N-MFP2 0000916620 XXXXXXXX 2019-09-30 0000916620 5493004ZY1PEJR3C0A81 S000001264 1 N N 033-73404 Northern Trust Investments, Inc. 801-33358 Deloitte & Touche LLP Chicago IL Northern Trust Investments, Inc. The Northern Trust Company 0000838981 085-05127 N N N Other Tax Exempt Y 41 41 38893724.34 42106089.19 30651587.64 36985350.13 0.00 285818724.34 281331089.19 268581587.64 278275350.13 0.00 0.1093 0.1188 0.0882 0.1032 0.0000 0.8033 0.7940 0.7728 0.7766 0.0000 4799.55 369779891.10 369792738.68 878390.70 12692941.98 357982986.95 357944923.8600 1.0000 0.0156 1.0002 1.0001 1.0000 1.0000 0.0000 C000003410 2500.00 357982986.95 357944923.8600 1.0002 1.0001 1.0000 1.0000 0.0000 225376.15 2513457.75 551734.32 2047490.84 130807.71 6940245.02 12521122.13 1720947.88 0.00 0.00 13664656.47 13604781.99 0.0121 Y The Investment Advisor Reimbursed $10,358.21 of fees during the period ARIZONA SCH DIST ARIZONA SCH DIST TAX ANTIC NT 2019 2.000000% 040577AQ1 US040577AQ17 Other Municipal Security Y 2020-07-28 2020-07-28 2020-07-28 N N N 0.0137 1005140.00 1005140.00 0.0028 N N N N BALTIMORE CNTY MD BALTIMORE CNTY MD 2019 4.000000% 05914F2K5 US05914F2K50 Other Municipal Security Y 2020-03-19 2020-03-19 2020-03-19 N N N 0.0128 2025220.00 2025220.00 0.0057 N N N N BATTERY PARK CITY AUTHORITY N Y BATTERY PK CITY AUTH N Y REV 2019-D-1 1.570000% 07133AJB9 US07133AJB98 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2038-11-01 Y BATTERY PARK CITY AUTHORITY N Y 1.0000 7 N N/A N/A N N 0.0157 4500000.00 4500000.00 0.0126 N N Y N BEXAR CNTY TEX HSG FIN AUTH MU BEXAR CNTY TEX HSG FIN AUTH MU Series 1 1.630000% 088376AA6 US088376AA66 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2026-09-15 Y Federal National Mortgage Associ 1.0000 7 N N/A N/A N N 0.0163 3100000.00 3100000.00 0.0087 N N Y N BEXAR CNTY TEX HSG FIN CORP MULTI BEXAR CNTY TEX HSG FIN CORP MULTI 2009 1.660000% 088379YL0 US088379YL05 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2039-09-01 Y FEDERAL HOME LOAN MORTGAGE CORPO 1.0000 7 N N/A N/A N N 0.0166 3165000.00 3165000.00 0.0088 N N Y N BLACKROCK MUNIYIELD INSURED FUND INC BLACKROCK MUNIYIELD INSURED FUND I VRDP 1.730000% 09254E863 US09254E8637 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2041-06-01 Y BLACKROCK MUNIYIELD INSURED FUND INC 1.0000 7 N N/A N/A N N 0.0173 5000000.00 5000000.00 0.0140 N N Y N BLOUNT CNTY TENN PUB BLDG AUTH BLOUNT CNTY TENN PUB BLDG AUTH 2008-E6A 1.590000% 095175SA4 549300RHIJ2ZP4C8W404 US095175SA49 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2026-06-01 Y BRANCH BANKING AND TRUST COMPANY 1.0000 7 N N/A N/A N N 0.0159 955000.00 955000.00 0.0027 N N Y N BLOUNT CNTY TENN PUB BLDG AUTH BLOUNT CNTY TENN PUB BLDG AUTH 2009-E7A 1.590000% 095175SQ9 549300RHIJ2ZP4C8W404 US095175SQ90 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2039-06-01 Y BRANCH BANKING AND TRUST COMPANY 1.0000 7 N N/A N/A N N 0.0159 2080000.00 2080000.00 0.0058 N N Y N BRAZOS TEX HBR INDL DEV CORP REV BRAZOS TEX HBR INDL DEV CORP REV 2001 1.600000% 10623QAA6 US10623QAA67 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2022-07-01 Y BASF CORP 1.0000 7 N N/A N/A N N 0.0160 2400000.00 2400000.00 0.0067 N N Y N BRIDGETON MO INDL DEV AUTH BRIDGETON MO INDL DEV AUTH 2017-A 1.640000% 108461AR5 US108461AR51 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2047-12-01 Y US BANK NATIONAL ASSOCIATION 1.0000 7 N N/A N/A N N 0.0164 1900000.00 1900000.00 0.0053 N N Y N CHARLESTON CNTY S C SCH DIST CHARLESTON CNTY S C SCH DIST 2019-A 2.500000% 160075YS0 US160075YS02 Other