-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lz7ylQDL+dOkBGJoHsQenKspeOYzh+nmmLu+tq8qOtvc+djuyI+zGbhx7QlqNN7R yqhd9TASHk8WKyjeO4AwVg== 0001019056-10-000738.txt : 20100609 0001019056-10-000738.hdr.sgml : 20100609 20100609172917 ACCESSION NUMBER: 0001019056-10-000738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100607 FILED AS OF DATE: 20100609 DATE AS OF CHANGE: 20100609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heslop Ryan CENTRAL INDEX KEY: 0001438751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23280 FILM NUMBER: 10887992 MAIL ADDRESS: STREET 1: C/O FIREFLY VALUE PARTNERS, LP STREET 2: 551 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10176 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warszawski Ariel CENTRAL INDEX KEY: 0001438752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23280 FILM NUMBER: 10887993 MAIL ADDRESS: STREET 1: C/O FIREFLY VALUE PARTNERS, LP STREET 2: 551 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10176 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ CENTRAL INDEX KEY: 0000918112 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943049219 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 800 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-595-6000 MAIL ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 800 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FVP US-Q LP CENTRAL INDEX KEY: 0001397671 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23280 FILM NUMBER: 10887994 BUSINESS ADDRESS: STREET 1: C/O FVP GP LLC STREET 2: 551 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 212-672-9600 MAIL ADDRESS: STREET 1: C/O FVP GP LLC STREET 2: 551 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10176 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FVP Master Fund LP CENTRAL INDEX KEY: 0001407275 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23280 FILM NUMBER: 10887995 BUSINESS ADDRESS: STREET 1: FVP GP LLC STREET 2: 551 FIFTH AVENUE, 36TH FLOOR CITY: New York STATE: NY ZIP: 10176 BUSINESS PHONE: 212-672-9600 MAIL ADDRESS: STREET 1: FVP GP LLC STREET 2: 551 FIFTH AVENUE, 36TH FLOOR CITY: New York STATE: NY ZIP: 10176 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Firefly Value Partners, LP CENTRAL INDEX KEY: 0001438637 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23280 FILM NUMBER: 10887998 BUSINESS ADDRESS: STREET 1: 551 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 212-672-9600 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10176 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FVP GP, LLC CENTRAL INDEX KEY: 0001438718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23280 FILM NUMBER: 10887996 BUSINESS ADDRESS: STREET 1: C/O FIREFLY VALUE PARTNERS, LP STREET 2: 551 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 212-672-9600 MAIL ADDRESS: STREET 1: C/O FIREFLY VALUE PARTNERS, LP STREET 2: 551 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10176 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Firefly Management CO GP, LLC CENTRAL INDEX KEY: 0001438719 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23280 FILM NUMBER: 10887997 BUSINESS ADDRESS: STREET 1: C/O FIREFLY VALUE PARTNERS, LP STREET 2: 551 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 212-672-9600 MAIL ADDRESS: STREET 1: C/O FIREFLY VALUE PARTNERS, LP STREET 2: 551 FIFTH AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10176 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-06-07 0000918112 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ NTII 0001438637 Firefly Value Partners, LP 551 FIFTH AVE, 36TH FLOOR NEW YORK NY 10176 0 0 1 0 0001438719 Firefly Management CO GP, LLC 551 FIFTH AVE, 36TH FLOOR NEW YORK NY 10176 0 0 1 0 0001438718 FVP GP, LLC 551 FIFTH AVE, 36TH FLOOR NEW YORK NY 10176 0 0 1 0 0001407275 FVP Master Fund LP 551 FIFTH AVE, 36TH FLOOR NEW YORK NY 10176 0 0 1 0 0001397671 FVP US-Q LP 551 FIFTH AVE, 36TH FLOOR NEW YORK NY 10176 0 0 1 0 0001438752 Warszawski Ariel 551 FIFTH AVE, 36TH FLOOR NEW YORK NY 10176 0 0 1 0 0001438751 Heslop Ryan 551 FIFTH AVE, 36TH FLOOR NEW YORK NY 10176 0 0 1 0 Common Stock, par value $0.001 2010-06-07 4 P 0 7737 .075 D 2618424 I By FVP Master Fund, L.P. Common Stock, par value $0.001 2010-06-07 4 P 0 12796 .075 D 1994798 I By FVP US-Q, LP Firefly Value Partners, LP ("Firefly Partners") serves as investment manager to FVP Master Fund, L.P. (the "FVP Master Fund"), the direct owner of the subject securities. FVP GP, LLC ("FVP GP") serves as the general partner of the FVP Master Fund and Firefly Management Company GP, LLC ("Firefly Management") serves as the general partner of Firefly Partners. Messrs. Ryan Heslop and Ariel Warszawski are the managing members of FVP GP and Firefly Management. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Exchange Act") or for any other purpose. Firefly Partners serves as investment manager to FVP US-Q, LP (the "FVP Fund"), the direct owner of the subject securities. FVP GP serves as the general partner of the FVP Fund and Firefly Management serves as the general partner of Firefly Partners. Messrs. Ryan Heslop and Ariel Warszawski are the managing members of FVP GP and Firefly Management. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act or for any other purpose. /s/ Ariel Warszawski Ariel Warszawski, for himself, as Managing Member of FVP GP (for itself and as general partner of the FVP Master Fund and the FVP Fund) and of Firefly Management (for itself and as general partners of Firefly Partners) 2010-06-09 /s/ Ryan Heslop 2010-06-09 -----END PRIVACY-ENHANCED MESSAGE-----