-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q7wp19teLPIV4ig95qisbjzIite6tT+kgvmAv7O2G8+kNP9gao0t90QtuHUcKA0u tQWWNdOve8rOKE5ziGzacw== 0000897069-04-001049.txt : 20040514 0000897069-04-001049.hdr.sgml : 20040514 20040514194913 ACCESSION NUMBER: 0000897069-04-001049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040512 FILED AS OF DATE: 20040514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000917491 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 593157093 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746-6204 BUSINESS PHONE: 4073339911 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAAB SIMON CENTRAL INDEX KEY: 0001061096 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23081 FILM NUMBER: 04809586 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 BUSINESS PHONE: 4073339911 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 4 1 form5_simonraab05-14ex.xml X0202 4 2004-05-12 0 0000917491 FARO TECHNOLOGIES INC FARO 0001061096 RAAB SIMON 125 TECHNOLOGY PARK LAKE MARY FL 32746 1 1 1 0 President & CEO Common Stock, par value $.010 2004-05-12 4 M 0 58500 3.31 A 228221 D Common Stock, par value $.001 2004-05-12 4 M 0 90000 2.23 A 318221 D Common Stock, par value $.001 2004-05-12 4 S 0 33000 23.5454 D 285221 D Common Stock, par value $.001 2004-05-13 4 S 0 90500 23.3926 D 194721 D Common Stock, par value $.001 2004-05-14 4 S 0 25000 23.789 D 169721 D Common Stock, par value $.001 2084108 I Note 1 Common Stock, par value $.001 102000 I Note 2 Employee Stock Option (right to buy) 3.64 2004-05-12 4 M 0 58500 0 D 2008-12-09 Common 58500 0 D Employee Stock Option (right to buy) 2.23 2005-05-12 4 M 0 90000 0 D 2012-05-29 Common 90000 90000 D Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Reseach, Inc. Represents shares held by a revocable trust of which the reporting person is the settlor and trustee. The option was granted to reporting person under the Issuer's Employee Stock Option Plan, and vests in three equal annual installments beginning December 9, 1999. The option was granted to reporting person under the Issuer's Employee Stock Option Plan with 25% vesting immediately and the remaining 75% vesting ratably on an annual basis in three equal installments beginning on May 29, 2003. /s/ Martin A. Traber, Attorney-In-Fact for Simon Raab 2004-05-14 -----END PRIVACY-ENHANCED MESSAGE-----