Municipal Security Y 2019-11-15 2019-11-15 2019-11-15 N N N 0.0127 7010430.00 7010430.00 0.0196 N N N N COLORADO HEALTH FACS AUTH REV COLORADO HEALTH FACS AUTH REV 2000 1.620000% 196474SY7 5493002JB6DRFRZPEQ21 US196474SY78 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2030-10-01 Y JPMORGAN CHASE BANK NA 1.0000 7 N N/A N/A N N 0.0162 4990000.00 4990000.00 0.0139 N N Y N COLORADO (STATE OF) COLORADO ST GEN FD REV 2019 5.000000% 196729CK1 US196729CK18 Other Municipal Security Y 2020-06-26 2020-06-26 2020-06-26 N N N 0.0130 6778200.00 6778200.00 0.0189 N N N N COLORADO ST EDUC LOAN PROGRAM TRANS COLORADO ST ED LN PROG 2019-A 3.000000% 19672MCG1 US19672MCG15 Other Municipal Security Y 2020-06-29 2020-06-29 2020-06-29 N N N 0.0130 4050160.00 4050160.00 0.0113 N N N N EDEN PRAIRIE MINN HSG & REDEV AUTH EDEN PRAIRIE MINN HSG & REDEV AUTH 2016-A 1.710000% 279540MW5 US279540MW54 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2031-02-01 Y Federal Home Loan Bank of Des Mo 1.0000 7 N N/A N/A N N 0.0171 1105000.00 1105000.00 0.0031 N N Y N FAIRFAX CNTY VA ECONOMIC DEV FAIRFAX CNTY VA ECONOMIC DEV FAIRFAX COUNTY ECONOM VAR 1.620000% 30382YAA8 US30382YAA82 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2034-01-01 Y BRANCH BANKING AND TRUST COMPANY 1.0000 7 N N/A N/A N N 0.0162 1455000.00 1455000.00 0.0041 N N Y N FLORIDA HSG FIN AGY FLORIDA HSG FIN AGY 85 XX 1.580000% 340736GP6 US340736GP63 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2025-06-15 Y Federal National Mortgage Associ 1.0000 7 N N/A N/A N N 0.0155 7200000.00 7200000.00 0.0201 N N Y N FLORIDA HSG FIN CORP MULTIFAMILY R FLORIDA HSG FIN CORP MULTIFAMILY R FLORIDA HOUSING FIN. VAR 1.580000% 34073JSR1 US34073JSR13 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2034-12-01 Y FEDERAL HOME LOAN MORTGAGE CORPO 1.0000 7 N N/A N/A N N 0.0158 1000000.00 1000000.00 0.0028 N N Y N FLA HSG FIN CORP MULTIFAMILY MTG R FLA HSG FIN CORP MULTIFAMILY MTG R 2008-L 1.630000% 34074HBL5 US34074HBL50 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2041-08-15 Y JPMORGAN CHASE BANK NA 1.0000 7 N N/A N/A N N 0.0163 1000000.00 1000000.00 0.0028 N N Y N FLORIDA HSG FIN CORP FLORIDA HSG FIN CORP K-1-RMKT 1.600000% 34074HBU5 US34074HBU59 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2041-07-15 Y FEDERAL HOME LOAN BANKS 1.0000 7 N N/A N/A N N 0.0160 4995000.00 4995000.00 0.0140 N N Y N SOUTH CAROLINA SCH DIST CREDIT ENH PROG GREENVILLE CNTY S C SCH DIST 2019-C 4.000000% 396064F85 US396064F855 Other Municipal Security Y 2020-06-01 2020-06-01 2020-06-01 N N N 0.0131 2951562.00 2951562.00 0.0082 N N N N GULF COAST INDL DEV AUTH TEX GULF COAST INDL DEV AUTH TEX 2012 1.750000% 402207AD6 US402207AD61 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2041-11-01 Y Exxon Mobil Corp 1.0000 1 N N/A N/A N N 0.0175 3800000.00 3800000.00 0.0106 N Y Y N HARRIS CNTY TEX HOSP DIST HARRIS CNTY TEX HOSP DIST HARRIS COUNTY HOSPITA VAR 1.620000% 41415WBT8 US41415WBT80 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2042-02-15 Y JPMORGAN CHASE BANK NA 1.0000 7 N N/A N/A N N 0.0162 4305000.00 4305000.00 0.0120 N N Y N HIGHLANDS CNTY FLA HEALTH FACS AUT HIGHLANDS CNTY FLA HEALTH FACS AUT 2007A-2 1.580000% 431022KG6 US431022KG68 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2037-11-15 Y ADVENTIST HLTH SYS/SUNBELT 1.0000 7 N N/A N/A N N 0.0158 1000000.00 1000000.00 0.0028 N N Y N HOUSTON CITY OF HOUSTON TEX 2019 3.000000% 4423314S0 549300C64URYS0WQQY42 US4423314S07 Other Municipal Security Y 2020-06-26 2020-06-26 2020-06-26 N N N 0.0132 3036750.00 3036750.00 0.0085 N N N N HOUSTON CITY OF HOUSTON CITY OF CITY OF HOUSTON TX 1.50% 1.500000% 44239UKF0 549300C64URYS0WQQY42 Other Municipal Security Y 2019-10-23 2019-10-23 2019-10-23 N N Y BARCLAYS BANK PLC LOC 1.0000 N/A N/A 0.0155 6999778.80 6999778.80 0.0196 N N N N IDAHO HOUSING AND FINANCE ASSOCIAT IDAHO HOUSING AND FINANCE ASSOCIAT 2011 - A 1.520000% 45129XAF5 5493002WM3NYB1LQB744 US45129XAF50 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2044-09-01 Y FEDERAL HOME LOAN MORTGAGE CORPO 1.0000 7 N N/A N/A N N 0.0152 1390000.00 1390000.00 0.0039 N N Y N IDAHO (STATE OF) IDAHO ST 2019 3.000000% 451434BZ6 US451434BZ66 Other Municipal Security Y 2020-06-30 2020-06-30 2020-06-30 N N N 0.0129 2531650.00 2531650.00 0.0071 N N N N ILLINOIS DEV FIN AUTH ILLINOIS DEV FIN AUTH 2012 1.600000% 45188RQ44 US45188RQ448 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2032-06-01 Y PNC BANK NATIONAL ASSOCIATION 1.0000 7 N N/A N/A N N 0.0160 1850000.00 1850000.00 0.0052 N N Y N IL DEV FIN AUTH REV IL DEV FIN AUTH REV 2001 1.650000% 45188RWL9 US45188RWL94 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2029-06-01 Y BMO HARRIS BANK NA 1.0000 7 N N/A N/A N N 0.0165 1500000.00 1500000.00 0.0042 N N Y N IL DFA WHEATON ACADEMY VAR7 IL DFA WHEATON ACADEMY VAR7 1998 1.610000% 4519088G5 US4519088G59 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2028-10-01 Y BMO HARRIS BANK NA 1.0000 7 N N/A N/A N N 0.0161 8300000.00 8300000.00 0.0232 N N Y N ILLINOIS EDL FACS AUTH REVS ILLINOIS EDL FACS AUTH REVS Series 2 1.600000% 4520014C1 US4520014C19 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2032-03-01 Y BMO HARRIS BANK NA 1.0000 7 N N/A N/A N N 0.0160 6500000.00 6500000.00 0.0182 N N Y N ILLINOIS FIN AUTH REV ILLINOIS FIN AUTH REV 2004 1.610000% 45200BEL8 US45200BEL80 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2039-03-01 Y CITIBANK NA 1.0000 7 N N/A N/A N N 0.0161 2270000.00 2270000.00 0.0063 N N Y N ILLINOIS FIN AUTH ILLINOIS FIN AUTH ILLINOIS FIN. AUTHORI VAR 1.640000% 45200FBC2 US45200FBC23 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2039-11-01 Y KEYBANK NATIONAL ASSOCIATION 1.0000 7 N N/A N/A N N 0.0164 1270000.00 1270000.00 0.0035 N N Y N ILLINOIS FIN AUTH ILLINOIS FIN AUTH 2008A 1.610000% 45200FEB1 US45200FEB13 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2037-03-01 Y BMO HARRIS BANK NA 1.0000 7 N N/A N/A N N 0.0161 2945000.00 2945000.00 0.0082 N N Y N NORTHWESTERN MEM HOSP ILLINOIS FIN AUTH A-2 1.580000% 45200FTC3 US45200FTC31 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2038-08-15 Y NORTHWESTERN MEM HOSP 1.0000 7 N N/A N/A N N 0.0158 2000000.00 2000000.00 0.0056 N N Y N ILLINOIS FIN AUTH REV ILLINOIS FIN AUTH REV 2009D-2 1.750000% 45200FZT9 US45200FZT91 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2043-08-01 Y PNC BANK NATIONAL ASSOCIATION 1.0000 1 N N/A N/A N N 0.0175 1500000.00 1500000.00 0.0042 N Y Y N NORTH SHORE UNIV HOSP ILLINOIS ST HLTH FACS AUTH REVENUE 2017 1.620000% 45200PN78 US45200PN780 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2035-06-01 Y NORTH SHORE UNIV HOSP 1.0000 7 N N/A N/A N N 0.0162 4300000.00 4300000.00 0.0120 N N Y N ILLINOIS ST FIN AUTH REVENUE ILLINOIS ST FIN AUTH REVENUE 2012-G 1.600000% 45203HMB5 US45203HMB59 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2040-08-01 Y Bank of Montreal 1.0000 7 N N/A N/A N N 0.0160 3200000.00 3200000.00 0.0089 N N Y N INDIANA FIN AUTH HEALTH SYS REV INDIANA FIN AUTH HEALTH SYS REV 2008-J 1.770000% 45470YBN0 US45470YBN04 