Colorado
(State
or other jurisdiction of
incorporation
or organization)
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001-32978
(Commission
File
Number)
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84-1285791
(I.R.S.
Employer
Identification
No.)
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Registrant’s
telephone number, including area code:
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(303)
534-1030
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☐
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Written
communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
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||||
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Securities
registered pursuant to Section 12(b) of the Act:
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|
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Title
of Each Class
|
Trading
Symbol
|
Name
of each exchange on which registered
|
|
|
|
Common
Stock,
$0.01
par value
|
XPL
|
NYSE
American
|
|
|
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||||
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Indicate
by checkmark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging
growth company ☐
|
||||
|
|
||||
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If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
|
Number of Shares
|
||||
Name
|
For
|
Against
|
Withheld
|
Broker Non-Votes
|
Brian
Labadie
|
21,975,502
|
1,388,722
|
667,592
|
15,332,884
|
John
Labate
|
21,965,841
|
1,354,690
|
701,285
|
15,332,884
|
James
Hesketh
|
22,411,532
|
1,487,813
|
132.471
|
15,332,884
|
Christopher E.
Herald
|
23,832,649
|
123,287
|
75,880
|
15,332,884
|
Gil
Atzmon
|
22,474,688
|
254,585
|
1,302,543
|
15,332,884
|
Joshua D.
Crumb
|
21,255,518
|
1,470,689
|
1,305,609
|
15,332,884
|
|
Solitario Zinc
Corp.
|
|
|
|
|
|
|
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By:
|
/s/ James R.
Maronick
|
|
|
|
James R. Maronick,
Chief Financial Officer
|
|
|
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