0000903423-18-000029.txt : 20180118
0000903423-18-000029.hdr.sgml : 20180118
20180118160308
ACCESSION NUMBER: 0000903423-18-000029
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180108
FILED AS OF DATE: 20180118
DATE AS OF CHANGE: 20180118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vale S.A.
CENTRAL INDEX KEY: 0000917851
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32327
FILM NUMBER: 18534032
BUSINESS ADDRESS:
STREET 1: AVENIDA GRACA ARANHA #26
CITY: RIO DE JANEIRO
STATE: D5
ZIP: 20005-900
BUSINESS PHONE: 552138144540
MAIL ADDRESS:
STREET 1: AVENIDA GRACA ARANHA #26
CITY: RIO DE JANEIRO
STATE: D5
ZIP: 20005-900
FORMER NAME:
FORMER CONFORMED NAME: Companhia Vale do Rio Doce
DATE OF NAME CHANGE: 20051108
FORMER NAME:
FORMER CONFORMED NAME: VALLEY OF THE RIO DOCE CO
DATE OF NAME CHANGE: 20020129
FORMER NAME:
FORMER CONFORMED NAME: VALLEY OF THE DOCE RIVER CO
DATE OF NAME CHANGE: 19950602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vale Fertilizer Netherlands B.V.
CENTRAL INDEX KEY: 0001728359
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32327
FILM NUMBER: 18534031
BUSINESS ADDRESS:
STREET 1: HERIKERBERGWEG 238 LUNA ARENA
CITY: AMSTERDAM
STATE: P7
ZIP: 1101
BUSINESS PHONE: 31205755600
MAIL ADDRESS:
STREET 1: HERIKERBERGWEG 238 LUNA ARENA
CITY: AMSTERDAM
STATE: P7
ZIP: 1101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOSAIC CO
CENTRAL INDEX KEY: 0001285785
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 201026454
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
BUSINESS PHONE: 7635772700
MAIL ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC
DATE OF NAME CHANGE: 20040401
3
1
valemosaicf3.xml
OWNERSHIP DOCUMENT
X0206
3
2018-01-08
0
0001285785
MOSAIC CO
MOS
0000917851
Vale S.A.
C/O VALE S.A.,
PRAIA DE BOTAFOGO, 186, 20TH FLOOR
BOTAFOGO, RIO DE JANEIRO
D5
22250-145
BRAZIL
1
0
0
0
0001728359
Vale Fertilizer Netherlands B.V.
HERIKERBERGWEG 238 LUNA ARENA
AMSTERDAM
P7
1101
NETHERLANDS
1
0
0
0
Common Stock
34176574
I
See Footnotes
Vale S.A. ("Vale") and Vale Fertilizer Netherlands B.V., an indirect wholly owned subsidiary of Vale (together with Vale, the "Reporting Persons"), hold an aggregate of 34,176,574 Common Shares (the "Shares") of The Mosaic Company (the "Issuer"). Vale is the holder of record of an aggregate of 29,854,571 Shares and Vale Fertilizer Netherlands B.V. is the holder of record of an aggregate of 4,322,003 Shares.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
(3) Solely for purposes of Section 16 of the Exchange Act, each of the Reporting Persons may be deemed directors-by-deputization by virtue of their contractual right to appoint up to two directors to the board of directors of the Issuer. As a result, the "Director" box is marked in Item 4 of this Form 3.
(4) The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act.
(5) Andre Figueiredo is signing on behalf of both Vale S.A. and Vale Fertilizer Netherlands B.V. pursuant to the Powers of Attorney dated January 11, 2018, which were previously filed with the Securities and Exchange Commission.
/s/ Andre Figueiredo, Vale S.A. (5)
2018-01-18
/s/ Andre Figueiredo, Vale Fertilizer Netherlands B.V. (5)
2018-01-18