X0404 N-CEN LIVE 0000916620 XXXXXXXX true false false N-1A S000024144 true S000012492 true S000037667 true S000024145 true S000026479 true S000001249 true S000015790 true S000001250 true S000001251 true S000038895 true S000005358 true S000001252 true S000012717 true S000019579 true S000033427 true S000001256 true S000001257 true S000001269 true S000001258 true S000001270 true S000001268 true S000001243 true S000001271 true S000001273 true S000038896 true S000018524 true S000001259 true S000001244 true S000001245 true S000001246 true S000001247 true S000025873 true S000001260 true S000001261 true S000055816 true S000038897 true S000025872 true S000001266 true S000001267 true S000042634 true S000059649 C000195291 Northern Funds 811-08236 0000916620 5493004ZY1PEJR3C0A81 50 S. LaSalle Street Chicago 60603-1008 US-IL US 800-595-9111 The Northern Trust Company 50 S. LaSalle Street Chicago 60603-1008 312-630-6000 The Agreement and Declaration of Trust, By-laws and minutes books of the Registrant and all other accounts, books and other documents required to be maintained under Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are in the physical possession of The Northern Trust Company and NTI, each located at 50 South LaSalle Street, Chicago, Illinois 60603. Northern Funds Distributors, LLC Three Canal Plaza Suite 100 Portland 04101-6423 866-251-6920 Records for Northern Funds Distributors, LLC, the distributor, are located at Three Canal Plaza, Suite 100, Portland, Maine 04101 N N N-1A 39 Y Therese M. Bobek N/A N Ingrid LaMae A. de Jongh N/A N Mark G. Doll N/A N Thomas A. Kloet N/A N David R. Martin N/A N Cynthia R. Plouche N/A N Mary Jacobs Skinner N/A N Darek Wojnar 004577944 Y Steve Sivillo N/A 300 Atlantic Steet Stamford 06901 XXXXXX Y N N N N Northern Funds Distributors, LLC 8-51242 000045943 N/A N N Deloitte & Touche LLP 00034 549300FJV7IV1ZHGAV28 N N N N N N N Active M Emerging Markets Equity Fund S000024144 5493000ZKA8JE2TMKZ60 N 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N Ashmore Investment Management Limited 801-55109 000112551 N/A N GB N Axiom International Investors, LLC 801-56651 000109605 549300AT4OLE6P7NTD88 N N Westwood Global Investments, LLC 801-61776 000125012 549300CA0TY8TCNA4540 N N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identification Number N Refinitiv US LLC 20-4530702 Federal Identification Number N Markit North America, Inc 13-4153988 Federal Identification Number N PricingDirect, Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identification Number N FIS Data Systems, Inc. 51-0267091 Federal Identification Number N SIX Financial Information AG 506700D369548LQDC335 CH N Nordic Bond Pricing AS NO911647885 Norwegian Organization Nuumber NO N National Securities Clearing Corporation 549300RYC9NELN2ICA34 N Markit Group Limited 213800BVVQOBUSJXSB53 GB N LONDON STOCK EXCHANGE GROUP PLC 213800QAUUUP6I445N30 GB N Global Market Index Limited 213800H4U5PN7D96WC05 GB N S&P Global Inc. 13-1026995 Federal Identification Number N S&P Global Limited 213800BVVQOBUSJXSB53 GB N World Markets Co N/A N N AO Citibank E57ODZWZ7FF32TWEFA76 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile E57ODZWZ7FF32TWEFA76 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico S.A. 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LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 4584622.560000000000 347778933.420000000000 Y 147903415.912647000000 Committed 220000000.000000000000 N N N N Active M International Equity Fund S000012492 549300SCMF0V3IDLDG64 N 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N Causeway Capital Management LLC 801-60343 000113308 5493008B4M4EF3B5X872 N N Victory Capital Management Inc. 801-46878 000106189 549300YNO08S1SH3I683 N N WCM Investment Management, LLC 801-11916 000104702 5493003P0SCEHNDSMX52 N N Wellington Management Company LLP 801-15908 000106595 549300YHP12TEZNLCX41 N N Polen Capital Management, LLC 801-15180 000106093 549300RDPTGGMLJ6RC07 N N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identification Number N Refinitiv US LLC 20-4530702 Federal Identification Number N Markit North America, Inc 13-4153988 Federal Identification Number N PricingDirect, Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identification Number N FIS Data Systems, Inc. 51-0267091 Federal Identification Number N SIX Financial Information AG 506700D369548LQDC335 CH N Nordic Bond Pricing AS NO911647885 Norwegian Organization Nuumber NO N National Securities Clearing Corporation 549300RYC9NELN2ICA34 N Markit Group Limited 213800BVVQOBUSJXSB53 GB N LONDON STOCK EXCHANGE GROUP PLC 213800QAUUUP6I445N30 GB N Global Market Index Limited 213800H4U5PN7D96WC05 GB N S&P Global Inc. 13-1026995 Federal Identification Number N S&P Global Limited 213800BVVQOBUSJXSB53 GB N World Markets Co N/A N N AB SEB bankas 549300SBPFE9JX7N8J82 LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO Citibank E57ODZWZ7FF32TWEFA76 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile E57ODZWZ7FF32TWEFA76 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico S.A. E57ODZWZ7FF32TWEFA76 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie S.A. XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas SA 549300WCGB70D06XZS54 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank A.S. E57ODZWZ7FF32TWEFA76 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, Greece Branch N1FBEDJ5J41VKZLO2475 CY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, Greece Branch N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC, Hungarian Branch Office N1FBEDJ5J41VKZLO2475 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc N1FBEDJ5J41VKZLO2475 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc N1FBEDJ5J41VKZLO2475 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A. 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E57ODZWZ7FF32TWEFA76 PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank S.A./N.V. 549300OZ46BRLZ8Y6F65 LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank S.A./N.V. 549300OZ46BRLZ8Y6F65 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (publ) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (publ) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (publ) F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Ltd 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana PLC 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong & Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong & Shanghai Banking Corporation Ltd. 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong & Shanghai Banking Corporation Ltd 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, Canada 6PTKHDJ8HDUF78PFWH30 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) UBS SWITZERLAND AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria A.G D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 4533.900000000000 4533.900000000000 JPMorgan Chase Bank, National Association 008-35008 000000079 7H6GLXDRUGQFU57RNE97 474511900.070000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 334735904.690000000000 JEFFERIES LLC. 008-15074 000002347 58PU97L1C0WSRCWADL48 180720970.900000000000 The Northern Trust Company 008-23689 000007927 6PTKHDJ8HDUF78PFWH30 134864102.740000000000 BARCLAYS BANK PLC N/A N/A G5GSEF7VJP5I7OUK5573 GB 117504874.700000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 109520198.430000000000 SMBC NIKKO SECURITIES AMERICA, INC. 008-43852 000028602 6PJDTY319315T5LR2241 75434830.750000000000 Bank of America, National Association N/A N/A B4TYDEB6GKMZO031MB27 74789234.050000000000 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 71566714.500000000000 BANK OF AMERICA CORPORATION N/A N/A 9DJT3UXIJIZJI4WXO774 55019870.280000000000 1935293144.230000000000 N 2644884375.948840000000 Committed 220000000.000000000000 N N N N High Yield Municipal Fund S000001257 549300AGE2CYUJ0ZPZ09 N 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identification Number N Refinitiv US LLC 20-4530702 Federal Identification Number N Markit North America, Inc 13-4153988 Federal Identification Number N PricingDirect, Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identification Number N FIS Data Systems, Inc. 51-0267091 Federal Identification Number N SIX Financial Information AG 506700D369548LQDC335 CH N Nordic Bond Pricing AS NO911647885 Norwegian Organization Nuumber NO N National Securities Clearing Corporation 549300RYC9NELN2ICA34 N Markit Group Limited 213800BVVQOBUSJXSB53 GB N LONDON STOCK EXCHANGE GROUP PLC 213800QAUUUP6I445N30 GB N Global Market Index Limited 213800H4U5PN7D96WC05 GB N S&P Global Inc. 13-1026995 Federal Identification Number N S&P Global Limited 213800BVVQOBUSJXSB53 GB N World Markets Co N/A N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 JPMorgan Chase Bank, National Associatio 008-35008 000000079 7H6GLXDRUGQFU57RNE97 39901045.750000000000 Wells Fargo Bank, National Association 008-65876 000126292 KB1H1DSPRFMYMCUFXT09 21298092.950000000000 The Northern Trust Company 008-23689 000007927 6PTKHDJ8HDUF78PFWH30 21275478.640000000000 BANK OF AMERICA CORPORATION N/A N/A 9DJT3UXIJIZJI4WXO774 19158732.000000000000 BARCLAYS BANK PLC N/A N/A G5GSEF7VJP5I7OUK5573 GB 18153900.800000000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 15351013.400000000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 12688910.700000000000 Truist Bank N/A N/A JJKC32MCHWDI71265Z06 12332866.150000000000 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 11766823.190000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 6765717.200000000000 199202238.980000000000 N 334631799.496345000000 Committed 220000000.000000000000 N N N Income Equity Fund S000001269 5493003PJIQBHD63RO71 N 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identification Number N Refinitiv US LLC 20-4530702 Federal