0000916457-17-000125.txt : 20170825 0000916457-17-000125.hdr.sgml : 20170825 20170825162916 ACCESSION NUMBER: 0000916457-17-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170823 FILED AS OF DATE: 20170825 DATE AS OF CHANGE: 20170825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fusco Jack A CENTRAL INDEX KEY: 0001425785 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12079 FILM NUMBER: 171052322 MAIL ADDRESS: STREET 1: C/O FOSTER WHEELER LTD. STREET 2: PERRYVILLE CORPORATE PARK CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138302000 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 wf-form4_150369294246330.xml FORM 4 X0306 4 2017-08-23 0 0000916457 CALPINE CORP CPN 0001425785 Fusco Jack A CALPINE CORPORATION 717 TEXAS AVENUE, SUITE 1000 HOUSTON TX 77002 1 0 0 0 Common Stock, par value $0.001 per share 2017-08-23 4 S 0 265000 14.74 D 0 I Fusco Energy Investment LLP Common Stock, par value $0.001 per share 2017-08-23 4 S 0 348100 14.73 D 344835 D Common Stock, par value $0.001 per share 2017-08-24 4 S 0 336425 14.70 D 8410 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.72 per share to $14.765 per share, inclusive. The reporting person undertakes to provide to Calpine Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased sold at each separate price within the ranges set forth herein. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.72 per share to $14.76 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.65 per share to $14.76 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. /s/ W. Thaddeus Miller by Power of Attorney 2017-08-25