0001181431-12-049219.txt : 20120907 0001181431-12-049219.hdr.sgml : 20120907 20120907121943 ACCESSION NUMBER: 0001181431-12-049219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120906 FILED AS OF DATE: 20120907 DATE AS OF CHANGE: 20120907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LSP Cal Holdings I, LLC CENTRAL INDEX KEY: 0001427471 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 121079071 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (732) 249-6750 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd355459.xml 4 X0306 4 2012-09-06 0 0000916457 CALPINE CORP CPN 0001427471 LSP Cal Holdings I, LLC 1700 BROADWAY 35TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock 2012-09-06 4 S 0 17450000 17.80 D 25460255 D LS Power Equity Partners, L.P. ("LSPEP") is the Managing Member of LSP Cal I. Due to its relationship with LSP Cal I, LSPEP may be deemed to have shared voting and investment power with respect to the shares beneficially owned by LSP Cal I. As such, LSPEP may be deemed to have shared beneficial ownership of the shares of which LSP Cal I is the owner. LSPEP, however, disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. LS Power Partners I ("Partners I") is the general partner of each of LSPEP and LS Power Equity Partners PIE I,L.P. ("PIE I"). PIE I owns 100% of LSP Cal EB I, Ltd. ("LSP EB I"). LSPEP, PIE I and LSP EB I are together the members of LSP Cal I. Due to its relationship with LSP Cal I, Partners I may be deemed to have direct or indirect pecuniary interest in the Shares owned by LSP Cal I. Partners I, however, disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interest therein. For further details relating to the Reporting Person's ownership structure, please refer to the Schedule 13D filed with the Securities and Exchange Commission on February 11, 2008, last amended on September 7, 2012. /s/ Darpan Kapadia, Executive Vice President 2012-09-07