485BPOS 1 d494435d485bpos.htm NORTHERN FUNDS Northern Funds

As filed with the Securities and Exchange Commission on December 1, 2017

Securities Act of 1933 Registration No. 33-73404

Investment Company Act of 1940 Registration No. 811-08236

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

  

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

  
   Pre-Effective Amendment No.   
   Post-Effective Amendment No. 137   

and/or

  

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940

  
   Amendment No. 139   

(Check appropriate box or boxes)

 

 

NORTHERN FUNDS

(Exact Name of Registrant as Specified in Charter)

 

 

50 South LaSalle Street

Chicago, Illinois 60603

(Address of Principal Executive Offices)

800-595-9111

(Registrant’s Telephone Number, including Area Code)

 

 

 

Name and Address of Agent for Service:

 

Diana E. McCarthy, Esq.

Drinker Biddle & Reath LLP

One Logan Square, Suite 2000

Philadelphia, Pennsylvania 19103-6996

 

with a copy to:

 

Kevin P. O’Rourke

Jose J. Del Real, Esq.

The Northern Trust Company

50 South LaSalle Street

Chicago, Illinois 60603

 

 

It Is Proposed That This Filing Become Effective (Check Appropriate Box):

 

  immediately upon filing pursuant to paragraph (b)
  on (date) pursuant to paragraph (b)
  60 days after filing pursuant to paragraph (a)(1)
  On (date) pursuant to paragraph (a)(1)
  75 days after filing pursuant to paragraph (a)(2)
  On (date) pursuant to paragraph (a)(2) of Rule 485

If appropriate, check the following box:

 

  This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 137 to its Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 137 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Chicago and State of Illinois on the 1st day of December, 2017.

 

NORTHERN FUNDS
By:  

/s/ Peter K. Ewing

  Peter K. Ewing
  President

Pursuant to the requirements of the Securities Act this Post-Effective Amendment No. 137 to Registrant’s Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Name

  

Title

 

Date

/s/ Peter K. Ewing

   President (Principal Executive Officer)   December 1, 2017
Peter K. Ewing     

/s/ Randal E. Rein

   Treasurer (Principal Financial Officer and   December 1, 2017
Randal E. Rein    Principal Accounting Officer)  

* William L. Bax

   Trustee   December 1, 2017
William L. Bax     

* Mark G. Doll

   Trustee   December 1, 2017
Mark G. Doll     

* Sandra Polk Guthman

   Trustee   December 1, 2017
Sandra Polk Guthman     

* Thomas A. Kloet

   Trustee   December 1, 2017
Thomas A. Kloet     

* David R. Martin

   Trustee   December 1, 2017
David R. Martin     

* Cynthia R. Plouché

   Trustee   December 1, 2017
Cynthia R. Plouché     

* Mary Jacobs Skinner

   Trustee   December 1, 2017
Mary Jacobs Skinner     

* Casey J. Sylla

   Trustee   December 1, 2017
Casey J. Sylla     

* Shundrawn A. Thomas

   Trustee   December 1, 2017
Shundrawn A. Thomas     
*By    

/s/ Diana E. McCarthy

    
 

Diana E. McCarthy

Attorney-In-Fact

    


Exhibit Index

 

Exhibit No.    Description
EX-101.INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase