SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Estep Jonathan S

(Last) (First) (Middle)
C/O TRACTOR SUPPLY COMPANY
5401 VIRGINIA WAY

(Street)
BRENTWOOD TN 37027

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/31/2019
3. Issuer Name and Ticker or Trading Symbol
TRACTOR SUPPLY CO /DE/ [ TSCO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP General Merchandising
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock 9,461(1)(2)(3)(4)(5) D
Common stock 1,377 I Stock Purchase Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee stock option 02/05/2017(6) 02/05/2024 Common stock 5,237 $63.55(7) D
Employee stock option 02/04/2018(8) 02/04/2025 Common stock 3,858 $83.11(7) D
Employee stock option 02/03/2019(9) 02/03/2026 Common stock 7,857 $86.08(7) D
Employee stock option (10) 02/08/2027 Common stock 10,342 $73.18(7) D
Employee stock option (11) 05/08/2027 Common stock 7,120 $61.95(7) D
Employee stock option (12) 02/07/2028 Common stock 16,819 $67.28(7) D
Employee stock option (13) 02/06/2029 Common stock 7,165 $89.59(7) D
Explanation of Responses:
1. Includes 2,019 shares that were acquired pursuant to grants of restricted stock units (RSUs) under the Tractor Supply Company 2018 Omnibus Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest as follows: 33 1/3% on February 6, 2020, 33 1/3% on February 6, 2021, and 33 1/3% on February 6, 2022.
2. Includes 2,369 shares that were acquired pursuant to grants of RSUs under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest 100% on February 7, 2021.
3. Includes 673 shares that were acquired pursuant to grants of RSUs under the 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest 100% on May 8, 2020.
4. Includes 952 shares that were acquired pursuant to grants of RSUs under the 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest 100% on February 8, 2020.
5. Includes 1,794 shares that were acquired pursuant to grants of performance-based restricted share units (PSUs) under the 2009 Stock Incentive Plan. The PSUs vest as follows: 50% on February 7, 2020 and 50% on February 7, 2021.
6. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable as follows: 33 1/3% on February 5, 2015, 33 1/3% on February 5, 2016, and 33 1/3% on February 5, 2017. 100% of the option is vested.
7. Exercise price in United States dollars.
8. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable as follows: 33 1/3% on February 4, 2016, 33 1/3% on February 4, 2017, and 33 1/3% on February 4, 2018. 100% of the option is vested.
9. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable as follows: 33 1/3% on February 3, 2017, 33 1/3% on February 3, 2018, and 33 1/3% on February 3, 2019. 100% of the option is vested.
10. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable, or will vest, subject to conditions, and become exercisable as follows: 33 1/3% on February 8, 2018, 33 1/3% on February 8, 2019, and 33 1/3% on February 8, 2020. 66.6% of the option is vested.
11. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable, or will vest, subject to conditions, and become exercisable as follows: 33 1/3% on May 8, 2018, 33 1/3% on May 8, 2019, and 33 1/3% on May 8, 2020. 66.6% of the option is vested.
12. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable, or will vest, subject to conditions, and become exercisable as follows: 33 1/3% on February 7, 2019, 33 1/3% on February 7, 2020, and 33 1/3% on February 7, 2021. 33.3% of the option is vested.
13. Granted pursuant to the 2018 Omnibus Incentive Plan. The shares subject to this option will vest, subject to conditions, and become exercisable as follows: 33 1/3% on February 6, 2020, 33 1/3% on February 6, 2021, and 33 1/3% on February 6, 2022. 0% of the option is vested.
Remarks:
Jonathan S. Estep: /s/ Kristopher S. Bybee, as Attorney-in-fact 06/10/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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