SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Petersen Eric S

(Last) (First) (Middle)
9227 CENTRE POINTE DR

(Street)
WEST CHESTER OH 45069

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/18/2013
3. Issuer Name and Ticker or Trading Symbol
AK STEEL HOLDING CORP [ AKS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Sales & Customer Service
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 17,365 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) 01/20/2006 01/20/2015 Common Stock 1,000 13.7 D
Employee Stock Option (Right to Buy) 01/19/2007 01/19/2016 Common Stock 2,250 7.89 D
Employee Stock Option (Right to Buy) 01/18/2008 01/18/2017 Common Stock 3,500 16.76 D
Employee Stock Option (Right to Buy) 01/17/2009 01/17/2018 Common Stock 1,500 36.59 D
Employee Stock Option (Right to Buy) 01/21/2010 01/21/2019 Common Stock 4,500 9.21 D
Employee Stock Option (Right to Buy) 01/20/2011 01/20/2020 Common Stock 2,250 22.97 D
Employee Stock Option (Right to Buy) 01/19/2012(1) 01/19/2021 Common Stock 3,106 14.57 D
Employee Stock Option (Right to Buy) 01/18/2013(2) 01/18/2022 Common Stock 5,500 9.11 D
Employee Stock Option (Right to Buy) 01/23/2014(3) 01/23/2023 Common Stock 5,500 4.59 D
Performance Shares 12/31/2013 12/31/2013 Common Stock 2,012.5(4) (5) D
Performance Shares 12/31/2014 12/31/2014 Common Stock 3,200(6) (7) D
Performance Shares 12/31/2015 12/31/2015 Common Stock 3,200(8) (9) D
Explanation of Responses:
1. Options vest in three equal annual installments beginning one year after grant date.
2. Options vest in three equal annual installments beginning one year after grant date.
3. Options vest in three equal annual installments beginning one year after grant date.
4. This represents one half of the Performance Shares which were awarded on January 19, 2011 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time.
5. Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2011 and December 31, 2013 (the "Performance Period").
6. This represents one half of the Performance Shares which were awarded on January 18, 2012 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time.
7. Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2012 and December 31, 2014 (the "Performance Period").
8. This represents one half of the Performance Shares which were awarded on January 23, 2013 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time.
9. Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2013 and December 31, 2015 (the "Performance Period").
/s/ Eric S. Petersen 07/22/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.