EX-99.77O RULE 10F-3 8 tppmidval210f3.htm Unassociated Document
 
 
 

Transamerica 10f-3 Equity Report Transamerica Partners Mid Value 2014
              
Fund
Offering Date/Trade Date
Issuer/Security
Cusip
Offering Type
Shares
Unit Price of Offering/Price Paid Per Unit
Spread
Total Price Paid
Underwriter From Whom the Fund Purchased
Total Shares Offered
Total Size of the Offering
Total Shares Purchased by Investment Management
Total Price Paid by the Fund Plus Total Price paid For Same Securities Purchased By the Same Sub-adviser
% of Offering
Transamerica Partners Mid Value Portfolio
1/23/2014
Santander Consumer USA Holdings Inc. (SC) IPO
80283M10
U.S. Registered
        23,600
 $        24.00
 $         0.96
$566,400
Citigroup
        74,991,470
$1,799,795,280
       2,136,400
$51,273,600
2.85%
Citigroup / J.P. Morgan / BofA Merrill Lynch / Deutsche Bank Securities / Santander / Barclays / Goldman, Sachs & Co. / Morgan Stanley / RBC Capital Markets / BMO Capital Markets / Credit Suisse / UBS Investment Bank / Wells Fargo Securities / KKR / Sandler O'Neill + Partners, L.P. / Stephens Inc. / LOYAL3 Securities
Transamerica Partners Mid Value Portfolio
3/28/2014
CommScope Holding Company, Inc. (COMM) Secondary
20337X10
U.S. Registered
        23,400
 $        22.00
 $       0.825
$514,800
Deutsche Bank Securities
        17,500,000
$385,000,000
          992,200
$21,828,400
5.67%
J.P. Morgan / Deutsche Bank Securities / BofA Merrill Lynch / Barclays / Credit Suisse / Goldman, Sachs & Co. / Jefferies / Morgan Stanley / RBC Capital Markets / Wells Fargo Securities / Allen & Company LLC / Evercore / Raymond James / Mizuho Securities / SMBC Nikko / Drexel Hamilton
Transamerica Partners Mid Value Portfolio
4/9/2014
Ally Financial Inc. (ALLY) IPO
02005N10
U.S. Registered
        96,600
 $        25.00
 $     0.1875
$2,415,000
Morgan Stanley
        95,000,000
$2,375,000,000
       4,218,000
$105,450,000
4.44%
Citigroup / Goldman, Sachs & Co. / Morgan Stanley / Barclays / BofA Merrill Lynch / Deutsche Bank Securities / J.P. Morgan / Sandler O'Neill + Partners L.P. / Keefe, Bruynette, & Woods / Credit Suisse / Evercore / RBC Capital Markets / Scotiabank / Credit Agricole CIB / Raymond James / Societe Generale / Guggenheim Securities / Sanford C. Bernstein / The Seaport Group
Transamerica Partners Mid Value Portfolio
6/13/2014
CommScope Holding Company, Inc. (COMM) Secondary
20337X10
U.S. Registered
          9,900
 $        23.00
 $     0.8625
$227,700
Deutsche Bank Securities
        17,500,000
$402,500,000
          421,609
$9,697,007
2.41%
J.P. Morgan / Deutsche Bank Securities / BofA Merrill Lynch / Barclays / Credit Suisse / Goldman, Sachs & Co. / Jefferies / Morgan Stanley / RBC Capital Markets / Wells Fargo Securities / Allen & Company LLC / Evercore / Raymond James / Mizuho Securities / SMBC Nikko / Drexel Hamilton
Transamerica Partners Mid Value Portfolio
9/23/2014
Citizens  Financial Group, Inc. (CFG) IPO
17461010
U.S. Registered
      104,000
 $        21.50
 $     0.4085
$2,236,000
Morgan Stanley
       140,000,000
$3,010,000,000
       7,739,800
$166,405,700
5.53%
Morgan Stanley / Goldman, Sachs & Co. / J.P. Morgan / Barclays / Citigroup / Deutsche Bank Securities / RBS / Wells Fargo Securities / Credit Suisse / UBS Investment Bank / Jefferies / Keefe, Bruyette, & Woods / Oppenheimer & Co. / RBC Capital Markets / A Stifel Company, Sandler O'Neill + Partners, L.P. / Evercore / ING / Sanford C. Bernstein / Guggenheim Securities / Lebenthal Capital Markets / The Williams Capital Group, L.P.