0000903423-18-000029.txt : 20180118 0000903423-18-000029.hdr.sgml : 20180118 20180118160308 ACCESSION NUMBER: 0000903423-18-000029 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180108 FILED AS OF DATE: 20180118 DATE AS OF CHANGE: 20180118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vale S.A. CENTRAL INDEX KEY: 0000917851 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 18534032 BUSINESS ADDRESS: STREET 1: AVENIDA GRACA ARANHA #26 CITY: RIO DE JANEIRO STATE: D5 ZIP: 20005-900 BUSINESS PHONE: 552138144540 MAIL ADDRESS: STREET 1: AVENIDA GRACA ARANHA #26 CITY: RIO DE JANEIRO STATE: D5 ZIP: 20005-900 FORMER NAME: FORMER CONFORMED NAME: Companhia Vale do Rio Doce DATE OF NAME CHANGE: 20051108 FORMER NAME: FORMER CONFORMED NAME: VALLEY OF THE RIO DOCE CO DATE OF NAME CHANGE: 20020129 FORMER NAME: FORMER CONFORMED NAME: VALLEY OF THE DOCE RIVER CO DATE OF NAME CHANGE: 19950602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vale Fertilizer Netherlands B.V. CENTRAL INDEX KEY: 0001728359 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 18534031 BUSINESS ADDRESS: STREET 1: HERIKERBERGWEG 238 LUNA ARENA CITY: AMSTERDAM STATE: P7 ZIP: 1101 BUSINESS PHONE: 31205755600 MAIL ADDRESS: STREET 1: HERIKERBERGWEG 238 LUNA ARENA CITY: AMSTERDAM STATE: P7 ZIP: 1101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 3 1 valemosaicf3.xml OWNERSHIP DOCUMENT X0206 3 2018-01-08 0 0001285785 MOSAIC CO MOS 0000917851 Vale S.A. C/O VALE S.A., PRAIA DE BOTAFOGO, 186, 20TH FLOOR BOTAFOGO, RIO DE JANEIRO D5 22250-145 BRAZIL 1 0 0 0 0001728359 Vale Fertilizer Netherlands B.V. HERIKERBERGWEG 238 LUNA ARENA AMSTERDAM P7 1101 NETHERLANDS 1 0 0 0 Common Stock 34176574 I See Footnotes Vale S.A. ("Vale") and Vale Fertilizer Netherlands B.V., an indirect wholly owned subsidiary of Vale (together with Vale, the "Reporting Persons"), hold an aggregate of 34,176,574 Common Shares (the "Shares") of The Mosaic Company (the "Issuer"). Vale is the holder of record of an aggregate of 29,854,571 Shares and Vale Fertilizer Netherlands B.V. is the holder of record of an aggregate of 4,322,003 Shares. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. (3) Solely for purposes of Section 16 of the Exchange Act, each of the Reporting Persons may be deemed directors-by-deputization by virtue of their contractual right to appoint up to two directors to the board of directors of the Issuer. As a result, the "Director" box is marked in Item 4 of this Form 3. (4) The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. (5) Andre Figueiredo is signing on behalf of both Vale S.A. and Vale Fertilizer Netherlands B.V. pursuant to the Powers of Attorney dated January 11, 2018, which were previously filed with the Securities and Exchange Commission. /s/ Andre Figueiredo, Vale S.A. (5) 2018-01-18 /s/ Andre Figueiredo, Vale Fertilizer Netherlands B.V. (5) 2018-01-18