-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CCMg2hDiwUZ3kp75MqFthXM38bE9ro8kQQ0Re0U7eTnX2T2WYv6p9+zpw+Cbe7v0 0vrJ9ncUm4YovvMFV9XLnA== 0001193125-09-063992.txt : 20090326 0001193125-09-063992.hdr.sgml : 20090326 20090326131745 ACCESSION NUMBER: 0001193125-09-063992 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090326 DATE AS OF CHANGE: 20090326 GROUP MEMBERS: FARRINGTON CAPITAL, LP GROUP MEMBERS: FARRINGTON MANAGEMENT, LLC GROUP MEMBERS: LS POWER PARTNERS II, L.P. GROUP MEMBERS: LS POWER PARTNERS, L.P. GROUP MEMBERS: LSP CAL HOLDINGS I, LLC GROUP MEMBERS: LSP CAL HOLDINGS II, LLC GROUP MEMBERS: LUMINUS ASSET PARTNERS, L.P. GROUP MEMBERS: LUMINUS ENERGY PARTNERS MASTER FUND, LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48317 FILM NUMBER: 09706080 BUSINESS ADDRESS: STREET 1: 50 WEST SAN FERNANDO ST CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089955115 MAIL ADDRESS: STREET 1: 50 W SAN FERNANDO STREET 2: SUITE 500 CITY: SAN JOSE STATE: CA ZIP: 95113 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LUMINUS MANAGEMENT LLC CENTRAL INDEX KEY: 0001279151 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 35TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126153450 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 35TH FL CITY: NEW YORK STATE: NY ZIP: 10019 SC 13D/A 1 dsc13da.htm SCHEDULE 13D AMENDMENT NO. 3 Schedule 13D Amendment No. 3

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13D/A

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 3)*

 

 

 

Calpine Corporation

(Name of Issuer)

 

 

Common Shares, par value $0.001 per share

(Title of Class of Securities)

 

 

131347304

(CUSIP Number)

 

 

James J. Moloney

Gibson, Dunn & Crutcher LLP

3161 Michelson Drive

Irvine, CA 92612

(949) 451-4343

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

March 24, 2009

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 131347304    13D/A    Page 2 of 14 Pages

 

  1  

NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LUMINUS MANAGEMENT, LLC

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  þ

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

¨

   
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

        0

 

  8    SHARED VOTING POWER

 

        70,871,937

 

  9    SOLE DISPOSITIVE POWER

 

        0

 

10    SHARED DISPOSITIVE POWER

 

        70,871,937

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

70,871,937

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

   
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

16.53%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

   

 

*   Based on 428,668,995 shares of common stock outstanding as reported in the Definitive Proxy Statement filed by the Issuer with the Securities and Exchange Commission on March 20, 2009.


CUSIP No. 131347304    13D/A    Page 3 of 14 Pages

 

  1  

NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

FARRINGTON MANAGEMENT, LLC

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  þ

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

¨

   
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

        0

 

  8    SHARED VOTING POWER

 

        70,871,937

 

  9    SOLE DISPOSITIVE POWER

 

        0

 

10    SHARED DISPOSITIVE POWER

 

        70,871,937

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

70,871,937

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

   
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

16.53%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

   

 

*   Based on 428,668,995 shares of common stock outstanding as reported in the Definitive Proxy Statement filed by the Issuer with the Securities and Exchange Commission on March 20, 2009.


CUSIP No. 131347304    13D/A    Page 4 of 14 Pages

 

  1  

NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LSP CAL HOLDINGS I, LLC

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  þ

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

¨

   
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

        0

 

  8    SHARED VOTING POWER

 

        70,871,937

 

  9    SOLE DISPOSITIVE POWER

 

        0

 

10    SHARED DISPOSITIVE POWER

 

        70,871,937

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

70,871,937

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

   
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

16.53%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

   

 

*   Based on 428,668,995 shares of common stock outstanding as reported in the Definitive Proxy Statement filed by the Issuer with the Securities and Exchange Commission on March 20, 2009.