Identification Number N Markit North America, Inc 13-4153988 Federal Identification Number N PricingDirect, Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identification Number N FIS Data Systems, Inc. 51-0267091 Federal Identification Number N SIX Financial Information AG 506700D369548LQDC335 CH N Nordic Bond Pricing AS NO911647885 Norwegian Organization Nuumber NO N National Securities Clearing Corporation 549300RYC9NELN2ICA34 N Markit Group Limited 213800BVVQOBUSJXSB53 GB N LONDON STOCK EXCHANGE GROUP PLC 213800QAUUUP6I445N30 GB N Global Market Index Limited 213800H4U5PN7D96WC05 GB N S&P Global Inc. 13-1026995 Federal Identification Number N S&P Global Limited 213800BVVQOBUSJXSB53 GB N World Markets Co N/A N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 Merrill Lynch, Pierce, Fenner & Smith In 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 17250.190000000000 JPMorgan Chase Bank, National Associatio 008-35008 000000079 7H6GLXDRUGQFU57RNE97 14042.340000000000 Citibank, National Association N/A N/A E57ODZWZ7FF32TWEFA76 220.990000000000 GUZMAN & COMPANY 008-38646 000021013 549300E7R8O8EHE8SN83 174.040000000000 Merrill Lynch International N/A N/A GGDZP1UYGU9STUHRDP48 GB 114.100000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 4.640000000000 31806.300000000000 Merrill Lynch, Pierce, Fenner & Smith In 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 75948101.090000000000 The Northern Trust Company 008-23689 000007927 6PTKHDJ8HDUF78PFWH30 1840653.740000000000 GUZMAN & COMPANY 008-38646 000021013 549300E7R8O8EHE8SN83 1496085.280000000000 JPMorgan Chase Bank, National Associatio 008-35008 000000079 7H6GLXDRUGQFU57RNE97 1223131.910000000000 BMO Nesbitt Burns Inc. N/A N/A M3LKFDNSJGJ7TMLH6Z15 CA 419516.690000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 246836.700000000000 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 133657.340000000000 81307982.750000000000 Y 147689465.256481000000 Committed 220000000.000000000000 N N N N Intermediate Tax-Exempt Fund S000001258 549300B5GNNEVXKAAN15 N 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identification Number N Refinitiv US LLC 20-4530702 Federal Identification Number N Markit North America, Inc 13-4153988 Federal Identification Number N PricingDirect, Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identification Number N FIS Data Systems, Inc. 51-0267091 Federal Identification Number N SIX Financial Information AG 506700D369548LQDC335 CH N Nordic Bond Pricing AS NO911647885 Norwegian Organization Nuumber NO N National Securities Clearing Corporation 549300RYC9NELN2ICA34 N Markit Group Limited 213800BVVQOBUSJXSB53 GB N LONDON STOCK EXCHANGE GROUP PLC 213800QAUUUP6I445N30 GB N Global Market Index Limited 213800H4U5PN7D96WC05 GB N S&P Global Inc. 13-1026995 Federal Identification Number N S&P Global Limited 213800BVVQOBUSJXSB53 GB N World Markets Co N/A N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 91471401.900000000000 The Northern Trust Company 008-23689 000007927 6PTKHDJ8HDUF78PFWH30 76448032.160000000000 TRUIST SECURITIES, INC. 008-17212 000006271 CSVTK36R0PNGXEM7NS14 73042121.900000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 72946032.300000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 69326665.200000000000 BARCLAYS CAPITAL INC. 008-41342 000019714 AC28XWWI3WIBK2824319 62953699.030000000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 51986299.350000000000 SAMUEL A. RAMIREZ & COMPANY, INC. 008-19014 000006963 254900CBKVW7O2ENQA21 37095361.500000000000 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 33984424.500000000000 JEFFERIES LLC. 008-15074 000002347 58PU97L1C0WSRCWADL48 28339904.400000000000 746618746.920000000000 N 1380903272.817720000000 Committed 220000000.000000000000 N N N N International Equity Fund S000001270 549300ZJSZC1AK14VP73 N 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identification Number N Refinitiv US LLC 20-4530702 Federal Identification Number N Markit North America, Inc 13-4153988 Federal Identification Number N PricingDirect, Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identification Number N FIS Data Systems, Inc. 51-0267091 Federal Identification Number N SIX Financial Information AG 506700D369548LQDC335 CH N Nordic Bond Pricing AS NO911647885 Norwegian Organization Nuumber NO N National Securities Clearing Corporation 549300RYC9NELN2ICA34 N Markit Group Limited 213800BVVQOBUSJXSB53 GB N LONDON STOCK EXCHANGE GROUP PLC 213800QAUUUP6I445N30 GB N Global Market Index Limited 213800H4U5PN7D96WC05 GB N S&P Global Inc. 13-1026995 Federal Identification Number N S&P Global Limited 213800BVVQOBUSJXSB53 GB N World Markets Co N/A N N Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico S.A. E57ODZWZ7FF32TWEFA76 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas SA 549300WCGB70D06XZS54 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, Greece