0000929638-23-002194.txt : 20230808 0000929638-23-002194.hdr.sgml : 20230808 20230808171105 ACCESSION NUMBER: 0000929638-23-002194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230807 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH JOHN M CENTRAL INDEX KEY: 0000916864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36556 FILM NUMBER: 231152480 MAIL ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: El Pollo Loco Holdings, Inc. CENTRAL INDEX KEY: 0001606366 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 203563182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 3535 HARBOR BOULEVARD STREET 2: SUITE 100 CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145995000 MAIL ADDRESS: STREET 1: 3535 HARBOR BOULEVARD STREET 2: SUITE 100 CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 form4.xml X0508 4 2023-08-07 0001606366 El Pollo Loco Holdings, Inc. LOCO 0000916864 ROTH JOHN M C/O EL POLLO LOCO HOLDINGS, INC. 3535 HARBOR BLVD, SUITE 100 COSTA MESA CA 92626 true false Common Stock 2023-08-07 4 S 0 2467000 10.63 D 2994251 I See Notes Common Stock 2023-08-07 4 S 0 33000 10.63 D 40052 I See Notes Common Stock 36974 D Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner"). Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner. Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein. Amount includes 9,934 restricted shares granted under the Issuer's Equity Incentive Plan on May 9, 2023, vesting in full on the first anniversary of the date of grant. /s/ John M. Roth 2023-08-08