0000918160-20-000038.txt : 20200313
0000918160-20-000038.hdr.sgml : 20200313
20200313173526
ACCESSION NUMBER: 0000918160-20-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200313
FILED AS OF DATE: 20200313
DATE AS OF CHANGE: 20200313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESSIG MARK G
CENTRAL INDEX KEY: 0001216465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13696
FILM NUMBER: 20714200
MAIL ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AK STEEL HOLDING CORP
CENTRAL INDEX KEY: 0000918160
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 311401455
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
BUSINESS PHONE: 5134255000
MAIL ADDRESS:
STREET 1: 9227 CENTRE POINTE DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
4
1
wf-form4_158413530888124.xml
FORM 4
X0306
4
2020-03-13
1
0000918160
AK STEEL HOLDING CORP
AKS
0001216465
ESSIG MARK G
9227 CENTRE POINTE DRIVE
WEST CHESTER
OH
45069
1
0
0
0
Common Stock
2020-03-13
4
D
0
202455.531
D
0
D
Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated December 2, 2019 (the "Merger Agreement"), among the Issuer, Cleveland-Cliffs Inc. ("Cliffs") and Pepper Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Cliffs, and each share of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.400 (the "Exchange Ratio") of a common share of Cliffs, together with cash in lieu of any fractional Cliffs common shares. The closing price of a share of Common Stock on March 12, 2020 (the last trading day prior to the Merger) was $1.55, and the closing price of a Cliffs common share on the same date was $4.06.
Includes 164,671.531 restricted stock units that, pursuant to the Merger Agreement, were converted into restricted stock units with respect to 65,868 Cliffs common shares.
/s/ Joseph C. Alter, attorney-in-fact for Mr. Essig
2020-03-13