-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JmoNO3b75J0kyXztMqExhRerR8y3KaR6HtFDb/Rsya1uRjKc6xQ/+vDQphnNVaND ptnpIC7wlJRxhucSu1/arw== 0001116502-04-000105.txt : 20040130 0001116502-04-000105.hdr.sgml : 20040130 20040130164131 ACCESSION NUMBER: 0001116502-04-000105 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040121 FILED AS OF DATE: 20040130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POINTE FINANCIAL CORP CENTRAL INDEX KEY: 0000917331 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 650451402 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21845 POWERLINE RD CITY: BOCA RATON STATE: FL ZIP: 33433 BUSINESS PHONE: 4073686300 MAIL ADDRESS: STREET 1: 21845 POWERLINE RD CITY: BOCA RATON STATE: FL ZIP: 33433 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MASSRY MORRIS CENTRAL INDEX KEY: 0000924754 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24433 FILM NUMBER: 04556411 BUSINESS ADDRESS: STREET 1: 255 WASHINGTON AVENUE EXTENSION STREET 2: - CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 5184588500 MAIL ADDRESS: STREET 1: 255 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 4/A 1 massry_ex.xml X0201 4/A 2004-01-21 2004-01-22 0 0000917331 POINTE FINANCIAL CORP PNTE 0000924754 MASSRY MORRIS 255 WASHINGTON AVENUE EXTENSION ALBANY NY 12205 1 0 0 0 Common Stock 2004-01-21 5 S 0 164810 24.00 D 224072 D Common Stock 2004-01-21 4 S 0 50000 24.00 D 224072 D For estate planning and other personal reasons, Mr. Massry entered into an Option Agreement for the Purchase of Stock, dated as of January 20, 2004, with a purchaser whereby he (i) sold to the purchaser 50,000 shares of Common Stock of the Company and (ii) granted to the purchaser an option to purchase 164,810 shares of Common Stock of the Company that he owns. Pursuant to the terms of the Option Agreement, the option shall expire on May 10, 2004, unless the purchaser exercises its right to extend the option until September 10, 2004 upon proper notice to Mr. Massry and the payment of an additional consideration. /s/ R. Carl Palmer, Jr., by Power of Attorney 2004-01-30 -----END PRIVACY-ENHANCED MESSAGE-----