-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P1gO9zm5URZXLWrvf3H7FBMSqfJtySHSrpnLdRJMpuSU6j4evMCSH7GoaFGu7LJW kFxIfvA/BqZogAcGkGDOeA== 0000950144-99-005378.txt : 19990507 0000950144-99-005378.hdr.sgml : 19990507 ACCESSION NUMBER: 0000950144-99-005378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990430 FILED AS OF DATE: 19990506 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARTIN MARIETTA MATERIALS INC CENTRAL INDEX KEY: 0000916076 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 561848578 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-12744 FILM NUMBER: 99612737 BUSINESS ADDRESS: STREET 1: 2710 WYCLIFF RD CITY: RALEIGH STATE: NC ZIP: 27607 BUSINESS PHONE: 9197814550 COMPANY DATA: COMPANY CONFORMED NAME: WINCHESTER ROBERT R CENTRAL INDEX KEY: 0001084499 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] OFFICER STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2710 WYCLIFF RD CITY: RALEIGH STATE: NC ZIP: 27607 BUSINESS PHONE: 9197814550 MAIL ADDRESS: STREET 1: MARTIN MARIETTA MATERIALS INC STREET 2: 2710 WYCLIFF ROAD CITY: RALEIGH STATE: NC ZIP: 27607 4 1 MARTIN MARIETTA MATERIALS/ROBERT R WINCHESTER 1 - ------ FORM 4 - ------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP / / Check box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1935 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ | 1. Name and Address of Reporting Person(1) | 2. Issuer Name and Ticker or Trading Symbol |6. Relationship of Reporting Person to| | Winchester, Robert R. | Martin Marietta Materials, Inc. (MLM) | Issuer (Check all applicable) | |--------------------------------------------|----------------------------------------------| | | (Last) (First) (Middle) | 3. IRS Identification | 4. Statement For | ----Director ---10% Owner | | | Number of Reporting | Month/Year | | | | Person, if an Entity | | X Officer (give ---Other (Specify| | | (Voluntary) | 4/1999 | --- title below)| | 2710 Wycliff Road | | | below | | | | | Senior Vice President | |--------------------------------------------| ###-##-#### |--------------------|--------------------------------------| | (Street) | | 5. If Amendment, | | | | | Date of Original|7. Individual or Joint/Group Filing | | Raleigh NC 27607 | | (Month/Year) | (Check applicable line) | |--------------------------------------------|----------------------------------------------| X Form Filed by One | | (City) (State) (Zip) | | ---- Reporting Person | | | | Form Filed by More Than | | | | ----- One Reporting Person | |----------------------------------------------------------------------------------------------------------------------------------| | TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED | |----------------------------------------------------------------------------------------------------------------------------------| |1. Title of Security |2. Transaction |3. Transac- |4. Securities Acquired (A) | 5. Amount of Se- |6. Owner- |7. Nature | | (Instr. 3) | Date | tion Code | or Disposed of (D) | curities Benefi-| ship | of In- | | | (Month/Day | (Instr. 8) | | cially Owned at | Form: | direct | | | Year) | | | End of Month | Direct | Benefi-| | | | | (Instr. 3, 4 and 5) | (Instr. 3 and 4)| (D) or | cial | | | |--------------|---------------------------| | Indirect | Owner- | | | |Code V | Amount | A) or | Price| | (I) | ship | | | | | | D) | | | (Instr. 4)| (Instr.| | Common Stock | 4/20/1999 | M | 9,000 | A | 22.00| | D | 4) | |---------------------|-------------------|--------------|------------|-------|------|--------------------|-------------|----------| | Common Stock | 4/20/1999 | M | 12,000 | A | 20.00| | D | | |---------------------|-------------------|--------------|------------|-------|------|--------------------|-------------|----------| | Common Stock | 4/20/1999 | M | 10,000 | A | 24.25| | D | | |---------------------|-------------------|--------------|------------|-------|------|--------------------|-------------|----------| | Common Stock | 4/21/1999 | S | 31,000 | D |64.375| 4,383 | D | | |---------------------|-------------------|--------------|------------|-------|------|--------------------|-------------|----------| | Common