N-MFP2 0000916620 XXXXXXXX 2020-11-30 0000916620 5493004ZY1PEJR3C0A81 S000001263 1 N N 033-73404 Northern Trust Investments, Inc. 801-33358 Deloitte & Touche LLP Chicago IL Northern Trust Investments, Inc. The Northern Trust Company 0000838981 085-05127 N N N Prime Y 11 16 69626124.73 65639825.69 71235389.02 78499236.85 0.00 169205948.85 175614982.78 173045309.02 184889746.51 0.00 0.2834 0.2679 0.2964 0.3258 0.0000 0.6888 0.7168 0.7200 0.7673 0.0000 0.00 231538704.83 231522270.01 181277.59 198420.97 231505126.63 231463424.2000 1.0000 0.0018 1.0003 1.0003 1.0003 1.0002 0.0000 C000003409 2500.00 231505126.63 231463424.2000 1.0003 1.0003 1.0003 1.0002 0.0000 5054716.28 878826.64 341011.11 1083966.46 909433.71 5423865.84 1879469.94 1312014.34 0.00 0.00 8320098.71 18296276.70 0.0000 Y The Investment Advisor Reimbursed $41,115.66 of fees during the period ALASKA HOUSING FINANCE CORP - STATE CAP ALASKA ST HSG FIN CORP 2018 A 0.149997% 011839RX7 US011839RX71 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2043-12-01 Y ALASKA HOUSING FINANCE CORP - STATE CAP 1.0000 7 N N N 0.0015 8000000.00 8000000.00 0.0346 N N Y N BOFA SECURITIES INC BOFA SECURITIES INC 0.170000% 06054Q2R4 549300HN4UKV1E2R3U73 US06054Q2R47 Financial Company Commercial Paper Y 2020-12-28 2020-12-28 2020-12-28 N N N 0.0013 3000090.93 3000090.93 0.0130 N N N N BANK OF MONTREAL BANK OF MONTREAL (CHICAGO BRANCH) 0.720000% 06367BJB6 NQQ6HPCNCCU6TUTQYE16 US06367BJB62 Certificate of Deposit Y 2021-03-10 2021-03-10 2021-03-10 N N N 0.0022 3004179.57 3004179.57 0.0130 N N N N BANK OF NOVA SCOTIA BANK OF NOVA SCOTIA (HOUSTON BRANC 0.310996% 06417MHM0 L3I9ZG2KFGXZ61BMYR72 US06417MHM01 Certificate of Deposit Y 2021-02-16 2021-02-16 2021-02-16 N N N 0.0020 3000759.51 3000759.51 0.0130 N N N N BIG BEAR LAKE CALIF BIG BEAR LAKE CALIF 2016-A 0.129999% 08901KAR9 US08901KAR95 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2028-12-01 Y JPMORGAN CHASE BANK NA 1.0000 7 N N N 0.0013 4000000.00 4000000.00 0.0173 N N Y N CANADIAN IMPERIAL BANK OF COMMERCE CANADIAN IMPERIAL BANK OF COMMERCE 1.730000% 13606C5S9 2IGI19DL77OX0HC3ZE78 US13606C5S90 Certificate of Deposit Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0009 2615118.75 2615118.75 0.0113 N Y Y N CEDAR SPRINGS CAPITAL COMPANY LLC CEDAR SPRINGS CAPITAL COMPANY LLC 15060XM17 US15060XM178 Asset Backed Commercial Paper Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0013 1999992.78 1999992.78 0.0086 N Y Y N CHARIOT FUNDING LLC CHARIOT FUNDING LLC 15963TM89 549300EEWRNP448AMT79 US15963TM890 Asset Backed Commercial Paper Y 2020-12-08 2020-12-08 2020-12-08 N N N 0.0016 4899829.04 4899829.04 0.0212 N N N N COLORADO HFA SFM 2001 GENERAL RESOLUTIO COLORADO HSG & FIN AUTH 01 AA-1 0.139998% 196479V63 US196479V631 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2041-05-01 