CUSIP No. 131347304    13D/A    Page 5 of 14 Pages

 

  1  

NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LSP CAL HOLDINGS II, LLC

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  þ

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

¨

   
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

        0

 

  8    SHARED VOTING POWER

 

        70,871,937

 

  9    SOLE DISPOSITIVE POWER

 

        0

 

10    SHARED DISPOSITIVE POWER

 

        70,871,937

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

70,871,937

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

   
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

16.53%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

   

 

*   Based on 428,668,995 shares of common stock outstanding as reported in the Definitive Proxy Statement filed by the Issuer with the Securities and Exchange Commission on March 20, 2009.


CUSIP No. 131347304    13D/A    Page 6 of 14 Pages

 

  1  

NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LS POWER PARTNERS, L.P.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  þ

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

¨

   
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

        0

 

  8    SHARED VOTING POWER

 

        70,871,937

 

  9    SOLE DISPOSITIVE POWER

 

        0

 

10    SHARED DISPOSITIVE POWER

 

        70,871,937

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

70,871,937

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

   
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

16.53%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

PN

   

 

*   Based on 428,668,995 shares of common stock outstanding as reported in the Definitive Proxy Statement filed by the Issuer with the Securities and Exchange Commission on March 20, 2009.


CUSIP No. 131347304    13D/A    Page 7 of 14 Pages

 

  1  

NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LS POWER PARTNERS II, L.P.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  þ

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

¨

   
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

        0

 

  8    SHARED VOTING POWER

 

        70,871,937

 

  9    SOLE DISPOSITIVE POWER

 

        0

 

10    SHARED DISPOSITIVE POWER

 

        70,871,937

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

70,871,937

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

   
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

16.53%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

PN

   

 

*   Based on 428,668,995 shares of common stock outstanding as reported in the Definitive Proxy Statement filed by the Issuer with the Securities and Exchange Commission on March 20, 2009.


CUSIP No. 131347304    13D/A    Page 8 of 14 Pages

 

  1  

NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LUMINUS ASSET PARTNERS, L.P.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  þ

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

¨

   
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

        0

 

  8    SHARED VOTING POWER

 

        70,871,937

 

  9    SOLE DISPOSITIVE POWER

 

        0

 

10    SHARED DISPOSITIVE POWER

 

        70,871,937

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

70,871,937

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

   
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

16.53%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

PN

   

 

*   Based on 428,668,995 shares of common stock outstanding as reported in the Definitive Proxy Statement filed by the Issuer with the Securities and Exchange Commission on March 20, 2009.


CUSIP No. 131347304    13D/A    Page 9 of 14 Pages

 

  1  

NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

LUMINUS ENERGY PARTNERS MASTER FUND, LTD.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  þ

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

¨

   
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

        0

 

  8    SHARED VOTING POWER

 

        70,871,937

 

  9    SOLE DISPOSITIVE POWER

 

        0

 

10    SHARED DISPOSITIVE POWER

 

        70,871,937

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

70,871,937

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

   
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

16.53%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

   

 

*   Based on 428,668,995 shares of common stock outstanding as reported in the Definitive Proxy Statement filed by the Issuer with the Securities and Exchange Commission on March 20, 2009.


CUSIP No. 131347304    13D/A    Page 10 of 14 Pages

 

  1  

NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

FARRINGTON CAPITAL, LP

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  þ

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

WC

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

¨

   
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

        0

 

  8    SHARED VOTING POWER

 

        70,871,937

 

  9    SOLE DISPOSITIVE POWER

 

        0

 

10    SHARED DISPOSITIVE POWER

 

        70,871,937

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

70,871,937

   
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

   
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

16.53%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

PN

   

 

*   Based on 428,668,995 shares of common stock outstanding as reported in the Definitive Proxy Statement filed by the Issuer with the Securities and Exchange Commission on March 20, 2009.


CUSIP No. 131347304    13D/A    Page 11 of 14 Pages

This Amendment No. 3 (this “Amendment”) amends and supplements the Schedule 13D filed on February 11, 2008 (the “Original Filing”) by the Reporting Persons relating to the Common Stock, par value $0.001 per share (the “Shares”) of Calpine Corporation, a Delaware corporation (the “Issuer”). Information reported in the Original Filing remains in effect except to the extent that it is amended, restated or superseded by information contained in this Amendment or Amendment Number 1 or 2. Capitalized terms used but not defined in this Amendment have the respective meanings set forth in the Original Filing.

 

Item 3. Source and Amount of Funds or Other Consideration.

Item 3 of the Original Filing is hereby amended by adding the following at the end thereof:

As of March 25, 2009 the Reporting Persons may be deemed to beneficially own an aggregate of 70,871,937 Shares, as detailed in Item 5. The aggregate purchase price for such shares was $1,154,350,409.01 (exclusive of brokerage commissions and fees), which amount has come from working capital and/or from borrowings pursuant to margin accounts maintained in the ordinary course of business.

 

Item 5. Interest in Securities of the Issuer.

Items 5(a), (b) and (c) of the Original Filing are hereby amended by adding the following at the end thereof:

(a) As of March 25, 2009, LSP Cal I is the record owner of 41,209,416 Shares, representing approximately 9.61% of the outstanding Shares. Luminus Energy Fund is the record owner of 8,818,392 Shares, representing approximately 2.06% of the outstanding Shares. Farrington is the record owner of 116,350 Shares, representing approximately 0.03% of the outstanding Shares. LSP Cal II is the record owner of 18,677,083 Shares, representing approximately 4.36% of the outstanding Shares. Luminus Asset Partners is the record owner of 2,050,696 Shares, representing approximately 0.48% of the outstanding Shares.

 

(b)  

 

Reporting Persons

   Number of Shares
With Sole

Voting and
Dispositive Power
   Number of
Shares With
Shared Voting and
Dispositive Power
   Aggregate
Number of
Shares
Beneficially
Owned
   Percentage of
Class
Beneficially
Owned *
 

Farrington Capital, LP

   0    70,871,937    70,871,937    16.53 %

LSP Cal Holdings I, LLC

   0    70,871,937    70,871,937    16.53 %

LSP Cal Holdings II, LLC

   0    70,871,937    70,871,937    16.53 %

Luminus Management, LLC

   0    70,871,937    70,871,937    16.53 %

Luminus Asset Partners, L.P.

   0    70,871,937    70,871,937    16.53 %

Luminus Energy Partners Master Fund, Ltd.

   0    70,871,937    70,871,937    16.53 %

LS Power Partners, L.P.

   0    70,871,937    70,871,937    16.53 %

LS Power Partners II, L.P.

   0    70,871,937    70,871,937    16.53 %

Farrington Management, LLC

   0    70,871,937    70,871,937    16.53 %

 

*   Based on 428,668,995 shares of common stock outstanding as reported in the Definitive Proxy Statement filed by the Issuer with the Securities and Exchange Commission on March 20, 2009.


CUSIP No. 131347304    13D/A    Page 12 of 14 Pages

(c)

 

