auditors Management For For For 3 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings
SYSCO Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Jonathan Golden Management For For For 2 Elect Director Joseph A. Hafner. Jr. Management For For For 3 Elect Director Nancy S. Newcomb Management For For For 4 Elect Director Kenneth F. Spitler Management For For For 5 Approve Non-Employee Director Management For For For Omnibus Stock Plan 6 Amend Omnibus Stock Plan Management For For For 7 Approve Executive Incentive Bonus Management For For For Plan 8 Ratify Auditors Management For For For 9 Advisory Vote to Ratify Named Management For For For Executive Officers' Compensation 10 Adopt Principles for Health Care Shareholder Against Against For Reform
T Rowe Price Group Inc Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For Against Against 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Target Corp. Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For Against Against 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Teco Energy Inc Ticker Security ID: Meeting Date Meeting Status TE CUSIP 872375100 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Ramil Mgmt For For For 2 Elect Tom Rankin Mgmt For For For 3 Elect William Rockford Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2010 Equity Incentive Plan Mgmt For Against Against 6 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
Tellabs Inc Ticker Security ID: Meeting Date Meeting Status TLAB CUSIP 879664100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Birck Mgmt For For For 2 Elect Linda Kahangi Mgmt For For For 3 Elect Robert Pullen Mgmt For For For 4 Elect Vincent Tobkin Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against
Tenet Healthcare Corp. Ticker Security ID: Meeting Date Meeting Status THC CUSIP 88033G100 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Bush Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Brenda Gaines Mgmt For Against Against 4 Elect Karen Garrison Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect J. Robert Kerrey Mgmt For For For 7 Elect Floyd Loop Mgmt For For For 8 Elect Richard Pettingill Mgmt For For For 9 Elect James Unruh Mgmt For For For 10 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 11 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 12 Ratification of Auditor Mgmt For For For
TERADATA CORPORATION Ticker Security ID: Meeting Date Meeting Status TDC CUSIP 88076W103 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Boykin Mgmt For For For 2 Elect Cary Fu Mgmt For For For 3 Elect Victor Lund Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Teradyne Inc Ticker Security ID: Meeting Date Meeting Status TER CUSIP 880770102 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Tesoro Corp. Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rodney Chase Mgmt For Withhold Against 1.2 Elect Gregory Goff Mgmt For For For 1.3 Elect Robert Goldman Mgmt For For For 1.4 Elect Steven Grapstein Mgmt For For For 1.5 Elect William Johnson Mgmt For Withhold Against 1.6 Elect Jim Nokes Mgmt For Withhold Against 1.7 Elect Donald Schmude Mgmt For For For 1.8 Elect Michael Wiley Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Texas Instruments Inc Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Textron Inc Ticker Security ID: Meeting Date Meeting Status TXT CUSIP 883203101 04/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For Against Against 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Mgmt For For For Program 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For
The Clorox Company Ticker Security ID: Meeting Date Meeting Status CLX CUSIP 189054109 11/18/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Daniel Boggan, Jr. Management For For For 1.2 Elect Director Richard H. Carmona Management For For For 1.3 Elect Director Tully M. Friedman Management For For For 1.4 Elect Director George J. Harad Management For For For 1.5 Elect Director Donald R. Knauss Management For For For 1.6 Elect Director Robert W. Matschullat Management For For For 1.7 Elect Director Gary G. Michael Management For For For 1.8 Elect Director Edward A. Mueller Management For For For 1.9 Elect Director Jan L. Murley Management For For For 1.10 Elect Director Pamela Thomas-Graham Management For For For 1.11 Elect Director Carolyn M. Ticknor Management For For For 2 Ratify Auditors Management For For For 3 Require Independent Board Chairman Shareholder Against Against For
The Directv Group Inc Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A101 06/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Neil Austrian Mgmt For For For 1.2 Elect Ralph Boyd, Jr. Mgmt For For For 1.3 Elect Paul Gould Mgmt For For For 1.4 Elect Charles Lee Mgmt For For For 1.5 Elect Peter Lund Mgmt For For For 1.6 Elect Gregory Maffei Mgmt For Withhold Against 1.7 Elect John Malone Mgmt For Withhold Against 1.8 Elect Nancy Newcomb Mgmt For For For 1.9 Elect Haim Saban Mgmt For For For 1.10 Elect Michael White Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Stock Plan Mgmt For For For 4 Executive Officer Cash Bonus Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
The Estee Lauder Companies Inc. Ticker Security ID: Meeting Date Meeting Status EL CUSIP 518439104 11/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Rose Marie Bravo Management For For For 1.2 Elect Director Paul J. Fribourg Management For For For 1.3 Elect Director Mellody Hobson Management For For For 1.4 Elect Director Irvine O. Hockaday, Management For For For Jr. 1.5 Elect Director Barry S. Sternlicht Management For For For 2 Ratify Auditors Management For For For