Y COLORADO HFA SFM 2001 GENERAL RESOLUTIO 1.0000 7 N N N 0.0014 7550000.00 7550000.00 0.0326 N N Y N COOPERATIEVE RABOBANK UA COOPERATIEVE RABOBANK UA (NEW YORK 0.206377% 21687CCE7 DG3RU1DBUFHT4ZF9WN62 US21687CCE75 Financial Company Commercial Paper Y 2020-12-17 2020-12-17 2020-12-17 N N N 0.0033 4999719.50 4999719.50 0.0216 N N N N DBS BANK LTD DBS BANK LTD 23305DMG7 ATUEL7OJR5057F2PV266 US23305DMG78 Financial Company Commercial Paper Y 2020-12-16 2020-12-16 2020-12-16 N N N 0.0010 2999865.33 2999865.33 0.0130 N N N N DBS BANK LTD DBS BANK LTD 23305DMN2 ATUEL7OJR5057F2PV266 US23305DMN20 Financial Company Commercial Paper Y 2020-12-22 2020-12-22 2020-12-22 N N N 0.0011 2499828.90 2499828.90 0.0108 N N N N DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCH DZ BANK AG DEUTSCHE ZENTRAL GENOSS 0.180000% 23328AR48 5493005PGG4HB3CD7345 US23328AR481 Certificate of Deposit Y 2020-12-11 2020-12-11 2020-12-11 N N N 0.0013 2300035.10 2300035.10 0.0099 N N N N DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCH DZ BANK AG DEUTSCHE ZENTRAL GENOSS 0.150000% 23328AS88 5493005PGG4HB3CD7345 US23328AS885 Certificate of Deposit Y 2020-12-02 2020-12-02 2020-12-02 N N N 0.0009 2500007.93 2500007.93 0.0108 N N Y N DEXIA CREDIT LOCAL SA Dexia Credit Local SA 25215VPN3 F4G136OIPBYND1F41110 US25215VPN37 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt Y 2021-02-22 2021-02-22 2021-02-22 N N N 0.0014 999682.67 999682.67 0.0043 N N N N IDAHO HSG & FIN ASSN SFM 2006 RES IDAHO HOUSING AND FINANCE ASSOCIAT 2017-A 0.149997% 45129YK21 US45129YK219 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2041-07-01 Y IDAHO HSG & FIN ASSN SFM 2006 RES 1.0000 7 N N N 0.0015 7920000.00 7920000.00 0.0342 N N Y N MATCHPOINT FINANCE PLC MATCHPOINT FINANCE PLC 57666AM33 635400YCKMVA7GIA6Q33 US57666AM336 Asset Backed Commercial Paper Y 2020-12-03 2020-12-03 2020-12-03 N N N 0.0012 2499974.80 2499974.80 0.0108 N N Y N MATCHPOINT FINANCE PLC MATCHPOINT FINANCE PLC 57666AMG4 635400YCKMVA7GIA6Q33 US57666AMG49 Asset Backed Commercial Paper Y 2020-12-16 2020-12-16 2020-12-16 N N N 0.0014 2599834.74 2599834.74 0.0112 N N N N METROPOLITAN WASH D C ARPTS AU METROPOLITAN WASH D C ARPTS AU 2020-D 0.139998% 592647JN2 7HERAVJJLN8J1DZ6AZ19 US592647JN25 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2040-10-01 Y Barclays Bank PLC 1.0000 7 N N N 0.0014 10000000.00 10000000.00 0.0432 N N Y N MICHIGAN FIN AUTH REV MICHIGAN FIN AUTH REV 2019 C 0.149997% 59447TXC2 54930022O46HOX5J1D14 US59447TXC25 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2049-09-01 Y Bank of America NA 1.0000 7 N N N 0.0015 10900000.00 10900000.00 0.0471 N N Y N NEBRASKA INVT FIN AUTH MULTIFA NEBRASKA INVT FIN AUTH MULTIFA 2007-A 0.139998% 63967MFL9 549300OIIXIM3SRZWK33 US63967MFL90 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2042-10-01 