EX-99.77O RULE 10F-3 7 tpp10f3tapmidvalueport.TXT Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Partners Mid Value Portfolio Security: See Attached Issuer: See Attached Offering Type: US Registered
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ---------------------------------------------- ------------- ---------------------------------- ------------- 1. Offering Date See Attached None YES 2. Trade Date See Attached Must be the same as #1 YES 3. Unit Price of Offering See Attached None YES 4. Price Paid per Unit See Attached Must not exceed #3 YES 5. Years of Issuer's Operations More than 3 Must be at least three years * YES 6. Underwriting Type Firm Must be firm YES 7. Underwriting Spread See Attached Sub-Adviser determination to be YES made 8. Total Price paid by the Fund See Attached None YES 9. Total Size of Offering See Attached None 10. Total Price Paid by the Fund plus Total Price See Attached #10 divided by #9 must not exceed YES Paid for same securities purchased by the 25% ** same Sub-Adviser for other investment companies 11. Underwriter(s) from whom the Fund See attached Must not include Sub-Adviser YES purchased (attach a list of all syndicate affiliates *** members) 12. If the affiliate was lead or co-lead manager, Yes Must be "Yes" or "N/A" YES was the instruction listed below given to the broker(s) named in #11? ****
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Anna K. Jensen --------------------------------------- Anna K. Jensen, Vice President J.P. Morgan Investment Management, Inc. * Not applicable to munis. In the case of munis, (i) the issue must have one investment grade rating or (ii) if the issuer or the revenue source has been in operation for less than three years, the issue must have one of the three highest ratings. Circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [ ] **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Partners Balanced Portfolio Security: See Attached Issuer: See Attached Offering Type: US Registered
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ---------------------------------------------- ------------- ---------------------------------- ------------- 1. Offering Date See Attached None YES 2. Trade Date See Attached Must be the same as #1 YES 3. Unit Price of Offering See Attached None YES 4. Price Paid per Unit See Attached Must not exceed #3 YES 5. Years of Issuer's Operations More than 3 Must be at least three years * YES 6. Underwriting Type Firm Must be firm YES 7. Underwriting Spread See Attached Sub-Adviser determination to be YES made 8. Total Price paid by the Fund See Attached None YES 9. Total Size of Offering See Attached None 10. Total Price Paid by the Fund plus Total Price See Attached #10 divided by #9 must not exceed YES Paid for same securities purchased by the 25% ** same Sub-Adviser for other investment companies 11. Underwriter(s) from whom the Fund See attached Must not include Sub-Adviser YES purchased (attach a list of all syndicate affiliates *** members) 12. If the affiliate was lead or co-lead manager, Yes Must be "Yes" or "N/A" YES was the instruction listed below given to the broker(s) named in #11? ****
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Anna K. Jensen --------------------------------------- Anna K. Jensen, Vice President J.P. Morgan Investment Management, Inc. * Not applicable to munis. In the case of munis, (i) the issue must have one investment grade rating or (ii) if the issuer or the revenue source has been in operation for less than three years, the issue must have one of the three highest ratings. Circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [ ] **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund.