SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Mutual of Omaha Insurance Co

(Last) (First) (Middle)
3300 MUTUAL OF OMAHA PLAZA
ATTN: JAN BROCKMAN

(Street)
OMAHA NE 68175

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Kayne Anderson NextGen Energy & Infrastructure, Inc. [ KMF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Series J Mandatory Redeemable Preferred Shares 07/28/2021 P 120,000(1) A $25 447,795(2) I subsidiary
Series H Mandatory Redeemable Preferred Stock 56,948(3) I subsidiary
Series H Mandatory Redeemable Preferred Shares 94,914(4) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Mutual of Omaha Insurance Co

(Last) (First) (Middle)
3300 MUTUAL OF OMAHA PLAZA
ATTN: JAN BROCKMAN

(Street)
OMAHA NE 68175

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
UNITED OF OMAHA LIFE INSURANCE CO

(Last) (First) (Middle)
MUTUAL OF OMAHA PLZ 3RD FLOOR LAW
ATTN: JAN BROCKMAN

(Street)
OMAHA NE 68175-1008

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. United of Omaha Life Insurance Company acquired 120,000 shares of Series J Mandatory Redeemable Preferred Shares on July 28, 2021.
2. The 447,795 shares reported represent United of Omaha Insurance Company's ownership of 227,795 shares of Series H, 100,000 shares of Series I, and 120,000 shares of Series J. These shares are being reported as indirectly owned by Mutual of Omaha Insurance Company, the parent company of United of Omaha Life Insurance Company.
3. Companion Life Insurance Company holds 56,948 shares of Series H Mandatory Redeemable Preferred Shares. Mutual of Omaha Insurance Company is the ultimate parent of Companion Life Insurance Company.
4. Mutual of Omaha Insurance Company holds 94,914 shares of Series H Mandatory Redeemable Preferred Shares.
Jan M. Brockman 12/17/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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