485BXT 1 nfbxt.htm


As filed with the Securities and Exchange Commission on October 20, 2022

Securities Act of 1933 Registration No. 33-73404
Investment Company Act of 1940 Registration No. 811-08236

 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 
FORM N-1A
REGISTRATION STATEMENT
UNDER
 
THE SECURITIES ACT OF 1933
 
Pre-Effective Amendment No.     
 
Post-Effective Amendment No. 172
and/or
REGISTRATION STATEMENT
UNDER
 
THE INVESTMENT COMPANY ACT OF 1940
 
Amendment No. 174
(Check appropriate box or boxes)

 
NORTHERN FUNDS*
(Exact Name of Registrant as Specified in Charter)

 
50 South LaSalle Street
Chicago, Illinois 60603
(Address of Principal Executive Offices)
800-595-9111
(Registrant’s Telephone Number, including Area Code)

 
 
Name and Address of Agent for Service:
with a copy to:
Michael Mabry
Stradley Ronon Stevens & Young, LLP
2005 Market Street
Suite 2600
Philadelphia, Pennsylvania 19103
Jose J. Del Real
Kevin P. O’Rourke
The Northern Trust Company
50 South LaSalle Street
Chicago, Illinois 60603

 
It Is Proposed That This Filing Become Effective (Check Appropriate Box):

immediately upon filing pursuant to paragraph (b)

on November 19, 2022 pursuant to paragraph (b)

60 days after filing pursuant to paragraph (a)(1)

On (date) pursuant to paragraph (a)(1)

75 days after filing pursuant to paragraph (a)(2)

On (date) pursuant to paragraph (a)(2) of Rule 485
If appropriate, check the following box:

This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

* This filing relates solely to the Northern Funds – International Quality ESG Fund, Class I shares and Class K shares.

 


 
 Explanatory Note

This Post-Effective Amendment No. 172 under the Securities Act of 1933, as amended (the “Securities Act”) (Amendment No. 174 under the Investment Company Act of 1940, as amended (the “1940 Act”)) to the registration statement on Form N-1A (the “Registration Statement”) of Northern Funds (the “Registrant”) is being filed pursuant to paragraph (b)(1)(iii) of Rule 485 under the Securities Act solely for the purpose of delaying, until November 19, 2022, the effectiveness of the Registration Statement with respect to the Class I shares and Class K shares of the International Quality ESG Fund (the “Fund”), initially filed in Post-Effective Amendment No. 166 on April 8, 2022, pursuant to paragraph (a)(2) of Rule 485 under the Securities Act, which would have become effective on June 22, 2022. Post-Effective Amendment No. 167 was filed on June 21, 2022 pursuant to Rule 485(b)(1)(iii) of the Securities Act to extend the effective date of Post-Effective Amendment No. 166 to July 22, 2022. Post-Effective Amendment No. 168 was filed on July 21, 2022 pursuant to Rule 485(b)(1)(iii) of the Securities Act to extend the effective date of Post-Effective Amendment No. 166 to August 21, 2022. Post-Effective Amendment No. 170 was filed on August 19, 2022 pursuant to Rule 485(b)(1)(iii) of the Securities Act to extend the effective date of Post-Effective Amendment No. 166 to September 20, 2022. Post-Effective Amendment No. 171 was filed on September 19, 2022 pursuant to Rule 485(b)(1)(iii) of the Securities Act to extend the effective date of Post-Effective Amendment No. 166 to October 20, 2022.


















 
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 172 to its Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 172 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Chicago and State of Illinois on the 20th day of October, 2022.
 
       
   
NORTHERN FUNDS
   
 
 
   
By:
/s/ Peter K. Ewing 
       Peter K. Ewing
       President
Pursuant to the requirements of the Securities Act this Post-Effective Amendment No. 172 to Registrant’s Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
 
     
Name
 
Title
 
Date
 
 
 
 
/s/ Peter K. Ewing
President (Principal Executive Officer)
October 20, 2022
Peter K. Ewing

 
 
 
/s/ Randal E. Rein
Treasurer (Principal Financial Officer and Principal Accounting Officer)
October 20, 2022
Randal E. Rein

 
 
 
* Therese M. Bobek
Therese M. Bobek

Trustee
October 20, 2022
 
 
 
* Mark G. Doll
Mark G. Doll

Trustee
October 20, 2022
 
 
 
* Thomas A. Kloet
Thomas A. Kloet

Trustee
October 20, 2022
 
 
 
* David R. Martin
David R. Martin

Trustee
October 20, 2022
 
 
 
* Cynthia R. Plouché
Cynthia R. Plouché

Trustee
October 20, 2022
 
 
 
* Mary Jacobs Skinner
Mary Jacobs Skinner

Trustee
October 20, 2022
 
 
 
* Ingrid LaMae A. de Jongh
Ingrid LaMae A. de Jongh

Trustee
October 20, 2022
 
 
 
* Darek Wojnar
Darek Wojnar

Trustee
October 20, 2022
 
 
 
/s/ Peter K. Ewing
 
 
* By Peter K. Ewing
Attorney-In-Fact