0001209191-19-055039.txt : 20191104 0001209191-19-055039.hdr.sgml : 20191104 20191104190105 ACCESSION NUMBER: 0001209191-19-055039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seraphin Luc CENTRAL INDEX KEY: 0001341984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22339 FILM NUMBER: 191191127 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAMBUS INC CENTRAL INDEX KEY: 0000917273 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943112828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-462-8000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-01 0 0000917273 RAMBUS INC RMBS 0001341984 Seraphin Luc C/O RAMBUS INC. 1050 ENTERPRISE WAY, SUITE 700 SUNNYVALE CA 94089 1 1 0 0 President and CEO Common Stock 2019-11-01 4 F 0 17924 13.935 D 210773 D Common Stock 2019-11-04 4 S 0 18226 13.936 D 192547 D The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.77 to $14.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Includes an exempt transaction of 2,674 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase Plan on May 1, 2019. /s/ Kirk Williams, by power of attorney 2019-11-04