X0505 N-CEN LIVE 0000916620 XXXXXXXX 811-08236 false false N-1A true Northern Funds 811-08236 0000916620 5493004ZY1PEJR3C0A81 50 South LaSalle Street Chicago 60603 US-IL US 800-595-9111 JPMorgan Chase Bank, NA 70 Fargo Street Boston 02210 800-935-9935 The Amended and Restated Agreement and Declaration of Trust, By-Laws and minute books of the Registrant are in the physical possession of JPMorgan Chase Bank, N.A., 70 Fargo Street, Boston, Massachusetts 02110. Northern Funds Distributors, LLC Three Canal Plaza Suite 100 Portland 04101-6423 866-251-6920 Records for Northern Funds Distributors, LLC, the distributor, are located at Three Canal Plaza, Suite 100, Portland, Maine 04101 Northern Trust Company 50 S. LaSalle Street Chicago 60603 855-353-9383 All other accounts, books and other documents required to be maintained under Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are in the physical possession of The Northern Trust Company, 50 S. LaSalle Street, Chicago, Illinois 60603 and NTI, 50 S. LaSalle Street, Chicago, Illinois 60603. Y N N-1A 11 Y Cynthia R. Plouche N/A N David R. Martin N/A N Ingrid LaMae A. de Jongh N/A N Mary Jacobs Skinner N/A N Paula Kar N/A Y Therese M. Bobek N/A N Thomas A. Kloet N/A N William Martin N/A N Steve Sivillo N/A 300 Atlantic Street Stamford 06901 XXXXXX N N N N N Northern Funds Distributors, LLC 8-51242 000045943 N/A N/A N Y DELOITTE & TOUCHE LLP 34 549300FJV7IV1ZHGAV28 N N N N N N N Northern Trust 2030 Inflation-Linked Distributing Ladder ETF S000093506 254900M3LLR75EMKM149 Y 1 0 0 Exchange-Traded Fund Y N Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 2025-08-11 JPMorgan Chase Bank N.A. N/A 7H6GLXDRUGQFU57RNE97 N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Y NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1100.62000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 4537.76000000 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 1996075.70000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 2997221.61000000 4998935.69000000 N 3813279.73600000 N N N Blackrock Aladdin 529900VBK42Y5HHRMD23 N Debt N Northern Trust 2030 Tax-Exempt Distributing Ladder ETF S000093510 254900VHKWMPJO341I91 Y 1 0 0 Exchange-Traded Fund Y N Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 2025-08-11 JPMorgan Chase Bank N.A. N/A 7H6GLXDRUGQFU57RNE97 N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Y NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.00000000 0.00000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 124838.60000000 Merrill Lynch, Pierce, Fenner & Smith Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 339103.70000000 FMSBONDS, INC. 8-23280 000007793 549300TUTBK58NSF2517 16273.35000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 4069644.70000000 TD SECURITIES (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 258670.00000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 43568.20000000 Brownstone Investment Group, LLC 8-50460 000043884 549300EBC8OHVQMGF416 44079.60000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 1043151.75000000 5939329.90000000 N 5203249.40600000 N N N Blackrock Aladdin 529900VBK42Y5HHRMD23 N Debt N Northern Trust 2035 Inflation-Linked Distributing Ladder ETF S000093507 254900AU7J9TG4Q47V65 Y 1 0 0 Exchange-Traded Fund Y N Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 2025-08-11 JPMorgan Chase Bank N.A. N/A 7H6GLXDRUGQFU57RNE97 N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Y NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1100.62000000 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 3031.86000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 4483.40000000 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 2010656.53000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 1997310.65000000 4016583.06000000 N 2818350.03400000 N N N Blackrock Aladdin 529900VBK42Y5HHRMD23 N Debt N Northern Trust 2035 Tax-Exempt Distributing Ladder ETF S000093511 254900S9H159CNOMPQ83 Y 1 0 0 Exchange-Traded Fund Y N Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 2025-08-11 JPMorgan Chase Bank N.A. N/A 7H6GLXDRUGQFU57RNE97 N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Y NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.00000000 0.00000000 Piper Sandler & Co. 8-15204 000000665 549300GRQCWQ3XGH0H10 122011.55000000 Raymond James & Associates, Inc. 8-10999 000000705 U4ONQX15J3RO8XCKE979 11240.70000000 Merrill Lynch, Pierce, Fenner & Smith Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 221007.20000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2992131.65000000 TD SECURITIES (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 193803.50000000 MarketAxess Corporation 8-50727 000044542 GPSMMRI21JE7ZCVYF972 539192.90000000 Tradeweb Direct LLC 8-52278 000103787 549300MII67ES5YBJH61 454976.30000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 212514.65000000 Millennium Advisors, LLC 8-68349 000151236 254900E1P6Z2XZYSA163 16858.80000000 ICE Securities Execution & Clearing, LLC 8-70258 000299634 549300Q54HHOIVWCEN57 