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2037-11-01 Y Barclays Bank PLC 1.0000 1 N N/A N/A N N 0.0177 1500000.00 1500000.00 0.0042 N Y Y N INDIANAPOLIS IND MULTIFAMILY HSG R INDIANAPOLIS IND MULTIFAMILY HSG R 2008 1.640000% 45528TAF1 US45528TAF12 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2038-05-15 Y Federal National Mortgage Associ 1.0000 7 N N/A N/A N N 0.0164 200000.00 200000.00 0.0006 N N Y N IOWA FA - WESLEY RET SVCS IOWA FA - WESLEY RET SVCS 2003-B 1.590000% 46245WAZ0 US46245WAZ05 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2033-12-01 Y Bank of America NA 1.0000 7 N N/A N/A N N 0.0159 1800000.00 1800000.00 0.0050 N N Y N IOWA FIN AUTH IOWA FIN AUTH 2006 1.590000% 46246KXT4 US46246KXT41 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2033-12-01 Y Bank of America NA 1.0000 7 N N/A N/A N N 0.0159 1020000.00 1020000.00 0.0028 N N Y N JP MORGAN CHASE PUTTERS/DRIVERS TR JP MORGAN CHASE PUTTERS/DRIVERS TR 1.780000% 46640KXL3 US46640KXL33 Tender Option Bond Y 2019-10-01 2019-10-01 2021-04-01 Y JPMORGAN CHASE BANK NA 1.0000 1 N N/A N/A N N 0.0178 2000000.00 2000000.00 0.0056 N Y Y N JACKSON CNTY - CHEVRONTEXACO FNDG JACKSON CNTY - CHEVRONTEXACO FNDG 1993 1.770000% 467229AF7 US467229AF74 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2023-06-01 Y Chevron Corp 1.0000 1 N N/A N/A N N 0.0177 5000000.00 5000000.00 0.0140 N Y Y N JACKSONVILLE FLA HEALTH CARE F JACKSONVILLE FLA HEALTH CARE F 2019-E 1.570000% 469400EA9 US469400EA98 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2036-08-01 Y BAPTIST HEALTH (JACKSONVILLE FL) 1.0000 7 N N/A N/A N N 0.0157 3000000.00 3000000.00 0.0084 N N Y N KENTUCKY RURAL WTR FIN CORP KENTUCKY RURAL WTR FIN CORP PU 2018-E-1 1.550000% 49140M5G0 US49140M5G00 Other Municipal Security Y 2020-03-01 2020-03-01 2020-03-01 N N N 0.0145 1000400.00 1000400.00 0.0028 N N N N KNOX CNTY TENN HEALTH & EDL FACS B KNOX CNTY TENN HEALTH & EDL FACS B 2006 1.600000% 499503AA8 US499503AA87 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2036-08-01 Y FEDERAL HOME LOAN BANK OF CINCIN 1.0000 7 N N/A N/A N N 0.0160 3700000.00 3700000.00 0.0103 N N Y N LANCASTER CNTY PA HA - MASONIC LANCASTER CNTY PA HA - MASONIC D 1.760000% 514045ZG1 US514045ZG18 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2034-07-01 Y JPMORGAN CHASE BANK NA 1.0000 1 N N/A N/A N N 0.0176 3100000.00 3100000.00 0.0087 N Y Y N LEXINGTON-FAYETTE KY URBAN CNTY GO LEXINGTON-FAYETTE KY URBAN CNTY GO 2006 1.880000% 528908AY2 US528908AY29 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2027-09-01 Y FEDERAL HOME LOAN BANKS 1.0000 7 N N/A N/A N N 0.0188 1010000.00 1010000.00 0.0028 N N Y N LOUISIANA PUB FACS AUTH REV LOUISIANA PUB FACS AUTH REV 1988 1.640000% 54640AUL2 US54640AUL24 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2031-06-15 Y Federal National Mortgage Associ 1.0000 7 N N/A N/A N N 0.0164 1000000.00 1000000.00 0.0028 N N Y N LOWER NECHES VLY AUTH - EXXON LOWER NECHES VLY AUTH - EXXON 2001-A 1.770000% 54834RAB5 US54834RAB50 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2029-11-01 Y Exxon Mobil Corp 1.0000 1 N N/A N/A N N 0.0177 4245000.00 4245000.00 0.0119 N Y Y N LOWER NECHES VALLEY AUTH IDC - XOM LOWER NECHES VALLEY AUTH IDC - XOM 2001-B-2 1.800000% 54834RAF6 US54834RAF64 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2039-12-01 Y Exxon Mobil Corp 1.0000 1 N N/A N/A N N 0.0180 3900000.00 3900000.00 0.0109 N Y Y N MARYLAND HEALTH AND HIGHER EDUCATI MARYLAND HEALTH AND HIGHER EDUCATI 2000 1.580000% 5742165Z6 US5742165Z67 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2031-04-01 Y MANUFACTURERS AND TRADERS TRUST 1.0000 7 N N/A N/A N N 0.0158 290000.00 290000.00 0.0008 N N Y N MARYLAND HEALTH AND HIGHER EDUCATI MARYLAND HEALTH AND HIGHER EDUCATI 2008 1.580000% 574217T70 US574217T706 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2033-07-01 Y PNC BANK NATIONAL ASSOCIATION 1.0000 7 N N/A N/A N N 0.0158 3535000.00 3535000.00 0.0099 N N Y N MASSACHUSETTS ST DEV FIN AGY REV MASSACHUSETTS ST DEV FIN AGY REV 2008A 1.630000% 57583RD77 549300UZSVMFXJK08K70 US57583RD773 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2027-03-01 Y Federal Home Loan Bank of Atlant 1.0000 7 N N/A N/A N N 0.0163 500000.00 500000.00 0.0014 N N Y N MASSACHUSETTS ST HSG FIN AGY MASSACHUSETTS ST HSG FIN AGY 2015 - A 1.610000% 57587AJA7 549300NLJBK1VP6K2K81 US57587AJA79 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2034-01-01 Y Bank of America NA 1.0000 7 N N/A N/A N N 0.0161 3865000.00 3865000.00 0.0108 N N Y N TEXAS PERMANENT SCHOOL FUND PROG (GTY) MESQUITE TEX INDPT SCH DIST 2003-A 1.650000% 590759A22 549300M7COV11VUIZE16 US590759A228 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2029-08-01 Y TEXAS PERMANENT SCHOOL FUND PROG 1.0000 7 N N/A N/A N N 0.0165 2160000.00 2160000.00 0.0060 N N Y N MICHIGAN STATE FINANCE AUTHORITY - AID MICHIGAN FIN AUTH REV 2019 A-1 4.000000% 59447TWL3 54930022O46HOX5J1D14 US59447TWL33 Other Municipal Security Y 2020-08-20 2020-08-20 2020-08-20 N N N 0.0134 1023340.00 1023340.00 0.0029 N N N N MICHIGAN FIN AUTH REV MICHIGAN FIN AUTH REV 2019A-2 2.000000% 59447TWM1 54930022O46HOX5J1D14 US59447TWM16 Other Municipal Security Y 2020-08-20 2020-08-20 2020-08-20 N N Y JPMORGAN CHASE BANK NA LOC 1.0000 N/A N/A 0.0134 1005790.00 1005790.00 0.0028 N N N N MICHIGAN ST STRATEGIC FD LTD OBLIG MICHIGAN ST STRATEGIC FD LTD OBLIG 2010 1.620000% 594698JT0 US594698JT07 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2026-01-01 Y MUFG BANK LTD 1.0000 7 N N/A N/A N N 0.0162 1800000.00 1800000.00 0.0050 N N Y N MINNETONKA MINN HSG MINNETONKA MINN HSG 2001 1.670000% 604217CQ0 US604217CQ06 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2031-11-15 Y Federal National Mortgage Associ 1.0000 7 N N/A N/A N N 0.0167 295000.00 295000.00 0.0008 N N Y N MINNETONKA MINN MF HSG MINNETONKA MINN MF HSG 2014-B 1.660000% 604217CR8 US604217CR88 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2046-08-01 Y Federal Home Loan Bank of Des Mo 1.0000 7 N N/A N/A N N 0.0166 3410000.00 3410000.00 0.0095 N N Y N MISSISSIPPI BFC - CHEVRON MISSISSIPPI BFC - CHEVRON 2007-B 1.770000% 60528AAT1 549300DYV074JUDKBQ77 US60528AAT16 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2030-12-01 Y Chevron Corp 1.0000 1 N N/A N/A N N 0.0177 1000000.00 1000000.00 0.0028 N Y Y N MISSISSIPPI BUSINESS FINANCE CORP MISSISSIPPI BUSINESS FINANCE CORP 2010-I 1.770000% 60528ABZ6 US60528ABZ66 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2035-11-01 Y Chevron Corp 1.0000 1 N N/A N/A N N 0.0177 2000000.00 2000000.00 0.0056 N Y Y N MISSISSIPPI BUSINESS FIN CORP MISS MISSISSIPPI BUSINESS FIN CORP MISS 2010-K 1.770000% 60528ACB8 549300DYV074JUDKBQ77 US60528ACB89 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2035-11-01 Y Chevron Corp 1.0000 1 N N/A N/A N N 0.0177 2000000.00 2000000.00 0.0056 N Y Y N MISSISSIPPI BUSINESS FIN CORP MISS MISSISSIPPI BUSINESS FIN CORP MISS 2010-L 1.770000% 60528ACC6 549300DYV074JUDKBQ77 US60528ACC62 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2035-11-01 Y Chevron Corp 1.0000 1 N N/A N/A N N 