-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FfFGNIfDM5KcdK1pWZe2dtqX0TTvg8o8iJRGVxmIYCgwGEhDA8P2HCyb82iloYMb I6xCKPa8W/4neTecsHFiLA== 0000897069-03-001013.txt : 20030908 0000897069-03-001013.hdr.sgml : 20030908 20030908193101 ACCESSION NUMBER: 0000897069-03-001013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030904 FILED AS OF DATE: 20030908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRASER GREGORY A CENTRAL INDEX KEY: 0001061459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23081 FILM NUMBER: 03886949 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 BUSINESS PHONE: 40733991 MAIL ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000917491 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 593157093 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746-6204 BUSINESS PHONE: 4073339911 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 4 1 dkm474_ex.xml X0201 4 2003-09-04 0 0000917491 FARO TECHNOLOGIES INC FARO 0001061459 FRASER GREGORY A 125 TECHNOLOGY PARK LAKE MARY FL 32746 1 1 0 0 CFO, EVP, Secretary/Treasurer Common Stock, par value $.001 2003-09-04 4 M 0 37000 3.31 A 429265 D Common Stock, par value $.001 2003-09-04 4 S 0 4500 11.90 D 424765 D Common Stock, par value $.001 2003-09-04 4 S 0 5000 11.995 D 419765 D Common Stock, par value $.001 2003-09-04 4 S 0 10000 12.025 D 409765 D Common Stock, par value $.001 2003-09-04 4 S 0 12500 12.02 D 397265 D Common Stock, par value $.001 2003-09-04 4 S 0 5000 12.04 D 392265 D Common Stock, par value $.001 2003-09-05 4 M 0 4500 3.31 A 396765 D Common Stock, par value $.001 2003-09-05 4 S 0 4500 11.95 D 392265 D Common Stock, par value $.001 50000 I Held by Wife Employee Stock Option (right to buy) 3.31 2003-09-04 4 M 0 37000 0 D 1999-12-09 2008-12-09 Common 37000 23000 D Employee Stock Option (right to buy) 3.31 2003-09-05 4 M 0 4500 0 D 1999-12-09 2008-12-09 Common 4500 18500 D Employee Stock Option (right to buy) 2.16 2003-05-27 2012-05-27 Common 120000 120000 D Previously over-reported the number of shares held by wife in the amount of 5,010 shares and understated the number of shares held directly by the reporting person by the same amount. The option was granted to reporting person under the Issuer's 1997 Employee Stock Option Plan, and vests in three equal annual installments beginning December 9, 1999. The option was granted to reporting person under the Issuer's 1997 Employee Stock Option Plan, and vests in three equal annual installments beginning May 27, 2003. /s/ Martin A. Traber, Attorney-in-fact for Gregory A. Fraser 2003-09-08 -----END PRIVACY-ENHANCED MESSAGE-----