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E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Leumi Le-Israel BM 7JDSZWRGUQY2DSTWCR57 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank SPA 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Ltd. 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic IBTC Bank PLC 029200098C3K8BI2D551 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. E57ODZWZ7FF32TWEFA76 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki SA 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC N1FBEDJ5J41VKZLO2475 RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank S.A.E. 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Swaziland Ltd. 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of Taiwan 549300QBHSCPTZ7YV010 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AS 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Austria A.G. D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Botswana Limited 5493007VY27WWF8FF542 BW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Zambia PLC 549300247QDZHDI30A83 ZM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Kenya Limited 549300RBHWW5EJIRG629 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Uganda Limited 549300W7CNYGJ68XGD27 UG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Czech Republic & Slovakia A.S. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO Citibank E57ODZWZ7FF32TWEFA76 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A. E57ODZWZ7FF32TWEFA76 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Hungary ZRT Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana Limited 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, Canada 6PTKHDJ8HDUF78PFWH30 CA Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 FR Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile E57ODZWZ7FF32TWEFA76 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 27452852.090000000000 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. (BBVA) N/A N/A K8MS7FD7N5Z2WQ51AZ71 ES 6505451.190000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 23199812.490000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 14926096.360000000000 HSBC SECURITIES INC 8-15563 N/A MP6I5ZYZBEU3UXPYFY54 GB 13077269.170000000000 BANCO SANTANDER N/A N/A 5493006QMFDDMYWIAM13 ES 12638460.850000000000 DEUTSCHE BANK 8-17822 000002525 9J6MBOOO7BECTDTUZW19 12502724.810000000000 JEFFERIES & COMPANY INC 8-15074 000002347 58PU97L1C0WSRCWADL48 11342854.620000000000 STANDARD CHARTERED BANK N/A N/A RILFO74KP1CM8P6PCT96 GB 8206109.110000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 6983446.730000000000 185268612.850000000000 N 173020459.370000000000 Committed 250000000.000000000000 N N N N Multi-Manager Global Listed Infrastructure Fund S000037667 549300JOVRVIUOZPPW79 Y 0 0 0 N/A Y N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N Lazard Asset Management, LLC 801-61701 000122836 P1IBQ1I6K7EXV2Q96E20 N N Maple-Brown Abbott Limited 801-96184 000172482 549300SXCSQJBOHBL822 N AU N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Cititrust Colombia S.A. Sociedad Fiduciaria E57ODZWZ7FF32TWEFA76 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Swedbank AS 549300PHQZ4HL15HH975 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank SPA 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Societe Generale Marocaine de Banques 549300WHIMVBNIDQWK21 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Ltd. 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki SA 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank S.A.E. 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Swaziland Ltd. 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Union Internationale de Baques 549300WKCW12LEPUMV07 TN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AS 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Ltd 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Austria A.G. D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Svenska Handelsbanken AB (publ) NHBDILHZTYCNBV5UYZ31 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Botswana Limited 5493007VY27WWF8FF542 BW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Zambia PLC 549300247QDZHDI30A83 ZM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Kenya Limited 549300RBHWW5EJIRG629 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Czech Republic & Slovakia A.S. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AB SEB Bankas 549300SBPFE9JX7N8J82 LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A. E57ODZWZ7FF32TWEFA76 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana Limited 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, Canada 6PTKHDJ8HDUF78PFWH30 CA Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 FR Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile E57ODZWZ7FF32TWEFA76 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 UBS SECURITIES LLC 8-22651 000007654 N/A 10972027.320000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 9964715.060000000000 ROYAL BANK OF CANADA N/A N/A ES7IP3U3RHIGC71XBU11 CA 5373500.000000000000 HSBC SECURITIES (USA) INC MARINE MIDLAND BANK NEW YORK 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 1524428.890000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 1520434.300000000000 CELFIN CAP SA CORREDORES DE BOLSA N/A N/A 549300JC6FKE7LW41298 661436.770000000000 NOMURA SECURITIES INTERNATIONAL INC 8-72991 000004297 OXTKY6Q8X53C9ILVV871 208331.920000000000 30224874.260000000000 N 1138367710.140000000000 Committed 250000000.000000000000 N N N N Multi-Manager Global Real Estate Fund S000024145 549300D4IXJ39SV3BM40 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N Brookfield Public Securities Group LLC 801-34605 000110497 IWRPHSOCNXSI3QXAB332 N N Massachusetts Financial Services Company 801-17352 000110045 1G3OSH3GLGJ7X1JC5I61 N N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Deutsche Bank AG 7LTWFZYICNSX8D621K86 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Leumi Le-Israel BM 7JDSZWRGUQY2DSTWCR57 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank SPA 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Ltd. 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki SA 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC N1FBEDJ5J41VKZLO2475 RO N N Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank S.A.E. 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Swaziland Ltd. 