Y CITIBANK NA 1.0000 7 N N N 0.0014 1500000.00 1500000.00 0.0065 N N Y N NEW YORK CITY HOUSING DEVELOPMENT NEW YORK CITY HOUSING DEVELOPMENT 2006-A 0.139998% 64966TAN4 549300SQWVHKBRF8D702 US64966TAN46 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2039-07-01 Y CITIBANK NA 1.0000 7 N N N 0.0014 11240000.00 11240000.00 0.0486 N N Y N NEW YORK ST MORTGAGE AGENCY - 1987 RES NEW YORK ST MTG AGY HOMEOWNER 2019-224 0.119996% 64988YDX2 US64988YDX22 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2041-04-01 Y NEW YORK ST MORTGAGE AGENCY - 1987 RES 1.0000 7 N N N 0.0012 8000000.00 8000000.00 0.0346 N N Y N OVERSEA-CHINESE BANKING CORPORATION LTD OVERSEA CHINESE BANKING CORPORATIO 0.300000% 69033MPS0 5493007O3QFXCPOGWK22 US69033MPS07 Certificate of Deposit Y 2020-12-07 2020-12-07 2020-12-07 N N N 0.0010 4000155.44 4000155.44 0.0173 N N Y N OVERSEA-CHINESE BANKING CORPORATION LTD OVERSEA CHINESE BANKING CORPORATIO 0.290000% 69033MPZ4 5493007O3QFXCPOGWK22 US69033MPZ40 Certificate of Deposit Y 2020-12-16 2020-12-16 2020-12-16 N N N 0.0011 2000161.64 2000161.64 0.0086 N N N N PERALTA CALIF CMNTY COLLEGE DI PERALTA CALIF CMNTY COLLEGE DI 2005 B-3 0.149997% 713580BM9 US713580BM90 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2025-08-05 Y Barclays Bank PLC 1.0000 7 N N N 0.0015 5000000.00 5000000.00 0.0216 N N Y N PHILADELPHIA PA ARPT REV PHILADELPHIA PA ARPT REV 2005C-1 0.149997% 717817RQ5 549300IVFOPB4AG7UL47 US717817RQ52 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2025-06-15 Y WELLS FARGO BANK NA 1.0000 7 N N N 0.0015 11050000.00 11050000.00 0.0477 N N Y N RIDGEFIELD FUNDING COMPANY LLC RIDGEFIELD FUNDING CO LLC 76582JM19 R0MUWSFPU8MPRO8K5P83 0 Asset Backed Commercial Paper Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0013 999996.47 999996.47 0.0043 N Y Y N ROYAL BANK OF CANADA ROYAL BANK OF CANADA 78013VQ96 549300HXQQQCCUBS2Z23 US78013VQ960 Financial Company Commercial Paper Y 2021-03-09 2021-03-09 2021-03-09 N N N 0.0016 1999103.50 1999103.50 0.0086 N N N N SVENSKA HANDELSBANKEN AB SVENSKA HANDELSBANKEN AB (NEW YORK 1.920000% 86959REF3 NHBDILHZTYCNBV5UYZ31 US86959REF38 Certificate of Deposit Y 2020-12-23 2020-12-23 2020-12-23 N N N 0.0009 1001165.44 1001165.44 0.0043 N N N N TIFT CNTY GA DEV AUTH INDL DEV TIFT CNTY GA DEV AUTH INDL DEV 2008-B 0.159996% 886637AB3 US886637AB34 Variable Rate Demand Note Y 2020-12-07 2020-12-07 2028-02-01 Y WELLS FARGO BANK NA 1.0000 7 N N N 0.0016 2000000.00 2000000.00 0.0086 N N Y N TORONTO-DOMINION BANK/THE TORONTO-DOMINION BANK (NEW YORK BR 1.720000% 89114NFT7 PT3QB789TSUIDF371261 US89114NFT72 Certificate of Deposit Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0010 2615117.62 2615117.62 0.0113 N Y Y N TORONTO-DOMINION BANK/THE TORONTO-DOMINION BANK (NEW YORK BR 0.150000% 89114NV28 