The Hershey Company Ticker Security ID: Meeting Date Meeting Status HSY CUSIP 427866108 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pamela Arway Mgmt For For For 1.2 Elect Robert Cavanaugh Mgmt For Withhold Against 1.3 Elect Charles Davis Mgmt For For For 1.4 Elect James Nevels Mgmt For For For 1.5 Elect Thomas Ridge Mgmt For For For 1.6 Elect David Shedlarz Mgmt For For For 1.7 Elect David West Mgmt For For For 1.8 Elect LeRoy Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The J. M. Smucker Co. Ticker Security ID: Meeting Date Meeting Status SJM CUSIP 832696405 08/19/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Paul J. Dolan Management For Against Against 2 Elect Director Nancy Lopez Knight Management For Against Against 3 Elect Director Gary A. Oatey Management For Against Against 4 Elect Director Alex Shumate Management For Against Against 5 Elect Director Timothy P. Smucker Management For Against Against 6 Ratify Auditors Management For For For 7 Eliminate Cumulative Voting Management For For For 8 Adopt Majority Voting for Management For For For Uncontested Election of Directors 9 Approve Board to Amend the Amendment Management For For For Regulations to the Extent Permitted By Law
The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/13/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Kenneth I. Chenault Management For For For 2 Elect Director Scott D. Cook Management For For For 3 Elect Director Rajat K. Gupta Management For For For 4 Elect Director A.G. Lafley Management For For For 5 Elect Director Charles R. Lee Management For For For 6 Elect Director Lynn M. Martin Management For For For 7 Elect Director Robert A. McDonald Management For For For 8 Elect Director W. James McNerney, Jr. Management For For For 9 Elect Director Johnathan A. Rodgers Management For For For 10 Elect Director Ralph Snyderman Management For For For 11 Elect Director Mary Agnes Wilderotter Management For For For 12 Elect Director Patricia A. Woertz Management For For For 13 Elect Director Ernesto Zedillo Management For For For 14 Ratify Auditors Management For For For 15 Amend Code of Regulations Management For For For 16 Approve Omnibus Stock Plan Management For For For 17 Provide for Cumulative Voting Shareholder Against For Against 18 Advisory Vote to Ratify Named Shareholder Against For Against Executive Officers' Compensation
The Travelers Companies, Inc Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For Against Against 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For
The Washington Post Company Ticker Security ID: Meeting Date Meeting Status WPO CUSIP 939640108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lee Bollinger Mgmt For For For 1.2 Elect Christopher Davis Mgmt For For For 1.3 Elect John Dotson, Jr. Mgmt For For For 2 Amendment to the Incentive Mgmt For Against Against Compensation Plan
Thermo Electron Corp. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP 883556102 05/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Tiffany & Co Ticker Security ID: Meeting Date Meeting Status TIF CUSIP 886547108 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Kowalski Mgmt For For For 2 Elect Rose Marie Bravo Mgmt For Against Against 3 Elect Gary Costley Mgmt For For For 4 Elect Lawrence Fish Mgmt For For For 5 Elect Abby Kohnstamm Mgmt For For For 6 Elect Charles Marquis Mgmt For For For 7 Elect Peter May Mgmt For For For 8 Elect J. Thomas Presby Mgmt For For For 9 Elect William Shutzer Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Time Warner Cable Inc Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For Against Against 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Time Warner Inc Ticker Security ID: Meeting Date Meeting Status TWX CUSIP 887317303 05/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For Against Against 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For Against Against 11 Elect Kenneth Novack Mgmt For Against Against 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Titanium Metals Corp. Ticker Security ID: Meeting Date Meeting Status TIE CUSIP 888339207 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Coogan Mgmt For For For 1.2 Elect Glenn Simmons Mgmt For For For 1.3 Elect Harold Simmons Mgmt For Withhold Against 1.4 Elect Thomas Stafford Mgmt For Withhold Against 1.5 Elect Steven Watson Mgmt For Withhold Against 1.6 Elect Terry Worrell Mgmt For For For 1.7 Elect Paul Zucconi Mgmt For For For
TJX Companies Inc Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect David Brandon Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Elect Fletcher Wiley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Torchmark Corp. Ticker Security ID: Meeting Date Meeting Status TMK CUSIP 891027104 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Adair Mgmt For For For 1.2 Elect Lloyd Newton Mgmt For For For 1.3 Elect Darren Rebelez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Repeal of Fair Price Provision Mgmt For For For
