0000905718-15-000870.txt : 20151110 0000905718-15-000870.hdr.sgml : 20151110 20151109140903 ACCESSION NUMBER: 0000905718-15-000870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151106 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Revolution Lighting Technologies, Inc. CENTRAL INDEX KEY: 0000917523 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 593046866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 177 BROAD STREET STREET 2: 12TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-504-1111 MAIL ADDRESS: STREET 1: 177 BROAD STREET STREET 2: 12TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: Nexxus Lighting, Inc. DATE OF NAME CHANGE: 20070417 FORMER COMPANY: FORMER CONFORMED NAME: SUPER VISION INTERNATIONAL INC DATE OF NAME CHANGE: 19940204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DePalma James CENTRAL INDEX KEY: 0001347872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23590 FILM NUMBER: 151215089 MAIL ADDRESS: STREET 1: C/O ASTON CAPITAL LLC STREET 2: 177 BROAD STREET CITY: STAMFORD STATE: CT ZIP: 06901 4 1 depalma_fm4nov62015.xml OWNERSHIP DOCUMENT X0306 4 2015-11-06 0 0000917523 Revolution Lighting Technologies, Inc. RVLT 0001347872 DePalma James C/O ASTON CAPITAL LLC 177 BROAD STREET STAMFORD CT 06901 1 0 1 0 Common Stock, par value, $0.001 per share 2015-11-06 4 P 0 50000 1.00 A 350000 D Common Stock, par value, $0.001 per share 83253863 I By limited liability company As of November 6, 2015, RVL 1 LLC ("RVL") held directly 82,453,863 shares of the Company's common stock. As of November 6, 2015, Aston Capital, LLC ("Aston") held directly 800,000 shares of the Company's restricted Common Stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. James A. DePalma is an officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. DePalma's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any. /s/ James DePalma 2015-11-09