PT3QB789TSUIDF371261 US89114NV283 Certificate of Deposit Y 2020-12-10 2020-12-10 2020-12-10 N N N 0.0011 5000061.10 5000061.10 0.0216 N N N N TORONTO-DOMINION BANK/THE TORONTO-DOMINION BANK/THE 2.500000% 89114QBC1 PT3QB789TSUIDF371261 US89114QBC15 Other Instrument Med.Term Notes Y 2020-12-14 2020-12-14 2020-12-14 N N N 0.0025 900675.39 900675.39 0.0039 N N N N UNITED STATES TREASURY TREASURY FLOATING RATE NOTE 0.305017% 9128287G9 254900HROIFWPRGM1V77 US9128287G95 U.S. Treasury Debt Y 2020-12-01 2021-07-31 2021-07-31 N N N 0.0011 5006648.85 5006648.85 0.0216 N Y Y N VISA INC VISA INC 2.200000% 92826CAB8 549300JZ4OKEHW3DPJ59 US92826CAB81 Other Instrument Corporate Bond Y 2020-12-14 2020-12-14 2020-12-14 N N N 0.0022 750495.06 750495.06 0.0032 N N N N WESTPAC BANKING CORP WESTPAC BANKING CORPORATION (NEW Y 0.397998% 96130AEM6 EN5TNI6CI43VEPAMHL14 US96130AEM62 Certificate of Deposit Y 2020-12-07 2020-12-07 2020-12-07 N N N 0.0020 2000049.94 2000049.94 0.0086 N N Y N WESTPAC BANKING CORP WESTPAC BANKING CORPORATION (NEW Y 0.261000% 96130AEY0 EN5TNI6CI43VEPAMHL14 US96130AEY01 Certificate of Deposit Y 2021-02-19 2021-02-19 2021-02-19 N N N 0.0023 2000131.50 2000131.50 0.0086 N N N N TORONTO-DOMINION BANK/THE THE TORONTO-DOMINION BANK (LONDON 0.274377% BNT5UUNC6 PT3QB789TSUIDF371261 XS2129379835 Certificate of Deposit Y 2021-02-26 2021-02-26 2021-02-26 N N N 0.0021 1998955.56 1998955.56 0.0086 N N N N JP MORGAN SECURITIES LLC TRI-PARTY JP MORGAN SECURITIES LLC 0.229996% ZBUT11V806EZRVTWT807 0 BNT60S5K4 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash Y Y PACIFIC GAS & ELEC CO 1M GLBL 28 BD 50 2050-07-01 4.950000 2672862.00 3210000.35 Corporate Debt Securities Y 2020-12-07 2020-12-07 2030-12-31 Y JP MORGAN SECURITIES LLC 1.0000 7 N N N 0.0023 3000000.00 3000000.00 0.0130 N N Y N MITSUBISHI UFJ TRUST AND BANKING CORPOR MITSUBISHI UFJ TRUST AND BANKING C 0.240000% BNT69WTZ7 JBONEPAGQXF4QP29B387 XS2231036000 Certificate of Deposit Y 2020-12-11 2020-12-11 2020-12-11 N N N 0.0018 3000067.77 3000067.77 0.0130 N N N N AUSTRALIA AND NEW ZEALAND BANKING GROUP AUSTRALIA AND NEW ZEALAND BANKING 0.110000% BNT6F99T7 JHE42UYNWWTJB8YTTU19 0 Non-Negotiable Time Deposit Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0011 3000000.00 3000000.00 0.0130 N Y Y N ZUERCHER KANTONALBANK (ZURICH) ZUERCHER KANTONALBANK (ZURICH) 0.120000% BNT6FQ8A1 165GRDQ39W63PHVONY02 0 Non-Negotiable Time Deposit Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0012 6335000.00 6335000.00 0.0274 N Y Y N NRW BANK (DUSSELDORF BRANCH) NRW BANK (DUSSELDORF BRANCH) 0.090000% BNT6FQ8S2 52990002O5KK6XOGJ020 0 Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0009 10000000.00 10000000.00 0.0432 N Y Y N NATIONAL AUSTRALIA BANK LTD (LONDON BRA NATIONAL AUSTRALIA BANK LTD (LONDO 0.090000% BNT6FQ8Z6 F8SB4JFBSYQFRQEH3Z21 0 