The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
|
||||||||||||||||
| Report for the Calendar Year or Quarter Ended: | 03-31-2017 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | Calvert Investment Management, Inc. |
| Address: | 4550 MONTGOMERY AVENUE SUITE 1000N |
| BETHESDA, MD 20814 | |
| Form 13F File Number: | 028-05129 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||||
| Name: | Andrew Niebler | |||
| Title: | General Counsel | |||
| Phone: | 301-657-7044 | |||
| Signature, Place, and Date of Signing: | ||||
| /s/ Andrew Niebler | Bethesda, MD | 05-26-2017 | ||
| [Signature] | [City, State] | [Date] | ||
| <PAGE>On December 30, 2016, substantially all of the business assets of Calvert were sold to Calvert Research and Management (the "Transaction"), a newly-formed subsidiary of Eaton Vance Management ("Eaton Vance"), in accordance with the terms of an Asset Purchase Agreement dated as of October 20, 2016 and amended as of December 24, 2016, among Calvert, Calvert's indirect parent company, Ameritas Holding Company ("AHC"), Eaton Vance, Calvert Research and Management and certain other parties (the "Asset Purchase Agreement"). As a result of the Transaction, Calvert no longer serves as the investment advisor for any registered investment company or separate account. Following the Transaction, Calvert's sole client was the DC College Savings Plan (the "Plan"), which is a Section 529 Plan for the District of Columbia. Calvert served as the Program Manager of the Plan and, in that capacity, it was responsible for the Plan's administration and investment operations. Calvert served as the Plan's Program Manager through March 24, 2017 at which time Calvert was replaced by a successor Program Manager. Accordingly, Calvert does not have any clients and it plans to file Form ADV-W on or before June 30, 2017 to withdraw its registration as an investment advisor and intends to wind down its business operations. <PAGE> | ||||
| Report Type (Check only one.): | |
| X | 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) | |
| Form 13F Summary Page | |||||
| Report Summary: | |||||
| Number of Other Included Managers: | 0 | ||||
| Form 13F Information Table Entry Total: | 0 | ||||
| Form 13F Information Table Value Total: | 0 | ||||
| (thousands) | |||||
| List of Other Included Managers: | |||
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | |||
| [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | |||
| NONE | |||