118323.70000000 4892883.35000000 N 5045397.52800000 N N N Blackrock Aladdin 529900VBK42Y5HHRMD23 N Debt N Northern Trust 2045 Inflation-Linked Distributing Ladder ETF S000093508 254900VYX2F52DKDDV71 Y 1 0 0 Exchange-Traded Fund Y N Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 2025-08-11 JPMorgan Chase Bank N.A. N/A 7H6GLXDRUGQFU57RNE97 N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Y NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1002604.24000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 5060.40000000 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 2008500.58000000 Bank of Montreal N/A N/A NQQ6HPCNCCU6TUTQYE16 CA 2064.61000000 3018229.83000000 N 2437779.93400000 N N N Blackrock Aladdin 529900VBK42Y5HHRMD23 N Debt N Northern Trust 2045 Tax-Exempt Distributing Ladder ETF S000093502 254900B72DEKH0AIB776 Y 1 0 0 Exchange-Traded Fund Y N Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 2025-08-11 JPMorgan Chase Bank N.A. N/A 7H6GLXDRUGQFU57RNE97 N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Y NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 364142.30000000 Merrill Lynch, Pierce, Fenner & Smith Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1408021.85000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2929122.95000000 TD SECURITIES (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 749513.40000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 162919.10000000 MarketAxess Corporation 8-50727 000044542 GPSMMRI21JE7ZCVYF972 1356341.35000000 Tradeweb Direct LLC 8-52278 000103787 549300MII67ES5YBJH61 1530997.55000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 824418.45000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 56501.45000000 ICE Securities Execution & Clearing, LLC 8-70258 000299634 549300Q54HHOIVWCEN57 384633.10000000 9848346.75000000 N 10220165.54600000 N N N Blackrock Aladdin 529900VBK42Y5HHRMD23 N Debt N Northern Trust 2055 Inflation-Linked Distributing Ladder ETF S000093509 254900V3XL5DBJ458W97 Y 1 0 0 Exchange-Traded Fund Y N Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 2025-08-11 JPMorgan Chase Bank N.A. N/A 7H6GLXDRUGQFU57RNE97 N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Y NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.00000000 0.00000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 6078.84000000 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 3040857.55000000 Bank of Montreal N/A N/A NQQ6HPCNCCU6TUTQYE16 CA 3112.01000000 3050048.40000000 N 2447520.26800000 N N N Blackrock Aladdin 529900VBK42Y5HHRMD23 N Debt N Northern Trust 2055 Tax-Exempt Distributing Ladder ETF S000093503 254900B7AETTJUP86T77 Y 1 0 0 Exchange-Traded Fund Y N Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 2025-08-11 JPMorgan Chase Bank N.A. N/A 7H6GLXDRUGQFU57RNE97 N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Y NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1031494.70000000 Merrill Lynch, Pierce, Fenner & Smith Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1339590.30000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1218241.25000000 TD SECURITIES (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 1648845.5000000 MarketAxess Corporation 8-50727 000044542 GPSMMRI21JE7ZCVYF972 333620.50000000 StoneX Financial, Inc 8-51269 000045993 549300LNKU6K5TJCRG93 196900.80000000 Tradeweb Direct LLC 8-52278 000103787 549300MII67ES5YBJH61 2799377.45000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 338110.05000000 SumRidge Partners LLC 8-68454 000152437 529900ECMK8VI6Q1FG89 331359.60000000 ICE Securities Execution & Clearing, LLC 8-70258 000299634 549300Q54HHOIVWCEN57 1560598.55000000 11899373.95000000 N 9426907.52200000 N N N Blackrock Aladdin 529900VBK42Y5HHRMD23 N Debt N Northern Trust Intermediate Tax-Exempt Bond ETF S000093504 254900VUZLGHECQZU736 Y 1 0 0 Exchange-Traded Fund N N 0.76 0.76 0.24152607 0.24150882 Y N Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 2025-08-11 JPMorgan Chase Bank N.A. N/A 7H6GLXDRUGQFU57RNE97 N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Y NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 2998570.40000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 4770874.70000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 2321100.75000000 Merrill Lynch, Pierce, Fenner & Smith Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 2474959.50000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 13112431.05000000 TD SECURITIES (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 5926909.50000000 Brownstone Investment Group, LLC 8-50460 000043884 549300EBC8OHVQMGF416 4934712.85000000 Tradeweb Direct LLC 8-52278 000103787 549300MII67ES5YBJH61 6135431.15000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 4993583.10000000 ICE Securities Execution & Clearing, LLC 8-70258 000299634 549300Q54HHOIVWCEN57 5472681.05000000 57207961.00000000 N 18790125.04000000 N N N Blackrock Aladdin 529900VBK42Y5HHRMD23 N Debt Short-term investment vehicle N Northern Trust Short-Term Tax-Exempt Bond ETF S000093501 254900T3TGI3PM8D9Z41 Y 1 0 0 Exchange-Traded Fund N N 0.40 0.39 0.25953237 0.25953886 Y N Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 2025-08-11 JPMorgan Chase Bank N.A. N/A 7H6GLXDRUGQFU57RNE97 N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Y NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 4931749.60000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 6393774.65000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 2221474.