FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
TRACTOR SUPPLY CO /DE/ [ TSCO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/14/2010 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common stock | 09/14/2010 | M(1) | 12,000 | A | $19.225 | 22,090 | D | |||
Common stock | 09/14/2010 | S(1) | 12,000 | D | $37.5 | 10,090 | D | |||
Common stock | 5,333 | I | Stock Purchase Plan |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee stock option | $24.1025(2) | 09/26/2007 | 09/26/2015 | Common stock | 7,500(2) | 7,500(2) | D | ||||||||
Employee stock option | $24.1025(2) | 09/26/2008 | 09/26/2015 | Common stock | 7,500(2) | 7,500(2) | D | ||||||||
Employee stock option | $24.1025(2) | 09/26/2009 | 09/26/2015 | Common stock | 7,500(2) | 7,500(2) | D | ||||||||
Employee stock option | $24.1025(2) | 09/26/2010 | 09/26/2015 | Common stock | 7,500(2) | 7,500(2) | D | ||||||||
Employee stock option | $30.635(3) | 02/09/2007 | 02/09/2016 | Common stock | 13,332(3)(4) | 13,332(3)(4) | D | ||||||||
Employee stock option | $30.635(5) | 02/09/2008 | 02/09/2016 | Common stock | 13,334(4)(5) | 13,334(4)(5) | D | ||||||||
Employee stock option | $30.635(5) | 02/09/2009 | 02/09/2016 | Common stock | 13,334(4)(5) | 13,334(4)(5) | D | ||||||||
Employee stock option | $23.0825(6) | 02/07/2008 | 02/07/2017 | Common stock | 12,666(4)(6) | 12,666(4)(6) | D | ||||||||
Employee stock option | $23.0825(6) | 02/07/2009 | 02/07/2017 | Common stock | 12,666(4)(6) | 12,666(4)(6) | D | ||||||||
Employee stock option | $23.0825(7) | 02/07/2010 | 02/07/2017 | Common stock | 12,668(4)(7) | 12,668(4)(7) | D | ||||||||
Employee stock option | $19.225(1)(8) | 09/14/2010 | M(1) | 5,016 | 02/06/2009 | 02/06/2018 | Common stock | 5,016(4) | $0.00 | 0 | D | ||||
Employee stock option | $19.225(9) | 09/14/2010 | M(1) | 6,984 | 02/06/2010 | 02/06/2018 | Common stock | 6,984(4)(9) | $0.00 | 10,034(9) | D | ||||
Employee stock option | $19.225(9) | 02/06/2011 | 02/06/2018 | Common stock | 17,018(4)(9) | 17,018(4)(9) | D | ||||||||
Restricted stock units(10) | $19.225(11) | 02/06/2011 | (12) | Common stock | 12,944(11) | 12,944(11) | D | ||||||||
Employee stock option | $17.1775(13) | 02/04/2010 | 02/04/2019 | Common stock | 19,640(13) | 19,640(13) | D | ||||||||
Employee stock option | $17.1775(13) | 02/04/2011 | 02/04/2019 | Common stock | 19,640(13) | 19,640(13) | D | ||||||||
Employee stock option | $17.1775(13) | 02/04/2012 | 02/04/2019 | Common stock | 19,640(13) | 19,640(13) | D | ||||||||
Restricted stock units(10) | $17.1775(14) | 02/04/2012(12) | (12) | Common stock | 25,946(14) | 25,946(14) | D | ||||||||
Employee stock options | $26.2075(15) | 02/03/2011 | 02/03/2020 | Common stock | 14,808(15) | 14,808(15) | D | ||||||||
Employee stock options | $26.2075(15) | 02/03/2012 | 02/03/2020 | Common stock | 14,808(15) | 14,808(15) | D | ||||||||
Employee stock options | $26.2075(16) | 02/03/2013 | 02/03/2020 | Common stock | 14,806(16) | 14,806(16) | D | ||||||||
Restricted stock units(10) | $26.2075(17) | 02/03/2013 | (12) | Common stock | 12,406(17) | 12,406(17) | D |
Explanation of Responses: |
1. Transaction represents exercise of 12,000 options (adjusted for 2-for-1 split paid by the Company on September 2, 2010) pursuant to a 10b5-1 plan executed by Mr. Crudele. |
2. This option was previously reported as covering 3,750 shares at an exercise price of $48.205 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
3. This option was previously reported as covering 6,666 shares at an exercise price of $61.27 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
4. Fractional shares are rounded to the nearest whole number. |
5. This option was previously reported as covering 6,667 shares at an exercise price of $61.27 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
6. This option was previously reported as covering 6,333 shares at an exercise price of $46.165 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
7. This option was previously reported as covering 6,334 shares at an exercise price of $46.165 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
8. This option was previously reported as covering 8,508 shares at an exercise price of $38.45 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
9. This option was previously reported as covering 8,509 shares at an exercise price of $38.45 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
10. Each restricted stock unit represents a contingent right to receive one share of Tractor Supply Company common stock. |
11. These restricted stock units were previously reported as covering 6,472 shares at an exercise price of $38.45 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
12. The restricted stock units vest at the end of the third anniversary of the date of grant. |
13. This option was previously reported as covering 9,820 shares at an exercise price of $34.355 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
14. These restricted stock units were previously reported as covering 12,973 shares at an exercise price of $34.355 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
15. This option was previously reported as covering 7,404 shares at an exercise price of $52.415 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
16. This option was previously reported as covering 7,403 shares at an exercise price of $52.415 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
17. These restricted stock units were previously reported as covering 6,203 shares at an exercise price of $52.415 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
Remarks: |
Anthony F. Crudele by: /s/ Kurt D. Barton as Attorney in fact | 09/16/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |