0001140361-16-072438.txt : 20160713 0001140361-16-072438.hdr.sgml : 20160713 20160713173159 ACCESSION NUMBER: 0001140361-16-072438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160711 FILED AS OF DATE: 20160713 DATE AS OF CHANGE: 20160713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fusco Jack A CENTRAL INDEX KEY: 0001425785 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 161766228 MAIL ADDRESS: STREET 1: C/O FOSTER WHEELER LTD. STREET 2: PERRYVILLE CORPORATE PARK CITY: CLINTON STATE: NJ ZIP: 08809 4 1 doc1.xml FORM 4 X0306 4 2016-07-11 0 0000916457 CALPINE CORP CPN 0001425785 Fusco Jack A CALPINE CORPORATION 717 TEXAS AVENUE, SUITE. 1000 HOUSTON TX 77002 1 0 0 0 Common Stock, par value $0.001 per share 2016-07-11 4 S 0 14800 14.75 D 722825 D Common Stock, par value $0.001 per share 2016-07-11 4 S 0 10000 14.75 D 281300 I Fusco Energy Investment LLP The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016. Mr. Fusco has become CEO of another company with which he entered into an employment agreement pursuant to which he is obligated to purchase $10 million worth of shares by December 31, 2016. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.75 per share to $14.76 per share, inclusive. The reporting person undertakes to provide to Calpine Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. /s/ W. Thaddeus Miller by Power of Attorney 2016-07-13