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of Taiwan 549300QBHSCPTZ7YV010 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AS 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Ltd 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Austria A.G. D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Saudi Arabia 558600MV09XWUB38H245 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Svenska Handelsbanken AB (publ) NHBDILHZTYCNBV5UYZ31 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Botswana Limited 5493007VY27WWF8FF542 BW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Kenya Limited 549300RBHWW5EJIRG629 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO Citibank E57ODZWZ7FF32TWEFA76 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A. E57ODZWZ7FF32TWEFA76 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana Limited 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, Canada 6PTKHDJ8HDUF78PFWH30 CA Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 FR Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC, Greece Branch N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile E57ODZWZ7FF32TWEFA76 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 13448.990000000000 CORNERSTONE MACRO LLC 8-69293 000168152 25490003PASAH33YSQ08 2236.980000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 10289.250000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 7527.270000000010 INSTINET 8-23669 000007897 549300MGMN3RKMU8FT57 6286.380000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 6067.750000000000 CREDIT LYONNAIS N/A N/A 9695009F5UPB9IITI298 FR 5260.580000000000 UBS SECURITIES LLC 8-22651 000007654 N/A 4717.100000000000 JEFFERIES & COMPANY INC 8-15074 000002347 58PU97L1C0WSRCWADL48 3449.230000000000 BEAR, STEARNS, SECURITIES CORP 8-29862 000113359 Q5S5PCS7DDGG8XJSFE86 2907.160000000000 90570.200000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 553913.850000000000 JEFFERIES & COMPANY INC 8-15074 000002347 58PU97L1C0WSRCWADL48 419896.600000000000 BEAR, STEARNS, SECURITIES CORP 8-29862 000113359 Q5S5PCS7DDGG8XJSFE86 399457.050000000000 SMBC NIKKO SECURITIES AMERICA INC. N/A N/A 254900KF8E8L84LI7648 HK 247493.580000000000 BANK OF NOVA SCOTIA N/A N/A L3I9ZG2KFGXZ61BMYR72 135914.660000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 110223.000000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 61614.000000000000 STATE STREET BANK 8-69862 000285852 549300FDEDF5ORXCMQ56 42940.010000000000 CANTOR FITZGERALD & CO 8-00201 000000134 5493004J7H4GCPG6OB62 18177.970000000000 1989630.720000000000 Y 83338889.040000000000 Committed 250000000.000000000000 N N N N Multi-Manager High Yield Opportunity Fund S000026479 549300W91OOQT3W5JK84 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N DDJ Capital Management, LLC 801-55001 000108468 549300ZLX14T3RGX6L55 N N Neuberger Berman Investment Advisers LLC 801-61757 000124687 8PSZVUUKYGCPW2RDO373 N N Nomura Corporate Research and Asset Management Inc. 801-38965 000110411 KWEQRKOXHSILUL8AQG52 N N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Cititrust Colombia S.A. Sociedad Fiduciaria E57ODZWZ7FF32TWEFA76 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Leumi Le-Israel BM 7JDSZWRGUQY2DSTWCR57 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank SPA 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Ltd. 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki SA 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC N1FBEDJ5J41VKZLO2475 RO N N Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank S.A.E. 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Swaziland Ltd. 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of Taiwan 549300QBHSCPTZ7YV010 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. 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E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Svenska Handelsbanken AB (publ) NHBDILHZTYCNBV5UYZ31 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Botswana Limited 5493007VY27WWF8FF542 BW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Kenya Limited 549300RBHWW5EJIRG629 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO Citibank E57ODZWZ7FF32TWEFA76 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A. 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BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 STIFEL NICOLAUS & CO INC 8-01447 000000793 5WUVMA08EYG4KEUPW589 32525696.100000000000 PIPER JAFFRAY INC 8-15204 000000665 549300GRQCWQ3XGH0H10 4997382.300000000000 FIRST UNION CAPITAL MARKETS 8-65876 000126292 VYVVCKR63DVZZN70PB21 16614789.500000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 13552668.500000000000 MESIROW FINANCIAL, INC 8-28816 000002764 549300BIV46SUHPOFE54 9336435.800000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 6790275.750000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 6698180.000000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 6475075.000000000000 PERSHING 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 5968588.550000000000 JANNEY MONTGOMERY SCOTT 8-00462 000000463 549300QQRY1JCFQHYS08 5504935.150000000000 124422215.750000000000 N 113780388.690000000000 Committed 250000000.000000000000 N N N N Northern Bond Index Fund S000015790 549300THU86ZH4QRFH03 Y 0 0 0 N N -0.000033730000 -0.001533730000 0.010870450000 0.007572430000 N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 1053316766.410000000000 BANK OF AMERICA 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 49263750.150000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 678409652.980000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 605331356.070000000000 FIRST UNION CAPITAL MARKETS 8-65876 000126292 VYVVCKR63DVZZN70PB21 511219621.090000000000 BNP PARIBAS 8-32682 000015794 RCNB6OTYUAMMP879YW96 497737457.970000000000 WELLS FARGO SECURITIES 8-65876 000126292 VYVVCKR63DVZZN70PB21 128703875.790000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 121094471.060000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 119122432.300000000000 NOMURA SECURITIES INTERNATIONAL INC 8-72991 000004297 OXTKY6Q8X53C9ILVV871 61298159.630000000000 4118497909.380000000000 N 2885085597.020000000000 Committed 250000000.000000000000 N N N N Northern California Intermediate Tax-Exempt Fund S000001250 549300C8VXBK7XMEDD49 Y 0 0 0 N/A Y N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 78362906.150000000000 UBS SECURITIES LLC 8-22651 000007654 N/A 11291951.150000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 24091427.950000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 23186670.000000000000 FIRST