EX-99.77O RULE 10F-3 6 10f3tpptapmid.htm Unassociated Document
 
 
 

Unit Price of Offering/Price Paid Per Unit
Spread
Total Price Paid
Underwriter From Whom the Fund Purchased
Total Shares Offered
Total Size of the Offering
Total Shares Purchased by Investment Management
Total Price Paid by the Fund Plus Total Price paid For Same Securities Purchased By the Same Sub-adviser
% of Offering
 $   23.00
 $    0.69
$434,700
BofA Merrill Lynch
     26,086,957
$600,000,011
       1,564,700
$35,988,100
6.00%
BofA Merrill Lynch / Citigroup / J.P. Morgan / Wells Fargo Securities / BMO Capital Markets / BNP Paribas / MUFG / Mizuho Securities / RBS / SMBC Nikko / BBVA / Credit Agricole CIB / RBC Capital Markets / CIBC / Societe Generale / BB&T Capital Markets / Comerica Securities / Fifth Third Securities / Heikkinen Energy Advisors / HSBC / KeyBanc Capital Markets / Macquarie Capital / Piper Jaffray / PNC Capital Markets LLC / Baird / Scotiabank / Howard Weil / Tudor, Pickering, Holt &  Co.
 $   26.38
 $ 0.3957
$224,230
Wells Fargo Securities
     22,500,000
$593,550,000
          620,500
$16,368,790
2.76%
BofA Merrill Lynch / Citigroup / J.P. Morgan / Wells Fargo Securities
 $   23.75
 $  0.285
$306,375
Morgan Stanley
   135,000,000
$3,206,250,000
       1,677,220
$39,833,975
1.24%
Morgan Stanley / Goldman, Sachs & Co. / J.P. Morgan / Citigroup / Credit Suisse / Deutsche Bank Securities / RBS / UBS Investment Bank / Wells Fargo Securities / Barclays / Keefe, Bruyette & Woods / Oppenheimer & Co. / RBC Capital Markets / Sandler O'Neill + Partners, L.P.