Non-Negotiable Time Deposit Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0009 3010000.00 3010000.00 0.0130 N Y Y N CREDIT INDUSTRIEL ET COMMERCIAL (PARIS CREDIT INDUSTRIEL ET COMMERCIAL (P 0.100000% BNT6FQ902 N4JDFKKH2FTD8RKFXO39 0 Non-Negotiable Time Deposit Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0010 6325000.00 6325000.00 0.0273 N Y Y N ABN AMRO BANK NV (AMSTERDAM BRANCH) ABN AMRO BANK NV (AMSTERDAM BRANCH 0.100000% BNT6FQAX8 BFXS5XCH7N0Y05NIXW11 0 Non-Negotiable Time Deposit Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0010 3145000.00 3145000.00 0.0136 N Y Y N BARCLAYS BANK PLC (LONDON BRANCH) BARCLAYS BANK PLC (LONDON BRANCH) 0.130000% BNT6FQCH1 G5GSEF7VJP5I7OUK5573 0 Non-Negotiable Time Deposit Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0013 7000000.00 7000000.00 0.0302 N Y Y N CITIGROUP GLOBAL MARKETS INC TRI-PARTY CITIGROUP GLOBAL MARKETS 0.090000% MBNUM2BPBDO7JBLYG310 0 BNT6FQMK3 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N GNMA 2050-06-20 3.000000 13169184.00 13651999.41 Agency Mortgage-Backed Securities GNMA 2050-06-20 3.500000 387650.00 397630.62 Agency Mortgage-Backed Securities GNMA 2050-06-20 3.000000 11677.00 11582.36 Agency Mortgage-Backed Securities GNMA 2050-06-20 3.500000 1000.00 1073.47 Agency Mortgage-Backed Securities Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0009 13652000.00 13652000.00 0.0590 N Y Y N SOCIETE GENERALE SA TRI-PARTY SOCIETE GENERALE SA 0.170000% O2RNE8IBXP4R0TD8PU41 0 BNT6FQNP1 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash Y N LYB INTL FIN B V 2044-03-15 4.875000 18000.00 23004.11 Corporate Debt Securities AT&T INC. 2040-09-01 5.350000 883000.00 1162854.83 Corporate Debt Securities APPLE INC SR GLBL NT 3%27 2027-03-13 4.625000 3620000.00 4235915.35 Corporate Debt Securities ANHEUSER BUSCH INBEV WORLDWIDE SR GLBL NT 49 2049-01-23 5.550000 1439000.00 2095312.31 Corporate Debt Securities CREDIT SUISSE AG NEW YORK BRAN FR 2.95%040925 2025-04-09 2.950000 65624.00 72157.47 Corporate Debt Securities NISSAN MOTOR CO LTD SR GLBL 144A 30 2030-09-17 4.810000 2605251.00 2885872.00 Corporate Debt Securities EMPRESA NACIONAL DE TELE SR AMZ REGS NT26 2026-08-01 4.750000 200000.00 225910.28 Corporate Debt Securities Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0017 10000000.00 10000000.00 0.0432 N Y Y N BNP PARIBAS SA (PARIS BRANCH) BNP PARIBAS SA (PARIS BRANCH) 0.090000% BNT6FQU99 R0MUWSFPU8MPRO8K5P83 0 Non-Negotiable Time Deposit Y 2020-12-01 2020-12-01 2020-12-01 N N N 0.0009 4720000.00 4720000.00 0.0204 N Y Y N MUFG BANK LTD MUFG BANK LTD (LONDON BRANCH) 0.250000% G6323AYB7 C3GTMMZIHMY46P4OIX74 XS2265990619 Certificate of Deposit Y 2021-02-26 2021-02-26 2021-02-26 N N N 0.0025 1000000.00 1000000.00 0.0043 N N N N Northern Funds 2020-12-07 Peter K Ewing Peter K Ewing President