0001181431-12-049219.txt : 20120907
0001181431-12-049219.hdr.sgml : 20120907
20120907121943
ACCESSION NUMBER: 0001181431-12-049219
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120906
FILED AS OF DATE: 20120907
DATE AS OF CHANGE: 20120907
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALPINE CORP
CENTRAL INDEX KEY: 0000916457
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 770212977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7138302000
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LSP Cal Holdings I, LLC
CENTRAL INDEX KEY: 0001427471
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12079
FILM NUMBER: 121079071
BUSINESS ADDRESS:
STREET 1: 1700 BROADWAY
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (732) 249-6750
MAIL ADDRESS:
STREET 1: 1700 BROADWAY
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
rrd355459.xml
4
X0306
4
2012-09-06
0
0000916457
CALPINE CORP
CPN
0001427471
LSP Cal Holdings I, LLC
1700 BROADWAY
35TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock
2012-09-06
4
S
0
17450000
17.80
D
25460255
D
LS Power Equity Partners, L.P. ("LSPEP") is the Managing Member of LSP Cal I. Due to its relationship with LSP Cal I, LSPEP may be deemed to have shared voting and investment power with respect to the shares beneficially owned by LSP Cal I. As such, LSPEP may be deemed to have shared beneficial ownership of the shares of which LSP Cal I is the owner. LSPEP, however, disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
LS Power Partners I ("Partners I") is the general partner of each of LSPEP and LS Power Equity Partners PIE I,L.P. ("PIE I"). PIE I owns 100% of LSP Cal EB I, Ltd. ("LSP EB I"). LSPEP, PIE I and LSP EB I are together the members of LSP Cal I. Due to its relationship with LSP Cal I, Partners I may be deemed to have direct or indirect pecuniary interest in the Shares owned by LSP Cal I. Partners I, however, disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interest therein. For further details relating to the Reporting Person's ownership structure, please refer to the Schedule 13D filed with the Securities and Exchange Commission on February 11, 2008, last amended on September 7, 2012.
/s/ Darpan Kapadia, Executive Vice President
2012-09-07