0.0177 1800000.00 1800000.00 0.0050 N Y Y N MISSISSIPPI BUSINESS FIN COMMISSIO MISSISSIPPI BUSINESS FIN COMMISSIO 2011-D 1.770000% 60528ACG7 US60528ACG76 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2035-11-01 Y Chevron Corp 1.0000 1 N N/A N/A N N 0.0177 5500000.00 5500000.00 0.0154 N Y Y N NEW YORK CITY WATER AND SEWER SYSTEM NYC WATER AUTH 2001 F-1 2.000000% 64970KRM1 US64970KRM17 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2033-06-15 Y NEW YORK CITY WATER AND SEWER SYSTEM 1.0000 1 N N/A N/A N N 0.0200 1000000.00 1000000.00 0.0028 N Y Y N NEW YORK CITY WATER AND SEWER SYSTEM NEW YORK N Y CITY MUN WTR FIN AUTH 10-DD-1 1.770000% 64972FX27 US64972FX277 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2043-06-15 Y NEW YORK CITY WATER AND SEWER SYSTEM 1.0000 1 N N/A N/A N N 0.0177 3400000.00 3400000.00 0.0095 N Y Y N NORTHWEST TEX INDPT SCH DIST NORTHWEST TEX INDPT SCH DIST 2006 1.640000% 667825RR6 US667825RR66 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2031-02-15 Y TEXAS PERMANENT SCHOOL FUND PROG 1.0000 7 N N/A N/A N N 0.0164 500000.00 500000.00 0.0014 N N Y N OHIO ST HIGHER EDL FAC COMMN OHIO ST HIGHER EDL FAC COMMN 2013 B-2 1.780000% 67756DBD7 5493007MQT6NGNN6BR81 US67756DBD75 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2039-01-01 Y CLEVELAND CLINIC HLTH SYS OBLIG 1.0000 1 N N/A N/A N N 0.0178 2250000.00 2250000.00 0.0063 N Y Y N OMAHA PUB PWR DIST NEB OMAHA PUBLIC POWER DISTRICT 2019-A 1.500000% 68179RPF3 US68179RPF37 Other Municipal Security Y 2019-10-10 2019-10-10 2019-10-10 N N N 0.0178 3999688.40 3999688.40 0.0112 N N N N OREGON ST FACS AUTH REV OREGON ST FACS AUTH REV 2005-A 1.640000% 68608JDT5 US68608JDT51 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2035-07-15 Y Federal National Mortgage Associ 1.0000 7 N N/A N/A N N 0.0164 700000.00 700000.00 0.0020 N N Y N OWATONNA MINN OWATONNA MINN 2003-A 1.690000% 690562AA1 US690562AA14 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2030-01-01 Y Federal Home Loan Bank of Des Mo 1.0000 7 N N/A N/A N N 0.0169 1890000.00 1890000.00 0.0053 N N Y N PLATTE CNTY MO INDL DEV AUTH MULTI PLATTE CNTY MO INDL DEV AUTH MULTI 1996 1.630000% 72770MAA6 US72770MAA62 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2028-04-01 Y FEDERAL HOME LOAN MORTGAGE CORPO 1.0000 7 N N/A N/A N N 0.0163 4975000.00 4975000.00 0.0139 N N Y N PMA LEVY & AID ANTIC NTS PROGRAM WIS PMA LEVY & AID ANTIC NTS PROGR 2019 A 3.000000% 730146BV8 US730146BV82 Other Municipal Security Y 2020-02-20 2020-02-20 2020-02-20 N N N 0.0135 1207200.00 1207200.00 0.0034 N N N N PMA LEVY & AID ANTIC NTS PROGRAM WIS PMA LEVY & AID ANTIC NTS PROGR 2019-A 3.000000% 730146BW6 US730146BW65 Other Municipal Security Y 2020-07-22 2020-07-22 2020-07-22 N N N 0.0144 3152940.70 3152940.70 0.0088 N N N N PORT ARTHUR TEX NAV DIST INDL DEV PORT ARTHUR TEX NAV DIST INDL DEV 2010-A 1.600000% 733508AF2 US733508AF22 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2040-12-01 Y Total SA 1.0000 7 N N/A N/A N N 0.0160 5000000.00 5000000.00 0.0140 N N Y N PORT ARTHUR TX NAV DIST INDL DEV C PORT ARTHUR TX NAV DIST INDL DEV C PORT OF ARTHUR NAVIGA VAR 1.600000% 733508AH8 US733508AH87 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2042-03-01 Y Total SA 1.0000 7 N N/A N/A N N 0.0160 10000000.00 10000000.00 0.0279 N N Y N PORT ARTHUR TEX NAV DIST INDL DEV PORT ARTHUR TEX NAV DIST INDL DEV 2012-B 1.600000% 733508AK1 US733508AK17 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2042-12-01 Y Total SA 1.0000 7 N N/A N/A N N 0.0160 3600000.00 