UNION CAPITAL MARKETS 8-65876 000126292 VYVVCKR63DVZZN70PB21 19580056.200000000000 NATIONAL SECURITIES CORP 8-00164 000007569 254900QUIGJ7E9W0Y853 19189722.000000000000 ROYAL BANK OF CANADA N/A N/A ES7IP3U3RHIGC71XBU11 CA 17125345.900000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 15372985.100000000000 PERSHING 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 13567529.050000000000 STIFEL NICOLAUS & CO INC 8-01447 000000793 5WUVMA08EYG4KEUPW589 12721014.100000000000 306483709.550000000000 N 487217059.880000000000 Committed 250000000.000000000000 N N N N Northern California Tax-Exempt Fund S000001251 5493005C5B0HM3U4QY92 Y 0 0 0 N/A Y N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 41288570.100000000000 PIPER JAFFRAY INC 8-15204 000000665 549300GRQCWQ3XGH0H10 3805687.850000000000 STIFEL NICOLAUS & CO INC 8-01447 000000793 5WUVMA08EYG4KEUPW589 12678313.750000000000 PERSHING 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 10237333.000000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 7691894.500000000000 UBS SECURITIES LLC 8-22651 000007654 N/A 6730572.700000000000 ROYAL BANK OF CANADA N/A N/A ES7IP3U3RHIGC71XBU11 CA 6271347.500000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 5616660.000000000000 FIRST UNION CAPITAL MARKETS 8-65876 000126292 VYVVCKR63DVZZN70PB21 4649629.000000000000 MESIROW FINANCIAL, INC 8-28816 000002764 549300BIV46SUHPOFE54 4206675.000000000000 123277507.350000000000 N 173537540.880000000000 Committed 250000000.000000000000 N N N N Northern Core Bond Fund S000038895 549300VLPNL1PHV9X402 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 507.600000000000 507.600000000000 CITADEL SECURITIES LLC N/A N/A 549300MLQ1S3715IUK04 443414831.640000000000 MARKETAXESS CORP 8-50727 000044542 GPSMMRI21JE7ZCVYF972 31000988.090000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 231627316.390000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 213007479.910000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 185113651.220000000000 DEUTSCHE BANK 8-17822 000002525 9J6MBOOO7BECTDTUZW19 123628324.410000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 101654415.040000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 84957272.670000000000 NATWEST MARKETS SECURITIES INC. (RBS SECURITIES, INC.) 8-37135 000011707 ZE2ZWJ5BTIQJ8M0C6K34 35305672.260000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 34517391.540000000000 1716036178.050000000000 Y 271093643.870000000000 Committed 250000000.000000000000 N N N N Northern Emerging Markets Equity Index Fund S000005358 549300NNUEB81ZUVNG05 Y 0 0 0 N N -0.006451800000 -0.009251800000 0.091375400000 0.089941290000 N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Cititrust Colombia S.A. Sociedad Fiduciaria E57ODZWZ7FF32TWEFA76 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank SPA 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Ltd. 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic IBTC Bank PLC 029200098C3K8BI2D551 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. E57ODZWZ7FF32TWEFA76 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki SA 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC N1FBEDJ5J41VKZLO2475 RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank S.A.E. 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Swaziland Ltd. 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Austria A.G. D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Svenska Handelsbanken AB (publ) NHBDILHZTYCNBV5UYZ31 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Botswana Limited 5493007VY27WWF8FF542 BW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Zambia PLC 549300247QDZHDI30A83 ZM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Kenya Limited 549300RBHWW5EJIRG629 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana Limited 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, Canada 6PTKHDJ8HDUF78PFWH30 CA Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 FR Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC, Greece Branch N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 304525.740000000000 J.P. Morgan Securities Singapore Private Limited (JARDINE FLEMING SECURITIES H.K.) N/A N/A R4JP3Q69EBZT5QTDBY11 SG 13137.010000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 255515.580000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 145532.720000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 73440.619999999900 KEB SMITH BARNEY SECS CO LTD SEOUL N/A N/A N/A 65335.640000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 34468.270000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 25253.620000000000 HSBC SECURITIES INC 8-15563 N/A MP6I5ZYZBEU3UXPYFY54 GB 24322.670000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 17653.860000000000 993671.399999999000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 135747533.520000000000 J.P. Morgan Securities Singapore Private Limited (JARDINE FLEMING SECURITIES H.K.) N/A N/A R4JP3Q69EBZT5QTDBY11 SG 14391357.820000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 720000.000000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 436483.240000000000 151411902.330000000000 Y 2838107554.220000000000 Committed 250000000.000000000000 N N N Northern Engage 360 Fund S000059649 5493005HPD6TMNRM9245 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N Ariel Investments, LLC 801-18767 000108211 549300FVKS225UFX7514 N N Aristotle Capital Management, LLC 801-60014 000109876 2549004DENUUZY85ZB69 N N EARNEST Partners LLC 801-56189 000107926 549300NAODGMA1LY8H95 N N Segall Bryant & Hamill, LLC 801-47232 000106505 54930071TXHX24MK8P61 N Strategic Global Advisors, LLC 801-108843 000286019 549300EE71OVI10JKG88 N N ARK Investment Management, LLC 801-79081 000169525 2549006XVFMEF9PIPN63 N Mar Vista Investment Partners, LLC 801-68369 000144906 N/A N Denver Investment Advisors, LLC 801-47933 000107293 N/A 2018-04-30 The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Cititrust Colombia S.A. Sociedad Fiduciaria E57ODZWZ7FF32TWEFA76 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Leumi Le-Israel BM 7JDSZWRGUQY2DSTWCR57 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank SPA 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Ltd. 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. E57ODZWZ7FF32TWEFA76 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki SA 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank S.A.E. 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Swaziland Ltd. 