EX-99.77O RULE 10F-3 4 tapjpm10f3.htm Unassociated Document
 
 
 

2013 - Transamerica Partners 10f-3 Report
                          
Fund
Offering Date/Trade Date
Issuer/Security
Cusip
Offering Type
Bonds
Unit Price of Offering/Price Paid Per Unit
Spread
Total Price Paid
Underwriter From Whom the Fund Purchased
Total Shares/ Units/ Bonds Offered
Total Size of Offering
Total Bonds Purchased by Investment Management
Total Price Paid by the Fund Plus Total Price Paid For Same Securities Purchased Bythe Same Sub-Advsier
% of Offering
Transamerica Partners- Balanced Portfolio
1/31/2013
Zoetis, Inc. (ZTS) IPO
98978V10
US Registered
       900
 $         26.00
0.962
$23,400
BofA Merrill Lynch
      86,100,000
$2,238,600,000
        1,634,300
$42,491,800
1.90%
JP Morgan/  BofA Merrill Lynch/ Morgan Stanley/ Barclays/ Citigroup/ Credit Suisse/ Deutsche Bank Securities/ Goldman, Sachs & Co./ Guggenheim Securities/ Jeffries/ BNP Paribus/ HSBC/ Loop Capital Markets/ RBC Capital Markets/ The Williams Capital Group, LP/ UBS Investment Bank/ Lebenthal Capital Markets/ Piper Jaffray/ Ramirez & Co., Inc.
Transamerica Partners Mid Value Portfolio
6/27/2013
CDW Corporation (CDW) IPO
12514G10
US Registered
   16,200
 $         17.00
0.935
$275,400
Barclays
      23,250,000
$395,250,000
        1,928,200
$32,779,400
8.29%
JPMorgan/ Barclays/ Goldman, Sachs & Co./ Deustche Bank Securities/ Morgan Stanley/ Baird/ Raymond James/ William Blair/ Needham & Company/ Stifel/ Loop Capital Markets/ The Williams Capital Group, L.P.
Transamerica Partners Mid Value Portfolio
6/27/2013
CDW Corporation (CDW) IPO
12514G10
US Registered
   16,300
 $         17.00
0.935
$277,100
Barclays
      23,250,000
$395,250,000
        1,928,200
$32,779,400
8.29%
JPMorgan/ Barclays/ Goldman, Sachs & Co./ Deustche Bank Securities/ Morgan Stanley/ Baird/ Raymond James/ William Blair/ Needham & Company/ Stifel/ Loop Capital Markets/ The Williams Capital Group, L.P.
Transamerica Partners Mid Value Portfolio
6/27/2013
CDW Corporation (CDW) IPO
12514G10
US Registered
   16,500
 $         17.00
0.935
$280,500
Barclays
      23,250,000
$395,250,000
        1,928,200
$32,779,400
8.29%
JPMorgan/ Barclays/ Goldman, Sachs & Co./ Deustche Bank Securities/ Morgan Stanley/ Baird/ Raymond James/ William Blair/ Needham & Company/ Stifel/ Loop Capital Markets/ The Williams Capital Group, L.P.
Transamerica Partners Mid Value Portfolio
10/25/2013
CommScope Holding Company, Inc. (COMM) IPO
20337X10
US Registered
 117,000
 $         15.00
0.7875
$1,755,000
Deutsche Bank Securities
      38,461,537
$576,923,055
        4,719,600
$70,794,000
12.27%
J.P. Morgan / Deutsche Bank Securities / BofA Merrill Lynch / Barclays / Credit Suisse / Goldman, Sachs & Co. / Jefferies / Morgan Stanley / RBC Capital Markets / Wells Fargo Securities / Allen & Company LLC / Evercore / Raymond James
Transamerica Partners- Balanced Portfolio
11/7/2013
Twitter, Inc. (TWTR) IPO
90184L10
US Registered
       400
 $         26.00
0.845
$10,400
Goldman, Sachs & Co.
      70,000,000
$1,820,000,000
        1,318,400
$34,278,400
1.88%
Goldman, Sachs & Co. / Morgan Stanley / J.P. Morgan
Transamerica Partners Mid Value Portfolio
11/13/2013
Extended Stay America, Inc and ESH Hospitality, Inc. (STAY) IPO
30224P20
US Registered
   15,800
 $         20.00
1.2
$316,000
Goldman, Sachs & Co.
      28,250,000
$565,000,000
           955,500
$19,110,000
3.38%
Deutsche Bank Securities / Goldman, Sachs & Co. / J.P. Morgan / Citigroup / BofA Merrill Lynch / Barclays / Morgan Stanley / Macquarie Capital / Blackstone Capital Markets / Baird / Houlihan Lokey / Stifel