3600000.00 0.0101 N N Y N QUAD CITIES IL EDA AUGUSTANA COLL QUAD CITIES IL EDA AUGUSTANA COLL 2005 1.580000% 74731RAB7 US74731RAB78 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2035-10-01 Y BMO HARRIS BANK NA 1.0000 7 N N/A N/A N N 0.0158 100000.00 100000.00 0.0003 N N Y N RBC MUNI PRODUCTS IN TRUST RBC MUNI PRODUCTS IN TRUST 1.610000% 74926Y3Y5 US74926Y3Y54 Tender Option Bond Y 2019-10-07 2019-10-07 2020-02-03 Y ROYAL BANK OF CANADA 1.0000 7 N N/A N/A N N 0.0161 14800000.00 14800000.00 0.0413 N N Y N RBC MUNI PRODUCTS IN TRUST RBC MUNI PRODUCTS IN TRUST 2017E101 1.610000% 74926Y4Q1 US74926Y4Q12 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2021-06-01 Y ROYAL BANK OF CANADA 1.0000 7 N N/A N/A N N 0.0161 5000000.00 5000000.00 0.0140 N N Y N RIB FLOATER TR VARIOUS STS RIB FLOATER TR VARIOUS STS 1.730000% 76252PPU7 US76252PPU74 Tender Option Bond Y 2019-10-07 2019-10-07 2046-11-15 Y Barclays Bank PLC 1.0000 7 N N/A N/A N N 0.0173 5000000.00 5000000.00 0.0140 N N Y N ST CHARLES CNTY MO INDL DEV AU ST CHARLES CNTY MO INDL DEV AU Series 1 1.580000% 787643HF5 US787643HF50 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2029-09-01 Y Federal National Mortgage Associ 1.0000 7 N N/A N/A N N 0.0158 5020000.00 5020000.00 0.0140 N N Y N ST LOUIS PARK MINN MF HSG REV ST LOUIS PARK MINN MF HSG REV 2015-B 1.660000% 79177DEZ1 549300F6X6Q4H3ALF786 US79177DEZ15 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2045-11-01 Y Federal Home Loan Bank of Des Mo 1.0000 7 N N/A N/A N N 0.0166 3700000.00 3700000.00 0.0103 N N Y N SAN ANTONIO TEX HSG FIN CORP SAN ANTONIO TEX HSG FIN CORP 2008 1.580000% 796265HC3 US796265HC36 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2049-03-01 Y FEDERAL HOME LOAN MORTGAGE CORPO 1.0000 7 N N/A N/A N N 0.0158 5200000.00 5200000.00 0.0145 N N Y N SAVANNAH GA ECONOMIC DEV AUTH SAVANNAH GA ECONOMIC DEV AUTH 2007 1.620000% 80483CGS4 US80483CGS44 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2027-11-01 Y BRANCH BANKING AND TRUST COMPANY 1.0000 7 N N/A N/A N N 0.0162 2890000.00 2890000.00 0.0081 N N Y N SEVIER CNTY TN PUB BLDG AUTH SEVIER CNTY TN PUB BLDG AUTH 2004-6A1 1.590000% 818200JE8 US818200JE81 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2029-06-01 Y KNOX CNTY TENN 1.0000 7 N N/A N/A N N 0.0159 5840000.00 5840000.00 0.0163 N N Y N SEVIER CNTY TENN PUB BLDG AUTH SEVIER CNTY TENN PUB BLDG AUTH V-V-B-1 1.590000% 818200UP0 US818200UP00 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2035-06-01 Y BRANCH BANKING AND TRUST COMPANY 1.0000 7 N N/A N/A N N 0.0159 2795000.00 2795000.00 0.0078 N N Y N SHELBY CNTY TN HLTH EDUCTNL &HSG F SHELBY CNTY TN HLTH EDUCTNL &HSG F 2013 1.750000% 821697L23 US821697L236 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2042-06-01 Y ASSURED GUARANTY MUNICIPAL CORP 1.0000 1 N N/A N/A N N 0.0175 300000.00 300000.00 0.0008 N Y Y N SOUTH CAROLINA PUB SERV SOUTH CAROLINA PUB SERV 2019-D 1.420000% 83705QDV5 US83705QDV59 Other Municipal Security Y 2019-11-05 2019-11-05 2019-11-05 N N Y SOUTH CAROLINA PUB SERV LOC 1.0000 N/A N/A 0.0161 5998866.00 5998866.00 0.0168 N N N N SOUTH DAKOTA HSG DEV AUTH MULTIFAM SOUTH DAKOTA HSG DEV AUTH MULTIFAM 2009 1.580000% 83755YAE8 549300G853EK61667C18 US83755YAE86 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2044-01-01 Y FEDERAL HOME LOAN MORTGAGE CORPO 1.0000 7 N N/A N/A N N 0.0158 2500000.00 2500000.00 0.0070 N N Y N SUN PRAIRIE WIS CMNTY DEV AUTH SUN PRAIRIE WIS CMNTY DEV AUTH 2006 1.580000% 86685BAA4 US86685BAA44 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2036-12-01 