Branch N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc N1FBEDJ5J41VKZLO2475 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc N1FBEDJ5J41VKZLO2475 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A. E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A. E57ODZWZ7FF32TWEFA76 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A. E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A. E57ODZWZ7FF32TWEFA76 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank S.A./N.V. 549300OZ46BRLZ8Y6F65 LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank S.A./N.V. 549300OZ46BRLZ8Y6F65 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (publ) F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (publ) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (publ) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (publ) F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Ltd 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana PLC 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong & Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong & Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong & Shanghai Banking Corporation Ltd. 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong & Shanghai Banking Corporation Ltd 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, Canada 6PTKHDJ8HDUF78PFWH30 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) UBS SWITZERLAND AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria A.G D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 VIRTU ITG EUROPE LIMITED N/A N/A 213800EEC95PRUCEUP63 IE 12897.750000000000 BARCLAYS BANK PLC N/A N/A G5GSEF7VJP5I7OUK5573 GB 6417.440000000000 SOCIETE GENERALE SA N/A N/A O2RNE8IBXP4R0TD8PU41 FR 5258.290000000000 UBS AG N/A N/A BFM8T61CT2L1QCEMIK50 CH 2998.540000000000 Citibank, National Association N/A N/A E57ODZWZ7FF32TWEFA76 2049.380000000000 BARCLAYS CAPITAL INC. 008-41342 000019714 AC28XWWI3WIBK2824319 1254.160000000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 1213.490000000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 1069.410000000000 SCOTIA CAPITAL USA INC 008-03716 000002739 549300BLWPABP1VNME36 1023.770000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 602.690000000000 36697.460000000000 VIRTU ITG EUROPE LIMITED N/A N/A 213800EEC95PRUCEUP63 IE 42773287.530000000000 SOCIETE GENERALE SA N/A N/A O2RNE8IBXP4R0TD8PU41 FR 24265378.440000000000 BARCLAYS BANK PLC N/A N/A G5GSEF7VJP5I7OUK5573 GB 21392439.530000000000 UBS AG N/A N/A BFM8T61CT2L1QCEMIK50 CH 9973918.740000000000 The Northern Trust Company 008-23689 000007927 6PTKHDJ8HDUF78PFWH30 8139359.500000000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 4344882.280000000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 3815486.870000000000 BARCLAYS CAPITAL INC. 008-41342 000019714 AC28XWWI3WIBK2824319 3565180.220000000000 SCOTIA CAPITAL USA INC 008-03716 000002739 549300BLWPABP1VNME36 3426030.370000000000 MACQUARIE BANK LIMITED N/A N/A 4ZHCHI4KYZG2WVRT8631 AU 1969573.390000000000 128621424.950000000000 N 129709480.336896000000 Committed 220000000.000000000000 N N N International Equity Index Fund S000001268 549300L9EM1GT0ES4W02 N 0 0 0 N N 0.100515029515 -0.020514916238 0.076451703630 0.076450810241 N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identification Number N Refinitiv US LLC 20-4530702 Federal Identification Number N Markit North America, Inc 13-4153988 Federal Identification Number N PricingDirect, Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identification Number N FIS Data Systems, Inc. 51-0267091 Federal Identification Number N SIX Financial Information AG 506700D369548LQDC335 CH N Nordic Bond Pricing AS NO911647885 Norwegian Organization Nuumber NO N National Securities Clearing Corporation 549300RYC9NELN2ICA34 N Markit Group Limited 213800BVVQOBUSJXSB53 GB N LONDON STOCK EXCHANGE GROUP PLC 213800QAUUUP6I445N30 GB N Global Market Index Limited 213800H4U5PN7D96WC05 GB N S&P Global Inc. 13-1026995 Federal Identification Number N S&P Global Limited 213800BVVQOBUSJXSB53 GB N World Markets Co N/A N N Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas SA 549300WCGB70D06XZS54 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, Greece Branch N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc N1FBEDJ5J41VKZLO2475 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc N1FBEDJ5J41VKZLO2475 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A. 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LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 6964852.310000010000 JPMorgan Chase Bank, National Associatio 008-35008 000000079 7H6GLXDRUGQFU57RNE97 4909959.470000000000 Cabrera Capital Markets LLC 008-26406 000010081 254900BIRJU76JRBK985 3198410.790000000000 Loop Capital Markets LLC 008-50140 000043098 254900FPPM2WN90D4786 2254793.970000000000 J.P. 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