Total System Services Inc Ticker Security ID: Meeting Date Meeting Status TSS CUSIP 891906109 04/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anthony Mgmt For For For 2 Elect Sidney Harris Mgmt For For For 3 Elect Mason Lampton Mgmt For For For 4 Elect John Turner Mgmt For For For 5 Elect M. Woods Mgmt For For For 6 Elect James Yancey Mgmt For Against Against 7 Elect Rebecca Yarbrough Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Tyson Foods Inc Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494 02/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Don Tyson Mgmt For For For 1.2 Elect John Tyson Mgmt For For For 1.3 Elect Lloyd Hackley Mgmt For For For 1.4 Elect Jim Kever Mgmt For For For 1.5 Elect Kevin McNamara Mgmt For For For 1.6 Elect Brad Sauer Mgmt For For For 1.7 Elect Robert Thurber Mgmt For For For 1.8 Elect Barbara Tyson Mgmt For For For 1.9 Elect Albert Zapanta Mgmt For For For 2 Amendment to the Annual Incentive Mgmt For For For Compensation Plan for Senior Executive Officers 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Report on Prevention of Water Pollution 5 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Reducing Environmental Impact 6 Shareholder Proposal Regarding ShrHoldr Against Against For Antibiotics in Animal Agriculture
Union Pacific Corp. Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For Against Against 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
United Parcel Service Inc Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
United States Steel Corp. Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Drosdick Mgmt For For For 1.2 Elect Charles Lee Mgmt For For For 1.3 Elect Jeffrey Lipton Mgmt For For For 1.4 Elect Dan Dinges Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 4 2010 Annual Incentive Compensation Mgmt For For For Plan
United Technologies Corp. Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Unitedhealth Group Inc Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 05/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For Against Against 2 Elect Richard Burke Mgmt For Against Against 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For Against Against 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For Against Against 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Unumprovident Corp. Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Urban Outfitters Inc Ticker Security ID: Meeting Date Meeting Status URBN CUSIP 917047102 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Belair Mgmt For Withhold Against 1.2 Elect Robert Strouse Mgmt For For For 2 Executive Incentive Plan Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Workplace Human Rights Report
US Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation
Valero Energy Corp. Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 04/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ruben Escobedo Mgmt For Against Against 2 Elect Bob Marbut Mgmt For Against Against 3 Elect Robert Profusek Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Varian Medical Systems Inc Ticker Security ID: Meeting Date Meeting Status VAR CUSIP 92220P 02/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Ventas Inc Ticker Security ID: Meeting Date Meeting Status VTR CUSIP 92276F100 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Debra Cafaro Mgmt For For For 1.2 Elect Douglas Crocker, ll Mgmt For For For 1.3 Elect Ronald Geary Mgmt For For For 1.4 Elect Jay Gellert Mgmt For For For 1.5 Elect Robert Reed Mgmt For For For 1.6 Elect Sheli Rosenberg Mgmt For For For 1.7 Elect James Shelton Mgmt For For For 1.8 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Verisign Inc Ticker Security ID: Meeting Date Meeting Status VRSN CUSIP 92343E102 05/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. James Bidzos Mgmt For For For 1.2 Elect William Chenevich Mgmt For For For 1.3 Elect Kathleen Cote Mgmt For For For 1.4 Elect Mark McLaughlin Mgmt For For For 1.5 Elect Roger Moore Mgmt For Withhold Against 1.6 Elect John Roach Mgmt For For For 1.7 Elect Louis Simpson Mgmt For For For 1.8 Elect Timothy Tomlinson Mgmt For For For 2 Annual Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Verizon Communications Inc Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For Against Against 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Shareholder Proposal Regarding Stock ShrHoldr Against Against For Option Policy 17 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHoldr Against For Against Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares after Retirement
VF Corp. Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
Vornado Realty Trust Ticker Security ID: Meeting Date Meeting Status VNO CUSIP 929042109 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Candace Beinecke Mgmt For Withhold Against 1.2 Elect Robert Kogod Mgmt For For For 1.3 Elect David Mandelbaum Mgmt For Withhold Against 1.4 Elect Richard West Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Share Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Vulcan Materials Corp. Ticker Security ID: Meeting Date Meeting Status VMC CUSIP 929160109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas McGregor Mgmt For For For 1.2 Elect Vincent Trosino Mgmt For For For 1.3 Elect Philip Carroll, Jr. Mgmt For Withhold Against 1.4 Elect James Napier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Wal Mart Stores Inc Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For For For 19 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report