Y US BANK NATIONAL ASSOCIATION 1.0000 7 N N/A N/A N N 0.0158 4495000.00 4495000.00 0.0126 N N Y N TARRANT CNTY TEX CULTURAL ED FACS TARRANT CNTY TEX CULTURAL ED FACS 2008-B 1.820000% 87638QBF5 549300ROY505NVTMMI25 US87638QBF54 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2041-10-01 Y TD Bank NA 1.0000 1 N N/A N/A N N 0.0182 1300000.00 1300000.00 0.0036 N Y Y N UNIVERSITY OF CHICAGO TENDER OPTION BOND TRUST RECEIPTS/ 1.610000% 88033UC98 54930099Y7GU6182V326 US88033UC984 Tender Option Bond Y 2019-10-07 2019-10-07 2023-10-01 Y UNIVERSITY OF CHICAGO 1.0000 7 N N/A N/A N N 0.0161 4250000.00 4250000.00 0.0119 N N Y N TENDER OPT BD TR RCPTS / CTFS TENDER OPT BD TR RCPTS / CTFS 1.760000% 88033UWB1 54930099NR6T9V7LVB43 US88033UWB15 Tender Option Bond Y 2019-10-07 2019-10-07 2046-04-01 Y Barclays Bank PLC 1.0000 7 N N/A N/A N N 0.0176 10000000.00 10000000.00 0.0279 N N Y N IOWA ST REVOLVING FUND TENDER OPTION BOND TRUST RECEIPTS/ 1.610000% 88033Y7U9 US88033Y7U95 Tender Option Bond Y 2019-10-07 2019-10-07 2042-08-01 Y IOWA ST REVOLVING FUND 1.0000 7 N N/A N/A N N 0.0161 3750000.00 3750000.00 0.0105 N N Y N UNIVERSITY OF CHICAGO TENDER OPTION BOND TR U OF CHICAGO 1.610000% 88033Y8F1 54930099Y7GU6182V326 US88033Y8F10 Tender Option Bond Y 2019-10-07 2019-10-07 2048-10-01 Y UNIVERSITY OF CHICAGO 1.0000 7 N N/A N/A N N 0.0161 6400000.00 6400000.00 0.0179 N N Y N TENDER OPT BD TR RCPTS / CTFS TENDER OPT BD TR RCPTS / CTFS 1.630000% 88034NAW4 54930099NR6T9V7LVB43 US88034NAW48 Tender Option Bond Y 2019-10-07 2019-10-07 2051-12-01 Y Bank of America NA 1.0000 7 N N/A N/A N N 0.0163 10995000.00 10995000.00 0.0307 N N Y N TEXAS (STATE OF) TEXAS ST 2019 4.000000% 882724PY7 549300X9CH74QB747L76 US882724PY74 Other Municipal Security Y 2020-08-27 2020-08-27 2020-08-27 N N N 0.0133 13516008.00 13516008.00 0.0378 N N N N UINTA CNTY WY - CHEVRON UINTA CNTY WY - CHEVRON 1993 1.770000% 903592AQ6 US903592AQ66 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2020-08-15 Y Chevron Corp 1.0000 1 N N/A N/A N N 0.0177 1050000.00 1050000.00 0.0029 N Y Y N UNIV KANSAS KS HOSP AUTH UNIV KANSAS KS HOSP AUTH 2004 1.740000% 914367BN6 US914367BN68 Variable Rate Demand Note Y 2019-10-01 2019-10-01 2034-09-01 Y US BANK NATIONAL ASSOCIATION 1.0000 1 N N/A N/A N N 0.0174 3175000.00 3175000.00 0.0089 N Y Y N UNIVERSITY OF TEXAS SYSTEM UNIVERSITY OF TEXAS PERMANENT UNIV 2019-A 1.450000% 91513UKN1 US91513UKN18 Other Municipal Security Y 2019-11-04 2019-11-04 2019-11-04 N N N 0.0153 4999583.00 4999583.00 0.0140 N N N N UNIVERSITY OF TEXAS SYSTEM UNIVERSITY OF TEXAS SYSTEM 2019-A 1.290000% 91514RHK7 US91514RHK77 Other Municipal Security Y 2020-05-26 2020-05-26 2020-05-26 N N N 0.0147 998824.20 998824.20 0.0028 N N N N WASHINGTON ST HGR EDU FACS AUTH WASHINGTON ST HGR EDU FACS AUTH 2008 1.590000% 939781A34 US939781A347 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2038-01-01 Y WHITMAN COLLEGE 1.0000 7 N N/A N/A N N 0.0159 3005000.00 3005000.00 0.0084 N N Y N WICHITA KANS WICHITA KANS 2019-296 3.000000% 967245PH8 549300Y20JVN3VP2V718 US967245PH82 Other Municipal Security Y 2019-10-15 2019-10-15 2019-10-15 N N N 0.0155 6003360.00 6003360.00 0.0168 N N N N WYOMING HOUSING CMNTY DEV AUTH 1994 RES WYOMING CMNTY DEV AUTH HSG REV 2019-4 1.550000% 98322QTB3 US98322QTB31 Variable Rate Demand Note Y 2019-10-07 2019-10-07 2048-12-01 Y WYOMING HOUSING CMNTY DEV AUTH 1994 RES 1.0000 7 N N/A N/A N N 0.0155 5000000.00 5000000.00 0.0140 N N Y N Northern Funds 2019-10-07 Peter K Ewing Peter K Ewing President