Stock | | | | | | 150 | I | Spouse | |---------------------|-------------------|--------------|------------|-------|------|--------------------|-------------|----------| | | | | | | | | | | |---------------------|-------------------|--------------|------------|-------|------|--------------------|-------------|----------| | | | | | | | | | | |---------------------|-------------------|--------------|------------|-------|------|--------------------|-------------|----------| | | | | | | | | | | |---------------------|-------------------|--------------|------------|-------|------|--------------------|-------------|----------| | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ (Print or Type Response)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ |1. Title of Derivative |2. Conver- |3. Trans- |4. Trans- | 5. Number of | 6. Date Exer- | 7. Title and Amount | 8. Price | | Security | sion or | action | action | Derivative | cisable and | of Underlying | of | | (Instr. 3) | Exercise | Date | Code | Securities | Expiration | Securities | Deriv- | | | Price of | (Month/| (Instr.| Acquired (A)| Date | (Instr. 3 and 4) | ative | | | Deriv- | Day/ | 8) | or Disposed | (Month/Day/ | | Secur- | | | | Year) | | 4, and 5) | Year | | ity | | | | | | |------------------|---------------------| (Instr. 5)| | | | | | | Date |Expira- | | Amount or| | | | | |----------|----------------| Exer- |tion | Title | Number of| | | | | | Code| V | (A) | (D) | cisable|Date | | Shares | | |-----------------------|------------|----------|-----|----|--------|-------|--------|---------|---------|-----------|-------------| |Employee Stock Option | 22.00 | 4/20/1999| M | | | 9,000|8/2/97 |8/2/2004 |Common | 9,000 | | |(right to buy) | | | | | | | | |Stock | | | |-----------------------|------------|----------|-----|----|--------|-------|--------|---------|---------|-----------|-------------| |Employee Stock Option | 20.00 | 4/20/1999| M | | | 12,000|8/3/98 |8/3/2005 |Common | 12,000 | | |(right to buy) | | | | | | | | |Stock | | | |-----------------------|------------|----------|-----|----|--------|-------|--------|---------|---------|-----------|-------------| |Employee Stock Option | 24.25 | 4/20/1999| M | | | 10,000|7/10/98 |7/10/2006|Common | 10,000 | | |(right to buy) | | | | | | | | |Stock | | | |-----------------------|------------|----------|-----|----|--------|-------|--------|---------|---------|-----------|-------------| | | | | | | | | | | | | | | | | | | | | | | | | | | |-----------------------|------------|----------|-----|----|--------|-------|--------|---------|---------|-----------|-------------| | | | | | | | | | | | | | | | | | | | | | | | | | | |-----------------------|------------|----------|-----|----|--------|-------|--------|---------|---------|-----------|-------------| | | | | | | | | | | | | | | | | | | | | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------ | 9. Number of | 10. Ownership | 11. Nature of | | Derivative | Form of | Indirect | | Securities | Derivative | Beneficial | | Beneficially | Security: | Ownership | | Owned at End | Direct (D) | (Instr. 4) | | of Month | or Indirect (I) | | | (Instr. 4) | (Instr. 4) | | | | | | |---------------------|-------------------------------|----------------------| | 0 | D | | |---------------------|-------------------------------|----------------------| | 0 | D | | |---------------------|-------------------------------|----------------------| | 5,000 | D | | |---------------------|-------------------------------|----------------------| | | | | |---------------------|-------------------------------|----------------------| | | | | |---------------------|-------------------------------|----------------------| | | | | - ------------------------------------------------------------------------------ Explanation of Responses: (1) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Robert R. Winchester 5/4/99 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ---------------------------- ------- **Signature of Reporting Person(1) Date Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure.
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