-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JQJqpLfE6DRA+zR6WSRwWaidhW+Q2G7XQ4XXoBYPt/I2O7Oy2HXpTZrnAK0ahRY/ HSOFygQ/2bDMeU4oN7Euxw== 0000891618-02-003228.txt : 20020712 0000891618-02-003228.hdr.sgml : 20020712 20020712164842 ACCESSION NUMBER: 0000891618-02-003228 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 770212977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-85654 FILM NUMBER: 02702148 BUSINESS ADDRESS: STREET 1: 50 WEST SAN FERNANDO ST CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089955115 MAIL ADDRESS: STREET 1: 50 W SAN FERNANDO STREET 2: SUITE 500 CITY: SAN JOSE STATE: CA ZIP: 95113 424B3 1 f82945b3e424b3.txt FORM 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-85654 PROSPECTUS SUPPLEMENT NO. 2 TO PROSPECTUS DATED JUNE 21, 2002 OF CALPINE CORPORATION RELATING TO RESALES BY SELLING SECURITYHOLDERS OF 4% CONVERTIBLE SENIOR NOTES AND SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THE SENIOR NOTES This Prospectus Supplement supplements the Prospectus dated June 21, 2002, as supplemented to date (the "Prospectus"). This Prospectus Supplement should be read in conjunction with the Prospectus, which is to be delivered by selling securityholders to prospective purchasers along with this Prospectus Supplement. The information in the following table supersedes in part and supplements the information in the relevant section in the Prospectus.
SHARES OF AGGREGATE COMMON PRINCIPAL AMOUNT SHARES OF STOCK BENEFICIALLY OF NOTES SHARES OF COMMON OWNED BENEFICIALLY OWNED COMMON STOCK STOCK AFTER COMPLETION SELLING HOLDERS AND OFFERED BENEFICIALLY OWNED OFFERED OF THE OFFERING --------------- ------------------ ------------------ --------- ------------------- AIG DKR SoundShore Opportunity Holding Fund Ltd.(1).............. 2,100,000 147,414 116,214 31,200 AIG DKR SoundShore Strategic Holding Fund Ltd.(1)...................... 900,000 49,806 49,806 0 Fleet Maritime, Inc. ............... 280,000 15,495 15,495 0 Goldman, Sachs and Company.......... 21,584,000 1,194,465 1,194,465 0 KBC Financial Products USA.......... 3,365,000 186,220 186,220 0 Merrill Lynch Equity Convertible Series Global Allocation Portfolio......................... 2,730,000 437,379 151,079 286,300 Merrill Lynch Global Allocation Fund, Inc. ....................... 20,900,000 3,355,912 1,156,612 2,199,300 Merrill Lynch Series Fund, Inc. Global Allocation Strategy Portfolio......................... 540,000 83,583 29,883 53,700 Merrill Lynch Variable Series Funds, Inc. Global Allocation Focus Fund.............................. 1,330,000 211,902 73,602 138,300 Morgan Stanley & Co., Incorporated...................... 2,000,000 110,680 110,680 0 Onex Industrial Partners Limited(2)........................ 2,360,000 130,603 130,603 0 OZF Credit Opportunities Master Fund Ltd. ........................ 18,825,000 1,117,581 1,041,781 75,800 OZF Credit Opportunities Master Fund II Ltd. .......................... 22,380,000 1,328,315 1,238,515 89,800 OZ Mac 13 Ltd. ..................... 1,805,000 99,889 99,889 0 OZ Master Fund Ltd. ................ 78,858,000 4,364,025 4,364,025 0 Pebble Capital Inc.(2).............. 1,035,000 57,277 57,277 0 Silvercreek Limited Partnership(2).................... 2,650,000 146,651 146,651 0 Silvercreek II Limited(2)........... 955,000 52,849 52,849 0 UBS O'Connor LLC p/b/o UBS Global Equity Arbitrage Master LTD. ..... 11,250,000 622,578 622,578 0
- --------------- (1) DKR Management Company Inc. and Basso Securities Ltd. share investment power with respect to these securities. (2) RBC Dominion Securities Inc. acts together with the identified selling securityholders in acquiring, holding or disposing of these securities. --------------------- Prospectus Supplement dated July 12, 2002 -----END PRIVACY-ENHANCED MESSAGE-----