485BPOS 1 d564967d485bpos.htm NORTHERN FUNDS Northern Funds

As filed with the Securities and Exchange Commission on November 6, 2018

Securities Act of 1933 Registration No. 33-73404

Investment Company Act of 1940 Registration No. 811-08236

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

   THE SECURITIES ACT OF 1933  
   Pre-Effective Amendment No.      
   Post-Effective Amendment No. 147  

and/or

REGISTRATION STATEMENT

UNDER

   THE INVESTMENT COMPANY ACT OF 1940  
   Amendment No. 149  

(Check appropriate box or boxes)

 

 

NORTHERN FUNDS

(Exact Name of Registrant as Specified in Charter)

 

 

50 South LaSalle Street

Chicago, Illinois 60603

(Address of Principal Executive Offices)

800-595-9111

(Registrant’s Telephone Number, including Area Code)

 

 

 

Name and Address of Agent for Service:   with a copy to:

 

Diana E. McCarthy

Drinker Biddle & Reath LLP

One Logan Square, Suite 2000

Philadelphia, Pennsylvania 19103-6996

 

 

Kevin P. O’Rourke

Jose J. Del Real, Esq.

The Northern Trust Company

50 South LaSalle Street

Chicago, Illinois 60603

 

 

It Is Proposed That This Filing Become Effective (Check Appropriate Box):

 

 

immediately upon filing pursuant to paragraph (b)

 

on (date) pursuant to paragraph (b)

 

60 days after filing pursuant to paragraph (a)(1)

 

On (date) pursuant to paragraph (a)(1)

 

75 days after filing pursuant to paragraph (a)(2)

 

On (date) pursuant to paragraph (a)(2) of Rule 485

If appropriate, check the following box:

 

 

This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 147 to its Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 147 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Chicago and State of Illinois on the 6th day of November, 2018.

 

NORTHERN FUNDS
By:  

/s/ Peter K. Ewing

  Peter K. Ewing
  President

Pursuant to the requirements of the Securities Act this Post-Effective Amendment No. 147 to Registrant’s Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Name

      

Title

 

Date

/s/ Peter K. Ewing

Peter K. Ewing

     President (Principal Executive Officer)   November 6, 2018

/s/ Randal E. Rein

Randal E. Rein

     Treasurer (Principal Financial Officer and Principal Accounting Officer)   November 6, 2018

* William L. Bax

William L. Bax

     Trustee   November 6, 2018

* Mark G. Doll

Mark G. Doll

     Trustee   November 6, 2018

* Sandra Polk Guthman

Sandra Polk Guthman

     Trustee   November 6, 2018

* Thomas A. Kloet

Thomas A. Kloet

     Trustee   November 6, 2018

* David R. Martin

David R. Martin

     Trustee   November 6, 2018

* Cynthia R. Plouché

Cynthia R. Plouché

     Trustee   November 6, 2018

* Mary Jacobs Skinner

Mary Jacobs Skinner

     Trustee   November 6, 2018

* Casey J. Sylla

Casey J. Sylla

     Trustee   November 6, 2018

* Shundrawn A. Thomas

Shundrawn A. Thomas

     Trustee   November 6, 2018

/s/ Peter K. Ewing

* By Peter K. Ewing
   Attorney-In-Fact

      


Exhibit Index

 

Exhibit No.    Description
EX-101.INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase