EX-99.77O RULE 10F-3 3 10f3tppjpmtap.htm Unassociated Document
 
 
 

Transamerica 10f-3 Equity Report January 2015
                      
Fund
Offering Date/Trade Date
Issuer/Security
Cusip
Offering Type
Shares
Unit Price of Offering/Price Paid Per Unit
Spread
Total Price Paid
Underwriter From Whom the Fund Purchased
Total Shares Offered
Total Size of the Offering
Total Shares Purchased by Investment Management
Total Price Paid by the Fund Plus Total Price paid For Same Securities Purchased By the Same Sub-adviser
% of Offering
Transamerica Series Trust- Transamerica JP Morgan Mid Cap Value VP
1/15/2015
Southwestern Energy Company (SWN) Secondary
84546710
U.S. Registered
   46,300
 $        23.00
 $     0.69
$1,064,900
BofA Merrill Lynch
 26,086,957
$600,000,011
       1,564,700
$35,988,100
6.00%
BofA Merrill Lynch / Citigroup / J.P. Morgan / Wells Fargo Securities / BMO Capital Markets / BNP Paribas / MUFG / Mizuho Securities / RBS / SMBC Nikko / BBVA / Credit Agricole CIB / RBC Capital Markets / CIBC / Societe Generale / BB&T Capital Markets / Comerica Securities / Fifth Third Securities / Heikkinen Energy Advisors / HSBC / KeyBanc Capital Markets / Macquarie Capital / Piper Jaffray / PNC Capital Markets LLC / Baird / Scotiabank / Howard Weil / Tudor, Pickering, Holt &  Co.
Transamerica Funds-Transamerica Mid Cap Value Fund
1/15/2015
Southwestern Energy Company (SWN) Secondary
84546710
U.S. Registered
   10,300
 $        23.00
 $     0.69
$236,900
BofA Merrill Lynch
 26,086,957
$600,000,011
       1,564,700
$35,988,100
6.00%
BofA Merrill Lynch / Citigroup / J.P. Morgan / Wells Fargo Securities / BMO Capital Markets / BNP Paribas / MUFG / Mizuho Securities / RBS / SMBC Nikko / BBVA / Credit Agricole CIB / RBC Capital Markets / CIBC / Societe Generale / BB&T Capital Markets / Comerica Securities / Fifth Third Securities / Heikkinen Energy Advisors / HSBC / KeyBanc Capital Markets / Macquarie Capital / Piper Jaffray / PNC Capital Markets LLC / Baird / Scotiabank / Howard Weil / Tudor, Pickering, Holt &  Co.
Transamerica Partners Mid Value Portfolio
1/15/2015
Southwestern Energy Company (SWN) Secondary
84546710
U.S. Registered
   18,900
 $        23.00
 $     0.69
$434,700
BofA Merrill Lynch
 26,086,957
$600,000,011
       1,564,700
$35,988,100
6.00%
BofA Merrill Lynch / Citigroup / J.P. Morgan / Wells Fargo Securities / BMO Capital Markets / BNP Paribas / MUFG / Mizuho Securities / RBS / SMBC Nikko / BBVA / Credit Agricole CIB / RBC Capital Markets / CIBC / Societe Generale / BB&T Capital Markets / Comerica Securities / Fifth Third Securities / Heikkinen Energy Advisors / HSBC / KeyBanc Capital Markets / Macquarie Capital / Piper Jaffray / PNC Capital Markets LLC / Baird / Scotiabank / Howard Weil / Tudor, Pickering, Holt &  Co.
Transamerica Funds- Transamerica Long/Short Strategy
1/23/2015
Box, Inc. (BOX) IPO
10316T10
U.S. Registered
     7,500
 $        14.00
 $0.98000
$105,000
Morgan Stanley
 12,500,000
$175,000,000
            62,400
$873,600
0.50%
Morgan Stanley / Credit Suisse / J.P. Morgan / BMO Capital Markets / Canaccord Genuity / Pacific Crest Securities / Raymond James / Wells Fargo Securities