Walgreen Co. Ticker Security ID: Meeting Date Meeting Status WAG CUSIP 931422109 01/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Steven A. Davis Management For For For 1.2 Elect Director William C. Foote Management For For For 1.3 Elect Director Mark P. Frissora Management For For For 1.4 Elect Director Alan G. McNally Management For For For 1.5 Elect Director Nancy M. Schlichting Management For For For 1.6 Elect Director David Y. Schwartz Management For For For 1.7 Elect Director Alejandro Silva Management For For For 1.8 Elect Director James A. Skinner Management For For For 1.9 Elect Director Gregory D. Wasson Management For For For 2 Ratify Auditors Management For For For 3 Amend Stock Option Plan Management For For For 4 Reduce Supermajority Vote Requirement Shareholder Against For Against 5 Performance-Based Equity Awards Shareholder Against For Against 6 Report on Charitable Contributions Shareholder Against Against For
Waste Management Inc Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For Against Against 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Elimination of the Supermajority Mgmt For For For Requirement 11 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report 12 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Waters Corp. Ticker Security ID: Meeting Date Meeting Status WAT CUSIP 941848103 05/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Watson Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status WPI CUSIP 942683103 05/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Bisaro Mgmt For For For 2 Elect Christopher Bodine Mgmt For For For 3 Elect Michel Feldman Mgmt For For For 4 Elect Fred Weiss Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Wellpoint Inc Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 05/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Sheila Burke Mgmt For For For 2 Elect George Schaefer, Jr. Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Conversion to Nonprofit Status 6 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation
Wells Fargo & Co Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For Against Against 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For Against Against 9 Elect Cynthia Milligan Mgmt For Against Against 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For Against Against Compensation 18 Increase of Authorized Common Stock Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHoldr Against For Against Political Contributions and Expenditure Report
Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/11/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Director Peter D. Behrendt Management For For For 2 Elect Director Kathleen A. Cote Management For For For 3 Elect Director John F. Coyne Management For For For 4 Elect Director Henry T. DeNero Management For For For 5 Elect Director William L. Kimsey Management For For For 6 Elect Director Michael D. Lambert Management For For For 7 Elect Director Matthew E. Massengill Management For For For 8 Elect Director Roger H. Moore Management For For For 9 Elect Director Thomas E. Pardun Management For For For 10 Elect Director Arif Shakeel Management For For For 11 Amend Omnibus Stock Plan Management For For For 12 Ratify Auditors Management For For For
Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 04/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Sinkfield Mgmt For Against Against 2 Elect D. Michael Steuert Mgmt For For For 3 Elect Kim Williams Mgmt For For For 4 Repeal of Classified Board and Mgmt For For For Removal of Supermajority Voting Provisions 5 Issuance of Common Stock Mgmt For For For 6 Increase Authorized Shares Mgmt For For For 7 Amendment to the Articles to Impose Mgmt For For For Ownership and Transfer Restrictions 8 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 9 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainable Forestry 10 Ratification of Auditor Mgmt For For For
Whirlpool Corp. Ticker Security ID: Meeting Date Meeting Status WHR CUSIP 963320106 04/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Johnston Mgmt For For For 2 Elect William Kerr Mgmt For For For 3 Elect William Perez Mgmt For For For 4 Elect Janice Stoney Mgmt For For For 5 Elect Michael White Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Omnibus Stock and Incentive Plan Mgmt For For For
Williams Companies Inc Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathleen Cooper Mgmt For For For 2 Elect William Granberry Mgmt For For For 3 Elect William Lowrie Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2007 Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 8 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Windstream Corporation Ticker Security ID: Meeting Date Meeting Status WIN CUSIP 97381W104 05/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Samuel Beall III Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Francis Frantz Mgmt For For For 5 Elect Jeffrey Gardner Mgmt For For For 6 Elect Jeffrey Hinson Mgmt For For For 7 Elect Judy Jones Mgmt For For For 8 Elect William Montgomery Mgmt For For For 9 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Wisconsin Energy Corp. Ticker Security ID: Meeting Date Meeting Status WEC CUSIP 976657106 05/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect Barbara Bowles Mgmt For For For 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For For For 1.8 Elect Ulice Payne, Jr. Mgmt For For For 1.9 Elect Frederick