0000918160-20-000036.txt : 20200313 0000918160-20-000036.hdr.sgml : 20200313 20200313172719 ACCESSION NUMBER: 0000918160-20-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cuneo Dennis C CENTRAL INDEX KEY: 0001423981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13696 FILM NUMBER: 20714081 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AK STEEL HOLDING CORP CENTRAL INDEX KEY: 0000918160 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 311401455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 BUSINESS PHONE: 5134255000 MAIL ADDRESS: STREET 1: 9227 CENTRE POINTE DRIVE CITY: WEST CHESTER STATE: OH ZIP: 45069 4 1 wf-form4_158413482189378.xml FORM 4 X0306 4 2020-03-13 1 0000918160 AK STEEL HOLDING CORP AKS 0001423981 Cuneo Dennis C 9227 CENTRE POINTE DRIVE WEST CHESTER OH 45069 1 0 0 0 Common Stock 2020-03-13 4 D 0 226817.669 D 0 D Common Stock 2020-03-13 4 D 0 2000 D 0 I As Trustee For Bonita M Cuneo Revocable Trust Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated December 2, 2019 (the "Merger Agreement"), among the Issuer, Cleveland-Cliffs Inc. ("Cliffs") and Pepper Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Cliffs, and each share of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.400 (the "Exchange Ratio") of a common share of Cliffs, together with cash in lieu of any fractional Cliffs common shares. The closing price of a share of Common Stock on March 12, 2020 (the last trading day prior to the Merger) was $1.55, and the closing price of a Cliffs common share on the same date was $4.06. Includes 213,105.669 restricted stock units that, pursuant to the Merger Agreement, were converted into restricted stock units with respect to 85,242 Cliffs common shares. /s/ Joseph C. Alter, attorney-in-fact for Mr. Cuneo 2020-03-13