0000905718-16-001409.txt : 20160513 0000905718-16-001409.hdr.sgml : 20160513 20160513175147 ACCESSION NUMBER: 0000905718-16-001409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160512 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Revolution Lighting Technologies, Inc. CENTRAL INDEX KEY: 0000917523 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 593046866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 177 BROAD STREET STREET 2: 12TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-504-1111 MAIL ADDRESS: STREET 1: 177 BROAD STREET STREET 2: 12TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: Nexxus Lighting, Inc. DATE OF NAME CHANGE: 20070417 FORMER COMPANY: FORMER CONFORMED NAME: SUPER VISION INTERNATIONAL INC DATE OF NAME CHANGE: 19940204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAPENTA ROBERT V CENTRAL INDEX KEY: 0001217902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23590 FILM NUMBER: 161649844 4 1 lapenta_fm4may122016.xml OWNERSHIP DOCUMENT X0306 4 2016-05-12 0 0000917523 Revolution Lighting Technologies, Inc. RVLT 0001217902 LAPENTA ROBERT V C/O ASTON CAPITAL, LLC, 177 BROAD STREET STAMFORD CT 06901 1 1 1 0 CEO, President and Chairman Common Stock, par value $0.001 per share 50000 D Common Stock, par value $0.001 per share 2016-05-12 4 A 0 250000 0 A 8575386 I By limited liability company On May 12, 2016, the Issuer's Board of Directors approved a grant of 250,000 shares of restricted common stock, par value $0.001 per share, to Aston Capital, LLC ("Aston") with equal vesting over three years and with the first such vesting date being May 12, 2017. As adjusted for the one-for-ten reverse split of the Issuer's common stock effective as of March 11, 2016. As of May 12, 2016, RVL 1 LLC ("RVL") held directly 8,245,386 shares of the Issuer's common stock. As of May 12, 2016, Aston held directly 330,000 shares of the Issuer's common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any. /s/ Robert V. LaPenta 2016-05-13