PARTY EFFECTING TRANSACTION

   DATE    BUY /
SELL
   QUANTITY    AVERAGE
PRICE ($)1
   CURRENCY

LSP Cal II

   1/29/2009    BUY    24,840    6.95    USD

LSP Cal II

   2/12/2009    BUY    700    7.00    USD

LSP Cal II

   2/13/2009    BUY    49,770    7.28    USD

LSP Cal II

   2/17/2009    BUY    219,600    6.70    USD

LSP Cal II

   2/25/2009    BUY    83,340    5.25    USD

LSP Cal II

   2/26/2009    BUY    96,400    5.40    USD

LSP Cal II

   2/26/2009    BUY    194,200    5.34    USD

LSP Cal II

   2/26/2009    BUY    37,500    5.41    USD

LSP Cal II

   2/26/2009    BUY    171,900    5.47    USD

LSP Cal II

   2/27/2009    BUY    50,000    5.46    USD

LSP Cal II

   2/27/2009    BUY    69,665    5.71    USD

LSP Cal II

   3/2/2009    BUY    46,980    5.15    USD

LSP Cal II

   3/3/2009    BUY    45,000    4.94    USD

LSP Cal II

   3/6/2009    BUY    62,627    4.93    USD

LSP Cal II

   3/17/2009    BUY    45,000    5.89    USD

LSP Cal II

   3/18/2009    BUY    22,500    5.80    USD

LSP Cal II

   3/18/2009    BUY    22,500    6.10    USD

LSP Cal II

   3/19/2009    BUY    22,500    6.22    USD

LSP Cal II

   3/19/2009    BUY    22,500    6.23    USD

LSP Cal II

   3/20/2009    BUY    45,000    6.02    USD

LSP Cal II

   3/23/2009    BUY    45,000    6.42    USD

LSP Cal II

   3/24/2009    BUY    50,000    6.53    USD

LSP Cal II

   3/25/2009    BUY    11,100    6.50    USD

Luminus Energy Fund

   1/29/2009    BUY    2,760    6.95    USD

Luminus Energy Fund

   2/13/2009    BUY    5,530    7.28    USD

Luminus Energy Fund

   2/17/2009    BUY    24,400    6.70    USD

Luminus Energy Fund

   2/18/2009    BUY    150,000    6.26    USD

Luminus Energy Fund

   2/19/2009    BUY    8,900    6.51    USD

Luminus Energy Fund

   2/20/2009    BUY    90,000    5.72    USD

Luminus Energy Fund

   2/23/2009    BUY    500,000    5.00    USD

Luminus Energy Fund

   2/23/2009    BUY    70,000    5.45    USD

Luminus Energy Fund

   2/25/2009    BUY    9,260    5.25    USD

Luminus Energy Fund

   3/2/2009    BUY    5,220    5.15    USD

Luminus Energy Fund

   3/3/2009    BUY    5,000    4.94    USD

Luminus Energy Fund

   3/6/2009    BUY    6,959    4.93    USD

Luminus Energy Fund

   3/17/2009    BUY    5,000    5.89    USD

Luminus Energy Fund

   3/18/2009    BUY    2,500    5.80    USD

Luminus Energy Fund

   3/18/2009    BUY    2,500    6.10    USD

Luminus Energy Fund

   3/19/2009    BUY    2,500    6.22    USD

Luminus Energy Fund

   3/19/2009    BUY    2,500    6.23    USD

Luminus Energy Fund

   3/20/2009    BUY    5,000    6.02    USD

Luminus Energy Fund

   3/23/2009    BUY    5,000    6.42    USD

 

 

1

 

Exclusive of brokerage fees and commissions.


CUSIP No. 131347304    13D/A    Page 13 of 14 Pages

SIGNATURES

After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: March 26, 2009

 

Farrington Capital, LP

By: Farrington Management, LLC

Its: General Partner

By:

 

/s/ Mikhail Segal

 

Name: Mikhail Segal

Title: Vice President

 

LSP Cal Holdings I, LLC

By:

 

/s/ Darpan Kapadia

 

Name: Darpan Kapadia

Title: Managing Director

 

LSP Cal Holdings II, LLC

By:

 

/s/ Darpan Kapadia

 

Name: Darpan Kapadia

Title: Executive Vice President

 

Farrington Management, LLC

By:

 

/s/ Mikhail Segal

 

Name: Mikhail Segal

Title: Vice President


CUSIP No. 131347304    13D/A    Page 14 of 14 Pages

 

LS Power Partners, L.P.

By:

 

/s/ Darpan Kapadia

 

Name: Darpan Kapadia

Title: Managing Director

 

LS Power Partners II, L.P.

By:

 

/s/ Darpan Kapadia

 

Name: Darpan Kapadia

Title: Managing Director

 

Luminus Management, LLC

By:

 

/s/ Paul Segal

 

Name: Paul Segal

Title: President

 

Luminus Asset Partners, L.P.

By: Luminus Management, LLC

Its: Investment Manager

By:

 

/s/ Paul Segal

 

Name: Paul Segal

Title: President

 

Luminus Energy Partners Master Fund, Ltd.

By: Luminus Management, LLC

Its: Investment Manager

By:

 

/s/ Paul Segal

 

Name: Paul Segal

Title: President

-----END PRIVACY-ENHANCED MESSAGE-----