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of Taiwan 549300QBHSCPTZ7YV010 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AS 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Ltd 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Austria A.G. D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. 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Morgan Securities Singapore Private Limited (JARDINE FLEMING SECURITIES H.K.) 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D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Svenska Handelsbanken AB (publ) NHBDILHZTYCNBV5UYZ31 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Botswana Limited 5493007VY27WWF8FF542 BW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Kenya Limited 549300RBHWW5EJIRG629 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana Limited 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, Canada 6PTKHDJ8HDUF78PFWH30 CA Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 FR Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC, Greece Branch N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 19128.410000000100 CLSA Securities 008-69166 000165533 213800M2DXATWY7JMS07 274.140000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 13363.080000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 6743.570000000000 CREDIT SUISSE 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 2114.420000000000 UBS SECURITIES LLC 8-22651 000007654 N/A 1349.710000000000 INSTINET 8-23669 000007897 549300MGMN3RKMU8FT57 882.120000000000 CROSBY SECURITIES N/A N/A 213800OP76GJJBHVJL78 HK 812.860000000000 CREDIT LYONNAIS N/A N/A N/A 787.080000000000 SOCIETE GENERALE 8-49963 N/A O2RNE8IBXP4R0TD8PU41 295.590000000000 46369.040000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 89068475.280000000000 MACQUARIE CAPITAL SECURITIES LIMITED 8-47198 000036368 N/A 9504.500000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 10752556.710000000000 BANK OF AMERICA 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 3793954.090000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 3691641.220000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 2529482.090000000000 SOCIETE GENERALE 8-49963 N/A O2RNE8IBXP4R0TD8PU41 1018148.200000000000 J.P. Morgan Securities Singapore Private Limited (JARDINE FLEMING SECURITIES H.K.) N/A N/A R4JP3Q69EBZT5QTDBY11 SG 278474.950000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 120025.640000000000 CREDIT SUISSE 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 92056.380000000000 111354319.060000000000 Y 464183571.770000000000 Committed 250000000.000000000000 N N N N Northern Global Tactical Asset Allocation Fund S000033427 549300TZ6VVW0ZMZ6X65 Y 0 0 0 Fund of Funds N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Deutsche Bank AG 7LTWFZYICNSX8D621K86 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank SPA 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Ltd. 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank S.A.E. 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Swaziland Ltd. 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Austria A.G. D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Svenska Handelsbanken AB (publ) NHBDILHZTYCNBV5UYZ31 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Botswana Limited 5493007VY27WWF8FF542 BW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Kenya Limited 549300RBHWW5EJIRG629 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana Limited 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, Canada 6PTKHDJ8HDUF78PFWH30 CA Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 FR Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 CREDIT SUISSE 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 13274.140000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 447.900000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 9578.930000000000 JANE STREET EXECUTION SERVICES LLC 8-69254 000167280 549300HXJLXCPDWAH070 5508.070000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 3875.330000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 3116.000000000000 CANTOR FITZGERALD & CO 8-00201 000000134 5493004J7H4GCPG6OB62 3060.200000000000 Virtu Americas LLC (KNIGHT EQUITY MARKETS LP) 8-68193 000149823 549300RA02N3BNSWBV74 1157.990000000000 DEUTSCHE BANK 8-17822 000002525 9J6MBOOO7BECTDTUZW19 918.980000000000 ALLIANCEBERNSTEIN LP N/A N/A N/A 559.590000000000 41682.800000000000 Northern High Yield Fixed Income Fund N/A N/A 549300RSK8AGISKBFH65 31912267.890000000000 31912267.890000000000 Y 90655692.760000000000 Committed 250000000.000000000000 N N N Northern High Yield Fixed Income Fund S000001256 549300RSK8AGISKBFH65 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 73.020000000000 73.020000000000 HSBC SECURITIES (USA) INC MARINE MIDLAND BANK NEW YORK 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 464808801.000000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 161906790.700000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 432920783.050000000000 CREDIT SUISSE 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 380119051.250000000000 JEFFERIES & COMPANY INC 8-15074 000002347 58PU97L1C0WSRCWADL48 353158882.300000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 327866527.500000000000 DEUTSCHE BANK 8-17822 000002525 9J6MBOOO7BECTDTUZW19 249096563.000000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 242472986.250000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 213899731.250000000000 BAIRD, ROBERT W & COMPANY INC 8-00497 000008158 549300772UJAHRD6LO53 171348073.060000000000 3777432508.420000000000 Y 3744621121.980000000000 Committed 250000000.000000000000 N N N N Northern High Yield Municipal Fund S000001257 549300AGE2CYUJ0ZPZ09 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 136623803.300000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 9031569.600000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 115941965.000000000000 JEFFERIES & COMPANY INC 8-15074 000002347 58PU97L1C0WSRCWADL48 34207740.000000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 33484752.100000000000 PERSHING 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 32938217.950000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 32262591.000000000000 MESIROW FINANCIAL, INC 8-28816 000002764 549300BIV46SUHPOFE54 25495449.600000000000 FIRST UNION CAPITAL MARKETS 8-65876 000126292 VYVVCKR63DVZZN70PB21 20937323.000000000000 LIAISON N/A N/A 254900NAQ7UKKCC18Q10 11400000.000000000000 497285346.950000000000 N 424649540.060000000000 Committed 250000000.000000000000 N N N N Northern Income Equity Fund S000001269 5493003PJIQBHD63RO71 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 33704.029999999900 INSTINET 8-23669 000007897 549300MGMN3RKMU8FT57 5097.010000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 2124.020000000000 UBS SECURITIES LLC 8-22651 000007654 N/A 1251.300000000000 LIAISON N/A N/A 254900NAQ7UKKCC18Q10 36.680000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 25.000000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 24.490000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 2.150000000000 42264.679999999900 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 415208.620000000000 415208.620000000000 Y 209582576.170000000000 Committed 250000000.000000000000 N N N Northern Intermediate Tax-Exempt Fund S000001258 549300B5GNNEVXKAAN15 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1046153030.100000000000 ROYAL BANK OF CANADA N/A N/A ES7IP3U3RHIGC71XBU11 CA 145435254.450000000000 FIRST UNION CAPITAL MARKETS 8-65876 000126292 VYVVCKR63DVZZN70PB21 675256803.600000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 482983520.500000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 459954047.300000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 346626072.100000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 343029830.550000000000 MESIROW FINANCIAL, INC 8-28816 000002764 549300BIV46SUHPOFE54 326998799.900000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 237732765.300000000000 PERSHING 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 147502647.350000000000 4827972002.050000000000 N 2823703604.280000000000 Committed 250000000.000000000000 N N N N Northern International Equity Fund S000001270 549300ZJSZC1AK14VP73 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Cititrust Colombia S.A. Sociedad Fiduciaria E57ODZWZ7FF32TWEFA76 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Swedbank AS 549300PHQZ4HL15HH975 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Leumi Le-Israel BM 7JDSZWRGUQY2DSTWCR57 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank SPA 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JSC Citibank Kazakhstan E57ODZWZ7FF32TWEFA76 KZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Swedbank AS 549300PHQZ4HL15HH975 LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Societe Generale Marocaine de Banques 549300WHIMVBNIDQWK21 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Ltd. 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic IBTC Bank PLC 029200098C3K8BI2D551 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Oman Saog 213800YRPSOSH9OA2V29 OM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 BD N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. E57ODZWZ7FF32TWEFA76 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki SA 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC N1FBEDJ5J41VKZLO2475 RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC N1FBEDJ5J41VKZLO2475 SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank S.A.E. 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Swaziland Ltd. 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of Taiwan 549300QBHSCPTZ7YV010 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Union Internationale de Baques 549300WKCW12LEPUMV07 TN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AS 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC Citibank E57ODZWZ7FF32TWEFA76 UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Ltd 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Austria A.G. D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Saudi Arabia 558600MV09XWUB38H245 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Svenska Handelsbanken AB (publ) NHBDILHZTYCNBV5UYZ31 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Botswana Limited 5493007VY27WWF8FF542 BW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Zambia PLC 549300247QDZHDI30A83 ZM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Kenya Limited 549300RBHWW5EJIRG629 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Uganda Limited 549300W7CNYGJ68XGD27 UG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Czech Republic & Slovakia A.S. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO Citibank E57ODZWZ7FF32TWEFA76 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC N1FBEDJ5J41VKZLO2475 BG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 BH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AB SEB Bankas 549300SBPFE9JX7N8J82 LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A. E57ODZWZ7FF32TWEFA76 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Banka Slovenija D.D. 549300O2UN9JLME31F08 SI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 VE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Hungary ZRT Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana Limited 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, Canada 6PTKHDJ8HDUF78PFWH30 CA Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 FR Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC, Greece Branch N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile E57ODZWZ7FF32TWEFA76 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 31964.180000000000 CREDIT SUISSE 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 1297.720000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 12645.540000000000 SOCIETE GENERALE 8-49963 N/A O2RNE8IBXP4R0TD8PU41 11200.720000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 9565.730000000000 INSTINET 8-23669 000007897 549300MGMN3RKMU8FT57 8482.960000000000 SIGMA LABS INC N/A N/A 254900IGBJTOJ5NFVT70 8130.490000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 5993.510000000000 CROSBY SECURITIES N/A N/A N/A 4928.550000000000 HSBC SECURITIES INC 8-15563 N/A MP6I5ZYZBEU3UXPYFY54 GB 1980.070000000000 98923.270000000000 0.000000000000 Y 229608966.690000000000 Committed 250000000.000000000000 N N N Northern International Equity Index Fund S000001268 549300L9EM1GT0ES4W02 Y 0 0 0 N N -0.000832820000 -0.003232820000 0.078472790000 0.077560060000 N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Deutsche Bank AG 7LTWFZYICNSX8D621K86 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Leumi Le-Israel BM 7JDSZWRGUQY2DSTWCR57 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank SPA 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Ltd. 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank S.A.E. 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Swaziland Ltd. 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AS 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Austria A.G. D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Svenska Handelsbanken AB (publ) NHBDILHZTYCNBV5UYZ31 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Botswana Limited 5493007VY27WWF8FF542 BW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Kenya Limited 549300RBHWW5EJIRG629 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB (publ) 6SCPQ280AIY8EP3XFW53 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana Limited 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, Canada 6PTKHDJ8HDUF78PFWH30 CA Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corp Ltd 2HI3YI5320L3RW6NJ957 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Northern Trust Company, London 6PTKHDJ8HDUF78PFWH30 FR Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC, Greece Branch N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 206053.960000000000 INSTINET 8-23669 000007897 549300MGMN3RKMU8FT57 6511.750000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 130313.720000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 124383.510000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 120008.360000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 36483.940000000000 CREDIT SUISSE 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 15735.890000000000 PERSHING 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 10182.270000000000 SOCIETE GENERALE 8-49963 N/A O2RNE8IBXP4R0TD8PU41 10115.590000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 6592.530000000000 679464.100000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 267416769.500000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1209504.830000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 46208622.570000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 35125029.280000000000 SOCIETE GENERALE 8-49963 N/A O2RNE8IBXP4R0TD8PU41 21810155.470000000000 CREDIT SUISSE 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 4697217.050000000000 J.P. Morgan Securities Singapore Private Limited (JARDINE FLEMING SECURITIES H.K.) N/A N/A R4JP3Q69EBZT5QTDBY11 SG 4673192.420000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 4223781.310000000000 MACQUARIE CAPITAL SECURITIES LIMITED 8-47198 000036368 N/A 2686503.250000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1712577.150000000000 389763352.830000000000 Y 5658979043.920000000000 Committed 250000000.000000000000 N N N Northern Large Cap Core Fund S000001243 549300HY1O3IY4P7XW24 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 40008.370000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 741.749999999998 MACQUARIE CAPITAL SECURITIES LIMITED 8-47198 000036368 N/A 348.670000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 144.340000000000 NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 19.350000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 8.360000000000 41270.840000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 544501.440000000000 544501.440000000000 Y 248848071.580000000000 Committed 250000000.000000000000 N N N Northern Large Cap Value Fund S000001271 549300GGHEKD67N3IJ61 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 25700.230000000000 INSTINET 8-23669 000007897 549300MGMN3RKMU8FT57 9627.560000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 509.549999999999 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 425.410000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 235.380000000000 NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 2.250000000000 36500.380000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 296577.580000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 20.850000000000 296598.430000000000 Y 88282006.110000000000 Committed 250000000.000000000000 N N N Northern Mid Cap Index Fund S000001273 549300R36875AW71KS36 Y 0 0 0 N N -0.000614190000 -0.002114190000 0.016151820000 0.003726780000 N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 MACQUARIE CAPITAL SECURITIES LIMITED 8-47198 000036368 N/A 21390.330000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 15113.200000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 8285.690000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 8201.930000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 9.430000000000 WILLIAMS CAPITAL GROUP 8-46623 000035149 254900QGK3PNRGR9BD85 6.740000000000 53007.320000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 459258419.900000000000 MIZUHO SECURITIES INC 8-37710 000019647 7TK5RJIZDFROZCA6XF66 29751.040000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 251774836.460000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 94196680.650000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 9876113.390000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 8714366.980000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 5541275.240000000000 NATWEST MARKETS SECURITIES INC. (RBS SECURITIES, INC.) 8-37135 000011707 ZE2ZWJ5BTIQJ8M0C6K34 218765.160000000000 CREDIT SUISSE 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 99921.640000000000 NOMURA SECURITIES INTERNATIONAL INC 8-72991 000004297 OXTKY6Q8X53C9ILVV871 49475.030000000000 829759605.490000000000 Y 2335917237.070000000000 Committed 250000000.000000000000 N N N N Northern Short Bond Fund S000038896 549300CM47D075J93239 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 3280.000000000000 DEUTSCHE BANK 8-17822 000002525 9J6MBOOO7BECTDTUZW19 1250.000000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 1100.000000000000 5630.000000000000 MARKETAXESS CORP 8-50727 000044542 GPSMMRI21JE7ZCVYF972 198281229.420000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 37805655.090000000000 HSBC SECURITIES INC 8-15563 N/A MP6I5ZYZBEU3UXPYFY54 GB 144205477.210000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 135777117.500000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 115143776.050000000000 NOMURA SECURITIES INTERNATIONAL INC 8-72991 000004297 OXTKY6Q8X53C9ILVV871 111313301.210000000000 PERSHING 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 96365837.480000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 68978478.130000000000 NATWEST MARKETS SECURITIES INC. (RBS SECURITIES, INC.) 8-37135 000011707 ZE2ZWJ5BTIQJ8M0C6K34 63756308.020000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 42807762.450000000000 1275147886.050000000000 Y 492653696.120000000000 Committed 