-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MO6Jsv3dWTkp1xliVOdf6xBCeNGRDScs2qyaAuASt5tYYZLv/5NhjlD+m4cyaraJ uGGPloVG242ERlJzUZrQxg== 0001181431-10-054523.txt : 20101109 0001181431-10-054523.hdr.sgml : 20101109 20101109193101 ACCESSION NUMBER: 0001181431-10-054523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101105 FILED AS OF DATE: 20101109 DATE AS OF CHANGE: 20101109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Habiger David C CENTRAL INDEX KEY: 0001326409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23190 FILM NUMBER: 101177850 MAIL ADDRESS: STREET 1: C/O SONIC SOLUTIONS STREET 2: 101 ROWLAND WAY CITY: NOVATO STATE: CA ZIP: 94945 FORMER NAME: FORMER CONFORMED NAME: Habiger Dave DATE OF NAME CHANGE: 20050506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIC SOLUTIONS/CA/ CENTRAL INDEX KEY: 0000916235 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 930925818 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD., STREET 2: SUITE 300 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 4158938000 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD., STREET 2: SUITE 300 CITY: NOVATO STATE: CA ZIP: 94945 4 1 rrd290600.xml HABIGER FORM 4 X0303 4 2010-11-05 0 0000916235 SONIC SOLUTIONS/CA/ SNIC 0001326409 Habiger David C C/O SONIC SOLUTIONS, 7250 REDWOOD BLVD. SUITE 300 NOVATO CA 94945 0 1 0 0 President and CEO Common Stock 2010-11-05 4 M 0 37500 1.23 A 37500 I By Trust Common Stock 2010-11-05 4 M 0 31250 4.82 A 68750 I By Trust Common Stock 2010-11-05 4 M 0 35850 6.89 A 104600 I By Trust Common Stock 2010-11-05 4 S 0 29600 12.63 D 75000 I By Trust Common Stock 2010-11-05 4 S 0 75000 12.11 D 0 I By Trust Common Stock 2010-11-08 4 M 0 9734 6.89 A 9734 I By Trust Common Stock 2010-11-08 4 S 0 9734 12.51 D 0 I By Trust Common Stock 2010-11-09 4 M 0 566 6.89 A 566 I By Trust Common Stock 2010-11-09 4 S 0 566 12.50 D 0 I By Trust Common Stock 9000 D Stock Option (Right to Buy) 1.23 2010-11-05 4 M 0 37500 0 D 2018-12-15 Common Stock 37500 162500 I By Trust Stock Option (Right to Buy) 4.82 2010-11-05 4 M 0 31250 0 D 2019-10-28 Common Stock 31250 93750 I By Trust Stock Option (Right to Buy) 6.89 2010-11-05 4 M 0 35850 0 D 2018-06-12 Common Stock 35850 339150 I By Trust Stock Option (Right to Buy) 6.89 2010-11-08 4 M 0 9734 0 D 2018-06-12 Common Stock 9734 329416 I By Trust Stock Option (Right to Buy) 6.89 2010-11-09 4 M 0 566 0 D 2018-06-12 Common Stock 566 328850 D Shares owned by Sharon M. Habiger Trust dated November 17, 2000, a revocable trust established by David C. Habiger and Sharon M. Habiger, husband and wife. Mr.and Mrs. Habiger are joint tenants and each has power to vote and dispose of any and all securities held by the trust. These shares being sold pursuant to Habiger Trust 10b5-1 plan. Average price of multiple open market transactions during the day. Purchase prices for individual transactions ranged from $12.50 to $12.79. Average price of multiple open market transactions during the day. Purchase prices for individual transactions ranged from $12.50 to $12.54. The underlying stock option vests monthly over four years commencing on December 15, 2008, and are subject to change of control vesting per standard company policy for executive officers and directors. The underlying stock option vests monthly over four years commencing on October 28, 2009, and are subject to change of control vesting per standard company policy for executive officers and directors. The underlying stock option vests monthly over three years commencing on June 12, 2008, and are subject to change of control vesting per standard company policy for executive officers and directors. Average price of multiple open market transactions during the day. Purchase prices for individual transactions ranged from $12.50 to $12.51. /s/ David C. Habiger 2010-11-09 -----END PRIVACY-ENHANCED MESSAGE-----