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 12052405.85000000 TD SECURITIES (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 18517189.55000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 4000000.00000000 Brownstone Investment Group, LLC 8-50460 000043884 549300EBC8OHVQMGF416 2152992.15000000 Tradeweb Direct LLC 8-52278 000103787 549300MII67ES5YBJH61 3982092.95000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 16652721.85000000 ICE Securities Execution & Clearing, LLC 8-70258 000299634 549300Q54HHOIVWCEN57 3614776.50000000 79880037.85000000 N 29711537.28600000 N N N Blackrock Aladdin 529900VBK42Y5HHRMD23 N Debt Short-term investment vehicle N Northern Trust Tax-Exempt Bond ETF S000093505 254900H10OQJQWTG5Q74 Y 1 0 0 Exchange-Traded Fund N N 0.18 0.17 0.26841260 0.26842416 Y N Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 2025-08-11 JPMorgan Chase Bank N.A. N/A 7H6GLXDRUGQFU57RNE97 N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 N N Y NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.00000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 2788056.00000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 1247722.60000000 Merrill Lynch, Pierce, Fenner & Smith Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1805168.50000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 10158816.90000000 TD SECURITIES (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 1856367.00000000 Brownstone Investment Group, LLC 8-50460 000043884 549300EBC8OHVQMGF416 1221409.20000000 Tradeweb Direct LLC 8-52278 000103787 549300MII67ES5YBJH61 1962613.15000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 3879910.95000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 541183.70000000 ICE Securities Execution & Clearing, LLC 8-70258 000299634 549300Q54HHOIVWCEN57 759240.60000000 27537597.70000000 N 16565753.05800000 N N N Blackrock Aladdin 529900VBK42Y5HHRMD23 N Debt Short-term investment vehicle N Northern Trust 2030 Inflation-Linked Distributing Ladder ETF S000093506 N 10000.00000000 0.00000000 50.38836250 70.16145060 49.61163749 70.16145058 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 125.00000000 0.00000000 0.00000000 125.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Northern Trust 2030 Tax-Exempt Distributing Ladder ETF S000093510 N 10000.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 71.42857143 0.00057143 0.00000000 71.42857143 0.00057143 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Northern Trust 2035 Inflation-Linked Distributing Ladder ETF S000093507 N 10000.00000000 0.00000000 50.19194870 70.43922166 49.80805131 70.43922168 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 125.00000000 0.00000000 0.00000000 125.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Northern Trust 2035 Tax-Exempt Distributing Ladder ETF S000093511 N 10000.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Northern Trust 2045 Inflation-Linked Distributing Ladder ETF S000093508 N 10000.00000000 0.00000000 50.39342790 70.15428705 49.60657209 70.15428703 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Northern Trust 2045 Tax-Exempt Distributing Ladder ETF S000093502 N 20000.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Northern Trust 2055 Inflation-Linked Distributing Ladder ETF S000093509 N 10000.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 250.00000000 0.00050000 0.00000000 250.00000000 0.00050000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Northern Trust 2055 Tax-Exempt Distributing Ladder ETF S000093503 N 20000.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 500.00000000 0.00300000 0.00000000 500.00000000 0.00300000 N Northern Trust Intermediate Tax-Exempt Bond ETF S000093504 N 20000.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000001 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 208.33333333 0.00204167 0.00000000 208.33333333 0.00204167 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Northern Trust Short-Term Tax-Exempt Bond ETF S000093501 N 20000.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000001 100.00000000 0.00000000 0.00000000 0.00000001 0.00000000 187.50000000 0.00437500 0.00000000 187.50000000 0.00437500 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Northern Trust Tax-Exempt Bond ETF S000093505 N 20000.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000001 100.00000000 0.00000000 0.00000000 0.00000001 0.00000000 153.84615385 0.00196154 0.00000000 153.84615385 0.00196154 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N true false true false false false