250000000.000000000000 N N N N Northern Short-Intermediate Tax-Exempt Fund S000018524 549300PSF9YJS72IZ736 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 452529862.100000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 63856352.050000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 202725378.100000000000 ROYAL BANK OF CANADA N/A N/A ES7IP3U3RHIGC71XBU11 CA 200512251.900000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 199340452.700000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 184335288.500000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 146359301.100000000000 FIRST UNION CAPITAL MARKETS 8-65876 000126292 VYVVCKR63DVZZN70PB21 96844977.550000000000 MESIROW FINANCIAL, INC 8-28816 000002764 549300BIV46SUHPOFE54 84881733.250000000000 JEFFERIES & COMPANY INC 8-15074 000002347 58PU97L1C0WSRCWADL48 67082591.000000000000 2018158963.300000000000 N 895605414.310000000000 Committed 250000000.000000000000 N N N N Northern Short-Intermediate U.S. Government Fund S000001259 54930056DLU4OWHU0Y66 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 7290.310000000000 CITADEL SECURITIES LLC N/A N/A 549300MLQ1S3715IUK04 835.000000000000 DEUTSCHE BANK 8-17822 000002525 9J6MBOOO7BECTDTUZW19 700.000000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 730.000000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 238.000000000000 9793.310000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 248583570.860000000000 BNP PARIBAS 8-32682 000015794 RCNB6OTYUAMMP879YW96 37437175.580000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 182722422.540000000000 CITADEL SECURITIES LLC N/A N/A 549300MLQ1S3715IUK04 178047623.840000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 105912811.020000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 98508757.170000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 80981041.870000000000 DEUTSCHE BANK 8-17822 000002525 9J6MBOOO7BECTDTUZW19 66039225.680000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 54989739.160000000000 HSBC SECURITIES INC 8-15563 N/A MP6I5ZYZBEU3UXPYFY54 GB 50685013.290000000000 1273192889.530000000000 Y 88066765.660000000000 Committed 250000000.000000000000 N N N N Northern Small Cap Core Fund S000001244 549300360E9PKAVRMZ94 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 66410.750000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 6706.100000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 2349.200000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 324.860000000000 NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 215.200000000000 UBS SECURITIES LLC 8-22651 000007654 N/A 178.450000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 27.780000000000 IFS Securities (INTERNATIONAL FINANCIAL SOLUTIONS) 8-49020 000040375 254900R5PCYOD9HN6C41 14.800000000000 76227.140000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 38222619.730000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 18018492.410000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 5120358.050000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 2247804.960000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 675250.560000000000 NATWEST MARKETS SECURITIES INC. (RBS SECURITIES, INC.) 8-37135 000011707 ZE2ZWJ5BTIQJ8M0C6K34 24694.500000000000 64309220.210000000000 Y 473562525.850000000000 Committed 250000000.000000000000 N N N N Northern Small Cap Index Fund S000001245 549300EEBKXZYYRZN264 Y 0 0 0 N N 0.000657110000 -0.000842890000 0.004715700000 0.004660920000 N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 32888.140000000000 MACQUARIE CAPITAL SECURITIES LIMITED 8-47198 000036368 N/A 21275.420000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 15259.200000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 1753.740000000000 IFS Securities (INTERNATIONAL FINANCIAL SOLUTIONS) 8-49020 000040375 254900R5PCYOD9HN6C41 273.800000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 20.460000000000 71470.760000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 372760499.100000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 43859593.860000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 18126782.450000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 13796043.130000000000 NOMURA SECURITIES INTERNATIONAL INC 8-72991 000004297 OXTKY6Q8X53C9ILVV871 1797716.000000000000 CREDIT SUISSE 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 674471.060000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 357638.430000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 6106.660000000000 451378850.690000000000 Y 1255210552.190000000000 Committed 250000000.000000000000 N N N N Northern Small Cap Value Fund S000001246 549300EYSNZ8FAC8IJ39 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 411024.150000001000 CREDIT SUISSE 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 85036.069999999900 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 60684.220000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 37832.190000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 28461.050000000000 UBS SECURITIES LLC 8-22651 000007654 N/A 174.150000000000 IFS Securities (INTERNATIONAL FINANCIAL SOLUTIONS) 8-49020 000040375 254900R5PCYOD9HN6C41 43.000000000000 623254.830000001000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 28486956.280000000000 28486956.280000000000 Y 3333386309.350000000000 Committed 250000000.000000000000 N N N N Northern Stock Index Fund S000001247 549300TH88LU8V68JV83 Y 0 0 0 N N 0.000178290000 -0.001121710000 0.002162500000 0.002138400000 N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. 