0001104659-21-022210.txt : 20210212 0001104659-21-022210.hdr.sgml : 20210212 20210212182744 ACCESSION NUMBER: 0001104659-21-022210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210210 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dorton Brett CENTRAL INDEX KEY: 0001764253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23406 FILM NUMBER: 21630713 MAIL ADDRESS: STREET 1: C/O SOUTHERN MISSOURI BANCORP, INC. STREET 2: 2991 OAK GROVE ROAD CITY: POPLAR BLUFF STATE: MO ZIP: 63901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN MISSOURI BANCORP, INC. CENTRAL INDEX KEY: 0000916907 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 431665523 STATE OF INCORPORATION: MO FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2991 OAK GROVE ROAD CITY: POPLAR BLUFF STATE: MO ZIP: 63901 BUSINESS PHONE: 573-778-1800 MAIL ADDRESS: STREET 1: 2991 OAK GROVE ROAD CITY: POPLAR BLUFF STATE: MO ZIP: 63901 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN MISSOURI BANCORP INC DATE OF NAME CHANGE: 19940104 4 1 tm216554-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-02-10 0 0000916907 SOUTHERN MISSOURI BANCORP, INC. SMBC 0001764253 Dorton Brett 2991 OAK GROVE RD POPLAR BLUFF MO 63901 0 1 0 0 EVP-Chief Strategies Officer Common Stock 2021-02-10 4 A 0 600 0 A 1930 D Common Stock 3115.27 I By 401(k) Stock Option (Right to buy) 34.35 2029-01-04 Common Stock 2000 2000 D Stock Option (Right to buy) 37.40 2030-02-18 Common Stock 2000 2000 D Stock Option (Right to buy) 34.91 2021-02-10 4 A 0 3000 0 A 2031-02-10 Common Stock 3000 3000 D The shares are scheduled to vest over a five-year period beginning February 9, 2022, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level. Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report. The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/04/20. Each remaining installment vests annually thereafter. The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter. The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter. /s/ Brett Dorton 2021-02-12