-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OsSnOYFdNtKOtMguk+e+p1J+37ArIdqYalv63oZY7gZQcRoPt3lz7gS3U67uIGG0 NOHfztUBIZzRKQiCpExktw== 0000950123-01-508738.txt : 20020411 0000950123-01-508738.hdr.sgml : 20020411 ACCESSION NUMBER: 0000950123-01-508738 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-66078 FILM NUMBER: 1798037 BUSINESS ADDRESS: STREET 1: 50 WEST SAN FERNANDO ST CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089955115 MAIL ADDRESS: STREET 1: 50 W SAN FERNANDO STREET 2: SUITE 500 CITY: SAN JOSE STATE: CA ZIP: 95113 424B3 1 f74069bbe424b3.txt PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-66078 PROSPECTUS SUPPLEMENT TO THE PROSPECTUS DATED NOVEMBER 2, 2001 OF CALPINE CORPORATION RELATING TO RESALES BY SELLING SECURITY HOLDERS OF ZERO-COUPON CONVERTIBLE DEBENTURES DUE APRIL 30, 2021 The Prospectus dated November 2, 2001 (the "Prospectus") relating to resales by selling security holders of Calpine Corporation's Zero-Coupon Convertible Debentures Due April 30, 2021 is hereby supplemented by amending the "Selling Holders" section on pages 21-24 thereof by inserting the following as new selling security holders in the appropriate alphabetical location:
AGGREGATE PRINCIPAL AGGREGATE AGGREGATE AMOUNT OF PRINCIPAL AMOUNT PRINCIPAL DEBENTURES OF DEBENTURES AMOUNT OF BENEFICIALLY OWNED PRIOR TO DEBENTURES OWNED AFTER SELLING HOLDER THE OFFERING BEING OFFERED THE OFFERING - -------------- ------------ ------------- ------------ Continental Assurance Company on behalf of its Separate Account (E)..................................... $ 2,500,000 $ 2,500,000 $ 0 Continental Casualty Company............................. 12,500,000 12,500,000 0 Credit Suisse First Boston Corp.......................... 6,025,000 6,025,000 0 Gaia Offshore Master Fund Ltd. .......................... 13,950,000 13,950,000 0 JP Morgan Securities..................................... 18,500,000 18,500,000 0 Transamerica Life Insurance and Annuity Co............... 30,000,000 30,000,000 0 UBS Warburg LLC.......................................... 15,000,000 15,000,000 0 Van Kampen Harbor Fund................................... 5,000,000 5,000,000 0 Zurich Institutional Benchmarks Master Fund Limited...... 750,000 750,000 0
In addition, the Prospectus is further supplemented by changing each of the entries under the columns "Aggregate Principal Amount of Debentures Owned Prior to the Offering" and "Aggregate Principal Amount of Debentures Being Offered" with respect to the selling security holders identified below as set forth hereunder.
NEW AGGREGATE PRINCIPAL NEW AGGREGATE NEW AGGREGATE AMOUNT OF PRINCIPAL AMOUNT PRINCIPAL DEBENTURES OF DEBENTURES AMOUNT OF BENEFICIALLY OWNED PRIOR TO DEBENTURES OWNED AFTER SELLING HOLDER THE OFFERING BEING OFFERED THE OFFERING - -------------- ------------ ------------- ------------ LDG Limited.............................................. $ 1,000,000 $ 1,000,000 $ 0 Lyxor Master Fund........................................ 5,750,000 5,750,000 0 Lyxor Master Fund........................................ 1,050,000 1,050,000 0 Peoples Benefit Life Insurance Company Teamsters......... 11,000,000 11,000,000 0 Silvercreek Limited Partnership.......................... 9,320,000 9,320,000 0 Silvercreek II Limited................................... 28,380,000 28,380,000 0 St. AlbansPartners Ltd................................... 9,500,000 9,500,000 0 TQA Master Fund, Ltd..................................... 17,750,000 17,750,000 0 TQA Master Plus Fund, Ltd................................ 15,000,000 15,000,000 0
Prospectus Supplement dated November 21, 2001 -----END PRIVACY-ENHANCED MESSAGE-----