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BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 1778624366.680000000000 PERSHING 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 211710772.710000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 997429535.580000000000 LIAISON N/A N/A 254900NAQ7UKKCC18Q10 749738652.780000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 689088846.850000000000 WELLS FARGO SECURITIES 8-65876 000126292 VYVVCKR63DVZZN70PB21 593587514.280000000000 BANK OF AMERICA 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 491577012.220000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 331882565.470000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 315973097.400000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 254265755.500000000000 7784249629.890000000000 N 3772826212.040000000000 Committed 250000000.000000000000 N N N N Northern Tax-Exempt Fund S000001260 5493008AKRV0C7NZ4D92 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 FIRST UNION CAPITAL MARKETS 8-65876 000126292 VYVVCKR63DVZZN70PB21 340980947.350000000000 JEFFERIES & COMPANY INC 8-15074 000002347 58PU97L1C0WSRCWADL48 73474219.400000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 329340623.150000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 259809023.000000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 225031429.400000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 207294410.450000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 157621057.650000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 144622333.050000000000 ROYAL BANK OF CANADA N/A N/A ES7IP3U3RHIGC71XBU11 CA 137049503.200000000000 MESIROW FINANCIAL, INC 8-28816 000002764 549300BIV46SUHPOFE54 104498387.750000000000 2352138379.450000000000 N 1111397748.360000000000 Committed 250000000.000000000000 N N N N Northern U.S. Government Fund S000001261 549300PG717U7MPHLJ21 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Derivatives, Inc. 98-0219831 Federal Identication Number N FIS Data Systems, Inc. 51-0267091 Federal Identication Number N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1240.700000000000 CITADEL SECURITIES LLC N/A N/A 549300MLQ1S3715IUK04 437.500000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 150.000000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 150.000000000000 DEUTSCHE BANK 8-17822 000002525 9J6MBOOO7BECTDTUZW19 50.000000000000 2028.200000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 140611107.890000000000 FIRST UNION CAPITAL MARKETS 8-65876 000126292 VYVVCKR63DVZZN70PB21 15375654.200000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 79159336.330000000000 CITADEL SECURITIES LLC N/A N/A 549300MLQ1S3715IUK04 60457589.000000000000 MORGAN STANLEY 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 56233184.470000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 49448501.710000000000 HSBC SECURITIES INC 8-15563 N/A MP6I5ZYZBEU3UXPYFY54 GB 32489933.310000000000 DEUTSCHE BANK 8-17822 000002525 9J6MBOOO7BECTDTUZW19 32110612.720000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 30793716.920000000000 SALOMON BROTHERS INC 8-03387 000007059 MBNUM2BPBDO7JBLYG310 29873170.930000000000 615086756.220000000000 Y 29498445.140000000000 Committed 250000000.000000000000 N N N N Northern U.S. Quality ESG Fund S000055816 549300VYLQRXL7VJRY43 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 INVESTMENT TECHNOLOGY GROUP INC 8-44218 000029299 549300S41SMIODVIT266 3562.190000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1053.270000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 819.170000000001 MACQUARIE CAPITAL SECURITIES LIMITED 8-47198 000036368 N/A 472.689999999999 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 55.900000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 55.090000000000 NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 1.860000000000 6020.170000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 218644.780000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 94932.190000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 49982.310000000000 SOCIETE GENERALE 8-49963 N/A O2RNE8IBXP4R0TD8PU41 49931.580000000000 413490.860000000000 Y 30499131.430000000000 Committed 250000000.000000000000 N N N Northern U.S. Treasury Index Fund S000038897 549300E6T93QW4BEOV77 Y 0 0 0 N N -0.000028530000 -0.001828530000 0.015975280000 0.004071730000 N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 18549754.620000000000 FIRST UNION CAPITAL MARKETS 8-65876 000126292 VYVVCKR63DVZZN70PB21 877001.960000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 8726029.360000000000 JEFFERIES & COMPANY INC 8-15074 000002347 58PU97L1C0WSRCWADL48 10140675.810000000000 BANK OF MONTREAL N/A N/A NQQ6HPCNCCU6TUTQYE16 CA 8439446.330000000000 BNP PARIBAS 8-32682 000015794 RCNB6OTYUAMMP879YW96 3808478.140000000000 BANK OF AMERICA 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 3630169.920000000000 Pavilion Global Markets Ltd (BROCKHOUSE AND COOPER) 8-52850 000104387 89RLTMP2WM4KXYJMWI06 CA 1433255.860000000000 WELLS FARGO SECURITIES 8-65876 000126292 VYVVCKR63DVZZN70PB21 1253634.760000000000 PERSHING 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 1215503.910000000000 61945776.850000000000 N 80302229.580000000000 Committed 250000000.000000000000 N N N N Northern Ultra-Short Fixed Income Fund S000025872 549300PJ95YVI5YC1X57 Y 0 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. BEL4B8X7EHJU845Y2N39 Y N N NORTHERN TRUST SECURITIES, INC. 8-23689 000007927 3CHSO99JSPHD9HGNYJ46 0.000000000000 0.000000000000 MARKETAXESS CORP 8-50727 000044542 GPSMMRI21JE7ZCVYF972 510244975.230000000000 Daiwa Capital Markets America Inc (DAIWA SECURITIES) 8-12242 000001576 M67H5PRC0NQKM73ZAS82 114609409.100000000000 PERSHING 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 297121080.830000000000 WELLS FARGO SECURITIES 8-65876 000126292 VYVVCKR63DVZZN70PB21 289323784.230000000000 JP MORGAN CHASE & CO. 8-35008 000000079 7H6GLXDRUGQFU57RNE97 288614158.200000000000 MERRILL LYNCH 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 276260029.930000000000 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 228944415.770000000000 CITIGROUP GLOBAL MARKETS INC. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 195615985.930000000000 BANK OF AMERICA 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 120781324.450000000000 GOLDMAN SACHS & CO 8-00129 000000361 FOR8UP27PHTHYVLBNG30 117217912.030000000000 3180842468.640000000000 N 2320249095.430000000000 Committed 250000000.000000000000 N N N N Northern Money Market Fund S000001263 549300TL1PZ6JU1EEI39 Y 0 0 0 Money Market Fund N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Northern Trust Investments, Inc. 801-33358 000105780 BEL4B8X7EHJU845Y2N39 N The Northern Trust Company 85-05127 6PTKHDJ8HDUF78PFWH30 Y N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Services, Inc. 13-3668779 Federal Identication Number N Interactive Data Pricing and Reference Data, LLC 13-3668779 Federal Identication Number N Securities Evaluations, Inc. 13-3186551 Federal Identication Number N Refinitiv US LLC 20-4530702 Federal Identication Number N Markit North America, Inc 549300HLPTRASHS0E726 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N The Northern Trust Company 6PTKHDJ8HDUF78PFWH30 Y N N Northern Trust Investments, Inc. 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