0000905718-18-000714.txt : 20180806 0000905718-18-000714.hdr.sgml : 20180806 20180806074756 ACCESSION NUMBER: 0000905718-18-000714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180803 FILED AS OF DATE: 20180806 DATE AS OF CHANGE: 20180806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAPENTA ROBERT V CENTRAL INDEX KEY: 0001217902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23590 FILM NUMBER: 18993489 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Revolution Lighting Technologies, Inc. CENTRAL INDEX KEY: 0000917523 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 593046866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 177 BROAD STREET STREET 2: 12TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-504-1111 MAIL ADDRESS: STREET 1: 177 BROAD STREET STREET 2: 12TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: Nexxus Lighting, Inc. DATE OF NAME CHANGE: 20070417 FORMER COMPANY: FORMER CONFORMED NAME: SUPER VISION INTERNATIONAL INC DATE OF NAME CHANGE: 19940204 4 1 lapenta_fm4aug32018.xml OWNERSHIP DOCUMENT X0306 4 2018-08-03 0 0000917523 Revolution Lighting Technologies, Inc. RVLT 0001217902 LAPENTA ROBERT V C/O ASTON CAPITAL, LLC 177 BROAD STREET STAMFORD CT 06901 1 1 1 0 Chairman and CEO Common Stock, par value $0.001 per share 2018-08-03 4 J 0 1100000 3.04 A 9675386 I By limited liability company Common Stock, par value $0.001 per share 2018-08-03 4 J 0 1100000 3.04 D 8575386 I By limited liability company Common Stock, par value $0.001 per share 2018-08-03 4 J 0 1000000 3.04 A 2001476 D Represents shares issued to Aston Capital, LLC ("Aston") in exchange for cancellation of debt plus interest in the amount of $3,344,000 owed to Aston by the issuer pursuant to a promissory note dated June 30, 2018. As of August 6, 2018, RVL 1 LLC ("RVL") held directly 8,245,386 shares of the Issuer's common stock. As of August 6, 2018, Aston held directly 330,000 shares of the Issuer's common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any. On August 3, 2018, Aston transferred 1,100,000 shares of the Issuer's common stock to certain of its members, including 1,000,000 shares to Mr. LaPenta. /s/ Robert V. LaPenta 2018-08-06