Stratton, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Wyeth Ticker Security ID: Meeting Date Meeting Status WYE CUSIP 983024100 07/20/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Merger Agreement Management For For For 2 Adjourn Meeting Management For For For 3.1 Elect Director Robert M. Amen Management For Against Against 3.2 Elect Director Michael J. Critelli Management For Against Against 3.3 Elect Director Frances D. Fergusson Management For For For 3.4 Elect Director Victor F. Ganzi Management For Against Against 3.5 Elect Director Robert Langer Management For For For 3.6 Elect Director John P. Mascotte Management For Against Against 3.7 Elect Director Raymond J. McGuire Management For Against Against 3.8 Elect Director Mary Lake Polan Management For For For 3.9 Elect Director Bernard Poussot Management For For For 3.10 Elect Director Gary L. Rogers Management For Against Against 3.11 Elect Director John R. Torell III Management For For For 4 Ratify Auditors Management For For For 5 Report on Political Contributions Shareholder Against For Against 6 Amend Articles/Bylaws/Charter -- Shareholder Against For Against Call Special Meetings
Wyndham Worldwide Corp. Ticker Security ID: Meeting Date Meeting Status WYN CUSIP 98310W108 05/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Mulroney Mgmt For For For 1.2 Elect Michael Wargotz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity and Mgmt For Against Against Incentive Plan
Wynn Resorts Limited Ticker Security ID: Meeting Date Meeting Status WYNN CUSIP 983134107 05/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Wynn Mgmt For For For 1.2 Elect Ray Irani Mgmt For For For 1.3 Elect Alvin Shoemaker Mgmt For For For 1.4 Elect D. Boone Wayson Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Xcel Energy Inc Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Annual Mgmt For For For Incentive Plan 12 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Xerox Corp. Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121 02/05/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares Pursuant to Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Xerox Corp. Ticker Security ID: Meeting Date Meeting Status XRX CUSIP 984121103 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect N.J. Nicholas, Jr. Mgmt For Against Against 7 Elect Charles Prince Mgmt For Against Against 8 Elect Ann Reese Mgmt For For For 9 Elect Mary Wilderotter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan
Xilinx, Inc. Ticker Security ID: Meeting Date Meeting Status XLNX CUSIP 983919101 08/12/2009 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Director Philip T. Gianos Management For For For 1.2 Elect Director Moshe N. Gavrielov Management For For For 1.3 Elect Director John L. Doyle Management For For For 1.4 Elect Director Jerald G. Fishman Management For For For 1.5 Elect Director William G. Howard, Jr. Management For For For 1.6 Elect Director J. Michael Patterson Management For For For 1.7 Elect Director Marshall C. Turner Management For For For 1.8 Elect Director E.W. Vanderslice Management For For For 2 Amend Qualified Employee Stock Management For For For Purchase Plan 3 Amend Omnibus Stock Plan Management For For For 4 Ratify Auditors Management For For For
XL Capital Limited Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98255105 04/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Mauriello Mgmt For Against Against 2 Elect Eugene McQuade Mgmt For Against Against 3 Elect Clayton Rose Mgmt For For For 4 Ratification of Auditor Mgmt For For For
XL Capital Limited Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98255105 04/30/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation from Cayman Islands Mgmt For For For to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Amendments to Articles - Director Mgmt For Against Against Nomination Procedures 5 Amendments to Articles - Change in Mgmt For For For Company Name 6 Right to Adjourn Meeting Mgmt For For For
XTO Energy Inc Ticker Security ID: Meeting Date Meeting Status XTO CUSIP 98385X106 06/25/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Yahoo Inc Ticker Security ID: Meeting Date Meeting Status YHOO CUSIP 984332106 06/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect Roy Bostock Mgmt For Against Against 3 Elect Patti Hart Mgmt For For For 4 Elect Eric Hippeau Mgmt For For For 5 Elect Susan James Mgmt For For For 6 Elect Vyomesh Joshi Mgmt For For For 7 Elect Arthur Kern Mgmt For Against Against 8 Elect Brad Smith Mgmt For For For 9 Elect Gary Wilson Mgmt For For For 10 Elect Jerry Yang Mgmt For For For 11 Amendment to the 1996 Directors' Mgmt For For For Stock Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Advisory Vote on Compensation (Say on Pay)
Yum! Brands Inc Ticker Security ID: Meeting Date Meeting Status YUM CUSIP 988498101 05/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting
Zimmer Holdings Inc Ticker Security ID: Meeting Date Meeting Status ZMH CUSIP 98956P102 05/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Zions Bancorporation Ticker Security ID: Meeting Date Meeting Status ZION CUSIP 989701107 05/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Stock Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Schwab Annuity Portfolios By: /S/ Randall W. Merk ------------------- President Date: August 19, 2010 -----END PRIVACY-ENHANCED MESSAGE-----